throbber
BSC USP 8,142,413
`Exhibit 1015
`
`Page 1 of 31
`
`I I I I I I I I I I I I I I I 0 I I I I I I I I I I I (cid:9)
`
`
`
`12 I I I I 2 I M I I I I I I I I I I I I I I I I I I I I I I I I I I
`
`(12) United States Patent
`Adams et al.
`
`(10) Patent No.: (cid:9)
`(45) Date of Patent: (cid:9)
`
`US 7,232,452 B2
`Jun. 19, 2007
`
`(54)
`
`DEVICE TO CREATE PROXIMAL STASIS
`
`(75)
`
`Inventors: Daniel 0. Adams, Long Lake, MN
`(US); Richard S. Kusleika, Eden
`Prairie, MN (US); Kent D. Anderson,
`Champlin, MN (US)
`
`(73)
`
`Assignee: ev3 Inc., Plymouth, MN (US)
`
`(* )
`
`Notice: (cid:9)
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 397 days.
`
`(21)
`
`Appl. No.: 10/194,355
`
`(22)
`
`Filed: (cid:9)
`
`Jul. 12, 2002
`
`(65)
`
`(51)
`
`(52)
`(58)
`
`(56)
`
`Prior Publication Data
`
`US 2004/0010280 Al (cid:9)
`
`Jan. 15, 2004
`
`(2006.01)
`
`Int. Cl.
`A61M 29/00 (cid:9)
` 606/200
`U.S. Cl. (cid:9)
` 606/194,
`Field of Classification Search (cid:9)
`606/127, 200, 159; 604/500
`See application file for complete search history.
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`3,000,380 A (cid:9)
`3,220,411 A (cid:9)
`3,262,449 A (cid:9)
`3,344,791 A (cid:9)
`3,583,391 A (cid:9)
`3,659,610 A (cid:9)
`3,703,174 A (cid:9)
`3,777,743 A (cid:9)
`3,877,429 A (cid:9)
`4,000,743 A (cid:9)
`4,023,559 A (cid:9)
`
`9/1961 Doherty
`11/1965 Czorny
`7/1966 Pannier, Jr. et al.
`10/1967 Foderick
`6/1971 Cox et al.
`5/1972 Cimber
`11/1972 Smith
`12/1973 Binard
`4/1975 Rasumoff
`1/1977 Weaver
`5/1977 Gaskell
`
`4,198,981 A
`4,306,562 A
`4,552,554 A
`4,696,667 A
`4,771,777 A
`4,781,682 A
`
`4/1980 Sinnreich
`12/1981 Osborne
`11/1985 Gould et al.
`9/1987 Masch
`9/1988 Horzewski et al.
`11/1988 Patel
`
`(Continued)
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`
`0 427 429 A2 (cid:9)
`
`5/1991
`
`(Continued)
`
`OTHER PUBLICATIONS
`
`International Search Report for counterpart PCT application, PCT/
`US03/20715 (8 pages).
`
`(Continued)
`
`Primary Examiner (cid:9) Anhtuan T. Nguyen
`Assistant Examiner (cid:9) Elizabeth Houston
`(74) Attorney, Agent, or Firm (cid:9) Popovich, Wiles &
`O'Connell, P.A.
`
`(57) (cid:9)
`
`ABSTRACT
`
`A method and system of performing an intravascular pro-
`cedure at a treatment site in a vessel of a patient. A device
`creates a seal to prevent the flow of blood during the
`treatment of vascular disease. A seal may be formed between
`the distal inside diameter of a sheath or catheter such as a
`guide catheter as well as within a vessel, such as an artery
`or vein. An elongated device having a distal portion extend-
`ing from the catheter and having a fluid impermeable
`membrane disposed about at least the distal end of the device
`is used to seal the vessel. The system includes a device to
`occlude blood flow and a distal protection device to filter or
`remove embolic debris.
`
`22 Claims, 19 Drawing Sheets
`
`20
`
`16
`
`10
`
`16
`#11
`Aor
`(cid:9) A 74.
` 1 (cid:9)
`nA •
`
`Air/ Ar./../4/4/.//r/MMAAKKOM.ed
`
`15
`
`• • • •
`
`
`4sgatamg,
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`

