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IPR2014-00709
`U.S. Patent 8,028,323
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`___________________
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC., and
`SAMSUNG TELECOMMUNICATIONS AMERICA, LLC,
`and
`LG ELECTRONICS, INC., LG ELECTRONICS U.S.A., INC., and
`LG ELECTRONICS MOBILECOMM U.S.A., INC.,
`Petitioners,
`
`v.
`
`BLACK HILLS MEDIA, LLC,
`Patent Owner.
`
`___________________
`
`Case No. IPR2014-00709
`U.S. Patent 8,028,323
`
`___________________
`
`
`
`
`
`DECLARATION OF GARETH LOY, D.M.A.
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`IPR2014-00709 BHM Ex. 2009
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`IPR2014-00709
`U.S. Patent 8,028,323
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`I, Gareth Loy, hereby declare and state as follows:
`
`I.
`
`INTRODUCTION
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`1.
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`I have been retained by counsel for Patent Owner, Black Hills Media,
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`LLC (“Patentee”) to provide opinions in connection with Inter Partes Review No.
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`IPR2014-00709 of U.S. Patent No. 8,028,323 to Martin Weel (Ex. 1001, “the ‘323
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`patent”). I am the same Gareth Loy who submitted a declaration in connection
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`with Inter Partes Review No. IPR2013-00598 of U.S. Patent 8,214,873 (“the ‘873
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`patent,”), which is a parent of the ‘323 patent, made of record in the present Inter
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`Partes Review, IPR2014-0709 as Exhibit 2006 and incorporated herein by
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`reference in its entirety. A current copy of my curriculum vitae is attached hereto
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`as Exhibit A.
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`2.
`
`For purposes of this declaration, I have been asked to opine on the
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`disclosure of U.S. Patent 7,454,511 to Weast (“Weast,” Ex. 1004) and U.S. Patent
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`7,668,939 to Encarnacion (“Encarnacion,” Ex. 1005). I have provided my
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`opinions on the state of the prior art and construction of the term “playlist,” in my
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`prior declaration, submitted as Ex. 2006 in the instant proceeding.
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`II. QUALIFICATIONS
`
`3.
`
`I am the President of Gareth, Inc., which provides software
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`engineering, consulting, and litigation support to high-technology companies
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`internationally. Gareth Inc. provides research and development services including
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`product development, coding and documentation. Gareth Inc. also provides a wide
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`
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`IPR2014-00709 BHM Ex. 2009
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`IPR2014-00709
`U.S. Patent 8,028,323
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`variety of software engineering services including embedded systems, real-time
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`systems, operating systems support and development, file systems, compilers,
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`parallel processing systems, and digital signal processing (DSP) systems.
`
`4.
`
`Gareth Inc. has prepared and provided compilers, interpreters and
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`assemblers, enterprise software systems, chip architectures, software architectures,
`
`realtime operating systems, home entertainment systems, embedded systems,
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`instruction set architectures, datasheets, databooks, user guides, and custom
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`automated documentation systems. Technology clients have included Infineon,
`
`Philips Semiconductor, Trimedia Technologies, Equator Technologies, Pixim, Inc.,
`
`Palm, Inc., Sonic Solutions, Sony Corporation of America, Chromatic Research,
`
`Raza Microelectronics, Cradle Technologies, Siemens Microelectronics, Zoran
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`Corporation, Dolby Laboratories, and C-Cube Microsystems.
`
`5.
`
`I have over 38 years of academic and professional experience in
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`computer science, software development, embedded systems, networking,
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`enterprise software systems, digital audio signal processing, and music technology.
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`I received my doctorate from Stanford University in 1980, where I studied under
`
`John Chowning at the Center for Computer Research in Music and Acoustics,
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`which was a center within the Stanford Artificial Intelligence Laboratory directed
`
`by John McCarthy at the time.
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`6.
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`I was an early Apple Computer employee, having been hired there in
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`1979 full time while still in graduate school. I worked for Jef Raskin who reported
`
`directly to Steve Jobs, founder and CEO of Apple Computer. I left Apple in 1980
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`to teach at UCSD where I taught, for a decade, graduate and undergraduate courses
`
`in computer science and digital audio, and cofounded the Computer Audio
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`Research Laboratory there.
`
`7.
`
`I have published widely in various peer-reviewed journals, and have
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`authored three books with the MIT Press, including Musimathics, a two-volume
`
`introduction and reference to the mathematics of music.
`
`8.
`
`I have been a Software Architect for multiple consumer and
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`professional products for large international electronics companies and have
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`sustained a long and successful career at the cutting edge of software development
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`and multimedia computing.
`
`9.
`
`I am experienced in a variety of computer science domains, ranging
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`from embedded systems, digital home entertainment systems, graphical user
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`interfaces, real-time operating systems, parallel processing systems, signal
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`processing computers, device drivers, and software for film, music, and audio. I
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`have extensive experience in use of multiprocessor/multicore architectures to solve
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`problems in digital audio signal processing. I have also provided expertise in
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`compiler design, file systems, operating systems, handheld networked Personal
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`IPR2014-00709
`U.S. Patent 8,028,323
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`Information Management (PIM) devices, network audio streaming systems,
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`wireless remote control systems, digital loudspeaker systems, digital home
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`entertainment systems, enterprise email systems, software for factory automation
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`systems, interactive databases, enterprise software for managing of music libraries,
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`MPEG audio compression, on-line gaming, composition systems, digital camera
`
`hardware and software, digital audio hardware and software technologies, and
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`more.
`
`10.
`
`I also have over seventeen years of experience as an expert witness on
`
`numerous cases. Most recently, I testified at an International Trade Commission
`
`Investigation No. 337-TA-882 hearing involving the Weel ‘873 and ‘099 patents. I
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`have also testified before a jury under oath, have provided Markman claim
`
`construction testimony, and have presented exhibits and Markman tutorials in
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`federal court in trademark infringement, inequitable conduct, and patent
`
`technology litigation. I have been retained as an expert witness in such areas as
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`software for handheld networked Personal Information Management (PIM)
`
`devices, digital music player software, enterprise email systems, software for
`
`factory automation systems, digital camera hardware and software, internet
`
`customer tracking systems, SAP billing systems, interactive databases, software for
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`management of music libraries, Digital Audio Recording Devices (DARD), MPEG
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`audio compression, on-line gaming, human interface design, music composition
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`IPR2014-00709
`U.S. Patent 8,028,323
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`systems, MIDI systems, network audio streaming systems, rendering of 3D digital
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`audio, and digital audio hardware and software technologies.
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`11.
`
`In connection with forming my opinions, I reviewed the ‘323 patent
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`and the art on which the trial was instituted. I also reviewed the April 21, 2014,
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`Declaration of Kevin C. Almeroth, Ph.D. and the Institution Decision as they relate
`
`to the grounds instituted by the Board. In addition, I attended Dr. Almeroth’s
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`January 9, 2015, deposition, and reviewed his deposition transcript. My opinions
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`are set forth below. I make these statements based upon facts and matters within
`
`my own knowledge or on information provided to me by others. All such facts and
`
`matters are true to the best of my knowledge and belief.
`
`III. DEFINITION OF THE PERSON OF SKILL IN THE ART
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`12.
`
`I understand that the Patent Owner proposed a definition of a person
`
`of ordinary skill in the art as having a bachelor’s degree in computer science or
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`electrical engineering and one year of practical experience with networked media.
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`I agree with that definition.
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`IV. THE ‘323 PATENT
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`13. The ‘323 patent has identical specification to the ‘873 patent, on
`
`which I have previously provided my opinions in my prior declaration, Ex. 2006.
`
`The opinions expressed in my prior declaration (Ex. 2006) are equally applicable
`
`here and are incorporated by reference. I provided additional observations
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`IPR2014-00709
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`regarding the ‘873 patent herewith. To that end, I provide additional opinions
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`regarding the ‘323 patent vis a vis the UPnP protocol.
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`14.
`
`It is my opinion that the ‘323 patent does not disclose a system for use
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`with the protocol and services supported by UPnP-enabled devices. In the UPnP
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`protocol, all of the participating devices must be UPnP-enabled and they are
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`typically located on the same network (for example, in a local, home environment).
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`(Ex. 1011 at Sec. 5.3 p. 9 (“Using UPnP’s Discovery mechanism, MediaServers
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`and MediaRenderers in the home network are discovered.”).
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`15. Figure 8 of the ‘323 patent teaches the use of a cell phone that
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`physically can be located anywhere that its cellular network reaches, and can
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`control a media player device that can be located anywhere on a wide area network
`
`(WAN) such as the Internet. This allows, for example, a cell phone user to direct
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`presentation of media from a remote server to a remote media player (defined in
`
`the ‘323 patent as “a device that is not on the same local area network as the other
`
`device” (13:51-52)) that are not on the same network. To that end, Fig. 8
`
`illustrates a cell phone 84 directing a stereo 83. The stereo 83 is located on a local
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`area network (LAN) that is connected to the Server/Internet on a wide area
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`network(WAN). The stereo is controlled from the cell phone 84 via a cellular
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`network and server 81 that acts as a bridge from the cellular network to the Internet
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`(WAN) and thence to the stereo via the LAN. (Ex. 1001 at Fig. 8, 14:30-47).
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`IPR2014-00709
`U.S. Patent 8,028,323
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`16. According to the ‘323 patent, playlists and other media may come
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`from any server anywhere on the Internet. (Ex. 1001 at Fig. 8, 14:30-15:10). The
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`‘323 patent teaches a cell phone, acting as a controller, to receive playlists from
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`any Internet-based server, to receive the user’s input selecting media items, to
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`select any media player device reachable anywhere on the Internet for which the
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`user has correct user ID and password credentials, and then to direct the selected
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`media player device to receive and play the selected media from any Internet-based
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`server. Not only is the cell phone controller not required to be on the same LAN
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`with the media player device, it is not even required to be on the Internet with it:
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`the cell phone can be located anywhere that a cell phone network reaches, so long
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`as the user has proper credentials.
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`17. The ‘323 patent permits a user to direct a presentation of media on a
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`remote media player device regardless of physical proximity, and regardless of the
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`intervening network topology. Such capability allows users to roam the house —
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`or indeed to travel to remote locations — and still be able to play media content on
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`a particular media player device that is accessed via the controller and is available
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`via an Internet-based service.
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`18. There is no reference in the ‘323 patent to any UPnP protocol or any
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`UPnP architecture specification. The ‘323 patent discloses both the remote
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`control/first device and the media player/second device to independently connect
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`IPR2014-00709
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`to a data server (e.g., Internet) directly in order to receive/obtain playlists, and to
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`transfer media content from one device to another. Moreover, the devices of the
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`‘323 patent do not operate according to the UPnP protocol. In the ‘323 patent,
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`individual devices interact directly with each other. There is no requirement for an
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`intermediary such as a Control Point for a device to access media content on a
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`server and request another device to play the content.
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`19. The ‘323 patent uses playlists as a form of curated content, distinct
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`from an arbitrary grouping of songs/media items, as the Petitioner’s order-less
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`definition implies. (Ex. 1001, 11:3-11 (“list of playlists may contain a playlist
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`named rock favorites, a playlist named country favorites, and a playlist named
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`classical favorites,”); Id. at 7:55-67 (“find buddies with the same music
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`preferences you have in your playlists, the ability to share playlists with buddies”).
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`For example, the ‘323 Patent distinguishes playlists from a catalog of songs and
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`notes that playlists are customizable. (Id. at 8:1-16 (“a web-based content and
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`music management system that offers users a list of features including… content
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`catalog browsing, search capability (to find artists and specific selections), the use
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`of standard playlists, the use of custom playlists (created by each user).”).
`
`V. U.S. PATENT No. 7,454,511 TO WEAST (“Weast,” Ex. 1003)
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`20. A person of ordinary skill in the art would understand that Weast
`
`proposes to provide “a user friendly technique for a user to employ and control a
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`IPR2014-00709
`U.S. Patent 8,028,323
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`UPnP media renderer to render media content available from a UPnP media server
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`in an operating environment.” (Ex. 1003 at 2:43-47). Weast attempted to address
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`a deficiency in the UPnP A/V Architecture Specification (particularly version 1.0)
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`which did not “specify the user interface through which the media contents, the
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`complying servers and renderers are to be made visible to the users at the control
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`points, and the user interface through which their operations are to be controlled.”
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`(Ex. 1003 at 1:47-51).
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`21. Weast’s proposed user interface for a UPnP control point was
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`intended to work in the framework of the “UPnP A/V Architecture Specification,
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`that is version 1.0,” (Ex. 1003 at 2:44-56), which I understand to have been
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`submitted by Petitioner in this proceeding as Ex. 1011.
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`22. Neither Weast nor the UPnP A/V Architecture Specification, version
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`1.0, of Ex. 1011 use the term “playlist” or discuss manipulation of “playlists.”
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`23.
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`In the context of UPnP A/V Architecture Specification 1.0, Weast
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`illustrates in Fig. 1 that “UPnP media servers 104 comprise a number of media
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`contents 132. UPnP media servers 104 provide media contents 132 to selected ones
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`of UPnP media renderers 106 to render, at the control of control point 102. In
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`various embodiments, media contents 132 provided by UPnP media servers 104
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`may include media contents 132 accessible to UPnP media servers 104, but not
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`disposed on UPnP media servers 104 itself.” (Ex. 1003 at 3:19-26).
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`24. The control point 102 and the various media renderers 106 and media
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`servers are all elements on a local wired or wireless network, and are members of
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`IPR2014-00709
`U.S. Patent 8,028,323
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`the same network domain. (Ex. 1003 at 3:36-40. “Media related services 112 and
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`enhanced file system services 124 are equipped to cooperate with each other, to
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`enable media contents 132 available from UPnP media servers 104 and availability
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`of UPnP media renderers 106 be made visible through the user interface of the file
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`system implemented by file system services 124.” (Ex. 1003 at 3:48-53).
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`25.
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`“[S]election of media content 132 for rendering, and media renderer
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`106 to perform the rendering, may be made through the same user interface of the
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`file system….An example of a graphical file system user interface is the file
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`system user interface of the Windows family of operating systems of Microsoft
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`Corporation, of Redmond, Wash.” (Ex. 1003 at 3:54-61).
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`26. The only user interface that Weast describes is one resembling the
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`“Windows family of operating systems of Microsoft Corporation.” (Ex. 1003 at
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`3:58-60). When the control point requests media contents from servers, the user
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`interface “makes visible these [sic] information through the familiar user interface
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`of the file system” (Ex. 1003 at 5:42-44), which, as depicted in Figure 4a is a
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`Windows-type interface that merely provides a graphical representation of the
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`table of contents of the available files on the media server. The files could be
`
`sorted for viewing by the date column, or the size column, as shown in Fig. 4a.
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`The files or pointers to media items on the media server are displayed the same as
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`any other non-media files or pointers in the file system.
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`27. Thus, Weast’s folders of files or pointers are not a “playlist”
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`referencing media items arranged to be played in a sequence because a Windows-
`
`type graphical user interface for displaying a table of contents does not enable, or
`
`intend, playback in sequence. (Ex. 1003 at 6:29- 36 (“file system entries 422 may
`
`be visible through a file system window, such as file system window 402a”)).
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`28. A person of skill in the art would not understand Weast’s disclosure of
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`a table of media items or a table of renderers that are arranged to be viewed
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`according to some order (e.g., by folder, or name, by size, date, etc.) to constitute a
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`playlist.
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`IPR2014-00709
`U.S. Patent 8,028,323
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`29. Weast provides no disclosure of any organization of the media in the
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`file system interface. (Ex. 1003 at 6:29-35 (“corresponding file system entries 422
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`may be visible through a file system window, such as file system window 402a”)).
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`Weast also provides no disclose to organize the media file system entries into
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`groups to be played in an order or in sequence.
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`30. Figures 4a-8 of Weast provide examples of interactions with content
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`and renderers via the file system interface. Fig. 7 shows that a user can drag songs
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`in the system folder “Z:\MyMedia\Music” onto a renderer represented by a system
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`folder “Z:\MyMedia\Renderers\Music Player” in much the same way that a user
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`might copy or move files in a Windows-based operating system. (Ex. 1003 at
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`8:34-52 (“rendering of a media content 132 may be initiated by dragging and
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`dropping the corresponding file system entry of a media content 132 of interest
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`from file system window 402a, into a folder window 402c of the corresponding
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`UPnP media renderer 106”)).
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`
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`31.
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`In Weast, media renderers are populated in the graphical user
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`interface of the file system as “dummy” pointers to the renderers. (Ex. 1003 at
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`6:36-65). “[F]ile system entries 424 are representative dummy or pseudo file
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`system folders. In various embodiments, file system entries 424 are corresponding
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`pointers or links of UPnP media renderers 106, i.e. file system entries 424
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`integrally include location information of UPnP media renderers 106.” (Ex. 1003
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`at 6:60-65).
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`32. Pointers in the existing file system may be generated based on
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`responses from media servers as part of a discovery protocol. (Ex. 1004 at 5:16-
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`50. “The UPnP media server 104 provides the identifications of media contents
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`132 available, including if applicable, the meta data describing the available media
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`contents 132, op 308…[O]n receipt of the identifications and meta data, control
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`point device 102 advantageously makes visible these information through the
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`familiar user interface of the file system of control point device 102.” (Ex. 1003 at
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`5:36-44.
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`VI. U.S. PATENT No. 7,668,939 TO ENCARNACION (“Encarnacion,” Ex.
`1004)
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`33. Encarnacion is directed to a media server in a Universal Plug and Play
`
`(UPnP) network that is capable of controlling the distribution of resource
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`information regarding resources to rendering devices. (Ex. 1004 at Abstract). “In
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`one case, the resource sharing device consults a criterion to determine whether an
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`identified network device is authorized to receive resource information. In another
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`case, the resource sharing service consults another criterion to determine whether a
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`specified individual associated with the media server must consent to the transfer
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`of the resource information in order for the transfer to occur.” (Ex. 1004 at
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`Abstract). The distribution control system of Encarnacion is motivated by the
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`desire to avoid displaying media or metadata that might be objectionable to some
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`users. (Ex. 1005 at 13:31-36 (“Limiting the availability of non-matching resource
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`metadata is desirable for a number of reasons. This feature is generally
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`advantageous because it eliminates the display of resource meta data that the
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`consumer might find objectionable (or the consumer's guardian might find
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`objectionable).”).
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`34.
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`In Fig. 3, Encarnacion illustrates a network architecture 300 that
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`includes a plurality of UPnP devices (302-312) that are coupled together via a
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`UPnP network 314. (Ex. 1004 at 7:65-8:2).
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`35.
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`“The devices (302-312) include the above-mentioned media server
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`302 and a plurality of media rendering devices (304-312).” (Ex. 1004 at 8:2-4).
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`“The UPnP network 314 also optionally includes one or more control points (316,
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`318).” (Ex. 1004 at 8:14-15). The control points can be integrated with one of the
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`UPnP devices so that, for example, “a rendering device can also include control
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`point functionality for interacting with the media server 302.” (Ex. 1004 at 8: 17-
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`19. “Alternatively, one or more control points can be implemented separate from
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`the UPnP device (302-312).” (Ex. 1004 at 8:19-21). “The UPnP network 314 can
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`use any combination of protocols to transfer information between the UPnP
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`devices (302-312, 316 and 318), such as TCP/IP, SOAP, GENA, HTTP, and so
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`on.” (Ex. 1004 at 8:29-32).
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`36. A consumer can use a control point (such as control point 316) or
`
`other device to investigate the resource information corresponding to resources
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`provided in the resource store 320 of the media server 302. (Ex. 1004 at 8:55-58).
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`“For instance, this operation may entail investigating the resource metadata of the
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`resources, such as the titles of available resources, and other high level information
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`regarding the resources.” (Ex. 1004 at 8:58-62). “After such investigation, the
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`consumer can select resource content associated with a resource for presentation at
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`a selected rendering device, such as the media rendering device 306.” (Ex. 1004 at
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`8:62-65). The control point 316 can then “provide a role in setting up the transfer
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`of the resource content from the media server 302 to the selected rendering device
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`306.” (Ex. 1004 at 66-67). “In one implementation, the UPnP architecture 300
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`uses a non-UPnP protocol to actually execute the transfer of resource content from
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`the media server 302 to the render device 306, such as, but not limited to, the
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`HTTP protocol.” (Ex. 1004 at 8:67-9:4).
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`37. Thus, “a consumer can use control point (such as control point 316) to
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`send a UPnP query to the media server 302. The UPnP query can be structured as
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`a browse request or a search request. In a browse request, the consumer’s intent is
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`to scan a collection of resource metadata associated with the resources provided by
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`the media server 302. In a search request, the consumer’s intent is more targeted,
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`e.g., to find specific resource metadata provided by the media server 302 identified
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`by various search terms, etc.” (Ex. 1004 at 37:9-17). The media server 302
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`responds “by presenting resource metadata associated with one or more resources
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`(e.g., files in the resource store 320) that meet the consumer’s request.” (Ex. 1004
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`at 37:19-21). The resource metadata can include “various high level information
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`pertaining to the matching resources, such as title, genre, artist, date created, and so
`
`on.” (Ex. 10045 at 37:21-24). The resource metadata “can also include resource
`
`locators (such as URLs) that identify the respective network locations from which
`
`the resource content items can be retrieved from.” (Ex. 1004 at 37: 24-27).
`
`38. After viewing the resource metadata, “the consumer selects a
`
`corresponding resource content item to be played on a rendering device, such as
`
`rendering device 306.” (Ex. 1004 at 37:36-38). The consumer “enables the
`
`rendering device 306 to transmit a request to the media server 302 that instructs the
`
`media server 302 to retrieve the selected resource content item.” (Ex. 1004 at
`
`37:39-42). For example, the consumer can transfer the URL associated with the
`
`selected resource to the rendering device 306. (Ex. 1004 at 37:42-45). The
`
`rendering device 306 responds by transmitting an HTTP GET request to the media
`
`server 302, where the HTTP GET request includes the URL corresponding to the
`
`selected resource content, which was passed to the rendering device by the control
`
`-20-
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`IPR2014-00709 BHM Ex. 2009
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`

`

`IPR2014-00709
`U.S. Patent 8,028,323
`
`
`point. (Ex. 1004 at 37:46-49). The media server 302 responds to the HTTP GET
`
`request by retrieving the selected resource content item at the location specified by
`
`the URL, and provides the selected resource content item to the rendering device
`
`306. (Ex. 1004 at 37:50-54).
`
`39. Encarnacion describes “[a] particular kind of resource collection is a
`
`resource playlist. This resource can be implemented as a file that refers to a list of
`
`audio, video and/or photo resources (or other kinds of resources).” (Ex. 1004 at
`
`6:43-46 (emphasis added)). Like the other resources disclosed in Encarnacion,
`
`such as media files, playlists are not automatically sent to the control point – they
`
`must be explicitly retrieved via resource locators. (Ex. 1004 at 14:14-21 (“This
`
`resource locator can be used to retrieve either the playlist (e.g., a list of songs) or
`
`each of the songs in the playlist (e.g., the set of songs ‘concatenated’).”)).
`
`Encarnacion also discloses that resource location information can be formatted as
`
`XML and displayed in HTML format, such as via a web browser. (Ex. 1004 at
`
`13:1-20, 25:36-43).
`
`40.
`
`In Encarnacion, if the control point were to receive a resource locator
`
`for a playlist, such as via an XML message, the control point would not receive the
`
`playlist itself without retrieving it from the resource location, which would be
`
`based on user interaction which Encarnacion does not disclose. (Ex. 1005 at
`
`25:36-43 (“The receiving control point device can translate the XML message into
`
`-21-
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`IPR2014-00709 BHM Ex. 2009
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`IPR2014-00709
`U.S. Patent 8,028,323
`
`
`a presentation format (e.g., HTML), and then display this information for the
`
`consumer’s review.”)).
`
`41. Thus, while Encarnacion discloses that any interaction with playlists
`
`at the control point is driven by URLs, XML, and HTML, Weast discloses that
`
`media items are treated as files within the file system of the control point. These
`
`are two very different methods for information presentation. The file system
`
`display of Weast requires changes to the functioning of the Windows OS that
`
`Weast employs. Using the HTML-based system of Encarnacion would require a
`
`person of ordinary skill in the art to essentially discard the process of Weast to
`
`realize the system of Encarnacion for displaying information. In sum, the Weast’s
`
`method is not substitutable for Encarnacion’s as it would require a substantial
`
`redesign of Weast to adopt the approach of Encarnacion, and vice versa. Thus,
`
`there is no reason to combine Weast with Encarnacion, as such combination would
`
`obliterate the contribution of Weast to user interface for the control point.
`
`VII. COMBINATION OF WEAST AND ENCARNACION
`
`42.
`
`I take issue with Dr. Almeroth’s statement in his declaration (Ex.
`
`1007 at para. 46) that “… a person of ordinary skill would combine the teachings
`
`of Weast and Encarnacion because both references deal with the same field of the
`
`art—UPnP—and because each teaches different aspects of the UPnP system
`
`that would need to be implemented in order to have a functioning system.” Dr.
`
`-22-
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`IPR2014-00709 BHM Ex. 2009
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`

`

`IPR2014-00709
`U.S. Patent 8,028,323
`
`
`Almeroth effectively admits that a person of ordinary skill in the art would have to
`
`combine Weast and Encarnacion “in order to make a functioning system.” Dr.
`
`Almeroth implies that neither Weast nor Encarnacion are functioning systems in
`
`and of themselves, and it would be necessary to combine them to make a
`
`functioning system. Thus, Dr. Almeroth implicitly admits using the ‘323 patent as
`
`a roadmap to arrive at the combination of Weast and Encarnacion.
`
`43. Dr. Almeroth, does not indicate whether a person of skill in the art in
`
`2003 would have had a reasonable expectation of success in making the
`
`combination of Weast and Encarnacion. Nor does he acknowledge where his
`
`proposed combinations would render such a system inoperable or unsatisfactory
`
`for its intended purpose. By Dr. Almeroth’s reasoning, it would be reasonable for
`
`a person of ordinary skill in the art in the field of liquid cleaning products to
`
`combine chlorine with ammonia because both are liquids, and both are used as
`
`cleaning products — regardless of the fact that the combination can be violently
`
`explosive.
`
`44. Stating that the references “do not contradict” one another is also not
`
`helpful. Continuing the analogy, use of chlorine does not contradict use of
`
`ammonia to clean with, but this is an insufficient basis to consider combining
`
`them, because it omits the risks and attendant hazards described above.
`
`-23-
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`IPR2014-00709 BHM Ex. 2009
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`

`

`IPR2014-00709
`U.S. Patent 8,028,323
`
`
`45.
`
`It is my opinion that neither Weast nor Encarnacion expressed any
`
`limitations in their purported inventions necessitating their combination “to have a
`
`functioning system.” Each is a complete, well-reasoned solution to the problems
`
`each identifies. A person of ordinary skill in the art would not have been
`
`compelled to combine Weast and Encarnacion, for example, because Encarnacion
`
`is a complete solution to the problem that Encarnacion proposes: a system for
`
`restricting the dissemination of resource information in a network environment that
`
`is complete in itself, so a person of skill in the art would not be motivated to look
`
`beyond it. Likewise, Weast is a complete solution to the problem that Weast
`
`proposes: use of a Windows-type file system to represent the contents of a media
`
`server to a user that is complete in itself, so a person of skill in the art would not be
`
`motivated to look beyond it either.
`
`46.
`
`I am being compensated at my standard consulting rate of $450/hour.
`
`My compensation is not contingent upon the substance of my advice, the opinions
`
`I render, or the testimony that I may give.
`
`47. All of the statements made in this declaration of my own knowledge
`
`are true, and all statements made on information and belied are believed to be true.
`
`These statements were made with knowledge that willful false statements and the
`
`like so made are punishable by fine or imprisonment, or both, under section 1001
`
`of Title 18 of the United States Code.
`
`-24-
`
`IPR2014-00709 BHM Ex. 2009
`
`

`

`IPR2014—00709
`
`US. Patent 8,028,323
`
`Datedzz— L/
`
`/
`
`IS
`
`Signature:
`
`A’b/
`
`-25-
`
`|PR2014-00709 BHM EX. 2009
`
`IPR2014-00709 BHM Ex. 2009
`
`

`

`EXHIBIT A
`EXHIBIT A
`
`|PR2014-00709 BHM EX. 2009
`
`IPR2014-00709 BHM Ex. 2009
`
`

`

`Dr. Gareth Loy – Curriculum Vitae
`
`
`Curriculum
`Vitae
`
`Dr. Gareth Loy, DMA
`Stanford, 1980
`
`President, Gareth, Inc.
`POB 151185, San Rafael, CA 94915
`(415) 927-2916
`dgl@GarethInc.com
`http://www.GarethInc.com
`
`Professional Summary
`
`
`
`Dr. Loy has over 36 years of academic and professional experience in computer science, software
`development, embedded systems, networking, enterprise software systems, digital audio signal
`processing, and music technology. His practice encompasses a wide range of compu

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