throbber
Filed on behalf of The Petitioners
`By: David L. Cavanaugh, Reg. No. 36,476
`
`Yung-Hoon Ha, Reg. No. 56,368
`
`Wilmer Cutler Pickering Hale and Dorr LLP
`
`1875 Pennsylvania Ave., NW
`
`Washington, DC 20006
`Tel: (202) 663-6000
`Email: David.Cavanaugh@wilmerhale.com
`Yung-Hoon.Ha@wilmerhale.com
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________________________________________
`
`The Gillette Company, Fujitsu Semiconductor Limited, and Fujitsu Semiconductor
`America, Inc.
`
`Petitioners,
`
`
`v.
`
`Zond, Inc.
`Patent Owner of U.S. Patent No. 6,896,773
`Trial No. IPR2014-007261
`
`
`
`PETITIONERS’ DEMONSTRATIVE EXHIBITS FOR ORAL ARGUMENT
`
`
`1 Case IPR2014-01481 has been joined with the instant proceeding.
`
`
`
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`The ’773 Patent:
`The Gillette Company, Fujitsu Semiconductor Limited, and Fujitsu
`Semiconductor America, Inc.
`
`v.
`
`Zond, LLC.
`
`IPR2014-580 (joined with IPR2014-1479) and
`
`IPR2014-726 (joined with IPR2014-1481)
`
`June 16, 2015
`
`1
`
`

`

`Overview
`
`• Overview of the ’773 Patent
`
`• Grounds Instituted by the Board
`
`• Overview of Prior Art
`
`• Issues Raised by Patent Owner
`
`• Conclusion
`
`2
`
`

`

`The ’773 Patent
`The ’773 Patent
`
`IIEJ United States Patent
`(JII'MIIIIIII'
`
`III-:I I’IIuIl NIL:
`H‘l lhlr IIII' I‘alrnl:
`
`US 15.895313 BI
`‘II-Iu‘ 2A.. all"!
`
`I'I‘II
`I'.“fl
`
`|.‘.‘-“I
`
`Ill]
`
`In‘fI
`
`IJIJ
`ISEJ
`
`I'LNI
`
`lllh'H MII'HOIII‘IIIN MI'E *HI‘I‘I‘IIINIME
`IIImIII-I
`Infill L'W‘III..I1IQIILI.MA
`II.‘-I
`Inn]. E'— M:Indi:|I|. M.I1IL'.1-'I
`Midi“-
`rI...._.- mu. ”Ina-15. :lmlhmrJI-L p..m..III"-.
`
`p.15.
`'9. “mm « qu-I-Lxl Inch 1:.
`U II.I'. IfiIII
`III "4.3.x
`
`
`I'lI'n [EIL'II
`LIiIII'M
`
`'n IIIIFI In .1 Iamlirul IIh-
`
`.III-pI. Nn' III-Ins?”
`I'IIIII
`Huh "I. 1".“
`I'flul "Mlufiuh lit-u
`'-|l- .‘IIIIIIII-IuII -'|l Mm .‘II 3IIII
`.L'JK' II.'.“
`.
`lnl. CI."
`.
`.
`.
`.
`.
`.
`.
`15.5.“.
`1.. m 91”.!“ II
`
`
`:1II MII _;IrI-I mIIL :t-I _I.IIIII7~ VIII :IIIIIIIII._
`fluid "rs-nun
`
`JII-I 1mm. 1mm :IIIIIE. :‘Ixm.
`
`
`Ida-mum! [III-I
`
`U.“ I'.'|II IN I III IIMI'N I‘II
`JL'IJ'UF
`IIIIWI
`I.'Wvl'lf :uI.
`
`. arm
`iI-I-II
`lInI-m
`.-I.‘
`I
`III “I
`III-II ...;
`...
`...
`JI-l .wI p.
`
`III'II.'I I‘lrllmrldIiJ. . M-I
`.l
`.
`JI'HI'I
`ILI-‘IIII-Ilal
`."".|I'
`I.II
`.ll'|'|Il ”mm-mud
`.
`."II I.‘
`I
`
`
`.. a.“ in.
`1' III-I Inn-mm.
`.
`13m ”MA.
`.
`
`1 :uu mm...
`3” hum
`II Mun/hm .. ..
`.'IHI'I.'I"
`II-
`
`1.1 . nuamgm.
`."".II'."|I.II
`
`I)!
`I.F
`l#
`H“
`Wu-
`W‘CI-
`
`.HI .'”I.II
`.‘H-I I'|_'I.'
`.IIII-
`I.I
`.:III:‘-IIII.>
`
`. ms.»
`
`.
` IIL ' “JIM IIII'E-n :I.
`.
`.‘
`IIL
`"Jlu W:
`:III.
`
`.
`II
`III
`1.‘III_"
`I
`-.1
`
`
`"'l
`II.I
`I
`-Iu,-rul
`.I-
`.
`a
`mu III
`mu“. ‘4
`
`mantel: M
`saw-In... :L
` Fl IILEII'iN MIL'N'I' IWW'UI'IL'N'I‘I'
`”Did” AI
`l H.“
`II1'III “9 .II.I
`I I'H"
`
`I.” W!"
`I.
`.l
`I1
`|II.'
`“I LIL-'4
`1|'
`.-
`ugmulg
`“KJIII IN" JILI
`IJ filll
`Ill'llhl: PUBI Ili'-'Ii|1|'|I'I!1'
`I I-mI IImmn-nl n A .mMmmI
`III: 'I-Whfl'l:
`|'I.II'III1LII.I.-I :II.Mi|.:II:Ir\I-I IMIIIJhI'pI- In'Il'l: I'm-If I'JI'TII.
`I'.'III‘IHL' MunrnL ‘Gwhl
`luflnlul
`I'I‘Iyuau lull-J“ JIII
`I'hI'J. p1| FI'J-fiJIL 1d. |1.NII .1. chr 't'III-L U5.
`[I'nflimfl]
`rIwuu-I rnmmr—II-my I'- r-IIIII
` HID-hirhuh:
`
`|i'-I:..1.umn-¢
`.lgnr.
`rJr
`rum—II
`Mum-“L llImII rm um... I II'
`|S.'I:I
`.fiflh'lm'l'
`Huh-xi.
`II'II JfiUIIIflI IIII
`IiIJ'I-IIIuIIII-iIiI-u H-ullnn'q: Jll
`
`.Iflnlm .I. mum; “In.
`.1qu "I. mg. ml 1
`
`“Mud: “mm. um .-
`m..l uljm-I ... lIu m-cL
`'
`Ind:
`.wnIHy '
`I'\- a H Inn; mm M
`.
`u m 9mm.“ many-mum pm pm"-
`
`II'IIL I'IIDCJIIIL'HIIIkL'mlIkd-wllhh'.JI.|!.'\|-IIW|1|I3-
`mum-.umlulm IIIIIIIIu-Im-crI-Ih
`
`an" I1-
`JI acne. :- nun-5h-
`
`u:.III1..--n..-:.I
`um.
`
`III: 4
`mo rIl'fllll
`
`mum: .. um plum.” at n... mu |Ilpau |I| wurm.‘
`mm lllpcrlTJh'a-ulilisllllwllml nary-m h: mum”,
`mm In ull'I-II. u-plmmu girl] --I III. qI-Iusnru lll'pL'I I.-
`
`neatly :Iabd In A Innpmum «I d»: yummy,
`linIfl.
`
`I-‘Illfihlrh.I IJ [huh] III-nu.
`
`“'53
`
`GILLEITE 1m1
`
`(10) Patent No.3
`
`(45) Date of Patent:
`
`US 6,896,773 B2
`*May 24, 2005
`
`
`
`(54} HIGH DEPOSITION RATE SPUTTERING
`
`
`
`
`.
`- Ill
`III
`III
`
`.
`.
`
`5W
`“x.
`
`50?
`
`1D
`
`8 H
`
`I
`
`2 1
`
`1
`
`'l'
`
`US Patent 6,896,773, IPR2014-580, Ex. 1001
`US Patent 6,896,773, IPR2014-580, EX. 1001
`
`
`3
`
`

`

`The ’773 Patent
`Relates to a
`“sputtering source"
`
`Feed gas (256) provided between
`cathode assembly (216) and
`anode (238)
`
`Pulsed power supply (234)
`generates weakly-ionized
`plasma (262)
`
`Pulsed power supply (234)
`applies voltage pulse between
`cathode assembly (216) and
`anode (238) generates
`strongly-ionized plasma (268)
`
`’773 Patent, Figs. 5B, 5C and 5D, IPR2014-00580, Ex. 1001 (with annotations)
`
`4
`
`

`

`The ’773 Patent
`Non-linear increase in sputtering yield
`
`• Voltage pulse applied to
`cause sputtering yield to
`be non-linearly related to
`a temperature of the
`sputtering target
`
`’773 Patent, 19:5-18, IPR2014-00580, Ex. 1001
`
`’773 Patent, 18:67-19:1, IPR2014-00580, Ex. 1001
`
`’773 Patent, Fig. 8, IPR2014-00580, Ex. 1001
`
`5
`
`

`

`The ’773 Patent
`Representative Independent Claims 1 & 34
`
`Claim 1
`
`Claim 34
`
`’773 Patent, IPR2014-00580, Ex. 1001
`
`6
`
`

`

`Board’s Decisions on Institution
`
`• The Board found that there is a reasonable likelihood that
`Petitioner would prevail based on the following grounds:
`
`Errata on Decision on Institution, IPR2014-580, Paper No. 19
`
`Decision on Institution, IPR2014-726, Paper No. 8
`
`7
`
`

`

`Patent Owner Does Not Challenge Construction
`Adopted by the Board
`
`There is no dispute as to the constructions adopted by the Board
`
`• “weakly-ionized plasma”
`
`• “strongly-ionized plasma”
`
`• “means for ionizing a feed gas to generate
`a weakly-ionized gas”
`
`• “means for increasing the density of the
`weakly-ionized plasma”
`
`8
`
`

`

`Applied Prior Art: Mozgrin
`
`Feed gas provided between
`cathode and anode
`
`Voltage pulse generates
`an electric field between
`the anode and cathode
`to generate plasma
`
`Mozgrin, p. 402, IPR2014-00580, Ex. 1002
`
`Mozgrin, Fig. 1, IPR2014-00580, Ex. 1002 (with annotations)
`
`9
`
`

`

`Applied Prior Art: Mozgrin
`
`Power supply applies voltage between
`cathode and anode to generate
`weakly-ionized plasma by voltage
`
`Power supply applies voltage pulse
`between cathode and anode to
`generate strongly-ionized plasma
`
`Mozgrin, Fig. 3(b) IPR2014-00580, Ex. 1002
`
`Mozgrin, Fig. 2 IPR2014-00580, Ex. 1002;
`see also Mozgrin, p. 401, IPR2014-00580, Ex. 1002;
`Mozgrin, p. 409, IPR2014-00580, Ex. 1002
`
`10
`
`

`

`Applied Prior Art: Fortov
`
`Voltage pulse applied to
`cause sputtering yield to be
`non-linearly related to a
`temperature of the
`sputtering target
`
`Fortov, p. 16, IPR2014-00580, Ex. 1004
`
`Fortov, p. 9, IPR2014-00580, Ex. 1004
`
`11
`
`

`

`The ’773 Patent and Mozgrin
`
`Pulsed power supply applies voltage pulse between
`cathode and anode to generate strongly-ionized plasma
`
`’773 Patent
`
`Mozgrin
`
`’773 Patent, Figs. 5B, 5C and 5D, IPR2014-00580,
`Ex. 1001 (with annotations)
`
`Mozgrin, Fig. 1, IPR2014-00580,
`Ex. 1002 (with annotations)
`
`12
`
`

`

`The ’773 Patent and Fortov
`
`’773 Patent
`
`Fortov
`
`’773 Patent, Fig. 8, 18:67-19:1 and 19:5-18, IPR2014-00580, Ex. 1001
`
`Fortov, pp. 9 and 16, IPR2014-00580, Ex. 1004
`
`13
`
`

