throbber
Pharmacology & Therapeutics 83 (1999) 67–123
`
`Associate editor: T.W. Doyle
`Receptor-mediated and enzyme-dependent targeting of
`cytotoxic anticancer drugs
`Gene M. Dubowchik *, Michael A. Walker
`Bristol-Myers Squibb Pharmaceutical Research Institute, 5 Research Parkway, P.O. Box 5100, Wallingford, CT 06492-7660, USA
`
`Abstract
`
`This review is a survey of various approaches to targeting cytotoxic anticancer drugs to tumors primarily through biomolecules expressed
`by cancer cells or associated vasculature and stroma. These include monoclonal antibody immunoconjugates; enzyme prodrug therapies,
`such as antibody-directed enzyme prodrug therapy, gene-directed enzyme prodrug therapy, and bacterial-directed enzyme prodrug therapy;
`and metabolism-based therapies that seek to exploit increased tumor expression of, e.g., proteases, low-density lipoprotein receptors, hor-
`mones, and adhesion molecules. Following a discussion of factors that positively and negatively affect drug delivery to solid tumors, we con-
`centrate on a mechanistic understanding of selective drug release or generation at the tumor site. © 1999 Elsevier Science Inc. All rights
`reserved.
`
`
`
`Keywords: Antitumor; Antibody; Prodrug; Drug delivery; Immunoconjugate; Drug release
`
`Ab, antibody; ADAPT, antibody-directed abzyme prodrug therapy; ADC, antibody-directed catalysis; ADEPT, antibody-directed enzyme
`Abbreviations:
`prodrug therapy; Ag, antigen; AP, alkaline phosphatase; AraC, cytarabine; BDEPT, bacterial-directed enzyme prodrug therapy; BSA, bovine serum albumin;
`CB1954, 5-(1-aziridinyl)-2,4-dinitrobenzamide; CCM, 7-(4-carboxybutanamido)cephalosporin-phenylenediamine; CD, cytosine deaminase; CEA, carcino-
`embryonic antigen; CHO, aldehyde group; Cit,
`
`-citrulline; CMDA, 4-[N
`
`
`-(2-chloroethyl)-N-[2-(mesyloxy)ethyl]amino]benzoyl-
`-glutamic acid; CP, carbox-
`L
`L
`ypeptidase; DAVLB, desacetylvinblastine; DAVLBHYD, 4-desacetylvinblastine-3-carbohydrazide; dCK, deoxycytidine kinase; Dex, dextran; DM1, may-
`9
`tansine derivative; DMT,
`-dimethoxytrityl; DNM, daunomycin; DNR, daunorubicin; DOX, doxorubicin; DSG, 15-deoxyspergualin; DTT, dithiothreitol;
`p,p
`9
`EGF, epidermal growth factor; EP, etoposide phosphate; Fab, monovalent antibody fragment; F(ab
`)
`, bivalent antibody fragment; 5-FdU, 5-fluorodeoxyuri-
`2
`9
`dine; 5-FC, 5-fluorocytosine; FdUR, 5-fluoro-2
`-deoxyuridine; 5-FU, 5-fluorouracil; GB, guanidinobenzoatase; GCV, ganciclovir; GDEPT, gene-directed
`enzyme prodrug therapy; GI, gastrointestinal; GUS, glucuronidase; HAMA, human anti-mouse antibody; HDL, high-density lipoprotein; HPMA,
`-(2-
`N
`g
`hydroxypropyl)methacrylamide; HSA, human serum albumin; HSV, herpes simplex virus; IDA, idarubicin; IgG, immunoglobulin-
`; IL, interleukin; ING-1,
`x
`y
`anti-Epcam; LDL, low-density lipoprotein; Le
` or Le
`, Lewis x or y; mAb, monoclonal antibody; MDR, multidrug resistance; MeP, 6-methylpurine; MeP-dR,
`6-methylpurinedeoxyriboside; MeT,
`-monomethyltrityl; MMC, mitomycin C; MMCDan, anionically charged polymeric prodrug of mitomycin C; MMT,
`p
`
`-monomethoxytrityl; morph-DOX, morpholinodoxorubicin; MR, mole ratio; MTD, maximum tolerated dose; MTX, methotrexate; N
`-AcMEL,
`-acetylmel-
`p
`N
`phalan; NCS, neocarzinostatin; NTR, nitroreductase; PABC,
`-aminobenzylcarbonyl; PDM, phenylenediamine mustard; PEG, polyethylene glycol; PGP,
`p
`5
`
`P-glycoprotein; PHEG, poly[N
`-(2-hydroxyethyl)-
`-glutamine]; PNP, purine nucleoside phosphorylase; Pt, platinum; RGD, Arg-Gly-Asp; SPDP,
`-succin-
`N
`L
`imidyl 3-(2-pyridyldithio)-propionate; Tk, thymidine kinase; TX, 6-thioxanthine; VEGF, vascular endothelial growth factor; XGPRT, xanthine-guanine phos-
`phoribosyltransferase.
`
`CONTENTS
`1.
`Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`2.
`Properties of tumors that affect drug-carrier therapy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`2.1. Tumor-associated antigens. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`2.2.
`Internalization. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`2.3. Tumor blood vessels and drug penetration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`2.4. Aspects of tumor metabolism. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3. Antigen-targeted therapy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.1. Monoclonal antibodies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.2.
`Immune response to antibodies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.3. Chemical conjugation of cytotoxic drugs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.4. Antibody-drug linkers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`
`68
`69
`69
`70
`70
`71
`72
`72
`72
`73
`74
`
`* Corresponding author. Tel.: 203-677-7539; fax: 203-677-7702.
`
`E-mail address: dubowchg@bms.com (G.M. Dubowchik)
`
`0163-7258/99/$ – see front matter © 1999 Elsevier Science Inc. All rights reserved.
`
`PII:
`S0163-7258(99)00018-2
`
`IMMUNOGEN 2007, pg. 1
`Phigenix v. Immunogen
`IPR2014-00676
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`68
`
`G.M. Dubowchik, M.A. Walker / Pharmacology & Therapeutics 83 (1999) 67–123
`
`3.5.
`
`3.4.1. Nonselective linkers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.4.2. Acid-cleavable linkers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.4.3. Lysosomally degradable peptide linkers . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.4.4. Disulfide linkages. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`Intermediate carriers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.5.1. Dextrans . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.5.2.
`Synthetic polymers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.5.3. Human serum albumin carriers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.5.4. Antibody-targeted liposomes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6. Antibody-directed enzyme prodrug therapy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.1. Carboxypeptidase G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.2. Alkaline phosphatase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.3. Carboxypeptidase A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.4. Nitroreductase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`b
`3.6.5.
`-Lactamase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.6.
`Penicillin amidase. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.7. Cytosine deaminase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.8. Glucuronidase. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.9. Galactosidase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.6.10. Abzymes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`3.7. Bi-specific antibody approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`4. Metabolism-based targeting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`4.1. Cancer-associated proteases. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`4.2. Adhesion molecules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`4.3.
`Folate receptors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`4.4. Low-density lipoprotein receptors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`4.5. Hormone receptors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5. Genetically induced prodrug activation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1. Gene-directed enzyme prodrug therapy (virus-directed
`enzyme prodrug therapy) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1.1. Thymidine kinase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1.2. Nitroreductase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1.3. Cytosine deaminase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1.4. Cytochrome P450 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1.5.
`Phosphorylase. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1.6. Deoxycytidine kinase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.1.7. Xanthine-guanine phosphoribosyltransferase . . . . . . . . . . . . . . . . . . . . . . .
`5.1.8. Carboxypeptidase G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`5.2. Bacterial-directed enzyme prodrug therapy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`6. Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`
`74
`76
`81
`84
`86
`87
`88
`89
`89
`89
`91
`91
`92
`92
`93
`94
`95
`95
`96
`96
`97
`98
`98
`98
`99
`99
`100
`101
`
`101
`101
`102
`103
`104
`104
`105
`105
`105
`105
`106
`106
`
`1. Introduction
`
`Despite several decades of intensive research in the labo-
`ratory and the clinic, the long-term outlook for cancer pa-
`tients with aggressive disease remains discouraging (Brun
`et al., 1997; Dunton, 1997; Piccart, 1996; Rahman et al.,
`1997). Unlike bacteria and viruses, cancer cells do not con-
`tain molecular targets that are completely foreign to the
`host. As a result, cytotoxic anticancer therapy has relied pri-
`marily on the enhanced proliferative rate of cancer cells, us-
`ing drugs that act on DNA, tubulin, and enzymes such as the
`topoisomerases that are important in DNA replication.
`However, for patients with appreciable tumor burdens, clin-
`ically approved cytotoxics usually only cause remissions of
`
`limited duration and variable degree, followed by regrowth
`and spread of often more malignant and multidrug-resistant
`disease (Eltahir et al., 1998). Part of the reason for this is
`that hypoxic cells in the center of tumors can be essentially
`dormant and much less susceptible to traditional cancer
`drugs (Clarkson, 1974), not only because they are tempo-
`rarily in a growth-arrested state, but also because of limited
`drug penetration (Erlanson et al., 1992) and induced cellular
`resistance mechanisms (Wartenberg et al., 1998). When
`these cells are revived by vascularization, following de-
`struction of the tumor periphery, there is evidence that they
`often have a higher metastatic potential (Young & Hill,
`1990; Young et al., 1988). In addition, aggressive microme-
`
`IMMUNOGEN 2007, pg. 2
`Phigenix v. Immunogen
`IPR2014-00676
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`G.M. Dubowchik, M.A. Walker / Pharmacology & Therapeutics 83 (1999) 67–123
`
`69
`
`tastases and minimal residual disease (Hirsch-Ginsberg,
`1998), often beginning only as vanishingly small popula-
`tions of cells that evade resection of the primary tumor or
`first-line chemotherapy, are often the cause of clinical re-
`lapse (Schott et al., 1998). These stray cells, which are diffi-
`cult to detect, can also be present as contamination in auto-
`logous grafts after high-dose chemotherapy (Ross, 1998).
`Newer approaches to cancer chemotherapy that exploit an-
`giogenesis, tumor suppressors, and other signal transduction
`pathways show promise, but have yet to make an impact in
`the clinic (Alessandro et al., 1996; OReilly, 1997; Schwartz,
`1996; Sebti & Hamilton, 1997).
`It can be argued that many of the shortcomings of cur-
`rently approved cytotoxics are a result of dose-limiting
`toxic side effects, not only toward normally proliferative
`cell populations (Lowenthal & Eaton, 1996), but also, in the
`case of specific classes of chemotherapeutics, organ-spe-
`cific toxicities such as the cardiotoxicity shown by most
`members of the widely used anthracycline family of anti-
`cancer agents (Hortobagyi, 1997; Shan et al., 1996). This
`effectively limits the amount of agent that can be given to
`below the threshold that exposes all the tumor tissue to a
`killing dose, resulting in induction of resistance mecha-
`nisms and metastasis. In the past several decades, various
`approaches toward targeting cytotoxic agents to cancer cells
`have been developed that use conjugated forms of these
`agents with carriers that selectively accumulate in tumors.
`The best of these approaches combine a protective mecha-
`nism for normal tissues that deactivates the agent until the
`tumor is reached, at which time, a tumor-specific mecha-
`nism releases the cytotoxic effect. Therefore, the goal of tar-
`geting is 2-fold: to actively deliver an effective dose of a cy-
`totoxic agent to tumor tissue and to protect the rest of the
`body from its toxic effects.
`This review will survey various approaches to targeting
`cytotoxic drugs to neoplastic tissue, using vehicles that
`show affinity for specific biomolecules expressed on the
`surface of cancer cells or in tumor-associated tissue, such as
`vasculature and stroma. It will emphasize the rational de-
`sign of drug release mechanisms that take advantage of con-
`ditions at the tumor site or within cancer cells. It will not
`cover the following areas, for which the reader is directed to
`recent reviews or leading articles: delivery of protein toxins
`(Ghetie & Vitetta, 1994; Pastan, 1997), radioimmunother-
`apy (Schott et al., 1994), boron-neutron capture therapy
`(Chen et al., 1997; Mehta & Lu, 1996), targeted photody-
`namic therapy (Akhlynina et al., 1997; Peterson et al.,
`1996), electrochemotherapy (Jaroszeski et al., 1997), drug
`delivery using magnetic particles (Devineni et al., 1995;
`Lubbe et al., 1996), T-lymphocyte targeting using bacterial
`superantigens (Giantonio et al., 1997; Hansson et al., 1997)
`and bi-specific antibodies (Abs) (Mokotoff et al., 1996;
`Renner & Pfreundschuh, 1995), and passive targeting using
`liposomes (Ceh et al., 1997; Sharma & Sharma, 1997) and
`polymers (Cummings, 1998; Soyez et al., 1996; Zalipsky,
`1995).
`
`2. Properties of tumors that affect drug-carrier therapy
`
`2.1. Tumor-associated antigens
`
`The delivery of immunoconjugates to tumor-associated
`antigens (Ags) has been the most commonly employed
`method of anticancer targeting in preclinical studies. Cancer
`cells overexpress many proteins in comparison with normal
`tissue, as a result of their transformed state. Modern hybri-
`doma technology has allowed the large-scale production of
`monoclonal antibodies (mAbs) raised to numerous tumor-
`associated Ags (Hellstrom & Hellstrom, 1991, 1997; Urban
`& Schreiber, 1992; Wick & Groner, 1997; Wright, 1984).
`Most Ags used for targeting are expressed to a lesser, vary-
`ing degree in some normal tissues. If these molecules are re-
`ceptors for growth factors or are differentiation related, for
`example, they may also be expressed in normal proliferative
`tissues, such as portions of the lining of the gastrointestinal
`(GI) tract. This expression can show striking interspecies
`differences. As such, these Ags are tumor-selective rather
`than tumor-specific, and therapy will target those normal
`tissues to some extent. In several clinical trials, this cross-
`reactivity with normal tissue has determined the maximum-
`tolerated dose (MTD) (Elias et al., 1990; Sugerman et al.,
`1995).
`One of the first selective tumor markers discovered was
`the carcinoembryonic antigen (CEA), which is most likely a
`cell adhesion molecule (Johnson, 1992). Found in tumors
`associated with the GI tract, as well as some lung and breast
`cancers, CEA has been frequently targeted (Ballesta et al.,
`1995; Siler et al., 1993). Other notable classes of tumor-
`associated Ags that have been used in immunotherapy in-
`a
`clude
`-fetoprotein (Masuda et al., 1994), gangliosides
`(Zhang et al., 1997a) such as the L6 Ag (Fell et al., 1992;
`Hellstrom et al., 1986), blood group carbohydrates (Ragu-
`y
`pathi, 1996; Zhang et al., 1997b) such as Lewis y (Le
`) (rec-
`ognized by the mAbs BR64 and BR96 and possibly related
`to apoptosis [Nagai et al., 1995] or cell migration [Garri-
`gues et al., 1994; Hellstrom et al., 1990]), B-cell differentia-
`tion Ag (Rowland et al., 1993), the transferrin receptor
`(Starling et al., 1988), the adenocarcinoma-related KS1/4
`(Bumol et al., 1988b; Varki et al., 1984), mucins (Hinman et
`al., 1993), selectins (Ravindranath et al., 1997), glycosphin-
`golipids (Hakomori & Zhang, 1997), integrins (Ruoslahti,
`1997), and other adhesion molecules (Chang & Pastan,
`1996; Huang, Y. W. et al., 1997; Lally et al., 1997).
`Ags that are more tumor selective recently have been
`found in oncogenic protein products (Appleman & Frey,
`1996; Curiel, 1997; Halpern, 1997), such as the HER-2/neu
`(or c-erbB2) glycoproteins (Cirisano & Karlan, 1996; Disis
`& Cheever, 1997), or products resulting from chromosomal
`translocations (Rabbitts, 1994). The mutated form of the tu-
`mor suppressor p53 has been shown to be a tumor-specific
`Ag in T-cell targeting (Theobald et al., 1995), and a number
`of heat shock proteins have been found to be overexpressed
`in certain cancers, and may be sites that attract natural killer
`cell activity (Multhoff et al., 1997).
`
`IMMUNOGEN 2007, pg. 3
`Phigenix v. Immunogen
`IPR2014-00676
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`70
`
`G.M. Dubowchik, M.A. Walker / Pharmacology & Therapeutics 83 (1999) 67–123
`
`The receptor for folic acid (Coney et al., 1994) and the
`iron transport protein transferrin are overexpressed in many
`cancers (Lally et al., 1997; Richardson & Ponka, 1997), and
`the presence of transferrin in the blood-brain barrier has
`also allowed brain penetration of transferrin conjugates
`(Youle, 1996). The multidrug resistance (MDR)-associated
`membrane pump protein P-glycoprotein (PGP) has also
`been shown to be antigenic in a bi-specific Ab approach to
`target T-lymphocytes (Van Dijk et al., 1989) and immuno-
`toxins (Bruggemann et al., 1991) to drug-resistant tumor
`cells. Recently, Ags associated with various cancers, such
`as melanoma (Merimsky et al., 1994), ovarian carcinoma
`(Bast et al., 1994), and gliomas (Kurpad et al., 1995), as
`well as growth factor-associated Ags (Fan & Mendelsohn,
`1998), have been reviewed. In addition, the use of overex-
`pressed cellular receptors for drug targeting has been re-
`viewed (Feener & King, 1998).
`Two problems related to targeting tumor-associated Ags
`are heterogeneity of Ag expression and Ag shedding. The
`origin of the first problem is complex, but may result in part
`from the genetic instability of cells in the necrotic region of
`tumor tissue (Fleuren et al., 1995; Reynolds et al., 1996). A
`given Ag can also be expressed with different glycosylation
`patterns within tumor tissue, leading to diminished or non-
`existent Ab reactivity in certain areas (Hernando et al.,
`1994). Interferons (Guadagni et al., 1994; Murray, 1992;
`Schlom et al., 1990) have been used to enhance expression
`of certain tumor Ags in vitro and in vivo, and Ab-directed
`interleukin (IL)-2 has been proposed as an approach to
`overcome Ag heterogeneity by recruiting a host immune re-
`sponse against the tumor (Becker et al., 1996). Ag heteroge-
`neity may not be a problem in cases where the cytotoxic
`drug is stable enough, and is delivered in sufficient quantity
`to kill Ag-negative cells by the “bystander effect.” This is
`operative when excess drug in dead, Ag-positive cells is
`released into the tumor interstitium to be absorbed nonse-
`lectively (Laguzza et al., 1989; Liu et al., 1996; Niculescu-
`Duvaz et al., 1998). Other workers have addressed the po-
`tential problem of a “binding-site barrier,” where a combination
`of high Ag expression and a tightly binding mAb may lead
`to reduced tumor penetration of an immunoconjugate
`(Shockley et al., 1992; Sung et al., 1992; 1993; van Osdol et
`al., 1991).
`Ag shedding is related to the fact that tumor cells shed
`various biomolecules without the degree of control exerted
`on normal cells (Kiessling & Gordron, 1998). Some of
`these, such as adhesion molecules and proteases, are part of
`the metastatic cascade in which cancer cells dissociate from
`the primary tumor and degrade surrounding basement mem-
`brane (Taylor & Black, 1985). Instances of clinical detec-
`tion of circulating tumor-associated Ag have been reported
`(Maimonis et al., 1990; van Hof et al., 1996), and in the case
`of melanoma, the degree of shedding has been linked to cir-
`culating cytokine levels (Anichini et al., 1993). Shed Ags
`can be expected to compete with tumor cell-bound Ags (van
`Hof et al., 1996), especially since they may be more accessi-
`
`ble to the immunoconjugate. This will decrease the effec-
`tiveness of targeting therapy by the formation of inactive
`conjugate-Ag complexes that are rapidly cleared (Pimm et
`al., 1989).
`
`2.2. Internalization
`
`The importance of internalization of Ag-bound immuno-
`conjugates by receptor-mediated endocytosis (Kato et al.,
`1996; Mellman, 1996), resulting in conjugate processing in
`endosomes and lysosomes, depends on the type of therapy.
`For antibody-directed enzyme prodrug therapy (ADEPT), in
`which an Ab-bound enzyme is localized to the cell surface
`where it unmasks a prodrug, internalization is not desired.
`For delivery of cytotoxic radioisotopes or photosensitizers,
`internalization probably does not matter. However, in gen-
`eral, it has been found that delivery of cytotoxic drugs or
`protein toxins is much more effective when the metabolic
`potential of endosomes and lysosomes can be utilized for
`drug release. The limitations of endocytosis as an entry
`point for drugs into cells depend on such factors as cell sur-
`face Ag density, rate of internalization, and re-expression
`(Kato & Sugiyama, 1997).
`
`2.3. Tumor blood vessels and drug penetration
`
`Tumor blood vessels possess a number of properties that
`differentiate them from those in normal tissue. Vasculature
`in well-differentiated tumors can be close to normal. How-
`ever, in rapidly growing and large solid tumors, new blood
`vessels are often deficient in many ways, including inter-
`rupted or absent basement membranes and endothelial lin-
`ing (Cobb, 1989); tortuous, often spiral-shaped, paths
`(Baish et al., 1996; Jain, 1994); lack of regularity and sys-
`tematic connectivity leaving unvascularized areas, espe-
`cially in the tumor interior, all together resulting in unstable
`blood flow (Eskey et al., 1994; Vaupel et al., 1989). Inter-
`cellular adhesion between tumor vascular endothelial cells
`is often poor, resulting in a high proportion of leaky blood
`vessels. In addition, large solid tumors generally do not de-
`velop a functional lymphatic network and, therefore, do not
`have adequate fluid drainage. One result of this is a sieving
`effect in which large molecules can become trapped in tu-
`mor tissue. These properties have been exploited in the
`“passive targeting” (Maeda, 1992) of polymer-bound drugs
`(Maeda et al., 1992; Seymour et al., 1995, 1996; Steyger et
`al., 1996), liposomes (Forssen, 1997; Gabizon et al., 1997;
`Uchiyama et al., 1995; Unezaki et al., 1996), nanoparticles
`(Hodoshima et al., 1997; Kwon & Okano, 1996), and non-
`specific protein conjugates (Hunerbein et al., 1991; Suda et
`al., 1993). In one study, liposomes up to 400 nm in diameter
`were shown to passively diffuse through gaps in tumor
`blood vessels in LS174T adenocarcinoma xenografts in
`nude mice (Yuan et al., 1995).
`These vascular abnormalities, exacerbated by constant
`angiogenesis, can result in a buildup of microvascular pres-
`sure (Boucher et al., 1996). Combined with a highly prolif-
`
`IMMUNOGEN 2007, pg. 4
`Phigenix v. Immunogen
`IPR2014-00676
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`G.M. Dubowchik, M.A. Walker / Pharmacology & Therapeutics 83 (1999) 67–123
`
`71
`
`erative cell population in a restricted space, the result can be
`a sizable positive osmotic intratumoral pressure and a net
`outflow of liquid from solid tumors into the surrounding tis-
`sue (Jain, 1996). This physical stress can also cause the vir-
`tual collapse of blood vessels and any functional lymphatics
`within tumors, further impairing blood flow (Helmlinger et
`al., 1997a). The barrier to the diffusion of molecules from
`the blood vessel, through the interstitium, to tumor cells has
`been shown to increase with tumor size and to be highly de-
`pendent on molecular weight, allowing small molecule
`drugs to penetrate much deeper into the tumor than proteins,
`polymers, or other particles (Yuan et al., 1995). This pres-
`sure gradient in solid tumors, along with the presence of sig-
`nificant areas lacking adequate vascularization, is an impor-
`tant consideration in the choice of, for example, a full-size
`Ab or a smaller Ab fragment as a delivery vehicle or an Ab
`with high or moderate binding affinity to an Ag (Baxter &
`Jain, 1991). Agents such as nicotinamide (Lee et al., 1992),
`pentoxifylline (Lee et al., 1994), hydralazine (Zlotecki et
`a
`al., 1995), and tumor necrosis factor
` (Kristensen et al.,
`1996) have been shown to increase tumor perfusion by re-
`ducing interstitial fluid pressure. In addition, Ab-targeted
`IL-2 was shown to increase tumor vascular permeability in
`mouse models by an unknown mechanism (LeBerthon et
`al., 1991), while IL-2 given alone increased vascular perme-
`ability in all organs.
`Potentially antigenic or otherwise targetable proteins ex-
`pressed in tumor-associated vasculature (Baillie et al.,
`1995) and stroma (Dvorak et al., 1991; Rettig et al., 1992)
`include cellular adhesion molecules
`(Brooks, 1996;
`Griffioen, 1997) and receptors for growth factors (Martini-
`Baron & Marme, 1995). These provide alternative or addi-
`tional targets for therapy that seeks to destroy tumors by
`starving them of nutrients and oxygen (Folkman, 1996; Ol-
`son et al., 1997; Thorpe & Derbyshire, 1997). Progress has
`been made in the elucidation of the genetic and environ-
`mental factors that control tumor angiogenesis (Fan et al.,
`1995), which is especially important in animal model sys-
`tems using xenografted tumors (Damore & Shima, 1996).
`For example, in one study looking at in vivo model systems
`for vascular targeting, human tumor xenografts in mice
`were shown to promote vasculature that expressed mouse,
`not human, antigenic CD31 adhesion molecules (Lehr et al.,
`1997). A mouse model system for testing approaches to vas-
`cular targeting has been developed in which tumors that se-
`g
`crete interferon-
` induce tumor blood vessel expression of
`antigenic major histocompatibility complex Class II,
`whereas normal vasculature expressed Class I (Burrows et
`al., 1992).
`Tumor blood vessels use vascular endothelial growth
`factor (VEGF) as a survival factor because of constant and
`extensive remodeling. Normal vasculature, on the other
`hand, does not require VEGF following embryonic develop-
`ment (Plate et al., 1994). Withdrawal of VEGF leads to apop-
`totic death of tumor-associated vascular endothelial cells,
`while overproduction of VEGF leads to hyper-vascularized
`
`tumors that are less necrotic (Benjamin & Keshet, 1997;
`Yuan et al., 1996). VEGF may also be at least partly respon-
`sible for enhanced tumor vascular permeability (Roberts &
`Palade, 1997; Wang et al., 1996). VEGF has been used as a
`targeting vehicle for truncated diphtheria toxin (Olson et al.,
`1997). A chemically linked conjugate caused delayed
`growth of solid tumors in athymic mice. Histological analy-
`sis showed tumor necrosis originating from vascular injury
`and no effect on well-vascularized, normal tissues. In an-
`other novel approach to vascular targeting, an experimen-
`tally induced Ag in tumor vasculature of large xenografted
`neuroblastomas in mice was targeted with truncated human
`tissue factor through a bi-specific Ab (Huang, X. et al.,
`1997). Blood clots readily formed in tumor blood vessels,
`leading to 38% partial regressions, while thrombolytic ac-
`tivity in normal vasculature was limited.
`
`2.4. Aspects of tumor metabolism
`
`Deficiencies in tumor-associated angiogenesis can leave
`large sections (up to 80%; Leith et al., 1991) of sizable tu-
`mors without adequate vascularization. The resulting lack
`of oxygen and other nutrients forces cells to produce energy
`by glycolysis, leading to a buildup of acidic by-products
`(Brown, 1997; Helmlinger et al., 1997b). To maintain near-
`normal cytosolic pH, cells actively export protons (Boyer &
`Tannock, 1992) so that the extracellular space becomes
`acidified by an average of 0.5 pH units (Stubbs et al., 1994;
`Yamagata & Tannock, 1996). In addition, it is thought that
`some tumors cause a decrease in extracullular pH to allow
`secreted lysosomal proteases to retain activity for basement
`membrane digestion as one of the initial steps in metastasis
`(Montcourrier et al., 1997).
`Preclinical approaches have been reported that aim to ex-
`ploit this pH gradient using bilayer membrane-active agents
`(Boyer et al., 1993; Karuri et al., 1993) or drugs that act on
`1
`1
`/H
` exchanger (Hasuda et al., 1994; Maidorn et al.,
`the Na
`1993; Yamagata & Tannock, 1996) to kill tumor cells by
`defeating active proton transport and acidifying the cytosol.
`These agents are attractive in that they show selectivity in
`cell killing at low pH (Tannock et al., 1995) against cancer
`cell populations that have been shown to be genetically
`more unstable than parental tumor cell lines (Reynolds et
`al., 1996), and are potentially more metastatic once revascu-
`larized (Cuvier et al., 1997; Young & Hill, 1990). Mild
`acidity within tumor tissue has been proposed to contribute
`to the selective localization of porphyrinic photosensitizers
`in photodynamic therapy (Pottier & Kennedy, 1990).
`Tumor cells have been shown to be heterogeneous in
`their ability to survive under hypoxic conditions by down-
`regulating energy consumption (Skoyum et al., 1997) and
`up-regulating enzymes such as mitochondrial hexokinase
`that allow them to optimize energy metabolism (Oudard et
`al., 1997). Cells that express the bcl-2 protein have been
`shown to be able to overcome the apoptotic response that
`normally accompanies hypoxic ATP depletion (Garland &
`
`IMMUNOGEN 2007, pg. 5
`Phigenix v. Immunogen
`IPR2014-00676
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`72
`
`G.M. Dubowchik, M.A. Walker / Pharmacology & Therapeutics 83 (1999) 67–123
`
`Halestrap, 1997). Consequently, the center of a large tumor
`often contains necrotic tissue, as well as populations of cells
`that survive in a state of semi-dormancy. Hypoxia attenu-
`ates the activity of many cytotoxic drugs (Batchelder et al.,
`1996; Teicher, 1994b), as well as radiation therapy (Will-
`son, 1991), and oxygen-carrying blood substitutes have
`shown utility in reversing this resistance (Teicher, 1994a).
`On the other hand, drugs such as mitomycin C (MMC) (Sar-
`torelli et al., 1994; Spanswick et al., 1996), as well as other
`designed bioreductively activated drugs (Denny et al., 1996;
`Jaffar et al., 1998; Wilson & Pruijn, 1995; Workman &
`Stratford, 1993) take advantage of this physiological differ-
`ence between tumor and normal tissue.
`
`3. Antigen-targeted therapy
`
`3.1. Monoclonal antibodies
`
`g
`Most targeted mAbs fall into the immunoglobulin-
`(IgG) class, although IgMs have also been used (Ballou et
`al., 1992), especially for liposome (Ohta et al., 1993) and
`polymer (Flanagan et al., 1993; Hoes et al., 1996) targeting.
`IgGs are symmetric glycoproteins (MW ca. 150,000) com-
`posed of identical pairs of heavy and light chains (Fig. 1).
`At the ends of the two arms are hypervariable regions con-
`taining identical Ag-binding domains. A variable-sized
`branched carbohydrate domain is attached to the comple-
`ment-activating Fc region, and the so-called “hinge region”
`contains especially accessible interchain disulfides (Padlan

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket