throbber

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PHIGENIX
`PHIGENIX
`EXHIBIT 1036
`EXHIBIT 1036
`
`

`

` UNITED STATES PATENT AND TRADEMARK OFFICE
` _______________
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
` _______________
`
`Page 1
`
` PHIGENIX, INC.
` Petitioner
` v.
` IMMUNOGEN, INC.
` Patent Owner
` _______________
` Case No. IPR2014-00676
` Patent 8,337,856 B2
` _______________
`
` DEPOSITION OF GEOFFREY A. PIETERSZ, Ph.D.
` Washington, D.C.
` Thursday, March 12, 2015
`
`Reported by: John L. Harmonson, RPR
`Job No. 90903
`
`TSG Reporting - Worldwide 800-702-9580
`
`1
`2
`3
`
`4 5
`
`6
`7
`8
`
`9
`10
`
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`

`

`Page 2
`
` March 12, 2015
` 9:34 a.m.
`
` Deposition of GEOFFREY A. PIETERSZ, Ph.D.,
`held at the offices of Sterne Kessler Goldstein &
`Fox, PLLC, 1100 New York Avenue, N.W.,
`Washington, D.C., pursuant to Notice, before John
`L. Harmonson, a Registered Professional Reporter
`and Notary Public of the District of Columbia,
`who officiated in administering the oath to the
`witness.
`
`TSG Reporting - Worldwide 800-702-9580
`
`1 2 3 4 5
`
`6
`
`7 8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`

`

` A P P E A R A N C E S
`
`Page 3
`
`On Behalf of Petitioner:
` ANDREWS KURTH
` 600 Travis Street
` Houston, Texas 77002
` BY: GREG PORTER, ESQ.
`
` ANDREWS KURTH
` 1350 I Street NW
` Washington, D.C. 20005
` BY: PING WANG, M.D., ESQ.
` JOHN MURRAY, Ph.D. ESQ.
`
`On Behalf of Patent Owner:
` STERNE KESSLER GOLDSTEIN & FOX
` 1100 New York Avenue NW
` Washington, D.C. 20005
` BY: ELDORA ELLISON, ESQ.
` ERIC STEFFE, ESQ.
` OLGA PARTINGTON, ESQ.
` DAVID ROADCAP, ESQ.
`
`ALSO PRESENT:
` JOSEPH J. KENNY, ESQ., ImmunoGen, Inc.
`
`TSG Reporting - Worldwide 800-702-9580
`
`1
`
`2 3
`
`4
`5
`6
`7
`
`8 9
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`

`

`Page 4
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`--------------------------------------------------
` P R O C E E D I N G S
` 9:34 a.m.
`--------------------------------------------------
` Whereupon,
` GEOFFREY A. PIETERSZ, Ph.D.,
` after having been first duly sworn or affirmed,
` was examined and did testify under oath as
` follows:
` EXAMINATION
` BY MR. PORTER:
` Q. Good morning, Dr. Pietersz. I'm Greg
` Porter. I'm an attorney for Phigenix.
` Do you understand the basics of a
` deposition?
` A. Yes, I do.
` Q. Have you been deposed before?
` A. No.
` Q. Will you ask me for clarification if
` at any time you don't understand my question?
` A. I will.
` Q. Okay. And just for definitional
` purposes and to kind of shorten things here
` today, when I use the word "person of ordinary
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 5
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`skill in the art," what I'm referring to is the
`way that you used that term as of the date of
`March of 2000. Is that okay with you?
` A. Yes.
` Q. And when I use the word "claims" or
`"patent claims" or "'856 patent," I'm referring
`to the claims of U.S. Patent Number 8,337,856.
` A. Yes.
` Q. Do you understand that?
` A. Yes.
` Q. And I will also use the word
`"Kadcyla." Do you understand what that is?
` A. Yes.
` Q. And do you understand that that's the
`same as T-DM1?
