`
`U.S. Patent No. 7,808,184
`
`References cited herein:
`
`. U.S. Patent No. 7,808,184 (‘“ 184 Patent”)
`
`. U.S. Pat. No. 6,413,382 (“Wang”)
`
`0 A. A. Kudryavtsev, et al, Ionization relaxation in a plasma produced by a pulsed inert-gas
`discharge, Sov. Phys. Tech. Phys. 28(1), January 1983 (“Kudryavtsev”)
`
`Dischar e in a
`-Current Low-Pressure uasi-Station
`o D.V. Mozgrin, et a], Hi
`Magnetic Field: Experimental Research, Plasma Physics Reports, Vol. 21, No. 5, 1995
`(“Mozgrin”)
`
`o Leipold et al., High-electron densifl, atmospheric pressure air glow discharges, Power
`Modulator Symposium, 2002 and 2002 High-Voltage Workshop. Conference Record of
`the Twenty-Fifth International, June 2002 (“Leipold”)
`
`o Gudmundsson et al., Evolution of the electron energy distribution and plasma parameters
`in a pulsed magnetron discharge, Applied Physics Letters, 78(22) May 2001
`(“Gudmundsson”)
`
`Cla1m5188and
`
`Wang in View of Kudryavtsev and Mozgrin
`
`The combination of Wang and Kudryavtsev discloses a method of generating
`a strongly-ionized plasma.
`
`1. A method of
`generating a
`strongly-
`ionized plasma, Wang at 7: 17-31 (“The background power level P3 is chosen to exceed the
`the method
`minimum power necessary to support a plasma...
`[T]he application of the high
`comprising:
`peak power Pp quickly causes the already existing plasma to spread and
`increases the density of the plasma”).
`
`Wang at 7: 19-22 (“Preferably, the peak power Pp is at least 10 times the
`background power PB, more preferably at least 100 times, and most preferably
`1000 times to achieve the greatest effect of the invention.”).
`
`Wang at 4:29-31 (“. . .increases the sputtering rate but also at sufficiently high
`density ionizes a substantial fraction of the sputtered particles into positively
`charged metal ions.”).
`
`
`
`a) supplying
`feed gas
`proximate to an
`anode and a
`cathode
`
`at 7:31-39 “. . .hihl
`
`ionized sn,utterin. ..
`
`The combination of Wang and Kudryavtsev discloses supplying feed gas
`proximate to an anode and a cathode assembly.
`
`Wang at 3:66-4:1 (“A grounded shield 24 protects the chamber walls fiom
`
`assembl
`
`; and
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`EXHIBIT G.06
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`U.S. Patent No. 7,808,184
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`Cla1m5188and
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`Wang in view of Kudryavtsev and Mozgrin
`
`Wang at claim 27 “reactor [has an] anode with respect to a cathode of said
`target.” .
`
`Wang at 4:5-8 (“A sputter working gas such as argon is supplied from a gas
`source 32.... [and] flows into the processing region 22”).
`
`Wang at 4:20-21 (“a reactive gas, for example nitrogen is supplied to the
`processing space 22...”).
`
`Wang at Fig. l:
`
`
`
`
`
`
`
`SUPPLY
`
`Fl G.
`
`l
`
`b) generating a
`voltage pulse
`between the
`
`The combination of Wang and Kudryavtsev discloses generating a voltage
`pulse between the anode and the cathode assembly.
`
`anode and the Wang at Fig. 7:
`cathode
`
`assembly,
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`EXHIBIT G.06
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`U.S. Patent No. 7,808,184
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`Cla1m5188and
`
`Wang in view of Kudryavtsev and Mozgrin
`
`‘ 4
`I
`(‘\\\\Z§):Q— ,
`
`90
`
`104
`
`SUPPLY
`
`FIG. 7
`
`
`
`Wang at 7:61-62 (“The pulsed DC power supply 80 produces a train of
`negative voltage pulses.”).
`
`Wang at Fig. 1.
