UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`PETROLEUM GEO-SERVICES INC.
`and
`ION GEOPHYSICAL CORPORATION
`AND ION INTERNATIONAL S.A.R.L.
`Petitioners
`
`v.
`
`WESTERNGECO, LLC
`Patent Owner
`
`
`Case IPR2014-006891
`
`U.S. Patent No. 7,293,520
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`1 Case IPR2015-00565 has been joined with this proceeding.
`
`
`
`

`
`
`
`
`
`PGS 1013
`
`‘520 APPENDIX OF EXHIBITS (IPR2014-00689)
`
`Description
`
`Exhibit
`No.
`PGS 1001 U.S. Patent 7,293,520 B2 (Hillesund)
`PGS 1002 Declaration of Dr. Brian J. Evans, Ph.D.
`PGS 1003 Declaration of Dr. Jack H. Cole, Ph.D.
`PGS 1004 U.S. Patent 5,790,472 (Workman)
`PGS 1005 U.S. Patent 3,581,273 (Hedberg)
`PGS 1006 WO 98/28636 (’636 PCT)
`PGS 1007 WO 84/03153 (’153 PCT)
`PGS 1008 U.S. Patent 4,890,568 (Dolengowski)
`PGS 1009 U.S. Patent 3,605,674 (Weese)
`PGS 1010 U.S. Patent 4,231,111 (Neeley)
`PGS 1011 U.S. Patent 4,486,863 (French)
`PGS 1012 David H. Johnston et. al., “Time-Lapse Seismic analysis of the North
`Sea Fulmer Field,” SEG Extended Abstracts (1997).
`Jury Verdict in re: WesternGeco L.L.C. v. Ion Geophysical
`Corporation, Civil Action No. 4:09-CV-01827, DE 536, dated August
`16, 2012.
`PGS 1014 Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE 634,
`dated June 19, 2013
`PGS 1015 Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation in re: Civil Action No. 4:09-CV-01827, DE
`120, dated July 16, 2010
`PGS 1016 WesternGeco’s Opposition to ION’s Motion for a New Trial on
`Invalidity Under 35 U.S.C. §§ 102 and 103 in re: WesternGeco L.L.C.
`v. ION Geophysical Corporation Civil Action No.4:09-CV-01827,
`DE 574, dated October 26, 2012
`PGS 1017 U.S. Patent 5,532,975 (Elholm)
`PGS 1018 U.S. Patent 6,011,752 (Ambs)
`PGS 1019 WesternGeco’s Opposition to Defendants’ Motion for Summary
`Judgment of Invalidity of the Bittleston Patents in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, DE 287, dated April 20, 2012
`PGS 1020 WesternGeco’s Reply Claim Construction Brief in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No. 4:09-CV-
`01827, DE 77, dated March 12, 2010
`
`
`
`2
`
`

`
`
`
`PGS 1024
`
`PGS 1021 Richard C. Dorf & Robert H. Bishop, Modern Control Systems (8th
`ed. 1998) at 2 and 11
`PGS 1022 WesternGeco’s Motion for Summary Judgment of Willful
`Infringement of Valid Claims of the ‘520 Patent in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No. 4:09-CV-
`01827, DE 276, dated March 30, 2012
`PGS 1023 Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE 345,
`dated June 11, 2012
`Jury Instructions in re: WesternGeco L.L.C. v. Ion Geophysical
`Corporation, Civil Action No. 4:09-CV-01827, DE 530, dated August
`14, 2012.
`INTENTIONALLY LEFT BLANK
`PGS 1025
`PGS 1026 U.S. Patent 4,671,235 (Hosaka)
`PGS 1027 U.S. Patent 4,408,292 (Nakatani)
`PGS 1028 Louis Whitcomb et al., Towards Precision Robotic Maneuvering
`Survey, and Manipulation in Unstructured Undersea Environments,
`Robotics Research – The Eighth International Symposium (1998) at
`5-6
`PGS 1029 Kenneth M. Sobel & Eliezer Y. Shapiro, Eigenstructure Assignment
`for Design of Multimode Flight Control Systems, 5 Control Systems
`Mag. (1985) at 9 and 14
`PGS 1030 U.S. Patent 4,885,726 (Myers)
`PGS 1031 U.S. Patent 3,412,704 (Buller)
`PGS 1032 U.S. Patent 4,033,278 (Waters)
`PGS 1033 U.S. Patent 4,404,664 (Zachariadis)
`PGS 1034 Stuart Bennett, A Brief History of Automatic Control, 16 Inst. Of
`Electrical and Electronics Control Systems Magazine (June 1996) at
`17
`PGS 1035 Karl J. Åström & Björn Wittenmark, Computer-Controlled Systems:
`Theory and Design (3d ed. 1997) at 2-6
`PGS 1036 U.S. Patent 5,200,930 (Rouquette)
`PGS 1037 U.S. Patent 6,011,753 (Chien)
`PGS 1038 Brian J. Evans, A Handbook for Seismic Data Acquisition in
`Exploration (David V. Fitterman & William H. Dragoset, Jr. eds.,
`(1997)
`PGS 1039 E. J. W. Jones, Marine Geophysics (1999) at 89
`PGS 1040 W.R. Cotton & J.I. Sanders, The Reality of Trace Binning in 3-D
`Marine Surveying (1983) at 565
`
`
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`3
`
`

`
`
`
`PGS 1050
`
`PGS 1041 Biondo L. Biondi, 3D Seismic Imaging (2006) at 123-124
`PGS 1042 Christopher L. Liner, Elements of 3-D Seismology (1999) at 104-105,
`206-209
`PGS 1043 Gerald H.F. Gardner & Anat Canning, Effect of irregular sampling on
`3-D prestack migration, SEG Abstracts (1994) at 1553-1556
`PGS 1044 Christopher L. Liner & Ralph Gobeli, Bin Size and Linear v(z),
`Society of Exploration Geophysics Technical Program Expanded
`Abstracts (1996) at 47
`PGS 1045 Towed Streamer Seismic – More Efficiency, Petroleum Geo-Services,
`http://www.pgs.com/Geophysical-Services/Towed-Streamer-
`Seismic/More-Efficiency/ (last visited April 22, 2014)
`International Application No. PCT/IB99/01590 (September 28, 1999)
`PGS 1046
`PGS 1047 WesternGeco filed continuation application No. 11/455,042 on June
`16, 2006
`PGS 1048 August 18, 2006 Office Action in re: ’520 Patent
`PGS 1049 October 18, 2006 Terminal Disclaimer file by Applicant in re: ’520
`Patent
`January 5, 2007 Information Disclosure Statement (IDS) in re: ’520
`Patent
`PGS 1051 August 24, 2007 Notice of Allowability in re: ’520 Patent
`PGS 1052 U.S. Patent 6,932,017 (Hillesund)
`PGS 1053 Defendants' Amended Response in Opposition to Westerngeco LLC's
`Motion for Summary Judgment of Willful Infringement of Valid
`Claims of the '520 Patent (DE 298)
`PGS 1054 Levin, Geophysics. 49(8); pp. 1386-1387 (1984)
`PGS 1055 U.S. Patent 4,992,990 (Langeland)
`PGS 1056
`INTENTIONALLY LEFT BLANK
`PGS 1057 Vassilis N. Gikas, [Full Thesis] (Aug. 1996)
`PGS 1058 Gikas et al., Hydrographic J., Vol. 77; pgs. 11-24 (1995)
`PGS 1059 U.S. Patent 4,809,005 (Counselman)
`PGS 1060 Thor Fossen, Guidance and Control of Ocean Vehicles 288 (1994)
`PGS 1061 Gregory E. Upchurch., Intellectual Property Litigation Guide: § 155
`Overview – Effective filing date, 2 IP Litigation Guide: Patents &
`Trade Secrets
`PGS 1062 Shashank Upadhye., Generic Pharmaceutical Patent and FDA Law §
`171 Section 119 Claiming foreign priority – Section 102(b)
`PGS 1063 Simon Bittleston Trial Transcript in re: WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, ECF
`433, dated July 25, 2012 at 578.
`
`
`
`4
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`

`
`
`
`PGS 1074
`
`PGS 1075
`
`PGS 1064 Transcript of Joinder Board Call of March 25, 2015
`PGS 1065 Email to Charles Carvill from Robin Walker
`PGS 1066 Drawing by Robin Walker
`PGS 1067 Drawing by Robin Walker
`PGS 1068 N6 Answer Product Workshop OTC dated March 8, 2006
`PGS 1069 Excerpt of Exhibit 2131, a spreadsheet titled H12305-0007-075305
`PGS 1070 Curriculum vitae of Robin Walker
`PGS 1071 Brice et al., Perturbations in 4D marine seismic (ASEG 15th
`Geophysical Conf. & Exhibition, 2001)
`PGS 1072 Martin et al., Acquisition of marine point receiver seismic data with a
`towed streamer (SEG Expanded Abstracts, 2000)
`PGS 1073 McBarnet, Moving up the Q, Offshore Engineer (June 2008)
`Deposition Transcript of Robin Walker in re: WesternGeco L.L.C. v.
`Ion Geophysical Corporation, Civil Action No. 4:09-cv-01827, dated
`September 13, 2011
`Declaration of David J. Healey in Support of ION Geophysical Corp.
`and ION International S.A.R.L.’s Motion for Pro Hac Vice
`Admission
`PGS 1076 Curriculum vitae of Simon Bittleston
`PGS 1077 Society of Exploration Geophysicists (SEG) Application for Active
`Membership
`WesternGeco’s Opening Claim Construction Brief in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-cv-01827, dated February 10, 2010
`Claim Construction Expert Report of Peter H. Canter in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-cv-01827, dated December 15, 2009
`PGS 1080 Application 09/787,723, Office Action, dated February 21, 2003
`PGS 1081 Patent Application Number 9821277.2, dated October 1998
`PGS 1082 European Patent Office Opposition Division Provisional Opinion in
`re: Patent No. 1850151, dated September 4, 2014
`Opening Expert Report of Michael S. Triantafyllou in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-cv-01827, dated February 21, 2012
`PGS 1084 Drawing by Michael S. Triantafyllou
`PGS 1085 R. P. Loweth, Manual of Offshore Surveying for Geoscientists and
`Engineers, Chapters 3, 4, and 5 (1997)
`PGS 1086 Diagram
`PGS 1087 Paddy Smith, It’s all acquisition’s fault, Exploration & Production,
`
`PGS 1078
`
`PGS 1079
`
`PGS 1083
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`
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`5
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`

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`
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`PGS 1095
`
`March 2011
`PGS 1088 “Cable Positioning with IRMA,” WesternGeco, dated October 30,
`2001
`PGS 1089 Deposition Transcript of Robin Walker, dated April 30, 2015 –
`Volume I and Errata Sheet
`PGS 1090 Deposition Transcript of Robin Walker, dated May 1, 2015 – Volume
`II and Errata Sheet
`PGS 1091 Deposition Transcript of Michael Triantafyllou, dated May 22, 2015 –
`Volume I and Errata Sheet
`PGS 1092 Deposition Transcript of Michael Triantafyllou, dated May 23, 2015 –
`Volume II and Errata Sheet
`PGS 1093 European Patent EP 1850151 B1
`PGS 1094 European Patent Office Interlocutory Decision in Opposition
`Proceedings re: EP 1850151 B1
`WesternGeco’s Opposition to ION’s Proposed Experts re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-cv-01827, dated May 12, 2010
`PGS 1096 Memorandum and Order re: WesternGeco L.L.C. v. Ion Geophysical
`Corporation, Civil Action No. 4:09-cv-01827, dated June 2, 2010
`PGS 1097 John Leonard Trial Demonstrative Slides labeled DEMO001-020
`PGS 1098 E-mail from J. Berniker to M. Kiklis regarding Workman, dated June
`5, 2015
`ION’s Renewed Motion for Judgment as a Matter of Law and
`Alternative Motion for New Trial Regarding Non-Infringement re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-cv-01827, DE 556, dated September 28, 2012
`WesternGeco’s Opposition to ION’s Renewed Motion for Judgment
`as Matter of Law and Alternative Motion for New Trial Regarding
`Non-Infringement (D.I. 556) re: WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-cv-01827, DE 569,
`dated October 26, 2012
`PGS 1101 Email P. Shotts to K. Hart re: Invalidating Prior Art, dated June 2,
`2014
`WesternGeco’s Reply Claim Construction Brief re: WesternGeco
`L.L.C. v. Ion Geophysical Corporation, Civil Action No. 4:09-cv-
`01827, DE 77, dated March 12, 2010
`First Amended Complaint re: WesternGeco L.L.C. v. MultiKlient
`Invest AS, Civil Action No. 4:14-cv-03118, DE 15, dated January 23,
`2015
`
`PGS 1099
`
`PGS 1100
`
`PGS 1102
`
`PGS 1103
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`6
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`PGS 1106
`
`PGS 1104 Patentees’ Submissions to European Patent Office re EP 1850151,
`dated August 18, 2014
`PGS 1105 European Patent Convention excerpt, dated August 2010, 14th ed.
`Patent Owner WesternGeco Exhibit 2154 (IPR2014-00687 and
`IPR2014-00688) - Statement of Grounds of Appeal for EP1850151,
`corrected version
`PGS 1107 United States Patent Office File History excerpt, Amendment, Serial
`No. 08/771,049 (Workman)
`PGS 1108 Excerpt from the Prosecution History of U.S. Patent No.
`6,932,017
`PGS 1109 C. Fishman, Jones on Evidence: Civil and Criminal, 7th ed. §35.49
`pgs. 367-369 (2003)
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`
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`
`7