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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`ARRIS GROUP, INC.
`Petitioner
`
`
`
`v.
`
`C-CATION TECHNOLOGIES, LLC
`Patent Owner
`
`
`
`Case : IPR2014-00746
`U.S. Patent 5,563,883
`
`Before the Honorable KRISTEN L. DROESCH, KALYAN K. DESHPANDE, and
`MIRIAM L. QUINN Administrative Patent Judges.
`
`PETITIONER’S MOTION TO EXPUNGE
`
`
`
`

`

`IPR2014-00746
`U.S. Patent No. 5,563,883
`STATEMENT OF PRECISE RELIEF REQUESTED
`
`I.
`
`Pursuant to 37 C.F.R. § 42.56, and the authorization provided in the
`
`February 18, 2015 Judgment, see Paper No. 28, Petitioner ARRIS Group, Inc.
`
`hereby requests that the confidential information in the record be expunged.
`
`Specifically, Petitioner requests that the unredacted copy of Patent Owner C-
`
`Cation Technologies’ Patent Owner Preliminary Response, see Paper No. 19, and
`
`Exhibits 2012, 2014, 2015, and 2016, be expunged from the record of this
`
`proceeding.1
`
`II.
`
` STATEMENT OF REASONS FOR RELIEF REQUESTED
`Procedural Background
`A.
`Petitioner filed the petition in this proceeding on May 13, 2014. See Paper
`
`No. 1. During the preliminary proceedings, Patent Owner filed an opposed motion
`
`for additional discovery, see Paper Nos. 10, 11, and 14, and Patent Owner’s motion
`
`
`1 Petitioner asked Patent Owner whether it opposes this motion. Patent Owner
`
`indicated it would not oppose if ARRIS would allow Patent Owner to use
`
`Petitioner’s confidential materials in another IPR proceeding. Since such use is
`
`inconsistent with the undertaking executed by Patent Owner’s counsel (as
`
`embodied in the default protective order as entered by the Board), among other
`
`reasons, Petitioner has declined Patent Owner’s request. Patent Owner has not
`
`indicated whether it opposes this motion without its suggested conditions.
`
`1
`
`

`

`IPR2014-00746
`U.S. Patent No. 5,563,883
`was granted, see Paper No. 15. Petitioner was ordered to produce “Agreements
`
`between [ARRIS] and Comcast under which Comcast requested indemnification
`
`for the claims brought against Comcast in the Texas Litigation that reference (or
`
`are contingent on) [ARRIS’s] ability to control the litigation.” Paper No. 15.
`
`ARRIS produced the requested documents and moved for entry of the default
`
`protective order. See Paper No. 16. The Board granted ARRIS’s motion. See
`
`Paper No. 18. Patent Owner relied on confidential materials produced by ARRIS
`
`in its Patent Owner Preliminary Response to argue that ARRIS was in privity with
`
`Comcast in connection with an earlier-filed litigation in the Eastern District of
`
`Texas. See Paper No. 19. Patent Owner also placed a number of confidential
`
`agreements between Comcast and ARRIS into the record. See Exs. 2012, 2014,
`
`2015, and 2016. Concurrently with the filing of its Patent Owner Preliminary
`
`Response, Patent Owner filed a motion to seal its Preliminary Response. See Paper
`
`No. 20. Although it does not appear that Patent Owner sought to file Exhibits
`
`2012, 2014, 2015, and 2016 under seal, those exhibits were properly filed as
`
`“Parties and Board Only.”
`
`On November 24, 2014, the Board instituted trial as to one of the four
`
`challenged claims. See Paper No. 22. The Board also rejected Patent Owner’s
`
`challenge to the petition under 35 U.S.C. § 315(b) based on the record. On
`
`February 9, 2015, Patent Owner filed a statutory disclaimer cancelling the only
`
`2
`
`

`

`IPR2014-00746
`U.S. Patent No. 5,563,883
`claim involved in the trial. See Paper No. 27. The Board entered a final judgment
`
`in this proceeding on February 18, 2015. See Paper No. 28.
`
`B. Applicable Legal Standards
`The default rule in trial proceedings before the Board is that confidential
`
`information will become public ordinarily 45 days after a final judgment in a trial.
`
`See 77 Fed. Reg. 48,756, 48,761 (Aug. 14, 2012). “A party seeking to maintain the
`
`confidentiality of the information, however, may file a motion to expunge the
`
`information from the record prior to the information becoming public.” Under 37
`
`C.F.R. § 42.56, “[a]fter denial of a petition to institute a trial or after final
`
`judgment in a trial, a party may file a motion to expunge confidential information
`
`in the record.”
`
`C. The Confidential Version of the Patent Owner Preliminary
`Response and Exhibits 2012, 2014, 2015, and 2016 Should Be
`Expunged From the Record
`
`ARRIS’s agreements with its customers, including Comcast, “include
`
`provisions that are negotiated between the parties and are not publicly available.”
`
`See Ex. 1027 (Van Aacken Decl.), ¶ 3. “ARRIS treats its agreements with its
`
`customers as sensitive and confidential business information,” and ARRIS’s
`
`customers “expect these agreements to be confidential.” Id. at ¶ 4. As such,
`
`ARRIS “restricts access to the agreements and does not make them available to the
`
`public,” or ARRIS’s competitors. Id. Were the terms of the agreements to be
`
`3
`
`

`

`IPR2014-00746
`U.S. Patent No. 5,563,883
`made publicly available, “both ARRIS[‘s] and Comcast’s competitive positions
`
`would be compromised.” Id. at ¶ 5.
`
`Exhibits 2012, 2014, 2015, and 2016 are confidential agreements as
`
`discussed in Mr. Van Aacken’s declaration, Exhibit 1027. The redacted portions
`
`of Patent Owner’s Preliminary Response discusses certain confidential provisions
`
`of those agreements as negotiated between ARRIS and Comcast. See Ex. 1027, ¶
`
`3. The Board’s decision to institute trial, Paper No. 22, does not explicitly discuss
`
`any of the terms of these agreements. Therefore, Petitioner submits that there is
`
`good cause to expunge the un-redacted version of Patent Owner’s Preliminary
`
`Response and Exhibits 2012, 2014, 2015, and 2016 from the record in these
`
`proceedings.
`
`This motion is timely because a final judgment was entered on February 18,
`
`2015, and the 45-day window has not lapsed. See 37 C.F.R. § 42.56.
`
`III. CONCLUSION
`Petitioner respectfully requests that the Board expunge Exhibits 2012, 2014,
`
`2015, and 2016 and the un-redacted version of Patent Owner’s Preliminary
`
`Response pursuant to 37 C.F.R. § 42.56.
`
`
`
`
`
`
`
`4
`
`

`

`IPR2014-00746
`U.S. Patent No. 5,563,883
`Respectfully submitted:
`
`/s/ Andrew R. Sommer
`
`Andrew R. Sommer (Reg. No. 53,932)
`WINSTON & STRAWN LLP
`1700 K Street NW
`Washington, DC 20006
`T: (202) 282-5000
`
`Jonathan E. Retsky (Reg. No. 34,415)
`WINSTON & STRAWN LLP
`35 W. Wacker Drive
`Chicago, IL 60601-9703
`T: (312) 558-5600
`
`Attorneys for Petitioner ARRIS Group,
`Inc.
`
`
`Dated: March 10, 2015
`
`
`
`
`
`
`
`5
`
`

`

`IPR2014-00746
`U.S. Patent No. 5,563,883
`
`§ 42.6(e)—CERTIFICATION OF SERVICE
`
`In accordance with § 42.6(e)(1), the undersigned certifies that on the 10th
`
`day of March, 2015, the above PETITIONER’S MOTION TO EXPUNGE
`
`was served, via electronic mail upon the following counsel for Patent Owner,
`
`Lewis V. Popoviski
`lpopovski@kenyon.com
`
`Jeffrey S. Ginsberg
`jginsberg@kenyon.com
`
`David J. Kaplan
`djkaplan@kenyon.com
`
`David J. Cooperberg
`dcooperberg@kenyon.com
`
`Dated: March 10, 2015
`
`
`
`
`
`
`
`
`WINSTON & STRAWN LLP
`1700 K Street NW
`Washington, DC 20006
`
`
`6
`
`
`Respectfully submitted,
`
`/Andrew R. Sommer/
`Andrew R. Sommer
`(Reg. No. 53,932)
`Counsel for Petitioner ARRIS Group,
`Inc.
`
`

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