`
`Wang at Fig. 6:
`
`Wang at 3:66-4:l (“A grounded shield 24
`cathode of the ne '
`'
`,
`
`acts as a grounded anode for the
`
`The combination of Wang and Kudryavtsev discloses the voltage pulse having
`at least one of a controlled amplitude and a controlled rise time that increases
`an ionization rate so that a rapid increase in electron density
`and a formation of a strongly-ionized plasma occurs.
`
`the voltage
`pulse having at
`least one of a
`controlled
`amplitude and a
`controlled rise Wang at 7:28-30 (“. .. the application of the high peak power Pp instead
`time that
`quickly causes the already existing plasma to spread and increases the density
`increases an
`of the plasma.”).
`ionization rate
`
`so that a raid Wan ; at 7: 19-25
`
`ower Pp is at least 10 times the
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`U.S. Patent No. 7,808,184
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`Wang in View of Kudryavtsev and Mozgrin
`Cla1m5188and
`background power PB ... and most preferably 1000 times. . .. A background
`increase in
`electron density power P3 of one kW will typically be sufficient. . ..”).
`and a formation
`
`of a strongly-
`ionized plasma
`occurs
`
`Kudryavtsev at 32, right col, 111] 5-6 (“The discharge occurred inside a
`cylindrical tube. . .. The gas was preionized by applying a dc current. . .. A
`voltage pulse
`was applied to the tube.”).
`
`Kudryavtsev at 31, right col, 1] 6 (“an explosive increase in ne [plasma
`density]. The subsequent increase in ne then reaches its maximum value,
`equal to the rate of excitation [equation omitted], which is several orders of
`magnitude greater than the ionization rate during the initial stage.”)
`
`Kudryavtsev at Abstract (“electron density increases explosively in time due
`to accumulation of atoms in the lowest excited states”)
`
`' A
`
`Kudryavtsev at 34, right col, 1] 4 (“the effects studied in this work are
`characteristic of ionization whenever a field is suddenly applied to a weakly
`ionized gas, they must be allowed for when studying emission mechanisms in
`pulsed gas lasers, gas breakdown, laser sparks, etc.”)
`
`Like Kudryavtsev’s voltage pulse, application of Wang’s voltage pulse (which
`produces the peak power Pp) to the weakly-ionized plasma rapidly increases
`the plasma density and the density of free electrons.
`
`If one of ordinary skill, did not experience Kudryavtsev’s “explosive increase”
`in plasma density in Wang, it would have been obvious to adjust the operating
`parameters, e.g., increase the pulse length and/or pressure, so as to trigger
`Kudryavtsev’s fast stage of ionization.
`
`One of ordinary skill would have been motivated to use Kudryavtsev’s fast
`stage of ionization in Wang so as to increase plasma density and thereby
`increase the sputtering rate. Also, Kudryavtsev’s fast stage would reduce the
`time required to reach a given plasma density in Wang, thus reducing the time
`required for a sputtering process. Further, use of Kudryavtsev’s fast stage in
`Wang would have been a combination of old elements that yielded predictable
`results. Finally, because Wang’s pulse, or the pulse used in the combination
`of Wang and Kudryavtsev, produced Kudryavtsev’s fast stage of ionization,
`the rise time and amplitude of the pulse result in increasing the ionization rate
`of excited atoms and creation of a multi-step ionization process.
`
`Also, Kudryavtsev states, “[s]ince the effects studied in this work are
`characteristic of ionization whenever a field is suddenly applied to a weakly
`ionized gas, they must be allowed for when studying emission mechanisms in
`as lasers, as breakdown, laser sarks, etc.” Kuc
`
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`EXHIBIT G.06
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`U.S. Patent No. 7,808,184
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`Cla1m5188and
`
`Wang in View of Kudryavtsev and Mozgrin
`col, 1] 4 (emphasis added). Because Wang applies voltage pulses that
`“suddenly generate an electric field,” one of ordinary skill reading Wang
`would have been motivated to consider Kudryavtsev and to use Kudryavtsev’s
`fast stage in Wang.
`
`Finally, Wang’s voltage pulse has both a controlled amplitude and rise time as
`required by claim 1. Wang specifies that the background power PB can be 1
`kV and that the peak power Pp can be 1,000 times greater than the background
`power, i.e., 1 MW. Wang at 7: 19-25 (“Preferably, the peak power Pp is at
`least 10 times the background power PB ... and most preferably 1000 times. . ..
`A background power P3 of one kW will typically be sufficient. . ..”). One of
`ordinary skill would have understood that Wang’s voltage amplitude was
`controlled to produce Wang’s specified peak power level Pp.
`
`The rise time of Wang’s voltage pulse is also controlled. Wang at 5:23-26
`(“The illustrated pulse form is idealized. Its exact shape depends on the
`design of the pulsed DC power supply 80, and significant rise times and fall
`times are exected.”
`
`The combination of Wang and Kudryavtsev discloses without forming an arc
`between the anode and the cathode assembly.
`
`without
`forming an arc
`between the
`
`
`
`Mozrin at Fi. 2.
`
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`anode and the Wang at Fig. 6
`cathode
`
`assembly.
`
`Wang at 73-6 (“Plasma ignition, particularly in plasma sputter reactors, has a
`tendency to generate particles during the initial arcing, which may dislodge
`large particles from the target or chamber”)
`
`Wang at 7:47-49 (“The initial plasma ignition needs be performed only once
`and at much lower power levels so that particulates produced by arcing are
`much reduced.”).
`
`Wang at 7: 13-28 (“Accordingly, it is advantageous to use a target power
`waveform illustrated in FIG. 6.... As a result, once the plasma has been
`i nited at the be'
`'
`of s n,utterin rior to the illustrated waveform. . ..” .
`
`The combination of Wang, Kudryavtsev and Mozgrin discloses discharging
`energy from an energy storage device into the plasma to enhance the rapid
`increase in electron density and the formation of the strongly-ionized plasma.
`
`See evidence cited for claim 1.
`
`8. The method
`of claim 1
`further
`comprising
`discharging
`energy fiom an
`energy storage Wang at 7:61-62 (“pulsed DC power supply 80 produces a train of negative
`device into the
`voltage pulses.”).
`plasma to
`enhance the
`
`TSMC-1122 / Page 5 of 9
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`EXHIBIT G.06
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`U.S. Patent No. 7,808,184
`
`Wang in View of Kudryavtsev and Mozgrin
`
`It would have been obvious for one of ordinary skill to use “energy storage
`devices,” such as capacitors, when implementing Wang’s pulsed power supply
`80.
`
`Wang and Mozgrin both describe using pulses to increase the density of a
`plasma for sputtering. Accordingly, one of ordinary skill reading Wang would
`have looked to Mozgrin to find details of the power supply. Also, using
`Mozgrin’s power supply in Wang would have been nothing more than a
`combination of old elements in which each element behaved as redicted.
`
`The combination of Wang and Kudryavtsev discloses a method of generating
`a strongly-ionized plasma.
`
`See evidence cited in claim 1 preamble.
`
`The combination of Wang and Kudryavtsev discloses supplying feed gas
`proximate to an anode and a cathode assembly.
`
`See evidence cited in claim 1(a).
`
`Cla1m5188and
`rapid increase
`in electron
`
`density and the
`formation of
`
`the strongly-
`ionized plasma.
`
`1 l. A method
`
`of generating a
`strongly-
`ionized plasma,
`the method
`
`com . risin ; :
`
`a) supplying
`feed gas
`proximate to an
`anode and a
`
`cathode
`
`assembl
`
`; and
`
`b) generating a
`voltage pulse
`between the
`
`anode and the
`
`cathode
`
`assembly, the
`voltage pulse
`having at least
`one of a
`
`controlled
`
`amplitude and a
`controlled rise
`
`time that shifts
`
`an electron
`
`energy
`distribution in
`
`the plasma to
`higher energies
`that increase an
`
`ionization rate
`
`so as to result
`
`electron density.”)
`
`The combination of Wang and Kudryavtsev discloses generating a voltage
`pulse between the anode and the cathode assembly, the voltage pulse having at
`least one of a controlled amplitude and a controlled rise time that shifts an
`electron energy distribution in the plasma to higher energies that increase an
`ionization rate so as to result in a rapid increase in electron density and a
`formation of a strongly-ionized plasma without forming an arc between the
`anode and the cathode assembly.
`
`See evidence cited in claim l(b).
`
`One of ordinary skill would have readily understood that the electron energy
`distribution shifts to higher energies in Wang, because Wang applies voltage
`pulses in a magnetron sputtering chamber.
`
`Background:
`Leipold at Abstract (“Application of a high voltage pulse causes a shift in the
`electron energy distribution function to higher energies. This causes a
`temporary increase of the ionization rate and consequently an increase of the
`
`in a ra I id
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`U.S. Patent No. 7,808,184
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`increase in
`
`Wang in view of Kudryavtsev and Mozgrin
`
`
`
`Claims 8 and
`
`18
`
`
`
`electron density Gudmundsson at 3427, right col, 1] 2 (“For the measurements presented here,
`and a formation
`the average power was 300 W, pulse width 100 us, and repetition frequency
`of a strongly-
`50 Hz. The peak voltage was roughly 800 V. . ..”).
`
`ionized plasma
`
`
`
`without
`Gudmundsson at 3428, left col, 1] 2 (“Figure l [of Gudmundsson] shows the
`forming an arc
`evolution of the electron energy distribution function with time fiom initiating
`between the
`the pulse.”).
`
`anode and the
`
`
`cathode
`Gudmundsson at 3429, right col, 1] l (“The average electron energy peaks at
`assembly.
`3.5 eV roughly 100 us after initiating the pulse. This peak in the average
`energy coincides with the presence of the high energy group of electrons
`
`apparent in the electron energy distribution”)
`
`
`Gudmundsson at Figs. 1 and 2:
`0.06 00¢:
`005
`o 8
`
`
`
`
`NormalizedEEDF
`
`NormalizedEEDF
`
`Xm‘malin-«lEEDF O 8
`
`
`ao 8E
`
`2m
`
`2m
`
`in
`
`
`
`
`
` U
`1
`?
`5
`6
`7
`O
`I
`2
`5
`6
`7
`0
`‘
`2
`5
`5
`7
`
`
`
`
`
`FIG. 1. Nonnalized EEDF measured (a) during pulses 60. 80. and 100 [LS
`after initiating the pulse: (b) around the electron density maximum 105. 110.
`and 130 ,us after initiating the pulse: and (C) 250. 350. and 450 ,us after
`
`
`initiating the pulse. Pulse length. 100 ,us: average power. 300 \V: and pres-
`
`
`sm‘e 2 111Ton‘.
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`U.S. Patent No. 7,808,184
`
`Claims 8 and
`18
`
`Wang in view of Kudryavtsev and Mozgrin
`
`100
`
`200
`
`300
`
`400
`
`500
`
`>_
`
`s
`
`0
`
`100
`
`200
`
`300
`
`400
`
`500
`
`t [us]
`Ibt average electron mug}: and 0:-
`la] Electron dentin}:
`2
`FIG,
`? floating potential 1"“.
`-’ plasma perennial FF}, and ‘ potential difl‘emuce
`(I’pr l'nt as a function of tune from urination of the pub: Target mum“
`pulse length 100 us: average power. 300 W: and presame. 2 mTon
`
`Gudmundsson’s teaching that applying a voltage pulse that raises the density
`of a plasma also “shifts an electron energy distribution in the plasma to higher
`energies” is part of the background knowledge that one of ordinary skill would
`have in mind while reading Wan.
`
`
`
`18. The method The combination of Wang, Kudryavtsev and Mozgrin discloses discharging
`of claim 11
`energy from an energy storage device into the plasma to enhance the rapid
`further
`increase in electron density and the formation of the strongly-ionized plasma.
`comprising
`discharging
`energy fiom an
`energy storage
`device into the
`
`See evidence cited for claim 11.
`
`See evidence cited for claim 8.
`
`plasma to
`enhance the
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`U.S. Patent No. 7,808,184
`
`Wang in View of Kudryavtsev and Mozgrin
`
`ionized lasma.
`
`Cla1m5188and
`rapid increase
`in electron
`
`density and the
`formation of
`
`the strongly-
`
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`