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`PHIGENIX
`PHIGENIX
`EXHIBIT 1037
`EXHIBIT 1037
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`
`
`i 1
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`EI I 3
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`i
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`PATENT APPLICATION
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
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`In re appiication of
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`Rita STEEVES, et a1.
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`Docket No: EAESEGQ
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`Appln. No.: 10/960,602
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`Group Art Unit: 1642
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`Confirmation No.: 8576
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`Examiner: Brandon J. FETI‘EROLF
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`Filed: October 8, 2004
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`For: METHOD OF TARGETING SPECIFIC CELL POPULATIONS USING CELL»BINDING
`AGENT MAYTANSINOID CONJUGATES LINKED VIA A NON-CLEAVABLE
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`LINKER, SAID CONJUGATES AND METHODS OF MAKING SAID CONJUGATES
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`FIRST DECLARATION UNDER 37 C.F.R. § 1.132
`
`Mail Stop Amendment
`Commissioner for Patents
`PO. Box 1450
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`Alexandria, VA 22313-1450
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`Sir:
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`I, Ravi Chari, hereby declare and state:
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`THAT I am a citizen of the United States;
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`THAT I have received the degree of PhD. in chemistry from the University of Detroit,
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`Detroit, MI, in 1979;
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`THAT I have been employed by ImmunoGen, Inc. since 1988, where I hold a position as
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`Executive Director, Chemistry & Biochemistry, with responsibility for overseeing the research
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`program on antibody-drug conjugates;
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`I further declare and state as follows:
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`I am one of the inventors of the invention described and claimed in the above-identified
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`application.
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`.___________._‘.___I__~_‘W,mwn_..m.‘~___.mm~m_l,_v_._'_i._'..__.r__.v._
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`PHIGENIX
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`Exhibit 1037-00115-
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`
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`FIRST DECLARATION UNDER 37 C.F.R. § 1.132
`U.S. Application No.: 10/960,602
`
`Attorney Docket No.: A8662
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`I am familiar with the above-identified application. In relation thereto I have reviewed
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`the Office action mailed November 25, 2009, in which claims 1-2, 7-11, 14-17, 20, 23, 26, 29,
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`35-36, 40-41, 43-44, 47-48, 51-55, 56-57, 60-66, 130, 378, 383—387, 390-393, 396, 399, 402,
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`405, 411-412, 416-417, 419-420, 423-424, 427-433, 436-442, 447, 452-456, 459-462, 465, 468,
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`471, 474, 481—482, 484-485, 487-488, 505-506, 511-514, 519—522 and 526-527 are rejected
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`under 35 U.S.C. 103(a) as being unpatentable over Chari et a1. (US 5,208,020, 1993) in view of
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`Roguska et 211. (Protein Engineering 1996; 9: 895-904) and Queen et al. (PNAS 1989; 86: 10029-
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`1 003 3).
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`In my opinion, one of ordinary skill in the art reading Chari et al. at the time of the
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`present invention would not have considered modifying an antibody-maytansinoid conjugate
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`comprising a non-cleavabl'e linker because the teachings of Chari et a1. and the art as of the
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`October 16, 2003 effective filing date of the present application, taught that conjugates of
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`cytotoxic drugs with antibodies required the linker to be cleavable for activity, irrespective of the
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`antibody or the cytotoxic drug used.
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`My opinion is supported by the following data and teachings of various references as
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`described below.
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`The art at the time revealed that conjugates of cytotoxic drugs with antibodies required
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`the link to be “cleavable” to be active, irrespective of the antibody or the cytotoxic drug used:
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`See for example: 1) MC Garnett: Adv Drug Delivery Rev., 53; 171-216 (2001); 179, right
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`column lines 20—23, “A linker which specifically releases drugflom conjugate is therefore a
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`PHIGENIX
`
`Exhibit 1037-002
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`
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`
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`
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`FIRST DECLARATION UNDER 37 C.F.R. § 1.132
`US. Application No.: 10/960,602
`
`Attorney Docket No.: A8662
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`vital component oftargeted drug conjugates”; 2) P. Hermentin & F.R Seller: Behring Inst Min,
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`82; 197—215 (1988); page 211, conclusion 2 “The anthracycline should be attached to the MoAb
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`via a spacer that would allow liberation ofdrug” ; 3) R.Chari, Adv Drug Delivery Revs, 31; 89-
`104 (1998); page 93 line 2 second paragraph, “thefullpotency lofthe drug could not be observed
`
`when such non-cleavable linkers were used”.
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`Thus, the poor potency of non-cleavable mun’ne Antibody-DMl conjugates reported was
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`consistent with teachings in the art at that time. Antibody—DMI conjugates linked via disulfide
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`bonds displayed potency in the same range as the free (unconjugated) maytansinoid drugs toward
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`human tumor cells. For example, see Chan' et al. US Pat No. 5,208,020, Table 3, disulfide-
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`linked conjugate ICso towards antigen positive cell line range from 2 x 10'10 M (anti-T9-SS-
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`May/KB) to 4 X 10”” M (A7—SS-May/HT-29), which is in the same range as 1C59 for the parent
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`unconjugated maytansine drug shown in Table 2 (ICSO ranging from 5 x 10’10 M to 3.4 x 10']1
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`M). In contrast, the non—cleavable conjugate anti~T9-May is much less potent (ICso = 4 x 10'9 M,
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`Table 3) than the free maytansine drug.
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`This data is consistent with a similar comparison made in the art wherein a Vinblastine
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`drug was linked to an antibody either Via a cleavable hydrazone link or a non—cleavable amide
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`bond. The authors concluded that the non-cleavable “KSl/4-DAVLB conjugate is 2 orders of
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`magnitude less potent (emphasis added) than vinblastine sulfate" (the free drug), whereas the
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`cleavable “KS1/4-DAVLB—HY conjugate is only slightly less potent (emphasis added) than
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`.._.:..£...,,.,
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`
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`PHIGENIX
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`- Exhibit 1037-003
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`
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`FIRST DECLARATION UNDER 37 CPR. § 1.132
`U.S. Application No.: 10/960,602
`
`Attorney Docket No.: A8662
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`vinblastine hydrazide” (the parent free drug) (see LS. Johnson et al., Cancer Treatment Revs.,
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`1987; 14, p 194 lines 13).
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`Although the non-cleavable murine antibody conjugates in both studies exhibit a small
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`amount of activity, the potency of non—cleavable murine antibody—DMl conjugates (1050 of 4 x
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`10'9 M) is in the same range as the non-specific toxicity of non-binding disulfide-linked
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`antibody—maytansinoid conjugates (1050 of 8 x 10‘9 reported for the non-binding A7—SS-May
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`conjugate towards KB cells, see Table 3, US Pat No. 5,208,020). There are several other
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`examples from experiments done in the inventors’ labs showing (Table A) that the potency of
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`non-binding murine antibody—SS—DMl conjugates (IC50 = 2-8 x 10‘9 M) is in the same range as
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`the “specific” potency of a non-cleavable murine antibody antiT9—DM1 conjugate (IC50 = 4 x 10"
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`9) reported in the ‘020 patent. Based on this data, all of the potency of a non-cleavable murine
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`antibody-DMl conjugate can be attributed to non-specific binding. Thus, because the non—
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`cleavable murine antibody—DMI conjugate exhibited non~specific levels of potency, and because
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`the art taught that conjugates of cytotoxic drugs with antibodies required cleavable linkers to be
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`active, there was no motivation for one of ordinary skill in the art to study non-cleavable
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`antibody-DMI conjugates.
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`
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`PHIGENIX
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`Exhibit 1037-004
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`
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`FIRST DECLARATION UNDER 37 CPR. § 1.132
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`Attorney Docket No.: A8662
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`U.S. Application No.: 10/960,602
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`Table A: Specific and nonspecific potency ofmurine antibody-DMI conjugates
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`
`m—
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`i I);
`ntz‘gerz (+ 3'60? c
`Antigen (— Non binding
`‘nkage
`
`
`
`D.
`isulfide
`.0 x 10'
`(COLO 205
`
`disulfide
`.0 x 10‘ ' (Ramos)
`disulfide
`.0x10' ‘ Ca0v3)
`disulfide
`.0 x10“(HL60)
`Q.
`isulfide
`.7 x 10‘ ' (Calu-3)
`isulfide
`x 10'
`HT—29)
`isulfide
`.0 x 10'
`' (KB
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`
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`muT9-DM1*
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`.5}.
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`N
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`6.0 x 10'9(blocked With muB59)
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`
`
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`8.0 x 10Tar KB
`2.0 x 10‘
`amalwa
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`cleavable
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`* data fiom Chari et al. US Pat No. 5,208,020, Table 3
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`
`
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`The art at that time also taught that antibody—drug conjugates have to be highly potent to
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`be therapeutically effective. Conjugates of murine antibodies and three different moderately
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`cytotoxic drugs (methotrexate, vinblastine and doxorubicin) were tested in human cancer
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`patients. These conjugates had ICso values in the 10'8 to 10'9 M range (IC50 in the same range as
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`non-cleavable murine Antibody—DMI conjugates). All three conjugates showed no therapeutic
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`activity in the clinic and were discontinued.
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`Conclusions at that time: more potent conjugates needed for therapeutic activity.
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`1). L. Hinman et al., Cancer Res, 53; 3336—3342 (1993); page 3336, right column lines 11—14,
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`“An important factor limiting the success of drug-MoAb conjugates is the relatively low potency
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`of standard chemotherapeutics”. 2). R.Chari, Adv Drug Delivery Revs, 31; 89-104 (1998); page
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`97 right column lines 10-14
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`“the shortcomings of early antibody-drug conjugates, namely
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`moderate potency ——- app ear to have been overcome by newer conjugates centaining drugs that
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`PHIGENIX
`
`Exhibit 1037-005
`
`
`
`
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`
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`FIRST DECLARATION UNDER 37 C.F.R. § 1.132
`- U.S. Application No.: 10/960,602
`
`Attorney Docket No.2 A8662
`
`are 100 to IOOO-fold more potent”. 3). P. Carter, Nature Reviews, 1; 118-129 (2001); page 123
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`right column: “miniscule portion of injected antibody usually localizes to a solid tumor target.
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`This is typically 0.001—0.01 % of the injected dose per gram of solid tumor in humans»-
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`Recognition of this problem inspired the conjugation of small molecule toxins that are 100 to
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`IOOO—fold more potent than conventional chemotherapeutics”
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`In view of the above, it is my opinion that as of the October 10, 2003 effective filing date
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`of the above-identified application, one of ordinary skill in the art would have understood that
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`the weak potency of non-cleavable murine antibody—DMI conjugates resulted solely from non-
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`specific antibody binding and no specific potency could be demonstrated. Thus, these non-
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`cle'avable conjugates of murine antibodies would be considered by one of ordinary skill in the art
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`to be inactive, and not merely “inferior”, as compared to the free drug or the corresponding
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`disulfide linked cleavable conjugates. Based on these results and the prevailing teachings in the
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`art summarized above, there would be no motivation for one of ordinary skill in the art to test
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`non-cleavable humanized antibody—DMI conjugates.
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`
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`PHIGENIX
`
`Exhibit 1037-006
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`
`
`FIRST DECLARATION UNDER 37 CPR. § 1.132
`U.S. Application No.: 10/960,602
`
`Attorney Docket No.: A8662
`
`I declare further that all statements made herein of my own knowledge are true and that
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`all statements made on information and belief are believed to be true; and further that these
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`statements were made with the knowledge that willfifl false statements and the like so made are
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`punishable by fine or imprisonment, or both, under Section 1001 of Title 18 of the United States
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`Code, and that such willful false statements may jeopardize the validity of the application or any
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`patent issuing thereon.
`
`Date: £212 ’1); 1-01?)
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`lMLL—i
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`Ravi V. J. Chari, PhD.
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`
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`PHIGENIX
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`Exhibit 1037-007
`
`