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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark 0mm
`Address: COMB/USS IONER FOR PATENTS
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`
`APPLICATION NO.
`
`13/229,788
`
`ISSUE DATE
`
`08/07/2012
`
`22846
`
`7590
`
`07/18/2012
`
`BRIAN ROFFE, ESQ
`8170 McCormick Boulevard, Suite 223
`Skokie, IL 60076-2914
`
`PATENT NO.
`
`8235416
`
`ATTORNEY DOCKET NO.
`
`ATI-466J
`
`CONFIRMATION N0.
`9164
`
`The projected patent number and issue date are specified above.
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`ISSUE NOTIFICATION
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
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`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
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`APPLICANT(S) (Please see PAIR WEB site http://pair.usplo.gov for additional applicants):
`
`David S. Breed, Miami Beach, FL;
`Wendell C. Johnson, Kaneohe, HI;
`Wilbur E. DuVall, Reeds Spring, MO;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`Page 1 of 252
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`Hyundai Exhibit 1002
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`
`
`INFORMATION DISCLOSURE
`
`
`Application Number
`
`
`Filing Date
`2011—09—12
`First Named Inventor
`David 3. Breed
`
`
`
`
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`ATl-466.1
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`2001 -06-26
`
`Osmer et al.
`
`6250671
`
`6636792
`2003—10—21
`
`
`
`Lichtinger et al.
`
`
`
`Breed et al.
`
`7407029
`2008-08-05
`
`
`
`23
`Hit-28:126-
`B2
`2008-08-19
`
`6 370/201 2
`
`Breed et al.
`
`
`
`7,41 5,0+8
`
`7243945
`32
`2007-07-17
`Breed et al.
`
`
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`Name of Patentee or Applicant
`of cited Document
`
`Pages.Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
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`20070132220
`
`2007—06—14
`
`Breed et al.
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`Page 2 of 252
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`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`EX. Timothy Wilhelm
`
`Art Unit: 3616
`
`Attorney Docket No. ATI-466.1
`
`Re:
`
`Application of:
`
`David S. Breed et al.
`
`Serial No.:
`
`13/229,788
`
`Confirmation No.2
`
`9164
`
`0K TO ENTER:
`
`,I/TW/
`
`07/05/2012
`
`Filing Date:
`
`September 12, 2011
`
`Titlc:
`
`ARRANGEMENT FOR SENSING WEIGHT OF AN
`OCCUPYING ITEM IN A VEHICULAR SEAT
`
`Customer Number:
`
`22846
`
`AMENDMENT UNDER 37 CPR. §1.312
`
`Mail Stop Issue Fee
`Commissioner for Patents
`
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`June 22, 2012
`
`In response to the Notice of Allowance dated June 21, 2012. please amend the above-identified
`
`application as follows.
`
`Amendments to the Claims are reflected in the listing of claims which begins on page 2 of this
`
`paper.
`
`Remarks/Arguments are set forth on page 4 of this paper.
`
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`UNITED STATES PATENT AND TRADEMARK OTTICE
`
`UNITED STATES DEPARTMENT OF COMNIERCE
`United States Patent and Trademark Ofi'ice
`Addlthh: COMB/IISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WWW usptdgov
`
`13/229,788
`
`09/12/2011
`
`David S. Breed
`
`ATP-466.1
`
`9164
`
`EXAMINER
`BRIAN Romnsq —
`8170 McCormick Boulevard, Suite 223
`WILHELM, TIMOTHY
`Skokie, IL 60076-2914
`ART UNIT
`PAPER NUVIBER
`
`3616
`
`MAIL DATE
`
`07/10/2012
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOLi‘JOA (Rev. 04/07)
`
`Page 4 of 252
`
`Page 4 of 252
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`
`
`
`
`Application No.
`
`Applicant(s)
`
` _ _ 13/229,788 BREED ET AL.
`
`
`
`Response to Rule 312 Communication
`_
`.
`Examiner
`Art UnIt
`
`
`
`TIMOTHY WILHELM 3616
`
`
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
`
`1. E The amendment filed on 22 June 2012 under 37 CFR 1.312 has been considered, and has been:
`
`a) IXI
`
`entered.
`
`b) [I
`
`entered as directed to matters of form not affecting the scope of the invention.
`
`c) [I disapproved because the amendment was filed after the payment of the issue fee.
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d) [I disapproved. See explanation below.
`
`e) El
`
`entered in part. See explanation below.
`
`/Joseph Rocoa/
`Primary Examiner, Art Unit 3616
`
`
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20120706
`
`us Patent and Trademark Olfice
`PTOL-271 (Rev. 04-01)
`
`Page 5 of 252
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`PART B - FEE(S) TRANSMITTAI.
