`Filed: April 3, 2015
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`—————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`—————
`
`WEBASTO ROOF SYSTEMS, INC.
`Petitioner,
`
`v.
`
`UUSI, LLC
`Patent Owner.
`
`—————
`
`Case IPR2014-00648
`Patent 8,217,612
`
`—————
`
`PETITIONER’S REPLY TO PATENT OWNER’S RESPONSE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Attorney Docket: 130163.231151
`
`
`
`IPR201
`4-00648
`
`
`
`
`nts Tablee of Conten
`
`
`
`
`
`7,612 Paatent 8,217
`
`
`
`
`
`PPage
`
`
`
`
`
`
`
`NER’S INT
`RRESPONSEE TO PATTENT OWN
`
`
`
`
`TRODUCTTORY REEMARKS .
`
`..... 1
`
`A.
`
`
`
`“iden
`
`ntifying a c
`
`collision” annd “sensin
`ision” (Cla
`ng of a colli
`aim 1) .......
`
`..... 2
`
`B.
`
`
`
`“deac
`
`
`
`
`response too a sensingg said winddow or pannel
`
`ctivate saidd motor in
`oving” (Cla
`
`has stopped mo
`
`aim 6) ........................
`
`..................................
`..... 5
`
`
`
`III. TTHE CHALLLENEGEED CLAIMMS ARE INNVALID ..
`
`
`
`
`
`
`
`
`
`A.
`
`
`
` Grouund 1: Antiicipation byy Bernard
`
`
`
`
`
`
`
`.................(Claims 6--8) ............
`
`
`
`B.
`
`
`
`
`
`Grouund 3: Obviousness oover Lammm, Itoh, andd Bernard ...................
`
`
`
`
`
`
`
`
`
`..... 6
`
`..... 7
`
`
`
`..................................
`
`..... 2
`
`
`
`..................................
`
`..... 6
`
`
`
`CLAIM COONSTRUCCTION .......................................
`
`
`
`
`
`
`
`C A B
`
`I.
`
`II.
`
`
`
`(a)
`
`
`
`Inddependent
`
`
`
`Claim 1 anand Dependdent Claimm 2 .............
`
`
`
`
`
`
`
`
`
`
`
`(b) Deependent CClaim 5 ......................
`
`
`
`..................................
`
`... 11
`
`(c)
`
`
`
`Inddependent
`
`
`
`Claim 6 anand Dependdent Claimms 7-8 ........
`
`
`
`
`
`
`
`A B
`
`
`
`CC.
`
`
`
`(a)
`
`(b)
`
`
`
`Inddependent
`
`
`
`Inddependent
`
`
`
`Claim 1 anand Dependdent Claimm 2 .............
`
`
`
`
`
`
`
`Claim 6 anand Dependdent Claimms 7-8 ........
`
`
`
`
`
`
`
`
`
`IV. CCONCLUSSION .........
`
`................
`
`..................................
`
`
`
`..................................
`
`... 15
`
`
`
`
`
`
`i
`
`
`
`
`
`.................nzl .............me and Kinover DuhamGrouund 4: Obviousness o
`
`
`
`
`
`
`
`..... 9
`
`... 12
`
`... 13
`
`... 14
`
`... 15
`
`
`
`IPR2014-00648
`
`
`
`
`
`Patent 8,217,612
`
`Table of Authorities
`
` Page(s)
`
`Cases
`Amgen Inc. v. Hoechst Marion Roussel, Inc.,
`314 F.3d 1313 (Fed. Cir. 2003) .................................................................. 7, 9, 14
`
`In re Antor Media,
`689 F.3d 1282 (Fed. Cir. 2012) ............................................................................ 7
`
`Broadcom Corp. v. Emulex Corp.,
`732 F.3d 1325 (Fed. Cir. 2013) ............................................................................ 4
`
`In re Clay,
`966 F.2d 656 (Fed. Cir. 1992) ............................................................................ 13
`
`In re Huang,
`100 F.3d 135 (Fed. Cir. 1996) ............................................................................ 11
`
`Impax Labs. v. Aventis Pharms.,
`468 F.3d 1336 (Fed. Cir. 2006) .................................................................. 7, 9, 14
`
`Johnson Worldwide Associates, Inc. v. Zebco Corp.,
`175 F.3d 985 (Fed. Cir. 1999) .............................................................................. 5
`
`KSR Intern. Co. v. Teleflex Inc.,
`550 U.S. 398 (2007) .............................................................................. 8, 9, 12, 14
`
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) (en banc) ............................................................ 3
`
`Other Authorities
`
`37 CFR § 42.6(a)(3) ................................................................................................. 13
`
`
`
`ii
`
`
`
`IPR2014-00648
`
`
`
`
`Patent 8,217,612
`
`The prior art discloses or suggests all elements of claims 1-2 and 5-8
`
`construed according to their plain and ordinary meaning, as proposed in the
`
`Petition and reflected in the institution Decision. Patent Owner reads unsupported
`
`limitations into the claims to try to preserve their validity. Patent Owner argues
`
`that “identifying a collision” in independent claim 1 requires a distinct algorithm
`
`from “sensing of a collision,” even though this “identifying” step is part of
`
`“sensing a collision” in claim 1. To narrow independent claim 6, Patent Owner
`
`asserts that “to deactivate said motor in response to a sensing said window or panel
`
`has stopped moving” requires deactivation to occur instantaneously in response to
`
`an abrupt stoppage. These incorrect claim constructions should be rejected.
