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BEFORE THE PATENT TRIAL AND APPEAL BOARD IN THE UNITED
`STATES PATENT AND TRADEMARK OFFICE
`
`Trial No.:
`
`IPR 2014-00702
`
`In re:
`
`U.S. Patent No. 5,978, 791
`
`Patent Owners:
`
`PersonalWeb Technologies, LLC & Level3 Communications
`
`Petitioner:
`
`Unified Patents Inc.
`
`Inventors:
`
`David A. Farber and Ronald D. Lachman
`
`For: DATA PROCESSING SYSTEM USING SUBSTANTIALLY UNIQUE
`IDENTIFIERS TO IDENTIFY DATA ITEMS, WHEREBY IDENTICAL
`DATA ITEMS HAVE THE SAME IDENTIFIERS
`
`* * * * * * * * * * *
`
`May 15,2014
`
`PATENT OWNER'S MANDATORY NOTICES
`
`UNDER 37 C.P.R.§ 42.8
`
`2341712
`
`

`

`Pursuant to 37 C.F.R. § 42.8(a)(2), Patent owner (PersonalWeb
`
`Technologies, LLC) hereby makes the following Mandatory Notices.
`
`I. 37 C.F.R. § 42.8(b)(l)- REAL PARTY-IN-INTEREST
`
`The real parties-in-interest from the side of patent owner are:
`
`PersonalWeb Technologies, LLC
`
`112 ELine Street
`
`Suite 204
`
`Tyler, Texas 75702
`
`Level 3 Communications, LLC
`
`1025 Eldorado Blvd.
`
`Broomfield, CO 80021
`
`II. 37 C.F.R. § 42.8(b)(2)- RELATED MATTERS
`
`The following are related matters in federal court:
`
`1
`
`2341712
`
`

`

`1.
`
`Personal Web Technologies, LLC and Level 3 Communications, LLC v.
`
`Google, Inc. and Y ouTube, LLC; In the United States District Court,
`
`Northern District of California, Case No. 5:13-cv-1317 (EJD).
`
`2.
`
`PersonalWeb Technologies, LLC and Level 3 Communications, LLC v.
`
`Facebook, Inc.; In the United States District Court, Northern District of
`
`California, Case No. 5:13-cv-1356 (EJD).
`
`3.
`
`PersonalWeb Technologies, LLC and Level3 Communications, LLC v.
`
`Apple Inc.; In the United States District Court, Eastern District of Texas,
`
`Case No. 6: 12-cv-660 (LED).
`
`4.
`
`PersonalWeb Technologies, LLC and Level3 Communications, LLC v.
`
`Yahoo! Inc.; In the United States District Court, Eastern District of Texas,
`
`Case No. 6:12-cv-658 (LED).
`
`5.
`
`PersonalWeb Technologies, LLC and Level 3 Communications, LLC v.
`
`Microsoft Inc.; In the United States District Court, Eastern District of Texas,
`
`Case No. 6:12-cv-663 (LED).
`
`6.
`
`PersonalWeb Technologies, LLC and Level 3 Communications, LLC v.
`
`NEC Corporation of America, Inc.; In the United States District Court,
`
`Eastern District of Texas, Case No. 6:11-cv-655 (LED).
`
`7.
`
`PersonalWeb Technologies, LLC and Level3 Communications, LLC v.
`
`NetApp, Inc.; In the United States District Court, Northern District of
`
`California, Case No. 5:13-cv-1359 (EJD).
`
`2
`
`2341712
`
`

`

`8.
`
`Personal Web Technologies, LLC and Level 3 Communications, LLC v.
`
`Amazon.com Inc., Amazon Web Services LLC, and Dropbox, Inc.; In the
`
`United States District Court, Eastern District ofTexas, Case No. 6:11-cv-
`
`658 (LED).
`
`9.
`
`PersonalWeb Technologies, LLC and Level3 Communications, LLC v.
`
`EMC Corporation and VMWare, Inc.; In the United States District Court,
`
`Northern District of California, Case No. 5: 13-cv-1358 (EJD).
`
`10.
`
`PersonalWeb Technologies, LLC and Level3 Communications, LLC v.
`
`Autonomy, Inc., Hewlett-Packard Company, and HP Enterprise Services,
`
`LLC; In the United States District Court, Eastern District of Texas, Case No.
`
`6: 11-cv-683 (LED).
`
`11.
`
`PersonalWeb Technologies, LLC and Level 3 Communications, LLC v.
`
`International Business Machines Corporation; In the United States District
`
`Court, Eastern District of Texas, Case No. 6:12-cv-661 (LED).
`
`12.
`
`PersonalWeb Technologies, LLC and Level3 Communications, LLC v.
`
`RackSpace US, Inc. and RackSpace Hosting, Inc.; In the United States
`
`District Court, Eastern District of Texas, Case No.6: 12-cv-659 (LED).
`
`The following are related matters in the United States Patent and Trademark
`
`Office:
`
`3
`
`2341712
`
`

`

`PENDING U.S. PATENT APPLICATIONS
`
`U.S. Patent Application No.
`
`Filing or 37l(c) Date
`
`13/352,169
`
`13/351,433
`
`13/109,208
`
`13/102,337
`
`13/091,380
`
`01-17-2012
`
`01-17-2012
`
`05-17-2011
`
`05-06-2011
`
`04-21-2011
`
`PENDING U.S. PATENT REEXAMINATION
`
`U.S. Patent No.
`
`U.S. Control No.
`
`I I I
`
`5,978,791
`
`90/012,931
`
`INTER PARTES REVIEWS
`
`~- Case No.
`
`U.S. Patent No.
`
`I
`I
`
`IPR20 13-00082
`
`IPR20 13-00083
`
`IPR2013-00084
`
`IPR20 13-00085
`
`IPR2013-00086
`
`IPR20 13-000 8 7
`
`IPR20 13-00319
`
`IPR2013-00596
`
`!
`
`4
`
`5,978,791
`
`6,415,280
`
`7,945,544
`
`7,945,539
`
`7,949,662
`
`8,001,096
`
`5,978,791
`
`7,802,310
`
`2341712
`
`

`

`Case No.
`
`U.S. Patent No.
`
`I
`
`IPR20 14-00057
`
`IPR2014-00058
`
`IPR20 14-00059
`
`IPR20 14-00062
`
`IPR20 14-00066
`
`I
`
`5,978,791
`
`8,099,420
`
`6,415,280
`
`7,802,310
`
`6,928,442
`
`III. 37 C.F.R. § 42.8(b)(3)- LEAD AND BACK-UP COUNSEL
`
`The following are lead and back-up counsel for patent owner:
`
`LEAD COUNSEL
`
`BACK-UP COUNSEL
`
`Joseph A. Rhoa (Reg. No. 37,515)
`
`Updeep S. Gill (Reg. No. 37,334)
`
`NIXON & VANDERHYE P.C.
`
`NIXON & V ANDERHYE P.C.
`
`901 North Glebe Road, 11th Floor
`
`901 North Glebe Road, 11th Floor
`
`Arlington, VA 22203-1808
`
`Arlington, VA 22203-1808
`
`Email: jar@nixonvan.com
`
`Email: usg@nixonvan.com
`
`Direct Tel.: (703) 816-4043
`
`Direct Tel.: (703) 816-4030
`
`IV. 37 C.F.R. § 42.8(b)(4)- SERVICE INFORMATION
`
`Patent owner provides the following service information:
`
`EMAIL
`
`Joseph A. Rhoa- jar@nixonvan.com
`
`5
`
`2341712
`
`

`

`Updeep S. Gill- usg@nixonvan.com
`
`POSTAL MAILING OR HAND-DELIVERY ADDRESS
`
`Joseph A. Rho a
`
`NIXON & V ANDERHYE P.C.
`
`901 North Glebe Road, 11th Floor
`
`Arlington, VA 22203
`
`TELEPHONE NUMBER
`
`(703) 816-4043
`
`FAX NUMBER
`
`(703) 816-4100
`
`V. POWER OF ATTORNEY
`
`A power of attorney from Personal Web Technologies, LLC for Nixon &
`
`Vanderhye P.C. (Customer number 23117) is being filed concurrently with these
`
`Mandatory Notices.
`
`6
`
`2341712
`
`

`

`Respectfully submitted,
`
`NIXON & V ANDERHYE P.C.
`
`By:
`
`/Joseph A. Rhoa/
`Joseph A. Rhoa
`Reg. No. 37,515
`Updeep (Mickey) S. Gill
`Reg. No. 37,334
`Counsel for Patent Owner PersonalWeb
`
`JAR:rkf
`Nixon & Vanderhye, PC
`901 North Glebe Road, 11th Floor
`Arlington, VA 22203-1808
`Telephone: (703) 816-4000
`Facsimile: (703) 816-4100
`
`7
`
`2341712
`
`

`

`CERTIFICATE OF SERVICE
`
`I hereby certifY service of the foregoing Patent Owner's Mandatory Notices
`
`and Power of Attorney to the following lead counsel for petitioner on May 15,
`
`2014 via overnight delivery by Federal Express:
`
`Michael L. Kiklis
`OBLON SPIVAK
`1940 Duke Street
`Alexandria, VA 22314
`
`By:
`
`/Joseph A. Rhoa/
`Joseph A. Rhoa
`Reg. No. 37,515
`
`8
`
`2341712
`
`

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