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`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
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`or F‘J (571)-273-2885
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`INSTRUCTIONS: This form should be used for transmitting the ISSUE [LE and PUBLICATION FEE (iffoquired). Blocks 1
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`CURRENT CORRESPONDENCEADDRESS(Not/3115831061:lfomnychanse Maddie“)
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`apers. Each additional paper. such as an assignment or formal drawing, must
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`
`22846
`
`7590
`
`06/21/2012
`
`Certificate of Mailing or Transmission
`I hereb certify that this Feets) Transmittal is being deposited with the United
`States ostal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the. USPTO (571) 273-2885, on the date indicated below.
`(Depositor‘s name)
`(Sigmture)
`
`
`
`FIRST NAMED NV zNTOR
`
`ATTORNEY DOCKET NO.
`
`
`
`CONHRMATION NO.
`9164
`
`
`
`
`
`BRIAN ROFFE, ESQ
`-
`-
`8170 MCCOI’InlCR BOUIevaId’ 511116 223
`Skokie, 11. 60076-2914
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`ATI-466.1
`David S. Breed
`09/12/2011
`131229.788
`TlTLE OF INVENTION: ARRANGEMENT FOR SENSING WEIGHT OF AN OCCUPYING ITEM IN A VEHICL'LAR SEAT
`
`AFPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`YES
`
`“XX 1740
`
`$300
`
`to
`
`rm
`2040
`
`DATE DUE
`09/21/2012
`
`\VlLHELM, TLVIOTHY
`
`3616
`
`280 735000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`2. For printing on the patent front page, list
`
`
`
`CFR 1363).
`1 Brian Roffe
`(1) the names of up to 3 registered patent attorneys
`
`or agents OR, alternatively,
`:1 Chan e of correspondence address (or Change of Correspondence
`Address fPyorm PTO/SB/ 1 22) attached.
`(2) the name of a single firm (having as a member a WE?
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`registered attorney or agent) and the names of up to
`3 "Fee Address" indication (or "Fee Address" Indication form
`7T0/SB/47: Rev 03—02 or more recent) attached. Use of a Customer
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`2 registered patent attorneys or agents. If no name is
`3
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`Number is required.
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`3. ASSIGNEE NAME AVD RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
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`recordation as set forth in 37 CI
`3.11. Completion of this form is NOT a substitute for filing an assignment
`PLEASE NOTE: Unless an asslignee is identified below, no assignee data will appear on the patent.
`If an assignee is identified below, the document has been filed for
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE 0R COUNTRY)
`
`American Vehicular Sciences LLC
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`Frisco, Texas
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`Please check the appropriate assignce category or categories (will not be printed on the patent) : D Individual W Corporation or other private group entity Cl Government
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`NOTE: The Issue Fee. and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`June 22,2012
`é a E? Q Z
`Authorized Signature
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`735336
`Typed or printed name Brian ROffe
`Registration No.
`_.__.__—.—_—__—.____.—_—_—————_
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Page 6 of 252
`
`Page 6 of 252
`
`
`
`Attorney Docket No. ATI-466.1
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`EX. Timothy Wilhelm
`
`Art Unit: 3616
`
`Re:
`
`Application of:
`
`David S. Breed et al.
`
`Serial No.:
`
`13/229,788
`
`Confirmation No.2
`
`9164
`
`Filing Date:
`
`Titlc:
`
`September 12, 2011
`
`ARRANGEMENT FOR SENSING WEIGHT OF AN
`OCCUPYING ITEM IN A VEHICULAR SEAT
`
`Customer Number:
`
`22846
`
`AMENDMENT UNDER 37 CPR. §1.312
`
`Mail Stop Issue Fee
`Commissioner for Patents
`
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`June 22, 2012
`
`In response to the Notice of Allowance dated June 21, 2012. please amend the above-identified
`
`application as follows.
`
`Amendments to the Claims are reflected in the listing of claims which begins on page 2 of this
`
`paper.
`
`Remarks/Arguments are set forth on page 4 of this paper.
`
`Page 7 of 252
`
`Page 7 of 252
`
`
`
`US. patent application Ser. No. 13/229,788
`Amendment dated Jun. 22, 2012
`
`AMENDMENTS TO THE CLAIMS:
`
`This listing of claims will replace all prior versions, and listings, of claims in the application.
`
`Listing of Claims:
`
`1.
`
`(Previously Presented) A vehicle including a floor at least in part defining a passenger
`
`compartment of the vehicle, the vehicle comprising:
`
`a seat having a bottom portion and a back portion coupled at an angle to a rear portion of the
`
`bottom portion, the seat being adapted to support an occupant;
`
`a support structure configured to support the seat on the floor. the support structure comprising a
`
`track coupled to the floor engaged with a slide mechanism configured to slide with respect to the track to
`
`enable the seat to move relative to the floor, the support structure further comprising a support member
`
`coupled to the slide mechanism and to the bottom portion of the seat;
`
`an occupant sensor system to obtain an indication of a weight applied by the occupant to the seat,
`
`the occupant sensor system comprising at least one force sensing device attached to the support member
`
`and configured to measure a force in the support member indicative of the weight applied by the
`
`occupant to the seat.
`
`2.
`
`3.
`
`4.
`
`(Canceled)
`
`(Canceled)
`
`(Previously Presented) The vehicle of claim 1, wherein the at least one force sensing
`
`device comprises a strain gage.
`
`5 -9.
`
`(Canceled)
`
`10.
`
`(Previously Presented) The vehicle of claim 1, further comprising an airbag configured
`
`to protect the occupant in an accident involving the vehicle.
`
`11.
`
`(Currently Amended)
`
`The vehicle of claim 10, further comprising a processor coupled
`
`to the at least one force sensing device and configure configured to classify the occupant based on the
`
`force measured by the at least one force sensing device, wherein the processor is further configured to
`
`suppress a deployment of the airbag based on the classification of the occupant.
`
`Page 8 of 252
`
`Page 8 of 252
`
`
`
`US. patent application Ser. No. 13/229,788
`Amendment dated Jun. 22, 2012
`
`12.
`
`(Currently Amended) A system for use in a vehicle including a floor at least in part
`
`defining a passenger compartment of the vehicle, the system comprising:
`
`a seat having a bottom portion and a back portion coupled at an angle to a rear portion of the
`
`bottom portion, the seat being adapted to support an occupant;
`
`a support structure configured to support the seat on the floor, the support structure comprising a
`
`track coupled to the floor engaged with a slide mechanism configured to slide with respect to the track to
`
`enable the seat to move relative to the floor, the support structure further comprising a support member
`
`coupled to the slide mechanism and to the bottom portion of the seat;
`
`an occupant sensor system configured to obtain an indication of a weight applied by the occupant
`
`to the seat,
`
`the occupant sensor system comprising at least one force sensing device attached to the
`
`support member and configured to measure a force in the support member indicative of the weight
`
`applied by the occupant to the seat; and
`
`a processor coupled to the at least one force sensing device and eon-figure configured to classify
`
`the occupant based on the force measured by the at least one force sensing device, the classification of
`
`the occupant being for use to control a component of the vehicle.
`
`13.
`
`(Previously Presented) The system of claim 12, wherein the component is an airbag
`
`configured to protect the occupant in an accident involving the vehicle.
`
`14.
`
`(Previously Presented) The system of claim 13, wherein the processor is configured to
`
`suppress a deployment of the airbag based on the classification of the occupant.
`
`Page 9 of 252
`
`Page 9 of 252
`
`
`
`US. patent application Ser. No. 13/229,788
`Amendment dated Jun. 22, 2012
`
`REMARKS/ARGUMENTS
`
`Entry of this amendment and reconsideration of the present application, as amended, are
`
`respectfully requested.
`
`Claims 1, 4 and 10—14 are pending in this application, claims 2, 3 and 5—9 having been canceled.
`
`Claims I
`
`I and 12 are amended for syntactic reasons. No new issues that require further
`
`consideration and/0r search are raised by the changes to the claims. Therefore, this amendment should
`
`be entered pursuant to 37 C.F.R. §1.312. The changes to claims 11 and 12 also do not relate to
`
`patentability.
`
`An early and favorable action on the merits upon entry and consideration of this amendment is
`
`earnestly solicited.
`
`FOR TIIE APPLICANTS
`
`Respectfully submitted,
`
`/Brian Roffe/
`
`Brian Roffe
`
`Reg. No. 35,336
`
`Brian Roffe, Esq.
`8170 McCormick Boulevard, Suite 223
`Skokie, Illinois 60076-2914
`Tel.: (516) 448 -6435
`Fax: (847) 637-0335
`
`Page 10 of 252
`
`Page 10 of 252
`
`
`
`
`
`Electronic Patent Application Fee Transmittal
`
`
`
`Filing Date: 12-Sep-2011
`
`Title oflnventlon:
`
`ARRANGEMENT FOR SENSING WEIGHT OF AN OCCU PYING ITEM IN A
`VEHICULAR SEAT
`
`
`
`
`
`First Named Inventor/Applicant Name: David S. Breed
`
`Filer:
`
`Brian Roffe
`
`Filed as Large Entity
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`Utility under 35 USC111(a) Filing Fees
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`International Application Number:
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`Title oflnventlon:
`
`ARRANGEMENT FOR SENSING WEIGHT OF AN OCCU PYING ITEM IN A
`VEHICULAR SEAT
`
`
`
`First Named Inventor/Applicant Name:
`
`David S. Breed
`
`Customer Number:
`
`22846
`
`
`
`Filer Authorized By:
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`Attorney Docket Number:
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`ATI—466.1
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`120622_AT|—466—1_312_amend
`ment.pdf
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`aCbSegeaeflbLIS50d087lbd35ddgeaeac I C
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`Ifa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 14 of 252
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`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTIVIE‘IT OF COMIVIERCE
`United States Patent and Trademark Office
`Address: COIVIMISSIONER FOR PATENTS
`1‘.() Box 1450
`Alexandria. Virginia 22313-1450
`wwwnsptogov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`BRIAN ROFFE, ESQ
`8170 McCormick Boulevard, Suite 223
`Skokie, IL 60076-2914
`
`EXAMINER
`
`WILHELM. TIMOTHY
`
`ART UNIT
`3615
`
`DATE MAILED: 06/21/2012
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRIVIATION NO.
`
`ATIE466.1
`David S. Breed
`09/12/2011
`13/229,788
`
`TITLE OF INVENTION: ARRANGEMENT FOR SENSING WEIGHT OF AN OCCUPYING ITEM IN A VEHICULAR SEAT
`
`9164
`
`APPLN. TYPE
`
`SIVIALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`$870
`
`$300
`
`$1170
`
`DATE DUE
`
`09/21/2012
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE). THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`1. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`If the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be rcmovcd, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B — Fee( s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B — FEE(S) 'I'RANSMI'I'TAI ., or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`01' Part B — Fee(s) Transmittal should be completed and an extra copy 01' the form should be submitted. 11' an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`Page 1 of 3
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`PTOL785 (Rev. 02/11)
`
`Page 15 of 252
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`Page 15 of 252
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`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address: and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (N016: Use Block 1 fol any change of addrcSS)
`
`22846
`
`7590
`
`06/21/2012
`
`BRIAN ROFFE, ESQ
`-
`~
`8170 MCCOfmle Boulevard, Slllte 223
`Skokie~ IL 60076-29 14
`’
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmlttal. This certi 1cate cannot be used for any other accompanymg
`ave its own certificate of mailing or transmissron.
`papers. Each add1t1ona1 paper, such as an assrgnment or formal drawmg, must
`
`Certificate of IVIailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 2732885. on the date indicated below.
`(Depositor's name)
`(Signature)
`(Date)
`
`
`
`ATIe466.1
`David S. Breed
`09/12/2011
`13/229,788
`
`TITLE OF INVENTION: ARRANGEMENT FOR SENSING WEIGHT OF AN OCCUPYING ITEM IN A VEHICULAR SEAT
`
`9164
`
`APPLN. TYPE
`
`SIVIALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`YES
`
`VVILHELM, TIMOTHY
`
`$870
`
`3616
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR1.363).
`:l Chanfle of correspondence address (or Change of Correspondence
`Address form PTO/SB/ 122) attached.
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`
`
`
`
`$300
`
`$0
`
`$1170
`
`280-73 5 000
`
`2. For printing on the patent front page, list
`-
`.
`-
`.
`(l) the names of up to 3 legisteied patent attorneys
`or agents OR. alternatively,
`.
`.
`.
`(2) the name of a smgle f1rm (havmg as a member a
`nglslchd attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be prlnted.
`
`1
`
`7
`~
`3
`
`DATE DUE
`
`09/21/2012
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`1] Individual 1] Corporation or other private group entity 1] Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order - # of Copies
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enciosed.
`3 Payment by credit card. Form PTO-2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`:l b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`3 a. Applicant claims SMALL ENTITY status. See 37 CFR 127.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown bv Lhe records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.31 l. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`this form and/or su gestions for reducing this burden, should he sent to t e C ief In ormation Officer, US. Patent and Trademark Office, US. Department of Commerce, PO.
`submitting the completed application form to the USPTO. Time will vary dependin upon the individual case. Any comments on the amount of time you require to complete
`Box 1450, Alexandgria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria. Virginia 223 13- 1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 16 of 252
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`Page 16 of 252
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UVITED STATES DEPARTMEVT OF COMMERCE
`United States Patent and Trademark Office
`Address: COIVIMISSIONER FOR PATENTS
`i‘.0 Box 1450
`Alexandria, Virginia 22313-1450
`wwwusptogov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRIVIATION NO.
`
`13/229,788
`
`09/12/2011
`
`David S. Breed
`
`ATI-466.1
`
`9164
`
`BRIAN ROFFE, ESQ
`8170 McCormick Boulevard, Suite 223
`Skokie. IL 60076-2914
`
`W1LHELM,TIMOTHY
`
`ART UNIT
`3615
`
`PAPER NUMBER
`
`DATE MAILED: 06/21/2012
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application,
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`the filing date that
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL785 (Rev. 02/11)
`
`Page 17 of 252
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`Page 3 of 3
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`Page 17 of 252
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`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (1) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the US. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the US. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under t