` A. I do.
` Q. Okay. And just by way of background,
`how did you become an expert in this case?
` A. I was engaged by ImmunoGen to be an
`expert witness in this case.
` Q. And have you worked with ImmunoGen
`before?
` A. Not in a case like this. I haven't
`had any collaborations with ImmunoGen.
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 6
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Q. Do you know how they came to select
`you as an expert for this case?
` A. I didn't ask. I assume from the --
`because I was a prolific writer in the period of
`time in immunoconjugates.
` Q. And when you say "period of time,"
`what are you referring to?
` A. March 2000 and earlier.
` Q. And who first contacted you?
` A. I was contacted by the SK -- the
`lawyers.
` Q. And which lawyer?
` A. SKGF. Sorry.
` Q. The lawyers that are sitting to your
`right today?
` A. Yes. Sorry.
` Q. What's your understanding of what this
`proceeding is about?
` A. I understand that there is a petition
`against the '856 patent by Phigenix.
` Q. And before you were engaged for this
`particular proceeding, had you ever read the '856
`patent?
` A. No.
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 7
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Q. And you've now read it, of course?
` A. Yes, I have.
` Q. And how much time have you spent
`reviewing the '856 patent?
` A. I haven't -- I can't give you a number
`specifically for that. But to come up with my
`opinion in the declaration, about 65 hours or so.
` Q. And what did the 65 hours encompass?
` A. Reviewing the exhibits, so that's the
`documents that I've searched, as well as writing
`the declaration.
` Q. And did you assemble all of the
`exhibits that you reviewed?
` A. Yes.
` Q. Were any exhibits provided to you?
` A. Some photocopies of things that I
`couldn't access.
` Q. Had you had an occasion to review
`those exhibits before your engagement for this
`case?
` A. Sorry. I didn't understand the
`question.
` Q. Had you reviewed any of those exhibits
`that became part of your declaration before you
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 8
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`were hired for this proceeding?
` A. Yes. Yes.
` Q. Were there any new exhibits that you
`reviewed apart from the '856 patent for this
`proceeding?
` A. Yeah, there was a few. I can't
`remember exactly how many, but some of them,
`during my period of working with
`immunoconjugates, I had reviewed them, or seen
`them at least.
` (ImmunoGen Exhibit 2135 marked for
` identification and attached hereto.)
`BY MR. PORTER:
` Q. I'm going to hand you what's been
`marked as ImmunoGen Exhibit 2135.
` A. Thank you.
` Q. What is Exhibit 2135?
` A. That's my curriculum vitae.
` Q. And is that current as of today?
` A. It is.
` Q. What is your current position?
` A. I'm a principal research fellow at the
`Burnet Institute.
` Q. And what do you do as a principal
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 9
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`research fellow?
` A. I run a lab at the Burnet Institute.
`It's a bio-organic and medicinal chemical lab.
` Q. When you say you run a lab, what's
`involved with that?
` A. So it involves day-to-day supervision
`of students as well as post-docs.
` Q. Do you do your own research as part of
`that lab?
` A. Yes. I do try to get in the lab
`whenever I can.
` Q. And what type of research do you do?
` A. Primarily my research is in vaccines,
`particularly breast cancer vaccines and vaccines
`for infectious diseases.
` Q. And what type of infectious diseases
`does your research encompass?
` A. I've worked on influenza, respiratory
`syncytial virus. Currently I've got a grant on
`Hendra virus. They are just a few.
` Q. What is Hendra virus?
` A. Hendra virus is a virus that is
`actually endemic in bats. They shed -- they
`don't get sick from it. They shed the virus in
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 10
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`their droppings. And the horses, when they
`ingest it in contaminated food, get the Hendra
`virus. And people who handle the horses that are
`infected can get the Hendra virus. But there is
`no transmission from human to human. So we're
`looking at a vaccine for humans.
` Q. And what type of vaccine is that?
` A. We're looking at a mucosal vaccine.