`

`Page 2 of 31
`
`US 7,232,452 B2
`Page 2
`
`U.S. PATENT DOCUMENTS
`
`
`
`606/159
`
`1/1989 Kletschka
`4,794,928 A
`4/1989 Giesy et al.
`4,824,435 A
`12/1989 Lazarus
`4,886,500 A
`5/1990 Solano et al.
`4,921,478 A
`6/1990 Shockey et al.
`4,932,413 A
`8/1990 Hall
`4,946,440 A
`10/1991 Semrad
`5,059,183 A
`5,102,415 A * 4/1992 Guenther et al. (cid:9)
`5,120,323 A
`6/1992 Shockey et al.
`5,147,377 A
`9/1992 Sahota
`5,158,535 A
`10/1992 Paul et al.
`5,219,335 A
`6/1993 Willard et al.
`5,257,974 A
`11/1993 Cox
`5,290,247 A
`3/1994 Crittenden
`5,314,408 A
`5/1994 Salmon et al.
`5,338,300 A
`8/1994 Cox
`5,364,376 A
`11/1994 Horzewski et al.
`5,385,562 A
`1/1995 Adams et al.
`5,439,445 A
`8/1995 Kontos
`5,527,292 A
`6/1996 Adams et al.
`5,662,671 A * 9/1997 Barbut et al. (cid:9)
`5,738,667 A
`4/1998 Solar
`5,824,044 A
`10/1998 Quiachon et al.
`5,833,644 A * 11/1998 Zadno-Azizi et al.
`5,833,650 A * 11/1998 Imran (cid:9)
`5,843,027 A
`12/1998 Stone et al.
`6,022,319 A
`2/2000 Willard et al.
`6,022,336 A * 2/2000 Zadno-Azizi et al. (cid:9) 604/101.05
`6,066,100 A
`5/2000 Willard et al.
`6,139,573 A
`10/2000 Sogard et al.
`6,142,987 A
`11/2000 Tsugita
`6,206,868 BI * 3/2001 Parodi (cid:9)
`6,245,089 BI
`6/2001 Daniel et al.
`6,254,610 BI
`7/2001 Darvish et al.
`6,295,989 BI * 10/2001 Connors, III (cid:9)
`6,312,444 BI
`11/2001 Barbut
`6,315,778 BI
`11/2001 Gambale et al.
`6,325,815 BI
`12/2001 Kusleika et al.
`6,346,116 BI
`2/2002 Brooks et al.
`6,363,900 BI
`4/2002 Homi et al.
`6,371,970 BI
`4/2002 Khosravi et al.
`6,371,971 BI
`4/2002 Tsugita et al.
`6,375,787 BI
`4/2002 Lukic
`6,383,205 BI
`5/2002 Samson et al.
`6,398,773 BI
`6/2002 Bagaoisan et al.
`6,413,235 BI *
`7/2002 Parodi (cid:9)
`6,537,294 BI
`3/2003 Boyle et al.
`6,569,180 BI *
`5/2003 Sirhan et al. (cid:9)
`6,605,102 BI
`8/2003 Mazzocchi et al.
`6,632,236 B2 * 10/2003 Hogendijk (cid:9)
`6,652,505 BI
`11/2003 Tsugita
`6,663,651 B2
`12/2003 Krolik et al.
`6,818,006 B2
`11/2004 Douk et al.
`6,866,677 B2
`3/2005 Douk et al.
`6,887,257 B2
`5/2005 Salahieh et al.
`2001/0031982 Al
`10/2001 Peterson et al.
`2001/0039411 Al
`11/2001
`Johansson et al.
`2001/0044598 Al
`11/2001
`Parodi
`2001/0047184 Al
`11/2001 Connors, III
`2001/0049517 Al
`12/2001 Zadno-Azizi et al.
`2002/0016564 Al
`2/2002 Courtney et al.
`2002/0016565 Al
`2/2002 Zadno-Azizi et al.
`2002/0022859 Al
`2/2002 Hogendijk
`2002/0026145 Al *
`2/2002 Bagaoisan et al. (cid:9)
`2002/0029031 Al
`3/2002 Bagaoisan et al.
`2002/0052638 Al
`5/2002 Zadno-Azizi
`2002/0095141 Al
`7/2002 Belef et al.
`2002/0121472 Al
`9/2002 Garner et al.
`2002/0123765 Al
`9/2002 Sepetka et al.
`2002/0143360 Al
`10/2002 Douk et al.
`2002/0151927 Al
`10/2002 Douk et al.
`
`11/2002 (cid:9) Ressemann et al.
`2002/0165574 Al (cid:9)
`11/2002 (cid:9) Wahr et al.
`2002/0165598 Al (cid:9)
`5/2003 (cid:9) Brady et al.
`2003/0093106 Al (cid:9)
`5/2003 (cid:9) Vale
`2003/0093110 Al (cid:9)
`7/2003 (cid:9) Griffin et al.
`2003/0125751 Al (cid:9)
`11/2003 (cid:9) Keegan et al.
`2003/0212429 Al (cid:9)
`3/2004 (cid:9) Keegan et al.
`2004/0049226 Al (cid:9)
`4/2004 (cid:9) Krolik et al.
`2004/0082968 Al (cid:9)
`11/2004 (cid:9) Douk et al.
`2004/0220609 Al (cid:9)
`2004/0260277 Al * (cid:9) 12/2004 (cid:9) Maguire (cid:9)
`2005/0004553 Al (cid:9)
`1/2005 (cid:9) Douk
`2005/0085842 Al (cid:9)
`4/2005 (cid:9) Eversull et al.
`2005/0131447 Al* (cid:9)
`6/2005 (cid:9) Wahr et al. (cid:9)
`2005/0149113 Al (cid:9)
`7/2005 (cid:9) Douk et al.
`2006/0004405 Al (cid:9)
`1/2006 (cid:9) Salahieh et al.
`
`FOREIGN PATENT DOCUMENTS
`
` 606/28
`
` 606/194
`
`EP (cid:9)
`EP (cid:9)
`EP (cid:9)
`EP (cid:9)
`EP (cid:9)
`FR (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`WO (cid:9)
`
`0 427 429 A3 (cid:9)
`1 181 900 A2 (cid:9)
`1 247 500 A2 (cid:9)
`1 247 500 BI (cid:9)
`1 351 737 BI (cid:9)
`267 1282 (cid:9)
`WO 92/07606 (cid:9)
`WO 96/01591 (cid:9)
`WO 99/08744 (cid:9)
`WO 99/45835 (cid:9)
`WO 00/32266 (cid:9)
`WO 00/56391 (cid:9)
`WO 00/76390 (cid:9)
`WO 01/05462 Al (cid:9)
`WO 01/08743 Al (cid:9)
`WO 01/10343 (cid:9)
`WO 01/10343 Al (cid:9)
`WO 01/15629 Al (cid:9)
`WO 01/21100 Al (cid:9)
`WO 01/70325 A2 (cid:9)
`WO 01/70325 A3 (cid:9)
`WO 01/70326 (cid:9)
`WO 02/11627 A2 (cid:9)
`WO 02/062266 A2 (cid:9)
`WO 02/087677 A2 (cid:9)
`
`* (cid:9)
`
`5/1991
`2/2002
`10/2002
`10/2002
`10/2003
`7/1992
`5/1992
`1/1996
`2/1999
`9/1999
`6/2000
`9/2000
`12/2000
`1/2001
`2/2001
`2/2001
`2/2001
`3/2001
`3/2001
`9/2001
`9/2001
`9/2001
`2/2002
`8/2002
`11/2002
`
`OTHER PUBLICATIONS
`U.S. Appl. No. 08/748,066, Mazzocchi et al., Nov. 12, 1996 (No.
`MVA1001USC1).
`U.S. Appl. No. 10/051,565, Mazzocchi et al., Jan. 18, 2002 (No.
`MVA1001USC2).
`U.S. Appl. No. 10/051,492, Mazzocchi et al., Jan. 18, 2002 (No.
`MVA1001USC3).
`U.S. Appl. No. 10/051,591, Mazzocchi et al., Jan. 18, 2002 (No.
`MVA1001USC4).
`U.S. Appl. No. 10/051,537, Mazzocchi et al., Jan. 18, 2002 (No.
`MVA1001USC5).
`U.S. Appl. No. 10/051,648, Mazzocchi et al., Jan. 18, 2002 (No.
`MVA1001USC6).
`U.S. Appl. No. 10/060,272, Mazzocchi et al., Jan. 30, 2002 (No.
`MVA1001USC7).
`U.S. Appl. No. 10/060,271, Kusleika et al., Jan. 30, 2002 (No.
`MVA1002USC1).
`U.S. Appl. No. 09/824,910, Kusleika et al., Apr. 3, 2001 (No.
`MVA1004USC1).
`U.S. Appl. No. 10/060,854, Kusleika et al., Jan. 30, 2002 (Ref. No.
`MVA1004USC2).
`U.S. Appl. No. 10/093,572, Kusleika et al., Mar. 8, 2002 (Ref. No.
`MVA1003US).
`U.S. Appl. No. 10/132,562, Anderson et al., Apr. 25, 2002 (Ref. No.
`MVAI005US).
`U.S. Appl. No. 10/194,734, Kusleika et al., Jul. 12, 2002 (Ref. No.
`MVA1008US).
`U.S. Appl. No. 10/096,624, Kusleika et al., Mar. 12, 2002 (Ref. No.
`F&B file).
`US 6,348,062, 02/2002, Hopkins et al. (withdrawn)
`
`* cited by examiner
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`606/170
`
`604/509
`604/509
`
`604/500
`
`128/898
`
`604/104
`
`606/194
`
`606/198
`
`
`
`604/96.01
`
`

`

`Page 3 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 1 of 19 (cid:9)
`
`US 7,232,452 B2
`
`(cid:9)
`

`

`Page 4 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 2 of 19 (cid:9)
`
`US 7,232,452 B2
`
`16
`
`Mg. 191
`
`(cid:9)
`

`

`Page 5 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 3 of 19 (cid:9)
`
`US 7,232,452 B2
`
`wig. 1 C
`
`6b (cid:9)
`
`)
`
`\6 (cid:9)
`
`a
`
`Sig. 1 D
`
`(cid:9)
`(cid:9)
`

`

`Page 6 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 4 of 19 (cid:9)
`
`US 7,232,452 B2
`
`10 (cid:9)
`
`20
`
`WO:IAMMIPM145////4
`
`Mg.
`
`12
`
`A
`
`A
`
`10 (cid:9)
`
`20
`r/4714 FA F (cid:9)
`Mei"; Vev4
`
`12
`
`A
`
`Mg. 2q
`
`10
`
`20
`
`r r vr4,,vnwier
`
`AIWA A.WAYAWAL
`
`Mg. 2C
`
`17 (cid:9)
`
`17
`
`(cid:9)
`(cid:9)
`

`

`Page 7 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 5 of 19 (cid:9)
`
`US 7,232,452 B2
`
`(cid:9)
`

`

`Page 8 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 6 of 19
`
`US 7,232,452 B2
`
`30
`
`33
`
`Mg. 3 ql
`
`Mg. 3C
`
`37c
`
`crnmArAwm.r.vm..T6-67-‘16-
`
`Mg. 3q
`
`
`(cid:9)
`(cid:9)
`(cid:9)
`

`

`Page 9 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 7 of 19 (cid:9)
`
`US 7,232,452 B2
`
`31a
`
`10
`
`38a
`
`vi ArAPIrArAnirACIAIA/4/4/405/AW (cid:9)
`
`PirAPAPArAIA
`
`TrAr/ (cid:9)
`
`35
`
`• • I
`AFAW 4%M/
`
`// A
`
`30a
`
`33a
`
`14a (cid:9)
`
`45a
`
`Mg. 4I
`
`10
`
`30b
`
`4," ////WM (cid:9)
`
`/ArAWIAF/A
`
`mdurnA r
`.1/4/A7
`45b
`
`14b (cid:9)
`
`Mg. 4 iA
`
`38b
`
`45c
`
`30c
`
`AfAr. AP:4'4 WArArArArArArArA!
`
`•
`
`
`
`•••••n .111.111•n
`
`10 (cid:9)
`
`AV/ /AW
`14c (cid:9)
`Mg. 4C
`
`M ar./ A
`
`38c
`
`c (cid:9)
`35
`
`35
`
`(cid:9)
`

`

`Page 10 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 8 of 19 (cid:9)
`
`US 7,232,452 B2
`
`10
`F22=Z22:Zh2ZZZZ2222Z
`
`/50a
`
`56a
`
`(cid:9)7,43•0K
`
`53a
`
`750b
`
`55a
`
`51a
`Mg. 5j/I
`
`"Mi
`
`"Mb •IND
`
`55b
`
`56b
`Mg. 5q1
`
`

`

`Page 11 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 9 of 19 (cid:9)
`
`US 7,232,452 B2
`
`60a
`67a
`
`66a
`
`68a
`
`Mg. g 5 71 r
`
`69a
`
`Mg. 6'
`
`66a
`
`Mg. 6C
`
`67a
`
`(cid:9)
`

`

`Page 12 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 10 of 19 (cid:9)
`
`US 7,232,452 B2
`
`61d (cid:9)
`
`60d
`i/
`
`61d
`
`68d
`
`69d
`
`Mg. 6 CO
`
`760e
`
`61e
`
`68e
`
`i,
`
`60f
`
`61e
`
`_7\
`
`Mg. 6e
`
`69e
`
`Mg. 6,
`
`7
`
`69f
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`

`

`Page 13 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 11 of 19 (cid:9)
`
`US 7,232,452 B2
`
`770
`
`72 (cid:9)
`
`75
`
`71
`
`73
`75 7
`
`AMMO*
`
`73a
`
`70b
`Mg. 7,54
`
`N—„—, 75a
`70a
`
`70a
`
`70b
`
`70a
`
`70b
`
`Mg. 711
`
`Mg. 7C
`
`(cid:9)
`

`

`Page 14 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 12 of 19 (cid:9)
`
`US 7,232,452 B2
`
`80
`
`(
`
`, . ,, j
`
`1
`83
`
`Sig. 8
`
`91
`
`2\
`
`Mg. 9
`
`

`

`Page 15 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 13 of 19 (cid:9)
`
`US 7,232,452 B2
`
`
`/00 , _.,:i/g-. io10c
`
`/ (cid:9)
`
`N
`
`/
`
`106
`
`Mg. 10j4
`
`- - - _
`
`.... (cid:9)
`
`...• (cid:9)
`
`N.
`
`N...
`
`N.
`
`108
`n (cid:9)
`
`..0 (cid:9)
`/
`/
`
`I
`
`108b
`
`Mg. 103
`
`(cid:9)
`(cid:9)
`(cid:9)
`

`

`Page 16 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 14 of 19 (cid:9)
`
`US 7,232,452 B2
`
`Mg. 11,gi
`
`110
`
`115
`
`111b
`
`113
`
`Mg. 119
`
`113a
`
`(cid:9)
`

`

`Page 17 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 15 of 19 (cid:9)
`
`US 7,232,452 B2
`
`02
`CV
`
`(cid:9)
`

`

`Page 18 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 16 of 19 (cid:9)
`
`US 7,232,452 B2
`
`10
`
`130
`
`•.&'nnnnnnn
`411-
`
`
`11.0,41rAlrA
`
`
`
`.1117405n•nnnn•nn•n••' •nn••nnn••n•nn••nnn•n•n••nnnn
`
`Agr (cid:9)
`
`4, (cid:9)
`
`MMAW
`
`131
`
`10
`
`130
`
`Mg. 13j4
`
`130a
`
`A. -iv a.nnnnn
`iNsw.)-.."";;#
`
`nnn• l'nnnnnnn
`•nnnnn
`• IMIN,
`
`‘20 rn nn•nnnnnn
`40.,
`nnnn
`
`Mg. 13 91
`
`(cid:9)
`(cid:9)
`(cid:9)
`(cid:9)
`

`

`Page 19 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 17 of 19 (cid:9)
`
`US 7,232,452 B2
`
`146
`
`145
`
`140
`
`10
`
`147c
`
`nnn
`AW,MVAW:
`_NAVAMPAROMIna
`
`141a
`147a
`ig. 14,511 (cid:9)
`
`147b
`
`141b
`
`Mg. 1491
`
`Mg. 14C
`
`(cid:9)
`(cid:9)
`

`

`Page 20 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 18 of 19 (cid:9)
`
`US 7,232,452 B2
`
`150
`7
`
`156
`
`158a
`156
`
`150a
`
`155' (cid:9)
`
`158 (cid:9)
`
`Mg. 15
`
`(cid:9)
`

`

`Page 21 of 31
`
`U.S. Patent (cid:9)
`
`Jun. 19, 2007
`
`Sheet 19 of 19 (cid:9)
`
`US 7,232,452 B2
`
`160 ti (cid:9)
`
`162b
`162a
`
`162b
`168a 162a
`lkn In1nn IM ',nn I I PIW
`nnn
`EV/A IA I I/IrAIVAE 168
`
`dr/I12 I VA
`'4%/4 VII I/A IA WAVII/A • //AN
`
`Mg. 1613
`
`162b
`
`168
`
`wig. 16C
`
`(cid:9)
`

`

`Page 22 of 31
`
`US 7,232,452 B2
`
`1
`DEVICE TO CREATE PROXIMAL STASIS
`
`FIELD OF THE INVENTION
`
`This invention relates to a device, a system, and a method 5
`for treating vascular disease. In particular, this invention
`relates to the occlusion of blood flow through a stenotic
`region and treatment of the region.
`
`BACKGROUND OF THE INVENTION (cid:9)
`
`10
`
`Atherosclerosis or vascular disease is the leading cause of
`death in the world today. It is a disease of the arteries
`whereby deposits (plaque) build up over time in the walls of
`the arteries, restricting oxygenated blood flow to vital organs 15
`such as the heart, brain and other bodily tissue. A number of
`medical procedures have been developed to treat vascular
`disease such as Coronary Artery By-Pass Grafting (CABG)
`and Percutaneous Balloon Angioplasty (PTCA) and Stent-
`ing. These procedures are intended to restore normal flow 20
`through the arteries.
`In the case of CABG, the saphenous vein is harvested
`from the leg and used as a conduit to by-pass blood flow
`from the aorta to a point distal to an obstruction in a coronary
`artery. After a number of years, these grafts become dis-
`25
`eased, and treatment of the graft is needed to improve blood
`flow. Treatment of these degenerated grafts with PTCA or
`Stenting is associated with a high incidence of embolic
`material (vessel deposits) released distally. This can result in
`a no-flow condition and myocardial infarction. Similarly, 30
`treatment of carotid arteries and renal arteries by PTCA and
`Stenting can cause release of embolic material. In the case
`of the carotid artery, emboli released can result in a stroke.
`In the case of the renal artery, emboli release can result in the
`renal infarct and reduced renal function. There is a risk of 35
`embolic material being released with any balloon expansion
`or passage of a treatment device through a diseased section
`of a vessel, with undesirable results to the patient. Thus, it
`is highly desirable to prevent embolic material from being
`released during treatment of vascular disease.
`The use of embolic protection devices has recently
`improved the outcome for treatment of these diseased grafts
`and arterial restrictions. There are two major approaches to
`embolic protection. In either case the devices are delivered
`to the area of treatment in the conventional means through 45
`a guide catheter or elongated sheath.
`The first approach involves crossing the obstruction or
`diseased vessel with a deflated balloon affixed to the distal
`end of a hollow guidewire. The balloon segment is placed
`distal to the arterial segment to be treated, and the balloon so
`is inflated to occlude flow of blood in the vessel. The PTCA
`or Stenting treatment is then performed over the hollow wire
`and any embolic material is prevented from moving beyond
`the distal occlusion balloon. After completion of the treat-
`ment, a suction catheter is placed into the vessel such that the 55
`distal tip is near the balloon. Suction is applied to the
`catheter tip and embolic material is removed from the vessel.
`The second approach involves a filter mounted on a
`guidewire and sheathed in a delivery catheter. The sheathed
`filter is placed in the artery distal to the treatment site. The 60
`filter is then deployed through the sheath and expands
`outward adjacent the vessel wall to channel blood flow into
`the filter. The treatment device is then advanced over the
`guidewire, and any emboli generated during treatment is
`directed by the blood flow into the filter. The filter retains 65
`embolic material greater in size than the filter pore size.
`After treatment, a recovery catheter is advanced distally to
`
`40
`
`2
`a location proximal to the filter and the filter pulled proxi-
`mally. The filter closes and/or the filter is drawn completely
`into a lumen of the retrieval catheter. The system with
`captured emboli is then withdrawn from the body.
`A balloon occlusion approach can be problematic because
`no blood is flowing through the vessel during use of the
`treatment device and ischemia can develop quickly, particu-
`larly in saphenous vein grafts. The procedure must be
`conducted swiftly to prevent undue patient pain. There is
`also no assurance that all trapped emboli are removed by
`suction.
`A filter approach can be problematic because particles
`smaller than the filter pore size will pass through the filter
`and may cause embolic events or consequence, particularly
`in the brain. There is also no assurance that trapped emboli
`will not be squeezed through the filter mesh during recovery.
`Recent clinical trials show that both types of embolic
`protection devices reduce the occurrence of embolic events
`by about half in the case of saphenous vein grafts. Clinical
`trials currently are assessing the benefit in carotid and other
`arterial treatments.
`Unfortunately, these approaches to embolic protection do
`not eliminate embolic events entirely because passage of the
`protection device or the catheter delivering the device across
`the diseased section of the vessel or lesion can dislodge
`embolic material prior to deployment of the device. Thus, it
`would be highly desirable to use a device or method that
`would prevent release of embolic material during passage of
`the embolic protection system through the vessel lesion to
`the deployment location. One prior art attempt to solve this
`problem is disclosed in U.S. Pat. No. 6,348,062 (Hopkins et
`al.). In this approach a PTCA balloon is inflated proximal to
`the treatment site (lesion) to create stasis in the vessel.
`Emboli liberated on lesion crossing cannot be transported
`distally because there is no flow. A distal protection filter is
`then deployed and flow in the vessel is re-established. Any
`emboli created during lesion crossing by the distal protec-
`tion device are prevented from flowing distally. The disad-
`vantages of this system are that a treatment balloon must be
`advanced into the vessel prior to creating stasis, and
`advancement of this balloon may liberate emboli. Further,
`initial treatment with a balloon is not appropriate therapy for
`all procedures. For example, it may be more appropriate to
`initially debulk a vessel using atherectomy or thrombectomy
`by methods commonly used in the art. Finally, it is known
`that even passage of a guidewire can liberate emboli, espe-
`cially in saphenous vein grafts. Placement of a balloon
`catheter requires pre-placement of a guidewire in this prior
`art approach.
`
`SUMMARY OF THE INVENTION
`
`This invention is a device and a method that creates a seal
`to prevent the flow of blood during the treatment of vascular
`disease. A seal may be formed between the distal inside
`diameter of a sheath or catheter such as a guide catheter and
`within a vessel, such as an artery or vein. An elongated
`device having a distal portion extending from the catheter
`and having a fluid impermeable membrane disposed about at
`least the distal end of the device is used to seal the vessel.
`This invention is also a system in which the device occludes
`blood flow and includes a distal protection device which is
`deployed to filter or remove embolic debris.
`In one aspect, this invention is a method of performing an
`intravascular procedure at a treatment site in a vessel of a
`patient. The method includes providing a sealing device
`having proximal and distal ends, a distal sealing portion and
`
`

`

`Page 23 of 31
`
`US 7,232,452 B2
`
`3
`a proximal sealing portion and having a lumen extending
`therethrough. The method further includes introducing a
`guide catheter into the vessel, advancing the guide catheter
`through the vessel until a distal end of the guide catheter is
`at a desired location proximal of the treatment site, intro-
`ducing the sealing device into a lumen of the guide catheter,
`advancing the sealing device through the lumen of the guide
`catheter until the distal sealing portion extends from the
`distal end of the guide catheter, and occluding the flow of
`blood through the vessel with the sealing device. After blood
`flow has been occluded the method includes advancing a
`distal protection device through the lumens of the guide
`catheter and the sealing device and through the vessel to a
`location distal to the treatment site, deploying the distal
`protection device, withdrawing the distal sealing portion of
`the sealing device into the guide catheter, advancing a
`vascular treatment device through the guide catheter to the
`treatment site, and performing the intravascular procedure
`with the treatment device.
`The distal sealing portion of the sealing device may be
`expandable from a delivery configuration to a deployed
`configuration. The proximal sealing portion of the sealing
`device may have a first diameter and the distal sealing
`portion may have a second diameter when extended from the
`distal end of the guide catheter, the second diameter being
`larger that the first diameter. The sealing device may com-
`prise metal wire, which may comprise nitinol. The sealing
`device may also have a control element connected adjacent
`at least one of the distal and proximal ends of the sealing
`device, and this control element may be a wire or a tube.
`The control element may comprise an elongate proximal
`portion of the sealing device having a length sufficient to
`extend outside the patient during advancement of the sealing
`device. The sealing device may comprise a flexible mem-
`brane. The distal sealing portion of the sealing element may
`comprise a flexible membrane which is folded into the
`lumen of the sealing device, wherein the sealing device
`further includes a deployment member, and wherein the step
`of occluding the flow of blood comprises advancing the
`deployment member through the lumen of the sealing device
`to push the folded membrane out of the lumen of the sealing
`device. There may be at least one flow window between the
`lumen of the sealing device and an exterior surface of the
`sealing device. When the distal sealing portion is expandable
`from a delivery configuration to a deployed configuration,
`there may be a means to delay expansion of the distal sealing
`portion of the sealing device and this means may include
`longitudinal restraining elements positioned adjacent the
`distal sealing portion.
`The step of advancing the sealing device may comprise
`inflating a balloon portion of a balloon catheter in the lumen
`of the sealing device until the sealing device is secured to the
`balloon catheter and then advancing the balloon catheter
`through the lumen of the guide catheter. The sealing device
`also may include means to bias the proximal sealing portion
`outwardly to seal against the lumen of the guide catheter,
`and this biasing means may comprise a spring wire, open
`cell foam, or a locally thinned portion of the proximal
`sealing portion. When the treatment site is located adjacent
`an ostium of the vessel, the distal sealing portion of the
`sealing device may be provided with a first section with a
`first diameter sized to seal the vessel proximal to the ostium
`and a second section with a second larger diameter.
`In another aspect, this invention is a method of occluding
`the flow of blood in a vessel of a patient comprising
`introducing an elongate sheath into the vessel, the sheath
`having an inner wall defining a lumen extending there-
`
`2
`
`25
`
`30 (cid:9)
`
`4
`through, advancing the sheath through the vessel until a
`distal end of the sheath is at a desired location in the vessel,
`introducing a sealing device into the lumen of the sheath, the
`sealing device having a proximal sealing portion which seals
`5 against the inner wall of the sheath and a self-expanding
`distal sealing portion and having a lumen extending there-
`through, and advancing the sealing device through the
`lumen of the sheath until the distal sealing portion extends
`from a distal end of the sheath and expands to seal against
`10 the wall of the vessel to occlude blood flow.
`In another aspect, this invention is a sealing device for use
`in combination with a catheter to occlude fluid flow through
`a body lumen comprising an elongate body having a distal
`sealing portion and a proximal sealing portion and a lumen
`15 extending therethrough, the proximal sealing portion being
`sized to seal against a lumen of the catheter and the distal
`sealing portion being sized to seal against the body lumen
`when the distal sealing portion is extended from a distal end
`of the catheter.
`In another aspect, this invention is a system for occluding
`the flow of blood in a vessel of a human vascular system
`comprising a catheter having proximal and distal ends and a
`lumen, and a sealing device having a proximal sealing
`portion and a distal sealing portion and a lumen, the proxi-
`mal sealing portion being sized to seal against the lumen of
`the catheter and the distal sealing portion being sized to seal
`against the wall of the vessel when the distal sealing portion
`is extended from the distal end of the catheter.
`In another aspect, this invention is a system for protecting
`a patient from emboli released during an intravascular
`procedure performed at a treatment site in a vessel of a
`patient comprising a guide catheter having proximal and
`distal ends and a lumen, a sealing device having a distal
`35 sealing portion and a proximal sealing portion and a lumen,
`the proximal sealing portion being sized to seal against the
`lumen of the guide catheter and the distal sealing portion
`being sized to seal against the wall of the vessel at a location
`proximal to the treatment site when the distal sealing portion
`40 is extended from the distal end of the guide catheter, and a
`distal protection device sized to be delivered through the
`lumens of the guide catheter and sealing device to a location
`in the vessel distal to the treatment site.
`In another aspect, this invention is a system for protecting
`45 a patient from emboli released during an intravascular
`procedure performed at a treatment site in a vessel of a
`patient comprising a guide catheter having proximal and
`distal ends and a lumen, a sealing device having a lumen and
`having a proximal portion including proximal sealing means
`so for sealing against the lumen of the guide catheter and a
`distal portion including distal sealing means for sealing
`against the wall of the vessel at a location proximal to the
`treatment site when the distal portion is extended from the
`distal end of the guide catheter and a distal protection device
`55 sized to be delivered through the lumens of the guide
`catheter and sealing device to a location in the vessel distal
`to the treatment site. The proximal sealing means may
`comprise a spring wire or open cell foam. A distance
`between a wall of the lumen of the sealing device and an
`60 exterior surface of a first section of the proximal portion
`defines a first wall thickness and a distance between the wall
`of the lumen of the sealing device and an exterior surface of
`a second section of the proximal portion defines a second
`wall thickness which is less than the first wall thickness, the
`65 second section being biased radially outwardly, the proximal
`sealing means comprising the second section. The distal
`sealing means may comprise a self-expanding metal.
`
`

`

`Page 24 of 31
`
`US 7,232,452 B2
`
`
`
`5
`6
`In another aspect, this invention is a system for protecting
`flow has been blocked advancing a distal protection device
`a patient from emboli released during an intravascular
`through the lumens of the guide catheter and the sealing
`procedure performed at a treatment site in a vessel of a
`device and through the vessel to a location distal to the
`patient comprising a guide catheter having proximal and
`treatment site, deploying the distal protection device, with-
`distal ends and a lumen, a sealing device having a distal 5
`drawing the distal sealing portion of the sealing device into
`sealing portion and a proximal sealing portion and a lumen,
`the guide catheter, advancing a vascular treatment device
`the proximal sealing portion being sized to seal against the
`through the guide catheter to the treatment site, and per-
`lumen of the guide catheter and the distal sealing portion
`forming the intravascular procedure with the treatment
`being sized to seal against the wall of the vessel at a location
`device.
`o (cid:9)proximal to the treatment site when the distal sealing portion 1
`In another aspect, this invention is a system for creating
`is extended from the distal end of the guide catheter, a
`retrograde flow of blood in a vessel of a human vascular
`delivery catheter having distal and proximal ends and a
`system comprising a catheter having proximal and distal
`lumen, the delivery catheter being sized to be delivered
`ends and a lumen and a valve connected at the proximal end
`through the lumens of the guide catheter and sealing device
`for opening and closing the lumen of the catheter to fluid
`5 flow, and a sealing device having a proximal sealing portion
`to a location in the vessel where its distal end is distal to the 1
`and a distal sealing portion and a lumen, the proximal
`treatment site, and an elongate support member carrying an
`sealing portion being sized to seal against the lumen of the
`embolic protection device, the elongate support member and
`catheter and the distal sealing portion being sized to seal
`embolic protection device being sized to be slideably
`against the wall of the vessel when the distal sealing portion
`accommodated within the lumen of the delivery catheter, the
`
`o is extended from the distal end of the catheter. embolic protection device being expandable from a delivery 2
`In another aspect, this invention is a system for creating
`configuration when contained within the delivery catheter to
`retrograde flow of blood in a vessel of a human vascular
`a deployed configuration when extended from the distal end
`system comprising a catheter having proximal and distal
`of the delivery catheter.
`ends and a lumen, a suction device connected to the lumen
`In another aspect, this invention is a method of perform-
`5 of the catheter, and a sealing device having a proximal
`ing an intravascular procedure at a treatment site in a vessel 2
`sealing portion and a distal sealing portion and a lumen, the
`of a patient comprising providing a sealing device having
`proximal sealing portion being sized to seal against the
`proximal and distal ends, a distal sealing portion and a
`lumen of the catheter and the distal sealing portion being
`proximal sealing portion and having a lumen extending
`sized to seal against the wall of the vessel when the distal
`therethrough, introducing a guide catheter into the vessel,
`
`o sealing portion is extended from the distal end of the the guide catheter having proximal and distal ends and a 3
`catheter.
`lumen and a valve connected at the proximal end for opening
`In another aspect, this invention is a method of delivering
`and closing the lumen of the guide catheter to fluid flow,
`an embolic protection device to a desired location distal to
`advancing the guide catheter through the vessel until the
`a treatment site in a vessel of a patient. The method includes
`distal end of the guide catheter is at a desired location
`proximal of the treatment site, introducing the sealing device 3
`5 providing a sealing device having proximal and distal ends,
`a distal sealing po

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket