UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`PETROLEUM GEO-SERVICES INC.
`and
`ION GEOPHYSICAL CORPORATION
`AND ION INTERNATIONAL S.A.R.L.
`Petitioners
`
`v.
`
`WESTERNGECO, LLC
`Patent Owner
`
`
`Case IPR2014-006881
`
`U.S. Patent No. 7,080,607
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`1 Case IPR2015-00567 has been joined with this proceeding.
`
`
`
`

`
`
`
`
`
`‘607 APPENDIX OF EXHIBITS (IPR2014-00688)
`
`
`Description
`Exhibit No.
`PGS 1001 U.S. Patent No. 7,080,607 B2 (‘Hillesund)
`PGS 1002 Declaration of Dr. Brian J. Evans, Ph.D.
`PGS 1003 Declaration of Dr. Jack H. Cole, Ph.D.
`PGS 1004 U. S. Patent No. 5,790,472 (Workman)
`PGS 1005 U. S. Patent No. 5,532,975 (Elholm)
`PGS 1006 Gikas, V. et al., The Hydrographic Journal. 77; pp. 11-24 (1995)
`PGS 1007 U. S. Patent No. 3,581,273 (Hedberg)
`PGS 1008 U. S. Patent No. 3,605,674 (Weese)
`PGS 1009 U. S. Patent No. 4,809,005 (Counselman)
`PGS 1010 U. S. Patent No. 4,404,664 (Zachariadis)
`PGS 1011 U. S. Patent No. 4,033,278 (Waters)
`PGS 1012 U. S. Patent No. 3,412,704 (Buller)
`PGS 1013 PCT Application No. WO 98/28636 (’636 Application)
`PGS 1014 R. P. Loweth, Manual of Offshore Surveying for Geoscientists
`and Engineers (1st ed. 1997)
`’607 Patent file history, Office Action Dated November 21,
`2005
`’607 Patent file history, Notice of Allowability Dated May 17,
`2006
`PGS 1017 Trial Transcript Vol. 17 (pp. 5186-88) in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation, Civil Action No. 4:09-
`CV-01827, dated August 15, 2012
`PGS 1018 WesternGeco’s Opposition to ION’s Renewed Motion for
`Judgment as a Matter of Law and Alternative Motion for New
`Trial Regarding Non-Infringement in re: WesternGeco L.L.C. v.
`ION Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, DE 569, dated October 26, 2012
`PGS 1019 WesternGeco’s Opposition to Defendants’ Motion for Summary
`Judgment of Invalidity of the Bittleston Patents in re:
`WesternGeco L.L.C. v. ION Geophysical Corporation, Civil
`Action No. 4:09-CV-01827, DE 287, dated April 20, 2012
`PGS 1020 Trial Transcript Vol. 5 (pp. 1276, 1279, 1283, 1345-46, 1350-
`52) in re: WesternGeco L.L.C. v. ION Geophysical Corporation,
`Civil Action No. 4:09-CV-01827, DE 449, dated July 27, 2012
`Jury Verdict in re: WesternGeco L.L.C. v. ION Geophysical
`
`PGS 1015
`
`PGS 1016
`
`PGS 1021
`
`
`
`2
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`

`
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`PGS 1023
`
`Corporation, Civil Action No. 4:09-CV-01827, DE 536, dated
`August 16, 2012
`PGS 1022 Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE
`634, dated June 19, 2013
`ION’s Rule 59 Motion for New Trial on Invalidity Under 35
`U.S.C. §§ 102 and 103 in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE
`550, dated September 28, 2012
`PGS 1024 Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation in re: Civil Action No. 4:09-CV-
`01827, DE 120, dated July 16, 2010
`PGS 1025 WesternGeco’s Opening Claim Construction Brief in re:
`WesternGeco L.L.C. v. ION Geophysical Corporation, Civil
`Action No. 4:09-CV-01827, DE 61, dated February 10, 2010
`PGS 1026 Hearing Transcript (pp. 14-16, 45, 64) in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No. 4:09-
`CV-01827 Hearing, DE 109, dated May 14, 2010
`PGS 1027 WesternGeco’s Opposition to ION’s Motion for a New Trial on
`Invalidity Under 35 U.S.C. §§ 102 and 103 in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No.4:09-
`CV-01827, DE 574, dated October 26, 2012
`PGS 1028 WesternGeco’s Reply Claim Construction Brief in re:
`WesternGeco L.L.C. v. ION Geophysical Corporation Civil
`Action No. 4:09-CV-01827, DE 77, dated March 12, 2010
`PGS 1029 U.S. Patent No. 5,353,223 (Norton)
`PGS 1030 Trial Transcript Vol. 2; pp. 509, 578 in re: WesternGeco L.L.C.
`v. ION Geophysical Corporation Civil Action No. 4:09-CV-
`01827, DE 443, dated July 24, 2012
`PGS 1031 Trial Transcript Vol. 1; pp. 142, 145-146 in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No. 4:09-
`CV-01827, DE 429, dated July 23, 2012
`PGS 1032 U. S. Patent No. 5,200,930 (Rouquette)
`PGS 1033
`’017 Patent File History, Applicant Response to Office Action
`Dated October 16, 2003
`PGS 1034 U. S. Patent No. 4,992,990 (Langeland)
`PGS 1035 Richard C. Dorf and Robert H. Bishop, Modern Control
`Systems (8th ed. 1998)
`PGS 1036 Gregory E. Upchurch., Intellectual Property Litigation Guide: §
`
`3
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`

`
`
`
`
`
`155 Overview – Effective filing date, 2 IP Litigation Guide:
`Patents & Trade Secrets
`PGS 1037 Stuart Bennett, A Brief History of Automatic Control, 17-25
`(1996)
`PGS 1038 Karl J. Åström and Björn Wittenmark, Computer-Controlled
`Systems: Theory and Design (3rd ed. 1997)
`PGS 1039 Karl J. Åström and Björn Wittenmark, Computer-Controlled
`Systems: Theory and Design (1984)
`PGS 1040 U.S. Patent No. 6,011,753 (Chien)
`PGS 1041 Vassilis N. Gikas, Least Squares Filtering and Testing for
`Positioning and Quality Control During 3D Marine Seismic
`Surveys, Full Thesis, dated August 1996
`PGS 1042 U. S. Patent No. 6,011,752 (Ambs)
`PGS 1043 Evans, A Handbook for Seismic Data Acquisition in
`Exploration (David V. Fitterman & William H. Dragoset, Jr.
`eds., 1977)
`PGS 1044 E. J. W. Jones, Marine Geophysics (1999)
`PGS 1045 W. R. Cotton and J. J. Sanders, The Reality of Trace Binning in
`3-D Marine Surveying (1983)
`PGS 1046 Biondo L. Biondi, 3D Seismic Imaging, 123-24 (2006)
`PGS 1047 Christopher L. Liner, Elements of 3-D Seismology (1999)
`PGS 1048 Gerald H.F. Gardner & Anat Canning, Effects of irregular
`sampling on 3-D prestack migration (SEG Abstracts, 1994).
`PGS 1049 Ralph Gobeli and Christopher Liner, Bin Size and Linear v(z)
`(Society of Exploration Geophysics Technical Program
`Expanded Abstracts (1996).
`PGS 1050 WO 96/21163
`PGS 1051 D.L. McKeown, Acoustic Positioning of Oceanographic
`Instruments, IEEE – Engineering in the Ocean Environment
`Conference. Vol. 2; pp. 150-54 (1974)
`PGS 1052 Peter S. Maybeck, Why Stochastic Models, Estimation and
`Control, Vol:1; pp. 1-16 (1979)
`PGS 1053 U. S. Patent No. 6,932,017 (the ‘017 Patent)
`PGS 1054
`’607 Patent file history, Terminal Disclaimer Dated February
`21, 2006
`PGS 1055 Ted L. Amrine et al., Investigation of Interactions Between
`Cable Leveling and Heading Measurement, SEG Expanded
`Abstracts, 640-642 (1989)
`PGS 1056 U. S. Patent No. 4,890,568 (Dolengowski)
`
`4
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`

`
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`
`
`PGS 1057 Shashank Upadhye., Generic Pharmaceutical Patent and FDA
`Law § 171 Section 119 Claiming foreign priority – Section
`102(b)
`PGS 1058 Transcript of Joinder Board Call of March 25, 2015
`PGS 1059 Declaration of David J. Healey in Support of ION Geophysical
`Corp. and ION International S.A.R.L.’s Motion for Pro Hac
`Vice Admission
`PGS 1060 Exhibit Number Not Used
`PGS 1061 Exhibit Number Not Used
`PGS 1062 Exhibit Number Not Used
`PGS 1063 Exhibit Number Not Used
`PGS 1064 Exhibit Number Not Used
`PGS 1065 Email to Charles Carvill from Robin Walker
`PGS 1066 Drawing by Robin Walker
`PGS 1067 Drawing by Robin Walker
`PGS 1068 N6 Answer Product Workshop OTC dated March 8, 2006
`PGS 1069 Excerpt of Exhibit 2131, a spreadsheet titled H12305-0007-
`075305
`PGS 1070 Curriculum vitae of Robin Walker
`PGS 1071 Brice et al., Perturbations in 4D marine seismic (ASEG 15th
`Geophysical Conf. & Exhibition 2001)
`PGS 1072 Martin et al., Acquisition of marine point receiver seismic data
`with a towed streamer (SEG Expanded Abstracts, 2000)
`PGS 1073 McBarnet, Moving up the Q, Offshore Engineer (June 2008)
`PGS 1074 Deposition Transcript of Robin Walker in re: WesternGeco
`L.L.C. v. Ion Geophysical Corporation, Civil Action No. 4:09-
`cv-01827, dated September 13, 2011
`PGS 1075 Exhibit Number Not Used
`PGS 1076 Curriculum vitae of Simon Bittleston
`PGS 1077 Society of Exploration Geophysicists (SEG) Application for
`Active Membership
`PGS 1078 WesternGeco’s Opening Claim Construction Brief in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil
`Action No. 4:09-cv-01827, dated February 10, 2010
`PGS 1079 Claim Construction Expert Report of Peter H. Canter in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil
`Action No. 4:09-cv-01827, dated December 15, 2009
`PGS 1080 Application 09/787,723, Office Action, dated February 21, 2003
`PGS 1081 Patent Application Number 9821277.2, dated October 1998
`
`5
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`

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`
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`PGS 1088
`
`PGS 1095
`
`PGS 1096
`
`PGS 1082 European Patent Office Opposition Division Provisional
`Opinion in re: Patent No. 1850151, dated September 4, 2014
`PGS 1083 Opening Expert Report of Michael S. Triantafyllou in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil
`Action No. 4:09-cv-01827, dated February 21, 2012
`PGS 1084 Drawing by Michael S. Triantafyllou
`PGS 1085 R. P. Loweth, Manual of Offshore Surveying for Geoscientists
`and Engineers, Chapters 3, 4, and 5 (1997)
`PGS 1086 Diagram
`PGS 1087 Paddy Smith, It’s all acquisition’s fault, Exploration &
`Production, March 2011
`“Cable Positioning with IRMA,” WesternGeco, dated October
`30, 2001
`PGS 1089 Deposition Transcript of Robin Walker, dated April 30, 2015 –
`Volume I and Errata Sheet
`PGS 1090 Deposition Transcript of Robin Walker, dated May 1, 2015 –
`Volume II and Errata Sheet
`PGS 1091 Deposition Transcript of Michael Triantafyllou, dated May 22,
`2015 – Volume I and Errata Sheet
`PGS 1092 Deposition Transcript of Michael Triantafyllou, dated May 23,
`2015 – Volume II and Errata Sheet
`PGS 1093 European Patent EP 1850151 B1
`PGS 1094 European Patent Office Interlocutory Decision in Opposition
`Proceedings re: EP 1850151 B1
`WesternGeco’s Opposition to ION’s Proposed Experts re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil
`Action No. 4:09-cv-01827, dated May 12, 2010
`Memorandum and Order re: WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-cv-01827,
`dated June 2, 2010
`John Leonard Trial Demonstrative Slides labeled DEMO001-
`PGS 1097
`020
`PGS 1098 E-mail from J. Berniker to M. Kiklis regarding Workman, dated
`June 5, 2015
`ION’s Renewed Motion for Judgment as a Matter of Law and
`Alternative Motion for New Trial Regarding Non-Infringement
`re: WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil
`Action No. 4:09-cv-01827, DE 556, dated September 28, 2012
`PGS 1100 WesternGeco’s Opposition to ION’s Renewed Motion for
`
`PGS 1099
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`6
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`PGS 1102
`
`PGS 1103
`
`Judgment as Matter of Law and Alternative Motion for New
`Trial Regarding Non-Infringement (D.I. 556) re: WesternGeco
`L.L.C. v. Ion Geophysical Corporation, Civil Action No. 4:09-
`cv-01827, DE 569, dated October 26, 2012
`PGS 1101 Email P. Shotts to K. Hart re: Invalidating Prior Art, dated June
`2, 2014
`WesternGeco’s Reply Claim Construction Brief re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil
`Action No. 4:09-cv-01827, DE 77, dated March 12, 2010
`First Amended Complaint re: WesternGeco L.L.C. v.
`MultiKlient Invest AS, Civil Action No. 4:14-cv-03118, DE 15,
`dated January 23, 2015
`PGS 1104 Patentees’ Submissions to European Patent Office re EP
`1850151, dated August 18, 2014
`PGS 1105 European Patent Convention excerpt, dated August 2010, 14th
`ed.
`Patent Owner WesternGeco Exhibit 2154 (IPR2014-00687 and
`IPR2014-00688) - Statement of Grounds of Appeal for
`EP1850151, corrected version
`PGS 1107 United States Patent Office File History excerpt, Amendment,
`Serial No. 08/771,049 (Workman)
`PGS 1108 Exhibit Number Not Used
`PGS 1109 C. Fishman, Jones on Evidence: Civil and Criminal, 7th ed.
`§35.49 pgs. 367-369 (2003)
`PGS 1110 Exhibit Number Not Used
`PGS 1111 Exhibit Number Not Used
`PGS 1112 Exhibit Number Not Used
`PGS 1113 PGS Objections to Evidence in IPR2014-00688, dated
`December 30, 2014
`PGS 1114 PGS Objections to Evidence in IPR2014-00688, dated March
`27, 2015
`PGS 1115 PGS Objections to Evidence in IPR2014-00688, dated June 8,
`2015
`PGS 1116 Exhibit Number Not Used
`PGS 1117 Exhibit Number Not Used
`PGS 1118 Exhibit Number Not Used
`E-mails between parties and Board regarding Patent Owner
`request to file corrected Robin Walker declaration, dated April
`15th and 16th 2015
`
`PGS 1106
`
`PGS 1119
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`7