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`Atlanta, GA
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`April 28, 2015
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` UNITED STATES PATENT & TRADEMARK OFFICE
`
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
` IPR No. 2014-00717
`
` IPR No. 2015-00335
`
` Patent No. 6,108,686
`
`- - - - - - - - - - - - - - - - - - - - - - - - - -
`
`SAMSUNG ELECTRONICS CO., LTD.,
`
` and
`
`LG ELECTRONICS, INC., LG ELECTRONICS U.S.A. INC.,
`
`and LG ELECTRONICS MOBILECOMM U.S.A., INC.,
`
` Petitioners,
`
`v.
`
`BLACK HILLS MEDIA, LLC,
`
` Patent Owner.
`
`- - - - - - - - - - - - - - - - - - - - - - - - - -
`
` DEPOSITION OF WILLIAM O. PUTNAM
`
` April 28, 2015
`
` 8:59 a.m.
`
` Atlanta Airport Marriott
`
` 4711 Best Road
`
` Atlanta, Georgia
`
`Reported by:
`
`F. Renee Finkley, RPR, RMR, CRR, CLR, CCR-B-2289
`
`Alderson Reporting Company
`1-800-FOR-DEPO
`
`
`
`1/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 2
`
`APPEARANCES:
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`On behalf of the Petitioners:
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` GREGORY S. DISCHER, Esq.
`
` MICHAEL S. SAWYER, Esq.
`
` Covington & Burling LLP
`
` One City Center
`
` 850 Tenth Street, N.W.
`
` Washington, D.C. 20001-4956
`
` (202) 662-5485
`
` gdischer@cov.com
`
` msawyer@covc.com
`
`On behalf of the Patent Owner:
`
` GEORGE S. HAIGHT, IV, Esq.
`
` Pepper Hamilton, LLP
`
` 19th Floor, High Street Tower
`
` 125 High Street
`
` Boston, Massachusetts 02110-2736
`
` (617) 204-5165
`
` haightg@pepperlaw.com
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`1-800-FOR-DEPO
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`2/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 3
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` I N D E X
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`WITNESS: WILLIAM O. PUTNAM PAGE
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` Examination By Mr. Discher 4
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` E X H I B I T S
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`EXHIBIT DESCRIPTION PAGE
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`No. 1 Notice of deposition 5
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`No. 2 Expert report of Putnam 6
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`No. 3 Exhibit E of Putnam's declaration 24
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`No. 4 U.S. patent number 6,108,686 38
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`No. 5 U.S. patent number 5,740,549 175
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` (Exhibits retained by counsel for Petitioners.)
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`1-800-FOR-DEPO
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`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
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`April 28, 2015
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`Page 4
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` WILLIAM O. PUTNAM,
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`having been first duly sworn, was examined and
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`testified as follows:
`
` EXAMINATION
`
`BY MR. DISCHER:
`
` Q. Good morning, Mr. Putnam. Please state
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`your name and address for the record?
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` A. My name is William Putnam. My address is
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`2530 Burnt Hickory Road, Marietta, Georgia.
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` Q. Have you been deposed in an inter partes
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`review proceeding before?
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` A. Yes, I have.
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` Q. And so you generally understand the
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`procedures, and that you're under oath now?
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` A. Yes.
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` Q. Okay. If you don't understand a question
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`that I ask, or hear it, please feel free to ask me to
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`rephrase the question or repeat it, so that you can
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`hear it. If you don't do that, I will assume that
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`you've understood and heard the question. Your
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`answers are being recorded by a court reporter, so
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`please give an audible response as opposed to nodding
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`or hand gestures, so the record is clear. Are there
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`any reasons you feel that you cannot testify fully
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`and accurately today?
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`
`
`4/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 5
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` A. No, not that I'm aware of.
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` Q. Do you have any medical conditions that
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`would inhibit your ability to testify fully and
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`accurately today?
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` A. No.
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` Q. Are you taking any medications or drugs
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`that would inhibit your ability to testify fully or
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`accurately today?
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` A. No, I'm not.
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` Q. Your counsel needs time to make any
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`objections before you answer.
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` MR. DISCHER: Counsel, in order to
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` accomplish all the deposition today, I would
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` seek your cooperation in adhering to the trial
`
` guideline requirements at pages 48772 of the
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` Federal Rules of single word, non-speaking
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` objections, such as objection, form, objection
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` scope. I assume you're familiar with those
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` rules. This will expedite the deposition and
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` provide minimal disruption to our questioning.
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` Are we agreed on that?
`
` MR. HAIGHT: Yes.
`
` MR. DISCHER: Thank you.
`
` (Exhibit 1 was marked for
`
` identification.)
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`
`
`5/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 6
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` Q. (By Mr. Discher) Mr. Putnam, have you
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`seen this document before?
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` A. I believe I have seen an electronic copy.
`
` Q. Okay. As you can see on the face page of
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`this Exhibit 1, this is your notice of deposition
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`that we have filed with the Patent Trial and Appeal
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`Board?
`
` (Exhibit 2 was marked for
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` identification.)
`
` Q. (By Mr. Discher) Counsel, have you seen
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`Exhibit 2 before -- excuse me, witness, have you seen
`
`Exhibit 2 before?
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` A. Based on the title, it appears to be a
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`copy of my expert report in this matter.
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` Q. Okay. And can you please turn to page 42
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`of this paper, Exhibit 2?
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` A. Yes.
`
` Q. Does that appear to be your signature at
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`the bottom of the page?
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` A. Yes, I believe that is an electronic
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`facsimile of my signature.
`
` Q. Okay. Did you write this declaration?
`
` A. I did.
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` Q. And can you tell me approximately when you
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`started actually writing words down in preparation of
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`Alderson Reporting Company
`1-800-FOR-DEPO
`
`
`
`6/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 7
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`the first draft?
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` A. I don't know how close you mean by
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`approximately, but --
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` Q. Your best estimate?
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` A. As I recall, and I'm not certain of this,
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`approximately two weeks before the date of
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`submission, give or take some days, I'm not sure.
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` Q. Okay. So it's dated February 25th, so
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`perhaps sometime in the earlier part of February,
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`then?
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` A. I think that's -- I think that's
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`approximately correct.
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` Q. Okay. And did you actually prepare the
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`first draft yourself?
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` A. I did.
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` Q. Okay. And was that in conjunction with
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`counsel's input, did you talk to counsel before
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`preparing the draft, or is this completely on your
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`own after just reviewing any other papers that you've
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`cited in your declaration that you have reviewed?
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` A. Well, of course, I had some interaction
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`with counsel when I was retained in the matter. And
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`then I also had some previous interaction with
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`counsel representing Black Hills Media prior to
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`Pepper Hamilton taking responsibility for this
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`Alderson Reporting Company
`1-800-FOR-DEPO
`
`
`
`7/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 8
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`particular patent. So it's hard to answer without
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`more specificity.
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` Q. So when you prepared this first draft, I
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`generally understood your answer to indicate there
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`were some consultations with counsel before you
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`actually started preparing the draft sometime earlier
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`in February?
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` A. That's correct, but I don't recall to what
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`extent they were related to writing this declaration,
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`and to what extent they constituted just discussion
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`of the patent itself.
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` Q. Okay. And did you write every word of
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`this declaration?
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` A. I did. Well, let me qualify that. There
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`are some elements -- it doesn't have a case caption
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`on the front, and there are quotations from other
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`sources. So I typed it, if that's what you mean.
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`And the original content, that is content that is not
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`taken from another source and attributed, is mine.
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` Q. Can you give me an example somewhere in
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`the declaration what you mean content taken from
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`another source?
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` A. The paragraphs that are numbered on pages
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`1 through 42 would be primarily original content.
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`And then if you look at, for example, some of the
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`Alderson Reporting Company
`1-800-FOR-DEPO
`
`
`
`8/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 9
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`footnotes contain quotations from dictionaries or
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`references that I've listed. For example, footnote
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`15 quotes an encyclopedia entry. I believe there may
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`be some quotations in the text of the document itself
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`as well.
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` Q. And did you exchange any drafts of this
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`declaration with counsel?
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` A. Exchange?
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` Q. Submit for them to look at and review
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`before you signed it on February 26?
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` A. Yes. Yes, I did give them a copy to
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`review before I signed it.
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` Q. Just one copy?
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` A. I gave them a copy of my working document,
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`which I don't consider a draft, because I don't keep
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`drafts or operate in terms of drafts, but I gave them
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`a copy of the working document about a week or so
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`before submission.
