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`APPLICATION
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`FILING or
`371(c) DATE
`
`GRP ART
`UNIT
`
`61/191,027
`
`09/06/2008
`
`F
`
`FEE REC'D
`
`105
`
`Simon N. Richmond
`
`47 Grasmere Way
`Princeton, NJ 08540
`
`ATTY.DOCKET.NO
`
`PP:WIND02
`
`TOT CLAHVIS IND CLAIMS
`
`CONFIRMATION NO. 5425
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`FILING. RECEIPT
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`lllllllllllIllflllllllllllllllllll111,11:lllllllllllll
`
`Date Mailed: 10/10/2008
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`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
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`Applicant(s)
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`Simon Nicholas Richmond, Princeton, NJ;
`Power of Attorney: None
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`** SMALL ENTITY **
`Title
`
`Illuminated wind indicator
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
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`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
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`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`page 1 of 3
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`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
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`page 2 of 3
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`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † S
`Jiawei et al. Exhibit 1004 Page 2
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`

`
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControI, Department of
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`page 3 of 3
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`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † T
`Jiawei et al. Exhibit 1004 Page 3
`
`

`
`u.s_. PTO '
`61/191027
`
`Ii‘J5»
`
`E C
`
`PTO/SB/16 (10-05)
`Approved for use through 07/31/2006. OMB 0651-0032
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`PROVISIONAL APPLICATION FOR PATENT COVER SHEET - Page 1 of 2
`This is a request for filing a PROVISI NAL APPL|CAT|OO FOR PATENT under 37 CFR 1.53(c).
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`Egaress Mail Label No.
`gt 2 fl5| 5&2. 25 L,
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`Residence
`Family Name or Surname
`Cit and either State or Forein Count
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`809060 lllIll!llllllllllllllliillillllllllllll
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`Given Name (first and middle [if any])
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`Simon Nicholas
`
`Richmond
`
`Pri_nceton, New Jersey
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`Additional inventors are being named on the
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`separately numbered sheets attached hereto
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`Address 47 Grasmere Way
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`Country U'S‘A‘
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`ENCLOSED APPLICATION PARTS (check all that apply)
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`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † U
`Jiawei et al. Exhibit 1004 Page 4
`
`105.00
`
`

`
`PROVISIONAL APPLICATION COVER SHEET
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`Page 2 of 2
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`The invention was made by an agency of the United States Government or under a contract with an agency of the United'States Government.
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`SIGNATURE
`
`
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`p
`
`y
`
`Date
`
`I
`
`TYPED or PRINTED NAME
`
`Simon Nicholas Richmond
`
`REGISTRATION NO,
`(if appropriate)
`
`TELEPHONE
`
`609-924-0051
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`”
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`Docket Number:
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`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † V
`Jiawei et al. Exhibit 1004 Page 5
`
`

`
`TITLE: Illuminated Wind Indicator
`
`I
`
`INVENTORS: SimonN. Richmond
`
`CROSS REFERENCE TO RELATED APPLICATIONS
`
`[0001]
`
`This application is related to, and claims priority from,‘ U.S. Provisional
`
`Patent application no. 60/642,382 filed on January 7, 2005 by S. Richmond entitled
`
`“Wind Chime”, from patent application Ser. No. 11/303,247 filed on Dec. 16, 2005, now
`
`U.S. Patent Ser. No. 7, 336,157 by S. Richmond entitled “Illuminated Wind Indicator”,
`
`and from Continuation—in-Part Application Ser. No. 11/968,504 filed on January 2, 2007
`
`by S. Richmond entitled “Illuminated Wind Indicator”, the contents of all are hereby
`
`incorporated by reference.
`
`FIELD OF THE INVENTION
`
`[0002]
`
`The present invention relates to a wind chime, and more particularly to
`
`illuminated wind indictors.
`
`'
`
`10
`
`15
`
`BACKGROUND OF THE INVENTION
`
`20
`
`[0003]
`
`A common form of domestic wind indictor is the wind chime in which a
`
`plurality of chime members and a striker are suspended from a support portion, and
`
`arranged so that he striker collides with the chime members when moved by the wind.
`
`[0004]
`
`Although a wind chime produces a pleasant sound, the visual aesthetic
`
`appeal of the wind chime is typically relatively limited. Moreover, at night, a wind chime
`
`25
`
`cannot be heard through a closed window nor can it be seen in the dark, limiting its
`
`effectiveness as a wind indicator in such circumstances.
`
`SUMMARY OF THE INVENTION
`
`[0005]
`
`Briefly described, the present invention relates to an illuminated wind
`
`30
`
`indicator that provides visual indication of wind motion even at night or in the dark.
`
`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † W
`Jiawei et al. Exhibit 1004 Page 6
`
`

`
`[0006]
`
`In a preferred embodiment, the wind indicator has one or more chime
`
`members and a pendulum assembly suspended from a support or housing, and arranged
`
`so that the chime members and the pendulum assembly are capable of colliding with each
`
`other.
`
`In addition, there is a light source situated such that a portion of the pendulum
`
`assembly emits light.
`
`[0007]
`
`In a preferred embodiment power for the light source is provided by a
`
`solar cell and a rechargeable battery. The solar cell charges the battery when there is
`
`sufficient ambient light available, and the accumulated charge is later used to power the
`
`light. _ A light sensor may be used to automatically switch the light on when the ambient
`
`light falls below a predetermined level.
`light
`a
`the pendulum assembly has
`[0008]
`In a preferred embodiment,
`transmitting region and the light is situated so that light is emitted via the transmitting
`
`region of the pendulum assembly. The light may be a suitable light emitting diode.
`
`[0009]
`
`In another embodiment of the invention, the pendulum assembly contains
`
`the one or more solar panels used to obtain power.
`
`[0010]
`
`In a further embodiment of the invention, the light source may include a
`
`luminescent material.
`
`The luminescent material may be a phosphorescent material,
`
`which effectively stores light for later emission, or it may be a fluorescent material, or a
`
`combination of the two. When the light source is a fluorescent material there may be a
`
`further electrically powered light source of the appropriate wavelength to cause
`
`fluorescence.
`
`.
`
`[0011]
`
`These and other features of the invention will be more fully understood by
`
`references to the following drawings.
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`[0012]
`
`Figure 1
`
`is a diagrammatic perspective view of a wind indicator in
`
`accordance with an embodiment of the present invention;
`
`[0013]
`
`Figure 2 is a block diagram showing components of the wind indicator
`
`' shown in Figure 1;
`
`[0014]
`
`Figure 3 is circuit diagram showing circuitry for controlling a three color
`
`led display.
`
`10
`
`15
`
`20
`
`25
`
`30
`
`-2-
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`Jiawei et al. Exhibit 1004 Page 7
`
`

`
`[0015]
`
`Figure 4 is a diagrammatic perspective view of a wind indicator in
`
`accordance with an alternative embodiment of the present invention;
`
`[0016]
`
`Figure 5 is avdiagrammatic view in part cross-section of the wind indicator
`
`shown in Figure 4.
`
`[0017]
`[0018]
`
`[0019]
`
`invention.
`
`Figure 6 is a diagrammatic view of a further embodiment of the invention.
`Figure 7 is a diagrammatic view of another embodiment ofthe invention.
`
`Figure 8 is a diagrammatic view of yet another embodiment of the
`
`0
`A
`
`[0020]
`invention.
`
`Figure 9 is a diagrammatic view of one more embodiment of the
`I
`
`[0021]
`
`Figure 10 is a diagrammatic View of a further embodiment of the
`
`invention.
`
`[0022]
`A invention.
`
`Figure 11
`
`is a diagrammatic view of a further embodiment of the
`
`[0023]
`
`Figures 12 is a diagrammatic view of a further embodiment of the
`
`invention.
`
`[0024]
`
`Figures 13 is a diagrammatic View of a further embodiment of the
`
`invention.
`
`[0025]
`
`Figures 14 is a diagrammatic View of a further embodiment of the
`
`10
`
`15
`
`20
`
`invention.
`
`[0026]
`
`Figures 15 is a diagrammatic perspective view of a further embodiment of
`
`the invention.
`
`[0027]
`
`Figures 16 is a diagrammatic partial perspective View of the embodiment
`
`shown in Figure 15.-
`
`25
`
`[0028]
`
`15.
`
`Figures 17 is a diagrammatic top view of the embodiment shown in Figure
`
`DETAILED DESCRIPTION
`
`[0029]
`
`The present
`
`invention relates to wind indicators and particularly to
`
`30
`
`illuminated domestic wind indicators.
`
`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † Y
`Jiawei et al. Exhibit 1004 Page 8
`
`

`
`[0030]
`
`.
`
`In a preferred embodiment, the illuminated wind indictor is a modified
`
`wind chime having a light emitting pendulum assembly with the light being powered
`
`using. a rechargeable battery and solar panels.
`In this manner, power can be accumulated
`during the day and used to provide illumination at night.
`
`[0031]
`
`A preferred embodiment of the illuminated window will now be described
`
`by reference to the accompanying drawings in which, as far as possible, like numbers
`
`represent like elements.
`
`[0032]
`
`Figure 1
`
`is a diagrammatic perspective view of a wind indicator 10 in
`
`accordance with a preferred embodiment of the present invention, comprising a light
`
`10
`
`' device 12 and a chime portion 14, the light device 12 and the chime portion 14 being
`
`suspended on a support 16 provided with a spike 18.
`.
`[0033]
`‘
`In the embodiment illustrated in Figure 1, the light device 12 includes a
`
`housing portion 20 and a lid portion 22. The light device 12 in this example isgof lantem—
`
`type appearance.
`
`Disposed inside the housing portion 20 during use is a light source 24 that
`[0034]
`may be configured so as to resemble the appearance of a candle. The light source 24 may
`
`include one or more light emitting elements (LEDs), and the light source 24 may be
`
`formed of translucent material so that light passing through the light source 24 during use
`
`is diffused.
`
`[0035]
`
`The housing portion 20 includes a plurality of translucent or transparent
`
`panels 28.
`
`[0036]
`
`The light device 12 also includes a solar power converting means, in this
`
`example in the form of solar panels 30, which serves to convert solar power to electrical
`
`power. The solar panels 30 may be in the form of encapsulated polycrystalline PV solar
`
`panels or any other suitable solar power converting means.
`
`[0037]
`
`The light device 12 also includes means, in this example in the form of a
`
`ring member 32, for facilitating hanging of the wind chime 10 from the support 16.
`However, it will be understood that any suitable hanging means may be provided.
`
`[0038]
`
`It will be understood that although the support 16 includes a spike 18 for
`
`facilitating mounting of the wind chime 10 relative to a ground portion of a garden, other
`
`arrangements for supporting the wind chime 10 from a structure are envisaged.
`
`15
`
`20
`
`25
`
`30
`
`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † Z
`Jiawei et al. Exhibit 1004 Page 9
`
`

`
`[0039]
`
`The support 16 also includes a cross member 40 having a hook 42
`
`disposed at a free end of the cross member 40 for receiving hanging means of a light
`
`device 12 such as a ring member 32.
`
`[0040]
`
`The chime portion 14 includes a plurality of chime members 44 moveably
`
`suspended from the housing portion 20, and a pendulum assembly also moveably
`suspended from the housing portion 20.
`In this example,
`the pendulum assembly
`
`includes a striker disc 46 suspended using electrical wires 48 which pass from the light
`
`device 12 through the striker disc 46 to a pendulum 50 disposed at an end of the electrical
`
`wires 48 remote from the light device 12.
`
`[0041]
`
`The electrical wires 48 may be electrically connected to a second light
`
`emitting element, in this example in the form of a second LED 52, the second LED 52
`
`being disposed inside the pendulum 50 and the pendulum 50 being formed of a suitable
`
`translucent or transparent material.
`
`[0042]
`During use, electrical power is supplied from the rechargeable batteries 31
`to the first and second LEDS 26, 52 so as to cause light to pass through the panels 28 of
`the housing portion 20 and to be emitted by the pendulum 50.
`[0043]
`It will be understood that since light is emitted by the pendulum 50, as the
`
`wind impinges on the pendulum and/or the striker 46 during use, the pendulum will be
`
`urged to move, thereby causing an aesthetically pleasing light flickering effect.
`
`I
`
`[0044]
`
`It will also be understood that since a flickering light effect occurs when
`
`wind impinges on the pendulum and/orithe striker, a user is provided with a visual
`indication of the presence of wind.
`In this way, it is possible for a user to discern that
`
`wind is "present even if the wind is not strong enough to cause the striker 46 to contact the
`
`chime members 44.
`
`[0045]
`
`It will also be understood that at least part of the light emitted by the
`
`pendulum 50 during use will be reflected by one or more of the chime members 44,
`
`thereby enhancing the aesthetic appeal of the wind chime 10.
`
`[0046]
`
`As an alternative, the light source 52 may be disposed elsewhere in the
`
`pendulum assembly, such as in the striker 46.
`
`[0047]
`
`Figure 2 is a block diagram showing components of the wind indicator
`
`shown in Figure 1. In particular, electrical power supplied by the solar panels 30 serves to
`
`10
`
`.15
`
`20
`
`25
`
`30
`
`-5-
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`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † RQ
`Jiawei et al. Exhibit 1004 Page 10
`
`

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`recharge a rechargeable power source, in this example rechargeable batteries 31 which
`
`may be, but are not limited to, NiCd batteries.
`
`[0048]
`
`In order to coordinate supply of electrical power from the solar panels 30
`
`to the rechargeable batteries 31 and from the rechargeable batteries 31 to light emitting
`
`elements 26, a control unit 34 is provided.
`[0049]
`The control unit 34 may be arranged to sense the ambient light level, for
`
`example using a light dependent resistor 36 and, if a determination is made that a the
`
`ambient light is below a certain level, the rechargeable battery is then connected so as to
`
`power the light source.
`
`[0050]
`
`The control unit 34 may also be arranged to sense the ambient light level,
`
`for example using a light dependent resistor 36 and, if a determination is made that a
`
`sufficient ambient light is available for recharging the batteries 31 using the solar panels
`30, a connection is made between the solar panels 30 and the batteries 31 and a recharge
`
`current flows from the solar panels 30 to the batteries 31. If a determination is made that
`
`insufficient ambient light is available, a connection is not made between the solar panels
`
`30 and the batteries 31 and a current does not flow to the batteries. In this way, when the
`
`light sensor detects ambient light of predetermined level, the solar panel and rechargeable
`
`battery are connected so that the rechargeable battery accumulates a charge. When
`
`another predetermined level of ambient light is detected, the rechargeable battery is then
`
`10
`
`15
`
`20
`
`connected so as to power the light souce.
`
`[0051]
`
`The light device 12 may also be arranged to receive power directly from
`
`an external power source,
`
`for example by providing the light device 12 with an
`
`appropriate step-down transformer (not shown) connectable to mains AC electrical
`
`power, and appropriate AC to DC conversion circuitry.
`
`In addition, the light device 12
`
`may be arranged to receive power from an external power source and to use the power to
`recharge the batteries 31.
`I
`
`[0052]
`
`In order to cause the LEDs 26 in the light source 24 to flicker, the control
`
`unit 34 may be provided with an inverter (not shown) and the inverter controlled so as to
`
`generate an alternating current which causes the LEDs 26 to mimic the characteristic
`
`flicker of a flame. Alternatively, an irregular oscillating input may be applied to a
`
`switching transistor so as to cause irregular switching of current through the LEDs 26.
`
`25
`
`30
`
`-5-
`
`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † RR
`Jiawei et al. Exhibit 1004 Page 11
`
`

`
`Appropriate biasing signals for the switching transistor may be generated using multiple
`
`oscillators, each of which is arranged to oscillate at a different frequency. For example, a
`
`base of the switching transistor may be connected to outputs of multiple Schmitt trigger
`
`oscillators arranged to oscillate at different frequencies,.the Schmitt trigger oscillators for
`
`example being constructed using a CMOS40106 Hex inverting Schmitt trigger integrated
`circuit.
`I
`
`[0053]
`
`The control unit 34 may be controllable so that the light source 24 is
`
`caused to flicker or to not flicker, for example based on the position of a manually
`operable switch.
`0
`I
`[0054]
`The light source may also or instead include a colored light or a light
`
`capable of being used to provide varying colors.
`
`[0055]
`
`Figure 3 is circuit diagram showing circuitry for controlling a three color
`
`led display. This circuitry is described in detail in US Patent application 10/789,488 of S.
`Richmond entitled “A solar powered light assembly to produce a light of varying colors”
`
`filed on 02/06/2004, and in continuation-in-part US Patent application 11/102,229 of S.
`Richmond entitled “A solar powered light assembly to produce a light of Varying colors”
`
`filedon 04/07/2005, the contents of both of which are hereby incorporated by reference.
`
`The power supply circuit comprises a solar cell 130 connected in series to a forward
`
`biased diode 139, which is in turn connected to a positive terminal of a battery 133. A
`
`negative terminal of the battery 133 is then connected to the solar cell 130 to complete
`
`the power supply circuit. In this example," the diode 139 is a model number IN5817
`
`Schottky diode and the battery comprises two rechargeable 1.2 volt battery cells. It will
`
`be apparent to a person skilled in the art that other diode and battery configurations may
`
`be utilised without departing from the spirit and scope of the invention.
`
`[0056]
`
`When the solar cell 130 is exposed to sufficient
`
`light,
`
`the solar cell
`
`converts some of the solar energy to electrical energy and creates a current that passes
`
`through the diode 139.to charge the battery.133. Thus, during the day the solar cell 30
`converts energy from the sun to charge the battery 133. The diode 139 prevents the
`
`battery 133 from expending 130’ any power on the solar cell 130.
`
`[0057]
`The power supply circuit is connected in parallel to the light operated
`circuit, which is connected across the terminals of the battery 133. The positive terminal
`
`10
`
`15
`
`20
`
`25
`
`30
`
`-7-
`
`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † RS
`Jiawei et al. Exhibit 1004 Page 12
`
`

`
`of the battery 133 is connected to a switch 140, which is in turn connected to a 100k!)
`
`first resistor 141. The first resistor 141 is connected in series with a second,
`
`light-
`
`dependent resistor 142. The second resistor 142 connects to the negative terminal of the
`
`batteries 33 to complete the light operated circuit. The value of resistance of the second
`
`resistor 142 depends on the amount of light to which the second resistor 142 is exposed.
`When there is not much light, such as occurs during the night, the value of the second
`
`resistor 142 increases. During the daytime, when there is sufficient light, the value of the
`
`second resistor 142 decreases. Accordingly the resistor 42 allows the lighting device to
`
`operate only when there is insufficient light, i.e., at night.
`[0058]
`The boost-up circuit is connected to the light operated circuit, in parallel
`
`with the first resistor 141 and the second, light-dependent resistor 142. A first circuit
`node 143 is defined between the switch 140 and the first resistor 141. Connected to the
`
`node 143, is an emitter terminal of a first triode 144. A collector terminal of the first
`
`triode 144 is connected in series with a 100 k!) third resistor 145. The third resistor 145 is
`
`then connected to a point between the first resistor 141 and the second resistor 142.
`
`[0059]
`A 220 kfl fourth resistor 146 is connected to node 143 across the emitter
`and base terminals of the.first triode 144. In parallel with the fourth resistor 146, and also
`
`connected across the emitter and base terminals of the first triode 144, is a 4.7nF first
`
`capacitor 148.
`[0060]
`
`Further ‘connected to node 143, across the emitter and base terminals of
`
`the first triode 144 and in parallel with each of the fourth resistor 146 and the first
`
`capacitor 148, is a 100 pH inductor 149 in series with a 1 nF second capacitor 150. The
`
`second capacitor is then connected to the base terminal of the first triode 1.44.
`
`[0061]
`
`A 20kQ fifth resistor 151 is connected across the base and collector
`
`terminals of the first triode 144. Connected across the terminals of the third resistor 145
`
`are the collector and base terminals, respectively, of a second triode 152. The emitter
`
`terminal of the second triode 152 isconnected to the negative terminal of the batteries
`
`133. Connected between the inductor 149 and the second capacitor 150 is the collector
`
`terminal of a third triode 153. The base terminal of the third triode 53 is connected via an
`
`intermediary circuit to the collector terminal of the second triode 152. The intermediary
`
`io
`
`15
`
`20
`
`25
`
`30
`
`-3-
`
`Jiawei et al. Exhibit 1004iPage 13
`kŠ‚ ˜ † Š † • ‚ O f™ ‰ Šƒ Š• RQQU q‚ ˆ † RT
`
`

`
`circuit consists of a 2.4 kQ fourth resistor 154 in parallel with a 1nF third capacitor 155.
`
`The emitter terminal of the third triode 153 is connected to the negative terminal of the
`
`battery 133.
`
`[0062]
`
`Also connected between the inductor 149 and the-second capacitor 150 is
`
`the rectifier circuit. A forward biased second diode 156 is connected to a point between
`
`the inductor 149 and the second capacitor 150, and then to a positive terminal of a 33uF
`
`fourth capacitor 157. The negative terminal of the fourth capacitor 157 is connected to
`
`the negative terminal of the battery 133. A second circuit node 158 is defined between the
`
`second diode 156 and the fourth capacitor 57. Connected in parallel with the fourth
`
`capacitor 157, between the second node 158 and the negative terminal of the battery A133
`
`is a reverse biased 4.5V third diode 159. The second diode 156, the fourth capacitor 157
`
`and the third diode 159 comprise the rectifier circuit. Further connected to the second
`circuit node 158, in parallel with each of the capacitor 157 and the reverse diode 159, is a
`
`light circuit 160.
`
`[0063]
`
`The light circuit 160 contains an integrated circuit (IC) 161 for controlling
`
`lighting effects provided by the lighting device 110. In the embodiment shown, the IC
`
`161 is a 16 pin, three colour LED IC for controlling first, second and third light emitting
`
`diodes (LEDS) 134A, 134B and 134C. Each of pins 1, 15 and 16 is connected in series to
`
`respective switches 169, 170, 160. Each of the switches 169, 170 and 71 is then
`connected to the negative terminal of the battery 133. In one embodiment, the switches
`
`169, 170, 171 correspond to the LEDs 134A, 134B, and 134C to enable or disable a
`
`particular color range. In another embodiment, the switches 169,170, .171 determine the
`
`frequency of a color changing effect.
`
`[0064]
`
`In a further embodiment,
`
`the switches 169,170, 171 determine the
`
`i

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