`

`Issues Raised by Patent Owner Related to
`Independent Claims
`
`• Whether Mozgrin teaches a “feed gas” (claims 1, 21, 34 and 40)
`
`• Whether Mozgrin teaches “a feed gas proximate to the anode
`and the cathode assembly” (claims 1 and 34)
`
`• Whether Mozgrin or Fortov individually teach “an amplitude and
`a rise time of the voltage pulse being chosen to increase a density
`of ions in the strongly ionized plasma enough to generate sufficient
`thermal energy in the sputtering target to cause a sputtering yield to
`be non-linearly related to a temperature of the sputtering target” or
`corresponding limitations in the other independent claims (claims
`1, 21, 34, and 40)
`
`14
`
`

`

`The ’773 Patent
`Representative Independent Claims 1 & 34
`
`Claim 1
`
`Claim 34
`
`’773 Patent, IPR2014-00580, Ex. 1001
`
`15
`
`

`

`Issues Raised by Patent Owner Related to
`Independent Claims
`
`• Whether Mozgrin teaches a “feed gas” (claims 1, 21, 34 and 40)
`
`• Whether Mozgrin teaches “a feed gas proximate to the anode
`and the cathode assembly” (claims 1 and 34)
`
`• Whether Mozgrin or Fortov individually teach “an amplitude and
`a rise time of the voltage pulse being chosen to increase a density
`of ions in the strongly ionized plasma enough to generate sufficient
`thermal energy in the sputtering target to cause a sputtering yield to
`be non-linearly related to a temperature of the sputtering target” or
`corresponding limitations in the other independent claims (claims
`1, 21, 34, and 40)
`
`16
`
`

`

`Mozgrin Teaches a “Feed Gas”
`
`Mozgrin at p. 402, IPR2014-00580, Ex. 1002
`
`Mozgrin, Table 1, IPR2014-00580, Ex. 1002
`
`17
`
`

`

`Mozgrin Teaches a “Feed Gas”
`Independent Claims 1, 21, 34, and 40
`
`• Patent Owner argues that “feed gas” requires continuous flow of gas:
`
`• Board previously rejected such a narrow reading of “feed gas”:
`
`Patent Owner’s Response at p. 39, IPR2014-00580
`
`Petitioner’s Reply at p. 3, IPR2014-00580
`
`18
`
`

`

`Mozgrin Teaches a “Feed Gas”
`Independent Claims 1, 21, 34, and 40
`
`• One skilled in the art would have understood Mozgrin to teach
`providing a constant flow of gas
`
`Q. Just point me to where in the Mozgrin reference he’s talking about
`using a constant flow of gas.
`
`A. … I think he teaches it because … he’s applying these pulses over
`many periods. He’s getting these very high deposition rates. And
`you know, just the body of the work suggests to me that this is a
`constant flow of gas going on. He mentions about the pressure.
`So … in order for the pressure to stay constant, you’d have to
`keep applying this flow of gas and pumping it out.
`
`DeVito Dep. at 84:13-85:1, IPR2014-00580, Ex. 2010
`
`19
`
`

`

`Mozgrin Teaches a “Feed Gas”
`Independent Claims 1, 21, 34, and 40
`
`• Patent Owner refers to Mozgrin’s Thesis (Ex. 1015), which
`explicitly details use of a “needle valve,” as allegedly
`teaching a static gas
`
`Patent Owner Response at pp. 39 and 56, IPR2014-00580
`
`• Needle valves provide a continuous flow of gas
`
`Ehrenberg, p. 81, IPR2014-580, Ex. 1026
`
`20
`
`

`

`Controlling the Flow of a Feed Gas was Well-Known
`
`Q. Controlling the flow of a feed gas to a magnetron chamber
`was well known before the alleged ’773 invention; correct?
`
`A. Yes.
`
`* * * *
`
`Q. Using a flow controller --?
`
`A. Yeah.
`
`-- to supply a continuous feed gas to a magnetron
`Q.
`chamber was known before the alleged ’773 invention;
`right?
`
`A. Yes.
`
`Hartsough Dep. at 31:16-32:14, Ex. 1025
`(interposing objections omitted)
`
`21
`
`

`

`Issues Raised by Patent Owner Related to
`Independent Claims
`
`• Whether Mozgrin teaches a “feed gas” (claims 1, 21, 34 and 40)
`
`• Whether Mozgrin teaches “a feed gas proximate to the anode
`and the cathode assembly” (claims 1 and 34)
`
`• Whether Mozgrin or Fortov individually teach “an amplitude and
`a rise time of the voltage pulse being chosen to increase a density
`of ions in the strongly ionized plasma enough to generate sufficient
`thermal energy in the sputtering target to cause a sputtering yield to
`be non-linearly related to a temperature of the sputtering target” or
`corresponding limitations in the other independent claims (claims
`1, 21, 34, and 40)
`
`22
`
`

`

`Mozgrin Teaches “Proximate”
`Independent Claims 1 and 34
`
`• Mozgrin’s shaped electrodes 10 times smaller than what Patent
`Owner’s expert considers “proximate”
`
`A.
`
`In region 245, that entire region is
`proximate to both the anode and the
`cathode assembly.
`Hartsough Dep. 120:4-8, IPR2014-00580, Ex. 1025
`
`10mm
`
`100mm
`
`Mozgrin, Fig. 1, IPR2014-00580, Ex. 1002 (with annotations)
`
`’773 Patent, Figure 5A, IPR2014-00578, Ex. 1001
`
`Mozgrin, p. 401, IPR2014-580, Ex. 1002
`
`’773 Patent, 10:22-24, IPR2014-00580, Ex. 1001
`
`23
`
`

`

`Mozgrin Teaches “Proximate”
`Independent Claims 1 and 34
`
`• Mozgrin’s planar electrode had the feed gas adjacent
`to the cathode
`
`Mozgrin, p. 400-401, IPR2014-00580, Ex. 1002
`
`Mozgrin, p. 401, IPR2014-580, Ex. 1002
`
`Q. Is any point within the region 245
`proximate to both the anode and cathode?”
`
`A.
`
`In region 245, that entire region is
`proximate to both the anode and the
`cathode assembly.
`Hartsough Dep. 120:4-8, IPR2014-00580, Ex. 1025
`
`Mozgrin, Fig. 1, IPR2014-00580, Ex. 1002 (with annotations)
`
`’773 Patent, Figure 5A, IPR2014-00578, Ex. 1001
`
`24
`
`

`

`Mozgrin Teaches “Proximate”
`Independent Claims 1 and 34
`
`Q. Mozgrin does not teach how far the cathode is separated
`from the anode in the planar magnetron structure, correct?
`
`A. It does not, in a text, call out in similar fashion a
`numeric value. It has illustration in Figure 1(a) that
`shows the gap to be less than the diameter by a
`significant degree which comports with a worker of
`skill’s understanding of generally how these devices
`would be built. But, as I said, does not call out
`numerically, again.
`
`Bravman Dep. at 27:9-21, Ex. 2013
`(interposing objection omitted)
`
`25
`
`

`

`Issues Raised by Patent Owner Related to
`Independent Claims
`
`• Whether Mozgrin teaches a “feed gas” (claims 1, 21, 34 and 40)
`
`• Whether Mozgrin teaches “a feed gas proximate to the anode
`and the cathode assembly” (claims 1 and 34)
`
`• Whether Mozgrin or Fortov individually teach “an amplitude and
`a rise time of the voltage pulse being chosen to increase a density
`of ions in the strongly ionized plasma enough to generate sufficient
`thermal energy in the sputtering target to cause a sputtering yield to
`be non-linearly related to a temperature of the sputtering target” or
`corresponding limitations in the other independent claims (claims
`1, 21, 34, and 40)
`
`26
`
`

`

`“amplitude and a rise time… to be non-linearly related
`to a temperature of sputtering target” Well Known
`Independent Claims 1, 21, 34, and 40
`
`• Mozgrin teaches applying a voltage pulse having an amplitude
`and rise time to generate a strongly-ionized plasma
`
`Q. And Mozgrin delivers a voltage pulse
`to that weakly-ionized plasma; correct?
`
`A. Yes. … It has an amplitude … Has a
`rise time. …
`
`Q. And looking at Mozgrin, it would be a
`rapid increase form the weakly-ionized
`plasma; right?
`
`A. Yes.
`
`Q. Now, this voltage pulse in Mozgrin will
`cause a rapid increase in the density of
`the weakly-ionized plasma; correct?
`
`Q. So this is a strongly-ionized plasma
`generated in the sputtering regime of
`Mozgrin; correct?
`
`A.
`
`It says that the plasma density grows.
`…
`
`Hartsough Dep. 77:20-78:16, IPR2014-00580, Ex. 1025
`(interposing questions and objections omitted)
`
`A.
`
`It’s in the regime 2, where – where
`sputtering occurs.
`Hartsough Dep. 79:3-6 and 80:13-18, IPR2014-00580, Ex. 1025
`(interposing objections omitted)
`
`27
`
`

`

`“amplitude and a rise time… to be non-linearly related
`to a temperature of sputtering target” Well Known
`Independent Claims 1, 21, 34, and 40
`
`• Copper targets described in both Mozgrin and Fortov would
`behave according to the non-linear relationship with temperature
`of the sputtering target
`
`Q. Now, Fortov describes using a copper
`target; right?
`
`A. Yes.
`
`Q. Mozgrin describes using a copper
`target; right?
`
`A. Yes.
`
`Q. So for copper target, being described
`here, we can expect the nonlinear
`relationship to begin somewhere
`around .7 TM, the melting point of
`copper?
`
`A. Yeah.
`
`Hartsough Dep. 69:7-13, IPR2014-00580, Ex. 1025
`(interposing objection omitted)
`
`Hartsough Dep. 75:10-13, IPR2014-00580, Ex. 1025
`(interposing objection omitted)
`
`28
`
`

`

`Mozgrin and Fortov: Person of Skill Would Have Been
`Motivated to Increase Sputtering Yield
`Independent Claims 1, 21, 34, and 40
`
`• Dr. Hartsough admitted that one skilled in the art would have
`been motivated to increase sputtering yield in a sputtering
`application
`
`Q. So a person of ordinary skill would have been
`motivated to increase the sputtering yield in a
`sputtering application; correct?
`
`A. Yes.
`
`Hartsough Dep. 53:13-17, IPR2014-00580, Ex. 1025
`(interposing objection omitted)
`
`29
`
`

`

`Mozgrin and Fortov: Both Teach Sputtering
`Independent Claims 1, 21, 34, and 40
`
`• Patent Owner argues Mozgrin has no sputtering in “region 3” so
`one skilled in the art would not have combined with Fortov
`
`• Mozgrin does teach sputtering in regime 2
`
`Q. So this is a strongly-ionized
`plasma generated in the
`sputtering regime of
`Mozgrin; correct?
`
`A. It’s in the regime 2, where –
`where sputtering occurs.
`
`Hartsough Dep. 80:13-18, IPR2014-00580, Ex. 1025
`(interposing objection omitted)
`
`Mozgrin, p. 401, IPR2014-580, Ex. 1002
`
`Bravman Dec. ¶59, IPR2014-00580, Ex. 1028
`
`30
`
`

`

`Mozgrin and Kudryavtsev:
`Mozgrin Expressly Cites Kudryavtsev
`
`Mozgrin at p. 401, IPR2014-580, Ex. 1002,
`see also, Bravman Dec. ¶ 71, Ex. 1028
`
`31
`
`

`

`Mozgrin and Lantsman:
`Person of Ordinary Skill Would Be Able to Combine
`Lantsman’s Gas Flow Controller with Mozgrin
`
`Q. So it’s not your position that a person of ordinary skill would not be
`able to combine a constant DC supply with a pulsed DC supply; right?
`
`A. . . . It wouldn’t be – it – it wouldn’t be beyond the skill of a
`person of – of ordinary skill in the art.
`
`Hartsough Dep. at 152:9-18, Ex. 1029 (interposing objection omitted),
`see also, Bravman Dec. ¶ 71, Ex. 1028
`
`Q. Are there any benefits to continuously supplying feed gas to a
`magnetron chamber and sputtering?
`
`A. Yes.
`
`Hartsough Dep. at 32:17-20, Ex. 1025
`
`32
`
`

`

`Issues Raised by Patent Owner Related to
`Dependent Claims
`
`• Issues already addressed by independent claims equally
`applicable to the following dependent claims
`
`‒ Whether one skilled in the art would have combined Mozgrin with
`Lantsman because Mozgrin does not teach a “feed gas”
`(claims 3, 4, 24, 25, 28, and 35)
`
`‒ Whether one skilled in the art would have combined Kudryavtsev because
`in Mozgrin, “sputtering does not occur in region 3” (claim 23)
`
`33
`
`

`

`Additional Issues Raised by Patent Owner Related to
`Dependent Claims
`
`• Additional issues related to following dependent claims
`
`‒ Whether Mozgrin Thesis is prior art (claim 2)
`
`‒ Whether Kawamata does not substantially increase the average
`temperature of the sputtering target (claims 5 and 36)
`
`‒ Whether Mozgrin teaches a single power supply (claim 18)
`
`‒ Whether Mozgrin’s annular plasma discharge is uniform (claim 13)
`
`‒ Whether claim 10 requires a third electrode
`
`‒ Whether “evaporation” is taught by the prior art (claim 29)
`
`‒ Whether Mozgrin teaches “increase an ionization rate” and whether
`Mozgrin teaches choosing experimental variables for a particular
`intended purpose (claims 11 and 14)
`
`34
`
`

`

`Mozgrin Thesis is Prior Art
`Dependent Claim 2
`
`US Patent 6,896,773, Ex. 1001
`
`Ex. 1014
`
`35
`
`

`

`Kawamata Teaches Holding the Temperature of the
`Target Substantially Constant
`Dependent Claims 5 and 36
`
`• Patent Owner’s own expert agrees Kawamata teaches using cooling water to
`maintain the temperature of the sputtering target
`
`• “Cooling water (8) for holding the temperature of the magnetron cathode (5)
`constant flows against a lower face of the magnetron cathode (5)”
`Kawamata at Abstract, Ex. 1009
`
`• “The MgF2 granules 3 were heated by the plasma with their temperature
`maintained by a balance between plasma heating and cooling by cooling water 8
`flowing on the lower face of the magnetron cathode 5 and thus sputtered.”
`Kawamata at 7:36-40, Ex. 1009
`
`Q.
`
`[Kawamata] says, “cooling water aid for holding the temperature of the magnetron
`cathode constant.”
`
`A. Okay.
`
`Q. So we can agree that Kawamata maintains the cathode temperature constant; right?
`
`A.
`
`It – it says, for holding constant. Okay.
`
`Hartsough Dep. at 143:17-24, Ex. 1025
`(interposing objection omitted)
`
`36
`
`

`

`Mozgrin Teaches a Single Power Supply
`Dependent Claim 18
`
`Mozgrin, p. 401 and Fig. 2, IPR2014-580, Ex. 1002
`
`Q. And the way that Mozgrin chose to deliver the energy is through one
`interconnected circuit where you couldn’t simply remove the high-
`voltage supply unit and have it operate the same; right?
`
`A. Yes.
`
`Hartsough ’773 Dep. at 170:23-171:3, Ex. 1025
`(interposing objection omitted)
`
`37
`
`

`

`Mozgrin’s Plasma Discharge is Uniform Adjacent to the Cathode
`Dependent Claim 13
`
`Q. Yeah, it talks about applying
`a magnetic field to more
`uniformly distribute the plasma,
`but so does Mozgrin; right?
`
`A.
`
`It talks about the – in figures,
`you know, 7A, B, C, it talks
`about how – and D – how the
`magnetic field is affected by
`the circulating currents to –
`to spread more uniformly.
`
`Q. And those same effects would
`occur in Mozgrin; correct?
`
`A. They would tend to occur.
`
`Hartsough ‘773 Dep. at 163:21-164:7, Ex. 1025
`(interposing objection omitted)
`
`Mozgrin, p. 401 and Fig. 6(a)(1) , IPR2014-580, Ex. 1002,
`Bravman Decl. ¶ 80
`
`38
`
`

`

`Claim 10 Does Not Require a Third Electrode
`
`• Zond argues “the ionization source [that generates a weakly-
`ionized plasma]” requires a component other than the cathode
`assembly or the anode recited in claim 1
`
`• ’773 teaches embodiment where the ionization source can be
`either the anode, cathode assembly or a third electrode
`
`’773 Patent at 8:19-23, Ex. 1001
`
`39
`
`

`

`Mozgrin and Fortov Teach Evaporation of the Target Surface
`Dependent Claim 29
`
`Fortov, p. 16 of 23, IPR2014-580, Ex. 1004
`
`A. Well, I mean, one of skill in the art who had these references in front of him
`would have said, look … Mozgrin is trying to do higher sputter yield with this
`technique. Fortov has a recipe for getting to a certain temperature, increase
`sputtering yield. I’m pretty sure that I can modify these powers and rise times
`to get to this temperature. Let me put these together and make it happen.
`
`DeVito Dep, 64:19 – 65:2, IPR2014-580, Ex. 2010
`(interposing objection omitted)
`
`40
`
`

`

`Mozgrin Chose Experimental Variables to Increase
`Ionization Rate
`Dependent Claims 11 and 14
`
`• Patent Owner’s expert admits high plasma density indicates an increased
`ionization rate
`
`• Mozgrin teaches choosing experimental conditions that lead to increased
`plasma density
`
`Q.
`
`A.
`
`. . . When the voltage -- when the increased
`voltage is applied to the weakly-ionized
`plasma, if you have a quick increase in the
`plasma density, does that indicate a quick
`increase in the rate of ionization?
`
`It indicates an increase -- an -- it indicates a
`different rate of ionization between the two
`states. So increase -- increase from the rate of
`ionization in the low-density state, the rate
`would increase.
`
`Hartsough ’184 Dep, 88:21 – 89:6, IPR2014-580, Ex. 1031
`(interposing objection omitted)
`
`Mozgrin, p. 400, IPR2014-580, Ex. 1002
`
`41
`
`

`

`Conclusion
`
`• All disputed claims of the ’773 patent are invalid in view of the
`following combination of cited references
`
`Errata on Decision on Institution, IPR2014-580, Paper No. 19
`
`Decision on Institution, IPR2014-726, Paper No. 8
`
`42
`
`

`

`BACK UP SLIDES
`BACK UP SLIDES
`
`43
`43
`
`

`

`Mozgrin Discloses Controlling Voltage
`
`Q. And the controlled variable in Morzgrin’s control system would be
`voltage because that’s what he’s applying; right?
`
`A. It - - it’s a little difficult to determine what he means - - what - -
`when - - how a controlled variable would be, but it could be.
`
`Hartsough ’773 Dep. at 83:19-25, Ex. 1025
`see also Petitioner’s Reply at p. 7, IPR2014-00580
`(interposing objection omitted)
`
`44
`
`

`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Dated: June 11, 2015
`
`Trial No. IPR2014-00726
`Petitioners’ Demonstrative Exhibits for Oral Argument
`
`
`Respectfully Submitted,
`
`/David L. Cavanaugh/
`
`David L. Cavanaugh
`Registration No. 36,476
`WILMER CUTLER PICKERING
`HALE AND DORR LLP
`1875 Pennsylvania Avenue, N.W.
`Washington, D.C. 20006
`david.cavanaugh@wilmerhale.com
`Tel.: 202-663-6000
`Fax: 202-663-6363
`
`
`
`
`
`
`
`

`

`Trial No. IPR2014-00726
`Petitioners’ Demonstrative Exhibits for Oral Argument
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on June 11, 2015, I caused a true and correct copy of the
`
`foregoing materials:
`
` Petitioners’ Demonstrative Exhibits for Oral Argument
`
`to be served via e-mail, as previously agreed by the parties, on the following
`
`attorneys of record:
`
`
`
`Dr. Gregory J. Gonsalves
`2216 Beacon Lane
`Falls Church, VA 22043
`(571) 419-7252
`gonsalves@gonsalveslawfirm.com
`
`Bruce Barker
`Chao Hadidi Start & Barker LLP
`176 East Mail Street, Suite 6
`Westborough, MA 01581
`bbarker@chsblaw.com
`
`
`
`
`
` /Yung-Hoon Ha/
` Yung-Hoon Ha
` Registration No. 56,368
`
`
`
`
`
`
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket