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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`INTERNATIONAL BUSINESS MACHINES CORPORATION
`Petitioner
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`V.
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`INTELLECTUAL VENTURES II LLC
`Patent Owner
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`CASE IPR2014-00672
`Patent 6,314,409
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`INTELLECTUAL VENTURES II LLC’S MANDATORY
`NOTICES PURSUANT TO 37 C.F.R. §42.8(a)(2)
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`Mail Stop "PA TENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`
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`Case 1PR2014-00672
`U.S. Patent No. 6,314,409
`Patent Owner, Intellectual Ventures II LLC, hereby files its Mandatory
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`1 (cid:9)
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`Notices Pursuant to 37 C.F.R. § 42.8(a)(2). This notice is being timely filed within
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`21 days of service of the petition.
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`I.
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`REAL PARTY-IN-INTEREST
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`The patent owner and real party-in-interest is Intellectual Ventures II LLC.
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`II. RELATED MATTERS
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`Patent Owner notes the following proceedings that may affect or be affected
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`by a decision in this proceeding:
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`Intellectual Ventures ILL et al. v. Capital One Financial Corporation et
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`al., No. 8:14-cv-001 1 1-PWG (D. Md.), filed January 15, 2014.
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`Intellectual Ventures II LLC v. Huntington Bancshares Incorporated et al.,
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`No. 2:13-cv-00785-GLF (S.D. Oh.), filed August 7, 2013.
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`Intellectual Ventures IILLC v. U.S. Bancorp et al., No. 0:13-cv-02071-
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`ADM (D. Minn.), filed July 31, 2013.
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`Intellectual Ventures IILLC v. Sun Trust Banks, Inc. et al., No. 1 :13-cv-
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`02454-WSD (N.D. Ga.), filed July 24, 2013.
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`Intellectual Ventures IILLC v. Commerce Bancshares, Inc. et al., No. 2:13-
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`cv-04160-NKL (W.D. Mo.), filed June 20, 2013.
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`Intellectual Ventures IILLC v. BB VA Compass Bancshares Inc. et al., No.
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`2:13-cv-01106-AKK (N.D. Ala.), filed June 12, 2013.
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`SKGF DOCKET NO. 3059.7081PR0
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`Case 1PR2014-00672
`U.S. Patent No. 6,314,409
`Intellectual Ventures II LLC v. JP Morgan Chase & Co. et al., No. 1:1 3-cv-
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`03777AKH (S.D. N.Y), filed June 4, 2013.
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`Intellectual Ventures II LLC v. First National Bank of Omaha, No. 8:13 -cv-
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`00 1 67-LSC (D. Neb.), filed May 29, 2013.
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`International Business Machines Corporation v. Intellectual Ventures II
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`LLC, 1PR2014-00673 (P.T.A.B.), filed April 18, 2014.
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`Compass Ban/c, Commerce Bancshares, Inc., and First National Bank of
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`Omaha v. intellectual Ventures IILLC, 1PR2014-00719 (P.T.A.B.), filed May 1,
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`2014.
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`Compass Ban/c, Commerce Bancshares, Inc., and First National Bank of
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`Omaha v. Intellectual Ventures IILLC, 1PR2014-00722 (P. TA. B.), filed May 1,
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`2014.
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`SKOF DOCKET NO. 3059.7081PR0
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`Case 1PR2014-00672
`U.S. Patent No. 6,314,409
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`III. LEAD AND BACKUP COUNSEL
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`The lead counsel for Intellectual Ventures II LLC is:
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`Lori A. Gordon, Reg. No. 50,633
`Igordon-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`1100 New York Avenue, N. W.
`Washington, D.C. 20005-3932
`Tel.: 202-772-8862
`Fax: 202-371-2540
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`The backup counsel for Intellectual Ventures II LLC is:
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`Omar Amin, Reg. No. 60,885
`oamin-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3932
`Tel.: 202-772-8879
`Fax: 202-371-2540
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`SKOF DOCKET NO. 3059.7081PR0
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`Case 1PR2014-00672
`U.S. Patent No. 6,314,409
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`IV. SERVICE INFORMATION
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`Please address all correspondence to the lead and backup counsel as shown
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`above. Patent Owner consents to electronic service by email at the email addresses
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`provided above.
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`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & Fox P.L. L.C.
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`Lori A. Gordon
`Registration No. 50,633
`Attorney for Patent Owner
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`Date: May 9,2014
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`1100 New York Avenue, N. W.
`Washington, D.C. 20005-3934
`(202) 371-2600
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`SKOF DOCKET NO. 3059.7081PR0
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`Case 1PR2014-00672
`U.S. Patent No. 6,314,409
`CERTIFICATION OF SERVICE
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`The undersigned hereby certifies that the foregoing INTELLECTUAL
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`VENTURES II LLC’S MANDATORY NOTICES PURSUANT TO 37 C.F.R.
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`§42.8(a)(2) and POWER OF ATTORNEY PURSUANT TO 37 C.F.R. §42.10(b)
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`were served electronically via e-mail on May 9, 2014, in their entirety on the
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`following:
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`Kenneth R. Adamo (Lead Counsel)
`Alicia L. Shah (Back-up Counsel)
`Kirkland & Ellis LLP
`kenneth.adarno@kirkland.com
`alicia.shah@kirkland.com
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`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
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`JA - -’v Lrdo
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`Registration No. 50,633
`Attorney for Patent Owner
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`Date: May 9,2014
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`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
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`18490271
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`SKOF DOCKET NO. 3059.7081PR0
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