`So this is something that we can put in the nose
`and get respiratory immunity.
` Q. Okay. And has your research involved
`looking at cancer drugs at any time?
` A. Yes. Yes.
` Q. At what period of time did your
`research involve that?
` A. I worked with cancer drugs in the
`periods from early '80s to let's say 2000s. And
`I'm currently doing some work on a new class of
`cancer drug called histone deacetylases.
` Q. What is histone deacetylases?
` A. Histone deacetylase is actually
`regulators of the unwinding of DNA. So DNA
`usually is very compact. And when you use the
`histone deacetylase, what it does is it unwinds
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 11
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`the DNA, and that allows transcription to happen.
`So you're able to bring up dormant genes. I'm
`using it in HIV to try to wake up the latent
`virus.
` Q. Have you done research with
`immunoconjugates for cancer?
` A. Yes. So again, I extensively did work
`during my career and currently as well on
`immunoconjugates.
` Q. And what does your current work
`involve with immunoconjugates?
` A. So again, I'm using the histone
`deacetylases to target using anti-moc-1
`antibodies.
` Q. Is all of the research done in the
`laboratory that you mentioned earlier?
` A. Yes.
` Q. What sort of capabilities does that
`laboratory have?
` A. Well, I've got a synthetic facility in
`my lab as well as ability to do biological
`experiments like cell culture. And then we also
`have a large animal house that allows us to do
`some in vivo work in mice.
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 12
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Q. Does it have the capability to make
`immunoconjugates, then?
` A. Yes. My lab does that.
` Q. Does it have capability to test
`immunoconjugates?
` A. Yes.
` Q. And in connection with your work for
`this case, have you done any experiments with
`Kadcyla?
` A. No.
` Q. And coming back to your CV, that's the
`exhibit there, can you turn to the list of
`patents that you have.
` A. Yes.
` Q. I think it's on page 21 of
`Exhibit 2135.
` A. Page, sir?
` Q. Page 21.
` A. Yeah.
` Q. What generally are the patents that
`are referred to from the 1986 to 1988 time frame
`on page 21?
` A. You want me to tell you what they are
`or --
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 13
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Q. Well, I was puzzling over what PH4103
`means basically. What country patent number is
`that?
` A. That's not a patent number. That's
`just an ID. I must say I didn't have the patent
`numbers there. That's an oversight on my part.
`Sorry. They granted patents that have now
`expired. Sorry, I must apologize I didn't have
`the numbers there.
` Q. And so when you say it's an ID number,
`what does that mean?
` A. It comes from one of the grants that I
`put in. So it's an oversight.
` Q. And then continuing on to page 22, is
`the list of patents on page 21 and 22 the
`complete list of all of your patents?
` A. Yes. Yes. And you can see the patent
`numbers are indicated in that case. These are
`just old expired patents.
` Q. The ones from 1986 to '88 are expired?
` A. Yes. You can see the current ones
`have proper patent numbers.
` Q. And coming back to your CV, it talks
`about some work with a company called Ascend
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 14
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`Biopharmaceuticals?
` A. Biopharmaceuticals, yes.
` Q. What is your role in connection with
`that?
` A. I lost my page.
` Q. Sorry. It's on page 3.
` A. Sorry. I got this mixed up.
` So Ascend Biopharmaceuticals is a
`company that was formed from the intellectual
`property at the Burnet Institute. So I had
`patents that is a composition for a vaccine, and
`they were licensed to a company called 4G
`Vaccines. And then a company was formed by
`private investment to try and commercialize the
`breast cancer vaccine. And that is Ascend. And
`I am the technical officer, the chief technical
`officer.
` Q. And approximately how much time do you
`spend in your role there versus your role as the
`senior principal research fellow?
` A. A max of three days. But it's a lot
`less because I oversee manufacture.
` Q. And then on page 9 of your CV it has a
`list of publications and refereed journal
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 15
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`articles.
` A. Yes.
` Q. Is that a complete list and current of
`your journal articles?
` A. Yes, it is.
` Q. Dr. Pietersz, what did you do to
`prepare for today's deposition?
` A. Well, I reviewed my declaration and
`met with counsel.
` Q. Did you review anything else besides
`your declaration?
` A. Some of the exhibits as well.
` Q. And how much time did you spend
`reviewing your declaration, the exhibits and
`meeting with counsel? Specifically for preparing
`for the deposition.
` A. Preparing for deposition, like in the
`last couple of days or --
` Q. How much time did you spend
`specifically preparing for today's deposition?
` A. Since I can't sleep and I'm from
`Australia, I've been working almost all night, so
`I really can't give you a number. I met with
`counsel this morning at 8:45. But before that I
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 16
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`had been working in the hotel on my own.
` Q. When did you arrive in Washington,
`D.C.?
` A. I came on Monday evening.
` Q. And so before you met with counsel
`yesterday, you were preparing on your own?
` A. Once I came -- Yeah. Sorry. Did you
`mean in the last two days?
` Q. Yeah.
` A. I did meet with counsel as well.
`Sorry.
` Q. How long did you spend meeting with
`counsel yesterday?
` A. In the last two days, yeah.
` Q. So you met with counsel Tuesday and
`Wednesday of this week?
` A. Yes.
` Q. Was it a full-day meeting both days?
` A. It was about that, yeah.
` Q. And in addition to your declaration,
`you mentioned you reviewed certain exhibits. Do
`you recall what those exhibits were?
` A. Not -- For the case? Clarify.
` Q. In preparation for your deposition,
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 17
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`during your meetings with counsel, did you review
`any exhibits?
` A. No. Not other that I haven't actually
`got in my declaration.
` Q. And in your declaration there is a
`list of exhibits that you reviewed.
` A. Yes.
` Q. Was that a complete list of all of the
`exhibits that you reviewed in connection with
`your work for this case?
` A. No. They're the ones that are
`relevant to my declaration. I mean, I've
`researched and looked at lots of ones.
` Q. Did you keep a list of the other ones
`that you reviewed but you didn't put into your
`declaration?
` A. No, I haven't. It's searches from the
`databases.
` Q. And of the exhibits that you list in
`your declaration, some you specifically refer to
`later and others you don't. Is that right?
` A. I think they all refer to --
`Everything in the declaration exhibits are
`referred to. I don't think there's any that
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 18
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`isn't.
` Q. Okay. And when you say they're all
`referred to, meaning that they are used to
`support some statement in your declaration?
` A. Exactly.
` Q. Do you know what the chemical
`structure for Kadcyla is, Dr. Pietersz?
` A. I wouldn't be able to draw the
`maytansine structure by heart, but I can tell you
`it is a linkage of maytansine. I don't think I
`can draw a micro-like structure, but it is
`maytansine with SMCC link to an antibody.
` Q. And for that drug Kadcyla that has the
`maytansine connected to the MCC linker connected
`to the antibody, how many maytansines are
`connected to the linker?
` MS. ELLISON: Objection; form.
` THE WITNESS: The range in the papers,
` it's an average number of molecules. It
` could range around about 3.5. But remember
` it's average, it's a normal distribution, so
` it could have more on either side.
`BY MR. PORTER:
` Q. And what type of -- what do you mean
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 19
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`by it's a normal distribution?
` A. Because when you link the
`non-cleavable SMCC linker to an antibody, there's
`no way of controlling the number of SMCCs on that
`molecule because there's a lot of lysines on the
`antibody that it actually reacts with. So you
`might get some molecules that might have seven,
`some that have one. So it's an average
`distribution.
` Q. In the Kadcyla pharmaceutical, the
`commercial formulation, what range is there of
`the number of maytansines per antibody?
` A. I can't be sure of this because it's
`not listed as an exhibit. So the number could be
`slightly different. It's around 3.6 or 3.2, an
`average number. Again, average. So it's a
`distribution.
` Q. How does the number of maytansines
`that are linked to a particular linker affect the
`activity, if at all?
` MS. ELLISON: Objection; scope.
` THE WITNESS: So this is something
` that has to be tested, because you have to
` link the cross-linker with the antibody and
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 20
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` see whether you lose activity and then base
` your upper and lower end based on the
` remaining antibody activity. Then you react
` with the maytansine. So it's something that
` you have to do.
`BY MR. PORTER:
` Q. And how would you go about doing that?
` A. So as a chemical reaction, you would
`have the antibody in a solution or a buffer, and
`then you would react -- you've got SMCC, a
`chemical you can buy, and you would react
`different fold excesses. So you might try
`fivefold excess, a tenfold excess, twentyfold
`excess, and then you conjugate how much is
`actually modified. So that's how you see how
`much is modified. You test each one of those,
`and then you see which is optimum in retaining
`the antibody binding activity.
` Q. And when you say determine which is
`optimum for retaining the antibody binding
`activity, what do you mean by that?
` A. So you can do it by chemical assays
`that look at binding of the cells using
`radioactivity, for instance. There are
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 21
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`established assays that can be used to determine
`how much activity is left compared to the
`original antibody.
` Q. Would you be able to determine if
`there is a significant difference in activity
`with a 3.2 versus 3.6 number of maytansinoids per
`antibody?
` MS. ELLISON: Objection; scope.
` THE WITNESS: I mean, again, it's
` something that has to be done and tested,
` and I can't say that I've done that. So you
` would react to the fivefold excess, tenfold
` excess and then compare those. So that's
` the way you can do it. But you can't say
` 3.6 or 3.2 or something.
`BY MR. PORTER:
` Q. So right now, without any testing, you
`wouldn't be able to determine whether a 3.2
`versus 3.6 maytansinoids per antibody had a
`different level of activity or not?
` MS. ELLISON: Objection; scope.
` Relevance.
` THE WITNESS: It depends on what
` you're trying to show there. I mean,
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 22
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` remember I said this is average
` distribution. So if you're doing average
` distribution looking at 3.2 and 3.6, it's
` not possible because it's statistically not
` possible.
`BY MR. PORTER:
` Q. Which claims, if any, of the '856
`patent cover the drug Kadcyla?
` A. Can I have a copy of the patent,
`please, of the exhibit?
` Q. Sure.
` (Phigenix Exhibit 1001 marked for
` identification and attached hereto.)
`BY MR. PORTER:
` Q. I'll hand you what's been marked as
`Phigenix Exhibit 1001.
` Phigenix Exhibit 1001, that's the
`patent at issue that we're talking about here,
`right?
` A. Yes.
` Q. The '856 patent?
` A. Exactly.
` Q. So the question I asked was: Which
`claims, if any, of Claims 1 through 8 would cover
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 23
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`Kadcyla?
` A. It's Claim 8.
` Q. Anything else?
` A. That's specifically Kadcyla?
` Q. Yes.
` A. It's dependent on 7. And I'm giving
`this opinion based as a scientist, not as a
`patent lawyer. So what I would say is that
`7 makes a specific form of DM1, and then the
`other six would cover any variations of DM1, any
`maytansinoid. That's my opinion.
` Q. And so your opinion is that Claims 6,
`7 and 8 specifically cover Kadcyla?
` MS. ELLISON: Objection; form.
` THE WITNESS: It's 8. 8 is
` specifically Kadcyla.
`BY MR. PORTER:
` Q. Okay. And when you say it's
`specifically Kadcyla, you mean that it has
`maytansine connected to an SMCC linker connected
`to the antibody?
` A. Yes. DM1.
` Q. And in Claim 8, is there any
`particular limitation as to the number of
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 24
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`maytansinoid molecules per antibody molecule?
` MS. ELLISON: Objection; form.
` Foundation.
` THE WITNESS: Again, from me as a
` scientist and a researcher, looking at this,
` there would be no limitations in that one.
`BY MR. PORTER:
` Q. And so as far as the scope of Claim 8
`goes, it could cover any number of maytansinoid
`molecules per antibody molecule?
` MS. ELLISON: Objection; form.
` Foundation.
` THE WITNESS: Can you repeat that
` question again, please?
`BY MR. PORTER:
` Q. As far as Claim 8 goes, the scope of
`the claim would cover any number of maytansinoid
`molecules per antibody molecule; is that correct?
` MS. ELLISON: Objection; form.
` Foundation.
` THE WITNESS: So again, the number of
` residues or the number of maytansinoids on
` there would depend on retaining an
` immunoconjugate, an active immunoconjugate.
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` So that has to be kept into account as well.
` So you can't have an indefinite number of
` residues, because it has to be accomplished
` with immunoconjugate.
`BY MR. PORTER:
` Q. And what, in your view, would be an
`indefinite number of maytansinoid molecules per
`antibody molecule for Claim 8?
` MS. ELLISON: Objection; scope.
` THE WITNESS: Again, this is something
` I can't speculate on. But me, again as a
` scientist, could only say that if you put
` too many residues of maytansinoid on the
` Herceptin, you're going to lose the
` activity. That's all I can say.
`BY MR. PORTER:
` Q. Do you know how many is too many?
` MS. ELLISON: Objection; scope.
` THE WITNESS: Again, I can't because
` it's something that you have to do. You
` might get precipitation if you put 20. So I
` can't give a proper answer for that.
`BY MR. PORTER:
` Q. You reviewed the specification of the
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 26
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`'856 patent, correct?
` A. I did.
` Q. Was there any indication in the '856
`specification as to how many maytansinoid
`molecules per antibody would be suggested?
` MS. ELLISON: Objection; form. Scope.
` THE WITNESS: So on Column 44, line 65
` down, or 64 to be precise, the number of DM1
` drug molecules linked per antibody molecule,
` and I'll just skip to the end, was found to
` be 3.7 drug molecules per antibody molecule.
` Again, this is an average.
`BY MR. PORTER:
` Q. If you could turn to Column 40, line
`about 66.
` A. Yes.
` Q. Doesn't that say that there can be one
`to ten maytansinoid molecules conjugated to each
`antibody molecule?
` A. It also says after that preferably
`three to four. And three to four, an average
`would be 3.5. So this is again the range.
`Remember, it's not precise. You have to use an
`average or a normal distribution.
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 27
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Q. And so for the scope of Claim 8, which
`you said specifically covers Kadcyla but it
`doesn't have a limit as to the number of
`maytansinoids, would a fair limit of number of
`maytansinoids for the scope of Claim 8 be one to
`ten based on Column 40?
` MS. ELLISON: Objection to form.
` Outside the scope.
` THE WITNESS: Again, from what I see
` in front of me, I would say one to ten.
`BY MR. PORTER:
` Q. How does Kadcyla work in the body?
` MS. ELLISON: Objection; scope.
` THE WITNESS: I'm really not clear
` what you want me to say there.
`BY MR. PORTER:
` Q. I'll try and clear it up.
` How does Kadcyla treat breast cancer?
` MS. ELLISON: Objection; scope.
` THE WITNESS: The conjugate of DM1
` with Herceptin is binding the breast cancer
` cells and killing them, because they express
` the antigen HER2.
`BY MR. PORTER:
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 28
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Q. Functionally how does that work? Or
`what is the mechanism?
` MS. ELLISON: Objection; form. Scope.
` THE WITNESS: Again, I can speak at
` the time of the prior to date of March 2000.
` And in that period it was -- since SMCC is a
` non-cleavable linker, no one knew why other
` than it's not released compared to a
` releasable disulfide link conjugate.
` So my answer is going to depend on
` whether I'm looking at March of 2000 or
` later. So March of 2000, no one knew.
` Because it's a non-releasable conjugate.
`BY MR. PORTER:
` Q. And when you say no one knew in March
`of 2000 with respect to a non-releasable
`conjugate, what do you mean when you say
`"non-releasable conjugate"?
` A. Because SMCC is considered a
`non-cleavable linker. So it can't release
`maytansinoid from the conjugate.
` Q. And when you say no one knew about a
`non-cleavable conjugate in March of 2000, are you
`including the inventors of the '856 patent also?
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 29
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` A. That's not what I said. I said no one
`knew how SMCC conjugate of DM1 in an antibody
`would work on a cell because it's a
`non-releasable or non-cleavable linker.
` Q. And when you say no one knew, you're
`including the inventors of the '856 patent,
`correct?
` A. Yes.
` Q. Did the inventors of the '856 patent
`discuss anywhere whether there was a preference
`for a non-cleavable linker versus a cleavable
`linker?
` A. In '92, Chari '92, a cleavable linker
`is what was preferred. And that was the art as
`of March 2000.
` Q. My question was about the '856 patent.
`Is there anywhere in the specification where
`there's a preference for either a cleavable or a
`non-cleavable linker?
` MS. ELLISON: Objection; relevance.
`BY MR. PORTER:
` Q. Dr. Pietersz, we might be able to save
`a bit of time. If you turn to Column 36.
` A. Yes. I was just wondering if I should
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 30
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
`dog-ear it or if I'm allowed to do that.
` Q. I'll give you a sticker if you want a
`sticker.
` A. I found it the same time as you.
` Yes. So the SMCC linker is listed
`there as cyclohexane-1-carboxylate.
`Cyclohexane-1-carboxylate.
` Q. And in that Column 36, doesn't it say
`at line 25 that particularly preferred coupling
`agents include SPDP and SPP?
` A. Yes. That's to provide disulfide
`linkages specifically. But if you are looking at
`a thioether linkage like in Kadcyla, then you
`would use SMCC, which is listed there.
` Q. But you would agree that the inventors
`here in Column 36 are expressing a preference for
`SPDP and SPP by nature of their language
`"particularly preferred coupling agents"?
` A. Again, reading as a scientist, it's
`preferred for disulfide linkages because of the
`very last part of that sentence. So that's what
`I would say. It leaves open that you can still
`have SMCC linkages because it's precisely said
`there.
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 31
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Q. So are you saying that the Column 36,
`line about 13 through 29, suggests in some way
`that SMCC is preferred over SPDP and SPP linkers?
` MS. ELLISON: Objection; form.
` THE WITNESS: Can you repeat that
` question again, please?
` MR. PORTER: I said it very well
` before. Can you read that back?
` (Whereupon, the requested portion was
` read back by the Reporter.)
` MS. ELLISON: Same objection.
` THE WITNESS: Again, looking at this
` paragraph, I can't, from my knowledge,
` eliminate the possibility of using SMCC as
` well as SPDP because of that bottom sentence
` there.
`BY MR. PORTER:
` Q. I guess the question was: Is this
`paragraph suggesting SMCC is better and more
`preferred in some way than SPDP and SPP in light
`of the express language at Column 36, line 25
`that it says "particularly preferred coupling
`agents include SPDP and SPP"?
` MS. ELLISON: Objection; form.
`
`TSG Reporting - Worldwide 800-702-9580
`
`

`

`Page 32
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` G. PIETERSZ
` Relevance.
` THE WITNESS: Again, I don't think it
` says that precisely because of the specific
` line there saying for disulfide linkages at
` the bottom of that paragraph. This is 28.
` So you're not specifically saying one is
` better than the other, but they can be used
` for conjugation. But for SS linkages you
` would use those. That's my understanding.
`BY MR. PORTER:
` Q. What examples did the inventors of

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket