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`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`
`COMPASS BANK, COMMERCE BANCSHARES, INC., AND FIRST
`NATIONAL BANK OF OMAHA
`Petitioners
`
`v.
`
`INTELLECTUAL VENTURES II LLC
`Patent Owner
`
`___________________
`
`CASE IPR2014-00719
`Patent 6,314,409
`___________________
`
`
`
`INTELLECTUAL VENTURES II LLC’S MANDATORY
`NOTICES PURSUANT TO 37 C.F.R. §42.8(a)(2)
`
`
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`
`

`

`
`
`
`
`Case IPR2014-00719
`U.S. Patent No. 6,314,409
`Patent Owner, Intellectual Ventures II LLC, hereby files its Mandatory
`
`1
`
`Notices Pursuant to 37 C.F.R. § 42.8(a)(2). This notice is being timely filed within
`
`21 days of service of the petition.
`
`I. REAL PARTY-IN-INTEREST
`The patent owner and real party-in-interest is Intellectual Ventures II LLC.
`
`
`II. RELATED MATTERS
`Patent Owner notes the following proceedings that may affect or be affected
`
`by a decision in this proceeding:
`
`Intellectual Ventures I LLC et al. v. Capital One Financial Corporation et
`
`al., No. 8:14-cv-00111-PWG (D. Md.), filed January 15, 2014.
`
`Intellectual Ventures II LLC v. Huntington Bancshares Incorporated et al.,
`
`No. 2:13-cv-00785-GLF (S.D. Oh.), filed August 7, 2013.
`
`Intellectual Ventures II LLC v. U.S. Bancorp et al., No. 0:13-cv-02071-
`
`ADM (D. Minn.), filed July 31, 2013.
`
`Intellectual Ventures II LLC v. SunTrust Banks, Inc.et al., No. 1:13-cv-
`
`02454-WSD (N.D. Ga.), filed July 24, 2013.
`
`Intellectual Ventures II LLC v. Commerce Bancshares, Inc. et al., No. 2:13-
`
`cv-04160-NKL (W.D. Mo.), filed June 20, 2013.
`
`Intellectual Ventures II LLC v. BBVA Compass Bancshares Inc. et al., No.
`
`2:13-cv-01106-AKK (N.D. Ala.), filed June 12, 2013.
`
`SKGF DOCKET NO. 3059.708IPR2
`
`

`

`
`
`Case IPR2014-00719
`U.S. Patent No. 6,314,409
`Intellectual Ventures II LLC v. JP Morgan Chase & Co. et al., No. 1:13-cv-
`
`2
`
`03777-AKH (S.D. N.Y), filed June 4, 2013.
`
`Intellectual Ventures II LLC v. First National Bank of Omaha, No. 8:13-cv-
`
`00167-LSC (D. Neb.), filed May 29, 2013.
`
`
`
`International Business Machines Corporation v. Intellectual Ventures II
`
`LLC, IPR2014-00672 (P.T.A.B.), filed April 18, 2014.
`
`
`
`International Business Machines Corporation v. Intellectual Ventures II
`
`LLC, IPR2014-00673 (P.T.A.B.), filed April 18, 2014.
`
`Compass Bank, Commerce Bancshares, Inc., and First National Bank of
`
`Omaha v. Intellectual Ventures II LLC, IPR2014-00722 (P.T.A.B.), filed May 1,
`
`2014.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SKGF DOCKET NO. 3059.708IPR2
`
`

`

`
`
`3
`
`Case IPR2014-00719
`U.S. Patent No. 6,314,409
`
`III. LEAD AND BACKUP COUNSEL
`The lead counsel for Intellectual Ventures II LLC is:
`
`Lori A. Gordon, Reg. No. 50,633
`lgordon-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3932
`Tel.: 202-772-8862
`
`Fax: 202-371-2540
`
`
`The backup counsel for Intellectual Ventures II LLC is:
`
`
`
`
`
`Omar Amin, Reg. No. 60,885
`oamin-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3932
`Tel.: 202-772-8879
`
`Fax: 202-371-2540
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
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`
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`SKGF DOCKET NO. 3059.708IPR2
`
`

`

`
`
`4
`
`Case IPR2014-00719
`U.S. Patent No. 6,314,409
`
`IV. SERVICE INFORMATION
`Please address all correspondence to the lead and backup counsel as shown
`
`above. Patent Owner consents to electronic service by email at the email addresses
`
`provided above.
`
`Respectfully submitted,
` STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`
`
`/Lori A. Gordon/
`
`Lori A. Gordon
`Registration No. 50,633
`Attorney for Patent Owner
`
`
`
`
`
`Date: May 21, 2014
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`
`SKGF DOCKET NO. 3059.708IPR2
`
`

`

`
`
`
`
`5
`
`Case IPR2014-00719
`U.S. Patent No. 6,314,409
`CERTIFICATION OF SERVICE
`
`The undersigned hereby certifies that the foregoing INTELLECTUAL
`
`VENTURES II LLC’S MANDATORY NOTICES PURSUANT TO 37 C.F.R.
`
`§42.8(a)(2) and POWER OF ATTORNEY PURSUANT TO 37 C.F.R. §42.10(b)
`
`were served electronically via e-mail on May 21, 2014, in their entirety on the
`
`following:
`
`Joseph Melnik (Lead Counsel)
`Jones Day
`jmelnik@jonesday.com
`
`
`
`Geoffrey K. Gavin (Back-up Counsel)
`Jones Day
`ggavin@jonesday.com
`
`
`
`Marc Vander Tuig (Back-up Counsel)
`Senniger Powers LLP
`mvandertuig@senniger.com
`
`
`
`
`
`Jason S. Jackson (Back-up Counsel)
`Kutak Rock LLP
`jason.jackson@kutakrock.com
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
` /Lori A. Gordon/
`
`
`Lori A. Gordon
`Registration No. 50,633
`Attorney for Patent Owner
`
`Date: May 21, 2014
`
`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
`
`
`1849099_1
`
`
`
`
`SKGF DOCKET NO. 3059.708IPR2
`
`

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