`
`Patent Owner also disputes enablement of the cited references, relying on
`
`irrelevant arguments about how well they would work. There is no genuine
`
`dispute that a person of ordinary skill in the art would have been able to implement
`
`them. Patent Owner also argues that references cannot be combined because one
`
`cannot merge references wholesale, without modification. However, this is neither
`
`how a person of ordinary skill in the art would combine teachings nor how
`
`Petitioner has proposed to combine them.
`
`I.
`
`RESPONSE TO PATENT OWNER’S INTRODUCTORY REMARKS
`
`Patent Owner dedicates the first 18 pages of its Response to assertions
`
`having little to do with the merits that appear intended to sway the Board to credit
`
`1
`
`
`
`
`IPR2014-00648
`
`
`
`Paatent 8,2177,612
`
`
`
`
`
`Patent OOwner oveer Petitioneer. Given tthe page limmit, Petitiooner will o
`
`
`
`
`
`nly responnd
`
`
`
`
`
`
`
`
`
`
`
`
`
`briefly. Patent Owwner’s alleegations reggarding itss backgrouund and conntributionss are
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`unsuppoorted. For example, there is noo evidence
`
`
`
`
`
`
`
`
`
`
`
`
`
`that the paatent was immplementeed
`
`
`
`or woulld perform acceptablyy “in real wworld autommobile sceenarios” (PPaper 20 att 3).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Ex. 10222 at 28:24-29:22, 116:5-12, 116:24-117:33, 118:17-
`
`
`
`119:3.
`
`
`
`PPatent Ownner also criticizes thatt Dr. Toliyyat was nott familiar wwith the deetails
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of “prodduction vehhicles” succh as “the ttypical revvolutions peer minute oof an
`
`
`
`
`
`
`
`automottive windoow lift motor when it
`
`
`
`
`
`
`
`was operaating at its
`
`fastest clo
`
`
`
`sing speedd in
`
`
`
`early 19990s.” Papper 20 at 6,, 12. How
`
`
`
`
`
`ever, such
`
`
`
`details aree irrelevantt to the issuues
`
`
`
`
`
`
`
`
`
`
`
`
`
`here. AAs Dr. Ehsaani admitteed, experience in desiigning autoomotive suunroof or
`
`
`
`
`
`
`
`
`
`windoww lift systemm is not neeeded to unnderstand tthe ’612 paatent. Ex.
`
`
`
`
`
`
`
`
`
`
`
`
`
`1023 at 2882:8-
`
`
`
`22. Dr. Ehsani coould not annswer the saame questiions posedd to Dr. Tolliyat aboutt
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`these prroduction ddetails, andd criticizedd the questiions as irreelevant. Idd. at 287:6-
`
`ues
`
`- s
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`288:2, 2293:14-21, 297:7-2988:13. Dr. TToliyat is wwell-qualiffied to addrress the iss
`
`
`
`in this pproceedingg. He is an expert in ccontrol sysstems, suchh as those uused in
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`automottive vehiclles. See Exx. 1004. HHe is a distiinguished llecturer fo
`
`
`
`
`
`
`
`
`
`
`
`
`
`r the IEEEE
`
`
`
`Vehicullar Technoology Socieety and hass authored
`
`
`
`
`
`
`
`numerous
`
`
`
` journal paapers, receiived
`
`
`
`
`
`many grrants, and spoken at several semminars in thhis field. EEx. 1021, ¶¶¶ 8-9.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`II. CCLAIM COONSTRUCCTION
`
`
`
`
`
`
`
`AA.
`
`
`
`collision”
`“idenntifying a
`
`
`
`
`
`and “senssing of a ccollision” ((Claim 1)
`
`
`
`
`
`
`
`2
`
`
`
`
`IPR2014-00648
`
`
`
`
`Patent 8,217,612
`
`Patent Owner interprets “identifying a collision” and “sensing of a collision”
`
`to require two “distinct,” “concurrently” running algorithms. Paper 20 at 18-21.
`
`This contradicts the plain language of claim 1, which recites that “identifying a
`
`collision” is one of the steps involved in “sensing a collision”: “d) … said
`
`controller sensing a collision with an obstruction when power is applied to the
`
`controller by: … iii) identifying a collision of the window or panel with an
`
`obstacle ….” Ex. 1021, ¶¶ 16-18. Thus, “identifying” cannot require a distinct
`
`algorithm from “sensing” because this “identifying” step is part of the process of
`
`“sensing a collision” in element (d). Id.; Phillips v. AWH Corp., 415 F.3d 1303,
`
`1314 (Fed. Cir. 2005) (en banc) (“the context in which a term is used in the
`
`asserted claim can be highly instructive”).
`
`Nothing in the ’612 patent suggests “sensing” requires a specific algorithm
`
`or imposes any requirements on “identifying.” Id. The term “sensing” is used
`
`throughout the claims and specification in a relatively broad manner to refer not
`
`only to sensing obstacles but also to sensors for “sensing movement” (claim 1),
`
`current, optical data, pulses, and temperature. Ex. 1021, ¶¶ 15, 19 (citing Ex. 1001
`
`at, e.g., Abstract, 3:4-21, 4:4-5:18, 9:61-65, 10:64-11:20, 24:3-16). By contrast, no
`
`form of the verb “identify” is used in patent outside the claims. Ex. 1021, ¶ 19.
`
`Moreover, while Patent Owner associates “identifying” with hard
`
`obstruction detection and “sensing” with soft obstruction detection (Paper 20 at
`
`3
`
`
`
`
`IPR2014-00648
`
`20), the ’612 patent uses “sensing” to refer to both hard and soft obstruction
`
`
`
`Patent 8,217,612
`
`detection: “Disclosed is an improved system and method for sensing both hard
`
`and soft obstructions ….” Ex. 1001 at Abstract (emphasis added). The
`
`specification thus contradicts Patent Owner’s attempt to limit “sensing” to soft
`
`obstacle detection. The ’612 patent also discloses sensing a collision (i.e., “detect
`
`an obstruction”) using a single algorithm that involves identifying the obstruction
`
`(i.e., “an obstruction is ascertained”). Ex. 1001 at 15:16-25; Ex. 1021, ¶ 21.
`
`Furthermore, Dr. Ehsani conceded that his interpretation would exclude the general
`
`single algorithm for detecting hard and soft obstacles in the specification. Ex.
`
`1022 at 51:24-52:11. Patent Owner’s construction, which requires two algorithms,
`
`is also incorrect because it would exclude these embodiments. Ex. 1021, ¶ 21; see
`
`Broadcom Corp. v. Emulex Corp., 732 F.3d 1325, 1333 (Fed. Cir. 2013) (“This
`
`court has clarified that an interpretation which ‘excludes a [disclosed] embodiment
`
`from the scope of the claim is rarely, if ever, correct.’”) (citations omitted).
`
`Finally, Patent Owner’s position that “identifying” refers to hard obstruction
`
`detection while “sensing” refers to soft obstruction detection (Paper 20 at 20) also
`
`conflicts with its position during prosecution. Patent Owner identified disclosure
`
`of soft obstruction detection as support for both claim elements. Ex. 1002 at 148-
`
`49; Ex. 1021, ¶¶ 22-24. Accordingly, claim 1 should be construed according to its
`
`plain meaning, i.e., not to require more than one obstacle detection algorithm.
`
`4
`
`
`
`
`IPR2014-00648
`
`
`
`
`
`
`Paatent 8,2177,612
`
`
`
`B.
`
`
`
`
`
`r window orsing said wse to a sensin responsid motor i“deaactivate sai
`
`
`
`
`
`
`
`
`
`
`
`
`paneel has stopped movinng” (Claimm 6)
`
`
`
`At institutioon, the Boaard properlly construeed “deactivvate” as “anny of turniing
`
`
`
`
`
`
`
`
`
`
`
`
`
`B A
`
`
`
`off, remmoving powwer from, aand stoppinng the mot
`
`
`
`
`
`
`
`
`
`or.” Paperr 14 at 8. PPatent Ownner
`
`
`
`
`
`
`
`contendds that the tterm shoulld not be coonstrued, oor should bbe construeed as “not
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`active, uunmoving,, immobilee, inoperatiive.” Papeer 20 at 21--22. The BBoard’s
`
`
`
`
`
`
`
`construcction is connsistent wiith Dr. Tolliyat’s interrpretation
`
`
`
`
`
`
`
`
`
`
`
`and the dicctionary
`
`
`
`definitioon on whicch Patent OOwner reliees. Ex. 10221, ¶ 25; EEx. 2020 att 5. There
`
`
`
`
`
`
`
`
`
`
`
`
`
`is
`
`
`
`no reasoon that the Board shoould changge its constrruction.
`
`
`
`
`
`
`
`
`
`
`
`PPatent Ownner further proposes llimiting thee larger claaim phrasee “deactivaate
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`said mootor in respponse to a ssensing saiid window
`
`
`
`
`
`
`
`
`
`or panel hhas stoppedd moving”
`
`
`
`to
`
`
`
`deactivaating a motor in respoonse to an
`
`
`
`
`
`
`
`abrupt stooppage. PPaper 20 at
`
`
`
`44-46
`
`
`
`(emphasis added).. Patent O
`
`
`
`
`
`
`
`
`
`
`
`wner relies on “plainn meaning,,” but the pplain meanning
`
`
`
`
`
`of the “wwindow orr panel stoppped moviing” does nnot limit hoow quicklyy it had to
`
`
`
`
`
`
`
`
`
`
`
`
`
`stop
`
`
`
`movingg. Ex. 10211, ¶ 26; seee Johnson Worldwidee Associatees, Inc. v. ZZebco Corprp.,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`175 F.3d 985, 9899 (Fed. Cir. 1999) (“GGeneral de
`
`
`
`
`
`
`
`
`
`scriptive teerms will oordinarily bbe
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`given thheir full meeaning; moodifiers willl not be addded to brooad terms sstanding
`
`
`
`
`
`
`
`alone.”)). The termm “abrupt”” also does
`
`
`
`
`
`
`
`not appearr in the pattent. Ex. 11021, ¶ 26..
`
`
`
`
`
`
`
`
`
`Inn trying to distinguish the priorr art, Patennt Owner immplicitly a
`
`
`
`
`
`
`
`
`
`
`
`dds the
`
`
`
`requiremment of insstantaneouusly “sensiing said w
`
`
`
`
`
`
`
`
`
`indow or ppanel has sstopped
`
`
`
`
`
`movingg.” Paper 220 at 47 (Paatent Own
`
`
`
`
`
`
`
`er states “tthere is a ddelay of at
`
`
`
`least 0.1
`
`5
`
`
`
`
`
`
`
`
`
`
`second before Berrnard can ddetect an abbrupt stopppage … TTherefore, BBernard dooes
`
`
`
`
`
`
`
`
`
`
`
`not sensse an abruppt stoppagee of the wi
`
`
`
`ndow.”). HHowever,
`
`
`
`there is noo requiremeent
`
`
`
`
`
`in claimm 6 that thee “sensing”” occur insttantaneoussly, and Paatent Owneer’s expres
`
`
`
`
`
`
`
`
`
`
`
`
`
`s
`
`
`
`construcction does not even include thiss requiremment. Id. att 45-46. N
`
`
`
`
`
`
`
`
`
`
`
`
`
`claim 6 imposes aa time consstraint on hhow quicklly the detecction must
`
`
`
`
`
`
`
`
`
`
`
`othing in
`
`
`
`occur. Exx.
`
`
`
`1021, ¶¶¶ 28-29, 377. Therefoore, claim 66 should noot be interppreted to r
`
`
`
`
`
`
`
`
`
`
`
`
`
`equire
`
`improper
`
`
`
`instantaaneously seensing a stooppage, orr that the sttoppage occcur abrupttly.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`III. TTHE CHAALLENEGGED CLAIIMS ARE
` Grouund 1: Antticipation
`
`
`
`
`
`A.
`
`
`
`INVALIDD
`
`
`
`rd (Claimms 6-8)
`
`by Berna
`
`
`
`Patent Ownner’s sole aargument aagainst antiicipation reests on its
`
`
`
`
`
`
`
`
`
`A P
`
`
`
`stoppage bbe sensed iinstantaneoously. Papper
`
`
`
`
`
`IPR2014-00648
`
`
`
`Paatent 8,2177,612
`
`
`
`
`
`
`
`
`
`
`
`
`
`interpreetation requuiring that an abrupt
`
`
`
`
`
`
`
`
`
`20 at 444-47. Therre is no dis
`
`
`
`
`
`pute that BBernard sennsed an abbrupt stopp
`
`
`
`
`
`
`
`age, and thhus
`
`
`
`
`
`
`
`
`
`
`
`satisfiess Patent Owwner’s exppress constrruction. EEx. 1021, ¶¶¶ 35, 37. BBernard
`
`
`
`
`
`
`
`detectedd that the wwindow ab
`
`
`
`
`
`ruptly stoppped movinng by senssing the inccrease in
`
`
`
`
`
`
`
`
`
`motor ccurrent resuulting fromm the stall oof the motoor, and de--energizingg the motorr if a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`thresholld value was exceedeed, as Dr. EEhsani admmits. Id. att ¶ 32; Ex.
`
`
`
`
`
`
`
`
`
`
`
`1005 at 1:
`
`111-
`
`
`
`23; Ex. 2001, ¶¶ 1160-61 (“BBernard cann detect an
`
`
`
`
`
`
`
`
`
`
`
`
`
`abrupt stooppage of tthe windoww”).
`
`
`
`PPatent Ownner’s argumment is reallly that thee “delay off at least 0.
`
`
`
`
`
`
`
`
`
`
`
`1 second
`
`
`
`before BBernard caan detect ann abrupt stooppage of
`
`
`
`
`
`
`
`
`
`too longg because cclaim 6 shoould requirre sensing
`
`
`
`
`
`
`
`6
`
`
`
`
`the windoww” (Paper
`
`
`
`20 at 47) iis
`
`
`
`this stoppaage instanttaneously.
`
`
`
` Ex.
`
`
`
`4-00648
`IPR201
`
`36. As di
`1021, ¶
`
`
`
`
`scussed abbove, Patennt Owner’ss “instantanneous senssing”
`
`
`
`
`
`
`
`
`
`Paatent 8,2177,612
`
`
`
`
`
`requiremment in unsupported and shouldd be rejecteed.
`
`
`
`
`
`
`
`
`
`
`
`PPatent Ownner makes aa cursory aargument thhat Bernarrd is not ennabled (Papper
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`20 at 588-59) but faails to acknnowledge tthat there iis a presummption thatt a prior artt
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`referencce is enableed. In re AAntor Mediia, 689 F.33d 1282, 12287-88 (Feed. Cir. 20
`
`
`
`
`
`
`
`
`
`
`
`
`
`12);
`
`
`
`Amgen IInc. v. Hoeechst Mariion Rousseel, Inc., 3144 F.3d 131
`
`
`
`
`
`
`
`
`
`
`
`3, 1355 (FFed. Cir. 20003)
`
`
`
`
`
`(both ciited in Capptioncall L..L.C. v. Ultratec, Incc., IPR20133-00540, PPaper 78 (MMar.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`3, 2015)). Patent Owner proovides no bbasis for ovvercomingg this presuumption
`
`
`
`
`
`
`
`becausee Patent Owwner only ddisputes wwhether Berrnard woulld “actuallyy work in tthe
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`real worrld” (Paperr 20 at 59)
`
`
`
`, which is
`
`
`
`immateriall (and therre is no eviidence thatt the
`
`
`
`
`
`
`
`
`
`’612 paatent wouldd work anyy better (Exx. 1021, ¶ 880)). Impaax Labs. v.
`
`
`
`
`
`
`
`
`
`
`
`Aventis
`
`
`
`Pharmss., 468 F.3dd 1336, 13
`
`
`
`efficacy is
`83 (Fed. CCir. 2006) ((“proof of e
`
`
`
`
`
`
`
` not requirred
`
`
`
`for a priior art refeerence to bee enabling
`
`
`
`
`
`
`
`for purposses of anticcipation”).
`
`
`
`
`
` Dr. Toliyyat
`
`
`
`has explained thatt Bernard is enabled bbecause it
`
`
`
`
`
`
`
`
`
`describes hhow the coomponentss
`
`
`
`
`
`
`
`work toogether to ddetect an obbstacle usiing a detailled algorithhm. Ex. 1
`
`
`
`
`
`
`
`
`
`
`
`
`
`021, ¶¶ 388-40.
`
`B.
`
`
`
` Grouund 3: Ob
`
`viousness
`
`
`
`over Lammm, Itoh, aand Bernaard
`
`
`
`
`
`
`
`
`
`
`
`
`
`be combbined, the Board corrrectly noteed, “Both LLamm and
`
`
`
`
`
`Itoh are reeasonably
`
`
`
`pertinennt to the paarticular prroblem withh which thhe inventorr is involveed —
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`preventing pinchinng. Thus, they both wwould havve commennded themsselves to ann
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`7
`
`
`B R
`
`
`
`Rejecting PPatent Ownner’s pre-innstitution aargument thhat the refeerences cannnot
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2014-00648
`
`inventor’s attention in considering the problem addressed by claims 1 – 2 and 5 – 8
`
`Patent 8,217,612
`
`
`
`of the ’612 patent.” Paper 14 at 13; see also Ex. 1021, ¶ 43. Patent Owner fails to
`
`present a basis for departing from this conclusion. Patent Owner argues that Itoh
`
`and Bernard cannot be combined with Lamm on the basis that their obstruction
`
`detection algorithms use different variables than Lamm’s algorithm. Paper 20 at
`
`26-30. However, obviousness does not require that references use the same
`
`variables or be identical to permit direct substitution. Paper 14 at 13
`
`(“Obviousness does not require direct substitution”). “A person of ordinary skill is
`
`also a person of ordinary creativity, not an automaton.” KSR Intern. Co. v. Teleflex
`
`Inc., 550 U.S. 398, 420-421 (2007). Furthermore, Petitioner does not propose to
`
`fuse the respective algorithms but rather to take Lamm’s approach as a basis and
`
`add a few specific hardware improvements. Ex. 1021, ¶ 45.
`
`It would have been obvious to implement Bernard’s rocker switch,
`
`photosensors, programmable controller, and/or memory in Lamm’s apparatus. Id.
`
`at ¶ 46. Similarly, it would have been obvious to implement Itoh’s programmable
`
`memory for storing speed values in Lamm’s apparatus because Lamm also taught
`
`speed-based detection. Id. at ¶ 47. A person of ordinary skill, whom the parties
`
`agree would have had a B.S. and practical experience, would have been capable of
`
`incorporating these well-known components into Lamm’s apparatus. Id. at ¶ 48,
`
`Ex. 1003, ¶ 23; Ex. 2001, ¶ 36. Patent Owner does not contend that implementing
`
`8
`
`
`
`
`IPR2014-00648
`
`these components would have required more than ordinary skill or would have
`
`Patent 8,217,612
`
`
`
`been incompatible with Lamm’s operation. KSR, 550 U.S. at 416.
`
`Patent Owner cursorily argues that Lamm and Itoh are not enabled. Paper
`
`20 at 58. As stated above, Patent Owner ignores the presumption that the
`
`references are enabled, and fails to rebut the presumption. Instead, Patent Owner
`
`disputes how well Lamm and Itoh would work “in production vehicles,” but their
`
`efficacy is irrelevant. Impax, 468 F.3d at 1383. Furthermore, enablement is not
`
`even necessary for obviousness. Amgen, 314 F.3d at 1357 (“Under § 103,
`
`however, a reference need not be enabled; it qualifies as a prior art, regardless, for
`
`whatever is disclosed therein.”). In any event, Dr. Toliyat has explained that the
`
`references were enabling to those of ordinary skill, and the evidence cited by Dr.
`
`Ehsani only reinforces this. Ex. 1021, ¶¶ 49-52.
`
`(a)
`
`Independent Claim 1 and Dependent Claim 2
`
`Patent Owner does not dispute that the combination of Lamm, Itoh, and
`
`disclose all elements of claims 1-2 if a single obstacle detection algorithm can
`
`satisfy claim 1. Patent Owner’s primary argument against obviousness is that these
`
`references do not disclose two separate, concurrently running obstacle detection
`
`algorithms, as required by Patent Owner’s improper construction of the
`
`“identifying” and “sensing” limitations. Paper 20 at 22-26.
`
`Patent Owner’s contention that Lamm does not disclose use of two
`
`9
`
`
`
`
`IPR2014-00648
`
`concurrent algorithms is also incorrect. Ex. 1021, ¶ 54. Lamm disclosed
`
`
`
`Patent 8,217,612
`
`performing obstacle detection where “results of the multiple calculations of the
`
`derivatives running in parallel are each compared to a threshold value” to detect
`
`obstacles. Ex. 1008 at 2; see also Ex. 1021, ¶¶ 54-56. Lamm made clear that this
`
`approach would involve multiple algorithms running concurrently. Ex. 1008 at 2
`
`(“If more than one derivative is determined, then each result is compared to its own
`
`threshold value, wherein the threshold values can be different.”); see also Ex.
`
`1021, ¶ 57. Although Lamm disclosed concurrently running algorithms, Patent
`
`Owner contends that these algorithms do not satisfy claim 1 on the basis that they
`
`are “not independent.” Paper 20 at 24. Even assuming arguendo that claim 1
`
`requires two obstacle detection algorithms, there is no basis for requiring that these
`
`algorithms be entirely independent. Ex. 1021, ¶ 58.
`
`In addition, Lamm disclosed another algorithm that sensed obstructions by
`
`detecting when the minimum rotary speed of the motor fell below a pre-specified
`
`minimum speed. Ex. 1008 at 2, 4; Ex. 1021, ¶ 60. Dr. Ehsani dismisses this as
`
`“merely a fail-safe mechanism” that should not be considered an obstacle detection
`
`algorithm. Paper 20 at 25 (citing Ex. 2001, ¶ 96). This is incorrect. Lamm
`
`expressly teaches its use for obstacle detection to provide a “further increase in the
`
`operating reliability.” Ex. 1008 at 4 (“with this measure it is possible to detect a
`
`blocking of the drive or of the component at a point as early as the start of the
`
`10
`
`
`
`
`IPR2014-00648
`
`movement from the component resting position.”); Ex. 1021, ¶ 61.
`
`
`
`Patent 8,217,612
`
`(b) Dependent Claim 5
`
`Patent Owner’s main argument against obviousness is that Lamm, Itoh, and
`
`Bernard do not explicitly recite use of all immediate past measurements taken
`
`within a 40 ms interval. Response at 33-44. However, such express disclosure is
`
`not required. The claimed range is not patentable unless it produces some new and
`
`unexpected benefit that is different in kind. In re Huang, 100 F.3d 135, 139 (Fed.
`
`Cir. 1996) (“even though applicant’s modification results in great improvement
`
`and utility over the prior art, it may still not be patentable if the modification was
`
`within the capabilities of one skilled in the art, unless the claimed ranges ‘produce
`
`a new and unexpected result which is different in kind and not merely in degree
`
`from the results of the prior art.’”) (citation omitted). The Examiner applied this
`
`principle in rejecting a corresponding claim to a 40 ms interval during prosecution
`
`of the related ’802 patent, and the applicant did not respond on this point. Ex.
`
`1030 at 211-12; Ex. 1021, ¶ 67.
`
`There is no evidence that the 40 ms interval is critical. As the Board has
`
`recognized, the patent does not describe any particular advantage to using the 40
`
`ms time window. IPR2014-00416, Paper 12 at 17. Dr. Ehsani’s basis for
`
`concluding that 40 ms is desirable is that this is what is claimed; in other words, he
`
`relies on circular reasoning. Ex. 1022 at 86:8-22, 87:15-88:20.
`
`11
`
`
`
`
`IPR2014-00648
`
`
`
`
`Patent 8,217,612
`
`Furthermore, use of all immediate past measurements taken within a 40 ms
`
`interval would have been an obvious design choice. Ex. 1021, ¶¶ 65-71. Itoh
`
`disclosed that when measurements were taken at maximum speed (1.2 ms), 33
`
`measurements would be taken within 40 ms, as the Board has recognized.
`
`IPR2014-00416, Paper 12 at 17; Ex. 1021, ¶ 68; Ex. 1006 at 9:63-68. Dr. Ehsani
`
`agrees that Itoh would obtain 33 measurements in 40 ms. Ex. 2001, ¶ 147. Itoh
`
`leaves it as a design choice how many immediate past measurements are used. Ex.
`
`1006 at 9:63-68; Ex. 1021, ¶ 68; see also IPR2014-0016, Paper 12 at 17.
`
`It would have been obvious to use all the immediate past measurements
`
`taken within 40 ms to increase accuracy of obstruction detection. Ex. 1021, ¶ 69.
`
`Similarly, it would have been obvious to select the time window, e.g., 40 ms, based
`
`on the system requirements. Id., ¶ 70; see KSR, 550 U.S. at 421. For example, a
`
`person of ordinary skill could have implemented this time window by using a 40
`
`ms motor “time out,” where the controller would have deactivated the motor if no
`
`signal was received in 40 ms. Ex. 1021, ¶ 71. This was a well-known approach
`
`and would have ensured that all measurements were obtained within 40 ms. Id.
`
`(c)
`
`Independent Claim 6 and Dependent Claims 7-8
`
`Patent Owner argues against invalidity based on its incorrect interpretation
`
`requiring instantaneous detection of an abrupt stoppage. Even if Patent Owner’s
`
`express claim construction (which requires detecting an abrupt stoppage but not
`
`12
`
`
`
`
`IPR2014-00648
`
`
`
`Paatent 8,2177,612
`
`
`
`
`
`instantaaneous deteection) werre adoptedd, claims 6--8 would reemain obvvious. Lammm
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`detects an abrupt sstoppage bby detectingg “if the rootary speedd drops bellow [a]
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`minimuum speed,” where thee minimumm speed is sset at zero.
`
`
`
`
`
`1021, ¶¶¶ 73-75. AAs discusseed above, LLamm teacches that thhis is used
`
`
`
`
`
` Ex. 1008
`
` at 3; Ex.
`
`
`
`for obstaclle
`
`
`
`
`
`
`
`
`
`detectioon. Ex. 10008 at 4; Exx. 1021, ¶ 661.
`
`
`
`
`
`
`
`
`
`PPatent Ownner does noot genuinelly dispute tthat Lammm would deetect an abrrupt
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`stoppagge, but arguues that Laamm “woulld take a fiinite and poossibly siggnificant
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`amount of time” to detect thhe stoppagee. Paper 200 at 49. AAs explaine
`
`
`
`
`
`
`
`
`
`
`
`
`
`d in Sectioon
`
`
`
`III.B, neeither claimm 6 itself nnor Patent OOwner’s e
`
`
`
`
`
`
`
`
`
`xplicit connstruction rrequires
`
`
`
`
`
`instantaaneously seensing thatt a windoww or panel hhas stoppedd moving.
`
`
`
`
`
`
`
`
`
`
`
`
`
`over Duhhame and KKinzl
`
`C.
`
`
`
` Grouund 4: Ob
`
`viousness
`
`
`
`
`
`
`
`
`
`C P
`
`
`
`Patent Ownner states inn one senteence that DDuhame annd Kinzl caannot be
`
`
`
`
`
`
`
`
`
`combined (Paper 220 at 31, 5
`
`
`
`
`
`7), citing DDr. Ehsanii’s testimonny, which
`
`
`
`
`
`
`
`amounts too
`
`
`
`impermmissible incorporationn by referennce. 37 CFFR § 42.6((a)(3); Blacckberry Coorp.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`v. Mobiilemedia Iddeas LLC, IIPR2013-000016, Papper No. 32
`
`
`
`
`
`Regardlless, a persson of ordinnary skill wwould havve looked too Duhame
`
`
`
`
`
`
`
`
`
`
`
`
`
`at 21 (Febb. 25, 2014
`
`).
`
`
`
`and Kinzll
`
`
`
`becausee they addrressed the ssame probllem of obsstruction deetection. EEx. 1003, ¶¶
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`258; Exx. 1021, ¶ 881; In re CClay, 966 F.2d 656, 6559 (Fed. CCir. 1992).
`
`
`
`
`
`
`
`
`
`
`
`
`
`It was welll-
`
`
`
`known tthat obstaccle detectioon methodss can be immplementedd in variouus contextss,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`includinng motor vvehicles. EEx. 1021, ¶
`
`
`
`
`
`
`
`83; Ex. 10008 at 2. AA person o
`
`
`
`f ordinary
`
`13
`
`
`
`
`IPR2014-00648
`
`skill would have found it obvious to implement Duhame’s algorithm in a vehicle
`
`Patent 8,217,612
`
`
`
`window, and this would have been an obvious use of a known technique to
`
`improve a similar device in an expected way. Ex. 1021, ¶ 82; KSR, 550 U.S. at
`
`420-21. Again, Dr. Ehsani improperly focuses on how well a vehicle system based
`
`on Duhame would work and the UL standard for garage doors, which are
`
`irrelevant. Ex. 1021, ¶¶ 79-80 (discussing Ex. 2001, ¶¶ 110-20).
`
`Patent Owner does not contest that Duhame is enabled. While Patent Owner
`
`conclusorily contends that Kinzl lacks enablement (Paper 20 at 58-59), as
`
`previously discussed Patent Owner does not acknowledge the presumption of
`
`enablement or that enablement is unnecessary for obviousness. Amgen, 314 F.3d
`
`at 1355-57. Patent Owner focuses on how well Kinzl would work, but again
`
`efficacy is irrelevant. Impax, 468 F.3d at 1383. In any event, Kinzl is enabled, and
`
`the references cited by Dr. Ehsani reinforce this. Ex. 1021, ¶¶ 84-86.
`
`(a)
`
`Independent Claim 1 and Dependent Claim 2
`
`Patent Owner’s only argument against obviousness is premised on its
`
`incorrect claim construction requiring two distinct, concurrently running obstacle
`
`detection algorithms. Paper 20 at 30-31. Even under Patent Owner’s erroneous
`
`interpretation, the combination would have rendered the claims obvious. Duhame
`
`disclosed two independent, concurrently running obstacle detection algorithms:
`
`(1) one using the detected rate of change of speed (Ex. 1009 at 3:35-41; 24:5-29);
`
`14
`
`
`
`
`IPR2014-00648
`
`and (2) one using a time-out period (Id. at 19:61-20:7). Ex. 1021, ¶¶ 88-89. Patent
`
`Patent 8,217,612
`
`
`
`Owner has ignored Duhame’s second obstruction detection algorithm. Paper 20 at
`
`30-31; Ex. 1021, ¶ 89.
`
`(b)
`
`Independent Claim 6 and Dependent Claims 7-8
`
`Patent Owner’s only argument against obviousness is again is based on its
`
`express position that claim 6 requires an abrupt stoppage and implicit position that
`
`this abrupt stoppage must be sensed instantaneously. Even if Patent Owner’s
`
`express claim construction (Paper 20 at 45-46) were adopted, the combination still
`
`would have rendered the claims obvious.
`
`Duhame detected an abrupt stoppage of the window using a motor time-out
`
`period. Ex. 1009 at 19:61-20:7; Ex. 1003, ¶¶ 251-54; Ex. 1021, ¶ 93. While
`
`Patent Owner argues that Duhame cannot detect abrupt stoppage of the garage
`
`door due to its inertia and because the UL 325 standard only requires a garage door
`
`to reverse within 2 seconds upon detecting an abrupt stoppage (Paper 20 at 55),
`
`this merely amounts to arguing that it may take some time before the stoppage is
`
`detected. Ex. 1021, ¶ 94. This is irrelevant under both a proper construction and
`
`Patent Owner’s express construction, and therefore claims 6-8 would remain
`
`obvious. The Board should reject any instantaneous detection requirement.
`
`IV. CONCLUSION
`Claims 1-2 and 5-8 should be declared unpatentable and canceled.
`
`15
`
`
`
`
`IPR2014-00648
`
`
`
`
`
`Patent 8,217,612
`
`Dated: April 3, 2015
`
`Respectfully submitted,
`
`
`
`
`/Charles H. Sanders/
`Charles H. Sanders
`Reg. No.: 47,053
`
`
`
`
`
`IPR2014-00648
`
`
`
`
`Patent 8,217,612
`
`Appendix – List of Exhibits
`
`
`
`Exhibit
`No.
`Ex. 1001
`Ex. 1002
`Ex. 1003
`Ex. 1004
`
`Ex. 1005
`Ex. 1006
`Ex. 1007
`Ex. 1008
`
`Ex. 1009
`Ex. 1010
`Ex. 1011
`Ex. 1012
`
`Ex. 1013
`Ex. 1014
`Ex. 1015
`Ex. 1016
`
`Ex. 1017
`
`Ex. 1018
`
`Ex. 1019
`Ex. 1020
`Ex. 1021
`Ex. 1022
`Ex. 1023
`Ex. 1024
`
`Ex. 1025
`
`Description
`U.S. Patent No. 8,217,612 to Boisvert et al.
`Prosecution History of U.S. Patent No. 8,217,612
`Declaration of Hamid A. Toliyat, Ph.D.
`Appendix A to the Declaration of Hamid A. Toliyat, Ph.D.: Dr.
`Toliyat’s curriculum vitae.
`U.K. Published Patent Application GB 2 026 723 to Bernard et al.
`U.S. Patent No. 4,870,333 to Itoh et al.
`U.S. Patent No. 4,468,596 to Kinzl
`Translation of German Published Patent Application DE4000730A1
`to Lamm et al.
`U.S. Patent No. 5,218,282 to Duhame
`U.S. Patent No. 4,831,509 to Jones et al.
`49 CFR Part 571.118 (December 2, 1971)
`Safety Commission Publishes Final Rules for Garage Door Openers,
`U.S. Consumer Product Safety Commission (Dec. 3, 1992)
`U.S. Patent No. 5,334,876 to Washeleski et al.
`U.S. Patent No. 3,513,374 to Koment
`U.S. Patent No. 3,651,389 to Ito et al.
`Excerpt from Plaintiff UUSI, LLC, D/B/A Nartron’s Disclosure Of
`Asserted Claims and Infringement Contentions and Infringement
`Contentions Chart for the ’612 Patent (Feb. 18, 2014)
`German Published Patent Application DE4000730A1 to Lamm et
`al.
`Certification of Translation of German Published Patent Application
`DE4000730A1 to Lamm et al.
`U.S. Patent No. 6,064,165 to Boisvert et al.
`49 CFR Part 571.118 (April 16, 1991)
`Reply Declaration of Dr. Toliyat
`Transcript of the Deposition of Dr. Ehsani (March 13, 2015)
`Transcript of the Deposition of Dr. Ehsani (March 14, 2015)
`Exhibit 1 of the Deposition of Dr. Ehsani (March 13, 2015),
`handwritten notes by Dr. Ehsani
`Exhibit 2 of the Deposition of Dr. Ehsani (March 13, 2015),
`handwritten notes by Dr. Ehsani
`
`
`
`
`
`IPR2014-00648
`
`
`
`
`Patent 8,217,612
`
`Exhibit
`No.
`Ex. 1026
`
`Ex. 1027
`
`Ex. 1028
`
`Ex. 1029
`
`Ex. 1030
`
`
`Description
`Exhibit 3 of the Deposition of Dr. Ehsani (March 14, 2015),
`Patent Owner’s Preliminary Response in IPR2014-00649
`Exhibit 4 of the Deposition of Dr. Ehsani (March 14, 2015), excerpt
`of U.S. Patent 7,548,037 with handwritten notes by Dr. Ehsani
`Exhibit 5 of the Deposition of Dr. Ehsani (March 14, 2015),
`U.S. Patent 7,077,462 to De Gaillard
`Exhibit 6 of the Deposition of Dr. Ehsani (March 14, 2015),
`handwritten notes by Dr. Ehsani
`Prosecution History of U.S. Patent No. 7,579,802
`
`
`
`
`
`IPR2014-00648
`
`
`
`
`Patent 8,217,612
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies th