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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`________________
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`MACRONIX INTERNATIONAL CO., LTD. MACRONIX ASIA LIMITED,
`MACRONIX (HONG KONG) CO., LTD. and MACRONIX AMERICA, INC.
`Petitioners
`
`v.
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`SPANSION LLC
`Patent Owner
`
`________________
`
`Case IPR2014-00898
`Patent 7,151,027
`
`________________
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`
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`PETITIONERS’ EXHIBIT LIST
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`(as of December 1, 2014)
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`
`
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`PO Box 1450
`Alexandria, Virginia 22313–1450
`Submitted Electronically via the Patent Review Processing System
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`1
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`PETITIONERS’ EXHIBIT LIST
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`MACRONIX EX. NO. BRIEF DESCRIPTION
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`MX027II-1001
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`U.S. Patent No. 7,151,027
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`MX027II-1002
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`MX027II-1003
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`MX027II-1004
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`MX027II-1005
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`MX027II-1006
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`MX027II-1007
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`MX027II-1008
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`MX027II-1009
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`MX027II-1010
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`MX027II-1011
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`MX027II-1012
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`MX027II-1013
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`Declaration of Dhaval J. Brahmbhatt
`U.S. Patent No. 6,458,655 to Yuzuriha, et al.
`
`U.S. Patent Application Publication No. 2003/0042520
`to Tsukamoto et al.
`Decision: Institution of Inter Partes Review in IPR2014-
`00108, Paper No. 16 (May 8, 2014)
`Second Joint Submission Regarding Proposed
`Constructions of Disputed Claim Terms, 337-TA-893
`(Feb. 12, 2014)
`C.-F. Lin, et al., A ULSI shallow trench isolation process
`through the integration of multilayered dielectric process
`and chemical-mechanical planarization, Thin Solid
`Films 249-252 (1999).
`S. Wolf & R.N. Tauber, Silicon Processing for the VLSI
`Era: Vol. 1 – Process Technology 2d Ed. (Lattice Press
`2000).
`CV of Dhaval J. Brahmbhatt
`
`U.S. Patent No. 5,371,030 to Bergemont
`
`U.S. Patent No. 4,571,819 to Rogers et al.
`
`Transcript of September 15, 2014 deposition of S. Souri
`in IPR2014-00108.
`Excerpts of Deposition Transcript of S. Souri (Apr. 13,
`2011) from Spansion LLC v. Samsung Electronics, 1:10-
`cv-881-LO-JFA. (Redacted)
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`2
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`MX027II-1014
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`MX027II-1015
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`MX027II-1016
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`MX027II-1017
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`MX027II-1018
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`MX027II-1019
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`U.S. Patent No. 7,265,014 to Hui et al and assigned to
`Spansion LLC (filed Mar. 12, 2004)
`U.S. Patent Application Publication No. 2004/0110390
`A1 to Takagi et al. (filed Nov. 18, 2003).
`Patent Owner Preliminary Response in IPR2014-00108
`(Feb. 19, 2014)
`Patent Owner Preliminary Response in IPR2014-00107
`(Feb. 19, 2014)
`Patent Owner Preliminary Response in IPR2014-00106
`(Feb. 19, 2014)
`Patent Owner Preliminary Response in IPR2014-00103
`(Feb. 21, 2014)
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`
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`Dated: December 1, 2014
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`Respectfully submitted,
`
`
`
`/Andrew R. Sommer/
`Andrew R. Sommer, Reg. No. 53,932
`
`
`
`Counsel for Petitioners Macronix
`International Co., Ltd., Macronix Asia
`Limited, Macronix (Hong Kong) Co., Ltd.
`and Macronix America, Inc.
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`3
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`§ 42.6(e)—CERTIFICATION OF SERVICE
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`
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`In accordance with § 42.6(e)(1), the undersigned certifies that on the 1st day
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`of December, 2014, the above PETITIONERS’ EXHIBIT LIST as of December
`
`1, 2014 was served, via electronic mail upon the following counsel for Patent Owner
`
`SPANSION LLC,
`
`
`J. Steven Baughman, Esq.
`Gabrielle E. Higgins, Esq.
`Ropes & Gray LLP
`One Metro Center
`700 12th Street, NW - Suite 900
`Washington, DC 20005-3948
`steven.baughman@ropesgray.com
`gabrielle.higgins@ropesgray.com
`SpansionPTABService@ropesgray.com
`Counsel for Spansion LLC
`
`Dated: December 1, 2014
`
` / Deomattie Kumar /
`Deomattie Kumar
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`
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`PARALEGAL FOR PETITIONERS
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`4
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