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` Q. And were there any changes subsequent to
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`that?
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` A. I made some additions to it, additional
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`citations, it wasn't finished at that point.
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` Q. Is everything included in this declaration
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`that you want to be included?
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` A. Yes.
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`9/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 10
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` Q. There's nothing that you wanted to include
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`that was left out?
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` A. No.
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` Q. And there's nothing in your declaration
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`that you wanted to omit that is present?
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` A. No.
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` Q. I'd like to turn to paragraphs 8 and 9 of
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`your declaration. This is under the heading Roman
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`Numeral III, materials reviewed and considered. And
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`it looks like you have ten bullet points there of
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`materials that you reviewed and considered. Do you
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`see that?
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` A. I see it.
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` Q. Did you review any other material in
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`connection with the preparation of this declaration?
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` A. I would say in connection with the
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`preparation of the deposition -- or the declaration,
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`no.
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` Q. Okay. Were you instructed to not review
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`any other material?
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` A. No.
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` Q. Did you review the prosecution history of
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`the '686 patent at issue here?
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` A. I did look at the file history at some
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`point, but I'm not sure that that was in -- I think
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`
`10/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 11
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`that was when I first reviewed the patent prior to
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`starting the declaration.
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` Q. Okay. So did you consider the prosecution
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`history or anything contained in the prosecution
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`history for purposes of preparation of this
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`declaration?
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` A. I did look through it to see if there was
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`anything relevant to the questions I was asked to
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`consider. I don't recall there being anything that I
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`considered relevant.
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` Q. Okay. So I understand your testimony to
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`be that you did review the prosecution history, but
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`you didn't find anything relevant in the prosecution
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`history for purposes of your declaration, is that an
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`accurate statement?
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` A. I don't know if I would put it exactly
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`that way. What I'm saying here in paragraph 8 that,
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`in forming my opinions, I've reviewed and relied upon
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`these materials. So my recollection is that I did
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`review the file history for the '686 patent. I don't
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`recall there being anything that would materially
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`affect my opinions with regard to the questions I was
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`asked to consider. So I don't know that I have
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`referenced it here, but in looking at the patent,
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`yes, I did read the file history.
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`1-800-FOR-DEPO
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`11/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 12
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` Q. Okay. And I see on page 5 of your
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`declaration, I believe it's the sixth bullet that
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`refers to the patent owner's preliminary response
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`dated August 7th, 2014. Do you see that?
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` A. Yes.
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` Q. Do you recall if you had any involvement
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`in the preparation of that patent owner's preliminary
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`response dated August 7, 2014?
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` A. I did not.
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` Q. So you had no involvement with the
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`preparation of that document prior to when it was
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`filed?
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` A. Not that I recall.
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` Q. Okay. Are you aware of the fact that the
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`patent owner also submitted a subsequent patent
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`owner's response also on February 25th in conjunction
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`with your declaration -- or filed on the same day as
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`your declaration?
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` A. You're talking about a response filed
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`through Pepper Hamilton.
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` Q. By Pepper Hamilton's counsel in this case?
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` A. It is my understanding that such a
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`response or some sort of brief was filed.
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` Q. Okay. And did you have any involvement
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`with the review or preparation of that document?
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`1-800-FOR-DEPO
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`12/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 13
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` A. No, not that I recall.
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` Q. So you did not see that document prior to
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`when the patent owner response was filed on February
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`25th?
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` A. I don't think so.
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` Q. Have you seen it since then?
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` A. I don't think so.
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` Q. So you've not seen the patent owner
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`response filed on February 25th in conjunction with
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`this inter partes review trial?
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` A. I don't believe so. I have not, to my
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`recollection, received a copy.
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` Q. Okay. I'd like to turn to paragraphs 11
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`to 13. In paragraph 13, you refer to how a person of
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`ordinary skill in the art would have been motivated
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`to combine and/or modify the prior art to arrive at
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`the claimed invention. Do you see that beginning at
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`approximately I guess the second -- the third line of
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`paragraph 13, bottom of the page.
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` A. Are you referring to the last line there
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`in paragraph 13, last line on page 7.
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` Q. Just read paragraph 13 starting at the
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`beginning and perhaps go to the bottom of the page,
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`just take your time.
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` A. Yes, I see paragraph 13.
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`1-800-FOR-DEPO
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`13/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 14
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` Q. Okay. And do you see the part about a
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`person of ordinary skill in the art would have been
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`motivated to combine and/or modify, approximately the
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`last two lines?
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` A. I see some language to that effect.
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` Q. And did you write that?
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` A. I believe so, yes.
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` Q. And where did you obtain that analytical
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`framework from?
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` A. From counsel.
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` Q. Okay. So they informed you of that
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`language?
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` A. Well, they informed me of the legal
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`standard, and I also have some previous experience,
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`as I said earlier, in similar matters. So we
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`discussed my understanding of it, and they reviewed
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`my understanding of it, and expression of it here.
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`And as I recall, that was the extent of it. But
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`they -- the basis for this is their explanation to me
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`of the legal standard.
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` Q. Okay. And so it's your understanding that
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`there needs to be a motivation to combine and/or
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`modify the prior art to arrive at the claimed
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`invention?
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` A. It's my understanding that that's an
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`14/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 15
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`element of the analysis for determination of
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`obviousness.
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` Q. An element?
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` A. Well, it is one element in the analysis.
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` Q. Are there other elements that you're aware
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`of?
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` A. As listed in the paragraph, yes.
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` Q. And what elements are those? What other
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`elements besides this -- focusing on the motivation
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`to combine here, what other elements are there
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`besides motivated to combine or motivation to
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`combine?
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` A. You understand I'm not a lawyer, so this
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`is a statement of my understanding in my own words of
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`what is a legal standard, which I'm sure you're
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`probably more familiar with than I. But as I've said
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`here, it's my understanding that there are a number
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`of what I would regard as elements, the first of
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`which is whether or not each element of a claim is
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`present in a reference or a combination of
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`references.
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` Another element would be whether or not
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`the person of skill in the art would have a
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`motivation to combine those elements, and that's what
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`I've tried to state here.
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`15/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 16
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` Q. And is your understanding that there can
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`be other things outside of a motivation to combine
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`that might lead one of ordinary skill in the art to
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`combine elements from references?
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` A. Not sure I understand the question.
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` Q. Okay. Does there have to be an express
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`motivation to combine references?
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` A. I'm not sure what you mean by an express
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`motivation.
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` Q. If I reference A, and I have reference B.
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`And reference A pertains to ramafrats, and reference
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`B does that have an express indication of
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`applicability to ramafrats in order to have a
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`motivation to combine?
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` A. Well, I don't know what a ramafrat could
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`be.
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` Q. It's a hypothetical term. You can pick
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`any term you want. It could be a networking card,
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`that is design of a networking card for a local area
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`network, let's say.
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` A. Are you asking me whether -- you're asking
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`me a hypothetical question that if a first reference
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`described a networking card, and there were a second
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`reference that also described a networking card, that
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`in order to combine those, whether or not there would
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`1-800-FOR-DEPO
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`16/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
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`Page 17
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`be -- again, you used the term express, I think you
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`said indication. And I'm not clear on what you mean
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`by that.
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` But if there were, in my mind, an explicit
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`statement that you should take this card and combine
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`it with that card or something like that, is that
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`what you're asking?
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` Q. Well, I don't understand your statement,
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`and I'm trying to find out what it means. That's
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`really what I'm trying to do. And I'm trying to give
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`some examples, but I understand they're not clear to
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`you. So I'm just going to leave it as an open-ended
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`question, and let you ask questions about -- the
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`question is, you make a statement about, quote, would
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`have modified to combine and/or modify the prior art.
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`Do you see that?
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` A. No, that's not what it says.
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` Q. Okay. Can you tell me what you mean by
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`this paragraph?
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` A. I mean exactly what it says. I'm not
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`clear on what you don't understand about the
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`statement.
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` Q. Okay. So when taken as a whole, can you
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`read with me starting on the third line of paragraph
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`13? I'm going to start after the comma -- prior art,
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`
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`17/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 18
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`comma, when taken as a whole and viewed by a person
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`of ordinary skill in the art, and the person of
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`ordinary skill in the art would have been motivated
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`to combine and/or modify the prior art to arrive at
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`the claimed invention?
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` A. Okay. I see the section that you read.
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` Q. Okay. And so in your analysis, what are
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`the criteria or factors that you considered that
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`might have motivated one of ordinary skill in the art
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`to combine or modify the prior art to arrive at the
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`claimed invention?
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` A. Are you asking whether I did an analysis
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`to determine elements of motivation to combine, is
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`that what you're asking?
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` Q. Well, you're making a general statement
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`here, and I'm not asking for your analysis as such.
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`I'm just asking for general principles that led you
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`to make this statement.
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` A. Well, what led me to make this statement
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`is my understanding of the standard for obviousness,
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`and this is a layman's paraphrase of a discussion
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`with counsel regarding a legal standard. I'm not a
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`lawyer, and I'm not qualified to give you a legal
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`discussion on determination of obviousness. That's a
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`legal question, and I'm a computer expert.
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`1-800-FOR-DEPO
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`18/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 19
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` Q. Okay. So did you, in this motivation to
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`combine statement in paragraph 13, did you factor
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`predictability of results in your analysis?
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` A. It's my understanding that predictability
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`of results could be one element in such an analysis,
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`but again, you're getting into the legal standards
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`for that sort of determination. And my task and the
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`scope of my task was not to do a legal analysis under
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`the law and render a definitive statement on whether
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`or not a claim is obvious. It's my understanding
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`that that's the purview of the board. That's for
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`them to determine, not me as a technology expert.
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` Q. Did you consider whether the invention is
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`a substitution of one known element for another to
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`obtain predictable results?
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` A. I don't know whether and to what extent I
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`would have considered that. I recall hearing that in
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`a discussion of determination of obviousness, but
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`again, that's part of the legal standard or case law.
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`And again, I'm not a lawyer, I'm a technology expert.
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` Q. So my question was, did you consider that?
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` A. I don't know that I could answer that, I
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`mean, there are a lot of things that go through my
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`mind as a subject matter expert in technology when I
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`read a patent or when I read a reference. The things
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`19/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 20
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`that you've asked about, statements regarding
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`combinations or statements regarding substitutions or
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`things like that, those are all present in my mind at
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`some point, because I have some awareness of these as
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`I said from previous work and from discussion of
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`counsel.
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` So to the extent that that constitutes
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`consideration, then perhaps so, but I don't know if
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`that's what you would consider to be the kind of
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`consideration that you're inquiring about. So to
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`that extent, you know, I don't know any other way to
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`answer the question than to say that in this
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`paragraph, I've given you my layman's understanding
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`as given to me by counsel and colored by my
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`experience to some extent as to what this term
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`obviousness means.
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` Q. Okay. And did you consider whether the
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`invention is achieved from choosing from among a
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`finite number of identifiable predictable solutions
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`that have a reasonable expectation of success?
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` A. Again, I would give you the same answer.
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` Q. Okay. I'd like to talk about push versus
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`pull technology, and perhaps we can use, as a
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`starting point, you could turn to paragraph 22 of
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`your declaration?
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`
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`20/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 21
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` A. I'm sorry, what -- did you say 22?
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` Q. Yes. Paragraph 22, page 12.
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` A. Okay.
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` Q. Can you tell me what the difference is
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`between push and pull technology?
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` A. That's what the paragraph does.
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` Q. Okay. So is that -- this paragraph is an
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`exhaust of your complete understanding of the
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`differences between push and pull technology?
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` A. I would say it's the best statement that I
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`could formulate that would convey that understanding.
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` Q. Okay. Are you familiar with short
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`messaging system technology?
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` A. To some extent.
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` Q. And you're generally familiar how that
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`works? I mean, get a text message, so forth, you're
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`familiar with that?
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` A. I have some familiarity with -- if you're
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`referring to the SMS standard or SMS technology, I do
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`have some familiarity with that.
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` Q. Okay. And do you have an understanding or
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`opinion as to whether SMS technology would be push
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`technology?
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` A. No, I don't have any opinion on that.
`
` Q. Okay. And with regard to e-mail
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`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 22
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`technology, do you have an understanding if that
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`would be push or pull technology?
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` A. It would depend.
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` Q. And what would it depend on?
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` A. Well, e-mail is not a protocol in itself,
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`and it's a very broad technology area. There are a
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`wide variety of e-mail systems and have been since
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`the early days of electronic mail. So absent some
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`more specificity, I can't really answer the question.
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` Q. Are you familiar with any e-mail
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`protocols?
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` A. Yes.
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` Q. Which ones are you familiar with?
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` A. I'm familiar with several, the POP
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`protocol suite, POP, all capitals.
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` Q. Sure, POP 3?
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` A. POP 3, for example. There were earlier
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`versions. Also SMTP, that's all capitals.
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` Q. So let's take POP 3, do you have an
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`understanding or opinion of whether POP 3 would fall
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`under push or pull technology?
`
` A. I haven't done that analysis, so I can't
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`give you a definitive opinion on that.
`
` Q. Okay. And I think you also mentioned
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`SMTP?
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`1-800-FOR-DEPO
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`
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`22/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 23
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` A. Yes.
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` Q. Do you have an understanding or opinion of
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`whether SMTP would fall under push or pull
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`technology?
`
` A. Again, I haven't done a specific analysis
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`of that protocol.
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` Q. Okay.
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` A. In general, based on my knowledge of them,
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`I'm not sure that either of those protocol examples
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`would be exercised push or pull. Again, it would
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`depend, and I would need more information.
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` Q. Okay. How do you define push technology?
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` A. I don't.
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` Q. So when you use that term in your
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`declaration, you don't have a definition of that
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`term?
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` A. That's not what I said.
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` Q. Okay. So my question was, how do you
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`define push technology?
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` A. And my answer was, I don't.
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` Q. Do you have -- is that because you didn't
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`put it in your declaration?
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` A. No.
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` Q. So sitting here right now today, you don't
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`have a definition of push technology?
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`1-800-FOR-DEPO
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`
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`23/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 24
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` A. I didn't say that. That's not correct.
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` Q. Okay. What definition of push technology
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`are you applying?
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` A. There are several definitions available
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`depending on your source. I've provided reference to
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`at least two in the declaration.
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` Q. Okay. And are you adopting both of those,
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`then?
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` A. I'm not adopting any of them. It's not up
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`to me to adopt one.
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` Q. But you accept both definitions since
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`you've cited them?
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` A. Well, I don't know what you mean by
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`accept. I've certainly referenced them, they're
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`included in the footnotes and the exhibits for
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`purposes of information and elimination, but that's
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`up to the board to decide what they accept.
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` (Exhibit 3 was marked for
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` identification.)
`
` Q. (By Mr. Discher) Mr. Putnam, are you
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`familiar with this document?
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` A. I'll need a few moments to look at it. It
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`appears to be a copy of Exhibit E that was submitted
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`with my declaration, but without comparing it more
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`closely, I can't be sure that it's a true copy, but
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`Alderson Reporting Company
`1-800-FOR-DEPO
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`
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`24/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 25
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`it appears to be that document.
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` Q. Okay. I believe it is a true copy, but we
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`can certainly look at exhibit -- you have your
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`declaration, can we do that?
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` A. Well, again, I have a copy of my
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`declaration, not my actual declaration, so that
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`document appears to be a copy, but I don't know that
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`it's a true copy.
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` Q. Yes. I understand. So can you turn to
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`Exhibit E of the copy of the declaration that you
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`have before you?
`
` A. I have that.
`
` Q. Okay. And on page -- there's a page with
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`a definition of push technology. Do you see that?
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` A. I see a page, but I note that it's labeled
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`at the bottom 1 of 4. I don't see a Bates number or
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`anything to reference, so I'm not sure we're looking
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`at the same page or not.
`
` Q. Sure. So I have, in your declaration,
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`there's a -- in the lower right-hand corner, there's
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`a page 1/4?
`
` A. Yes, that's what I referred to.
`
` Q. Okay. And do you see the definition of
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`push technology on that page?
`
` A. I do. Well, I see a definition.
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`1-800-FOR-DEPO
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`
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`25/217
`
`Samsung v. BHM
`IPR2014-00717
`SAMSUNG EX. 1016
`
`
`
`William O. Putnam
`
`Atlanta, GA
`
`April 28, 2015
`
`Page 26
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` Q. A definition. And this is exhibit -- this
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`is Exhibit E in your declaration, correct?
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` A. As I said, I believe that -- assuming that
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`this is a true copy of my declaration, then that's
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`probably correct. I did submit this document or one
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`that should be the original of this document with my
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`declaration.
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` Q. And if you look at the definition of push
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`technology there?
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` A. Yes, I have.
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` Q. Is there anything that you disagree with
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`in that definition?
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` A. I'd have to read the whole thing again