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`Valencia
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`Provino, Joseoh E.
`Broadhurst
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`Shaio et al.
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`OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)
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`Firsmamedmvemor
`
`December 16, 2011 .
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`mm ‘2:—
`noranmroster
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`Aventail Corp., “Managing Corporate Access to the lntemet,“ Aventail AutoSOCKS White Paper
`available at
`htt
`' lweb.archive.or l19970 20 0031waw.aventail.comleduc e/white a erfi mw.htm
`
`(1997). (Corporate Access, Aventail)
`
`-_ Aventail Corp., “VPN Server v2.0 Administration Guide,” (1997). (VPN, Aventail)
`-_Assurance Computer Systems (1997). (Goldschtag I, Onion Routing)
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`D57
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`IF
`.3
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`Microsoft Corp., Installing Configuring and Using PPTP with Microsoft Clients and Servers
`(1997). (Using PPTP. Microsoft Prior Art VPN Technology)
`
`
`Microsoft Corp., IP Security for Microsoft Windows NT Server 5.0 (1997) (printed from 1998 PDC
`.w DVD-ROM). (IP Security, Microsoft Prior Art VPN Technology)
`
`
`
`Microsoft Corp., Microsoft Windows NT Active Directory: An Introduction to the Next Generation
`Directory Services (1997) (printed from 1998 PDC DVD-ROM). (Directory, Microsoft Prior Art
`VPN Technology)
`
`Microsoft Corp., Routing and Remote Access Service for Windows NT Server New Opportunities
`
`
`Today and Looking Ahead (1997) (printed from 1998 PDC DVD-ROM). Routing, Microsoft Prior
`
`
`Art VPN Technology)
`.
`-
`Microsoft Corp., Understanding Point-to-Point Tunneling Protocol PPTP (1997) (printed from
`
`1998 PDC DVD-ROM). (Understanding PPTP, Microsoft Prior Art VPN Technology)
`
`J. Mark Smith et.al., Protecting a Private Network: The Alta Vista Firewall. Digital Technical
`
`Journal (1997). (Smith, AltaVista)
`Naganand Doraswamy Implementation of Virtual Private Networks (VPNs) with IPSecurity,
`<draft-ietf-ipsec-vpn-00.txt> (March 12, 1997). (Doraswamy)
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, lntemet Draft,
`(03/27/1997). (RFC 2543 lntemet Draft 2)
`Aventail Corp., “Aventail and Cybersafe to Provide Secure Authentication For lntemet and
`
`Intranet Communication," Press Release, April 3, 1997. (Secure Authentication, Aventail)
`
`
`D. Wagner. et al. “Analysis of the SSL 3.0 Protocol," (April 15, 1997). (Analysis, UNDERLYING
`SECURITY TECHNOLOGIES)
`Automotive Industry Action Group, “ANXO Certification Authority Service and Directory Service
`Definition for ANX Release 1," AIAG Telecommunications Project Team and Belicore (May 9,
`1997). (AIAG Definition, ANX)
`Automotive Industry Action Group, “ANXO Certification Process and ANX Registration Process
`Definition for ANX Release 1," AIAG Telecommunications Project Team and Belicore (May 9,
`1997). (AIAG Certification. ANX)
`Aventail Corp., “Aventail Announces the First VPN Solution to Assure Interoperability Across
`Emerging Security Protocols,” June 2, 1997. (First VPN, Aventail)
`Syverson, et al. “Private Web Browsing," Naval Research Laboratory, Center for High 8
`Assurance Computer Systems (June 2, 1997) (Syverson Onion Routing)
`Belicore, “Metrics, Criteria, and Measurement Technique Requirements for ANX Release 1,"
`AIAG Telecommunications Project Team and Belicore (June 16, 1997). (AIAG Requirements,
`ANX)
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`UUUU
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`68
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`\IO
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`U
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`71
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`072
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`D73
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`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, Internet Draft,
`(07/31/1997). (RFC 2543 lntemet Draft 3)
`R. Atkinson, "Key Exchange Delegation Record for the DNS,” Network Working Group, RFC
`2230 November 1997). (RFC 2230, KX Records)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, Internet Draft,
`(11/11/1997). (RFC 2543 lntemet Draft 4)
`1998 Microsoft Professional Developers Conference DVD ("1998 PDC DVD-ROM") (including
`screenshots captured there from and produced as MSFI’VX 00018827-00018832). (Conference,
`Microsoft Prior Art VPN Technology)
`
`- D74
`
`Microsoft Corp., Virtual Private Networking An Overview (1998) (printed from 1998 PDC DVD-
`
`
`ROM) (Overview, Microsoft Prior Art VPN Technology)
`
`ALL REFERENCES CONSIQEBJEORJEXCEPT WHERE LINED THROUGH.
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`/R.F./
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`INFORMATION DISCLOSURE
`STATEMENT BY APPL'CANT
`Use as man sheets as necessa
`(
`y
`'y)
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`Art Unit
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`Nererree-Foerer
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`1 1798.0008-00000
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`88
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`U‘1m
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`on\IO(D
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`D84
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`086
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`087
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`089
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`Microsoft Corp., Windows NT 5.0 Beta Has Public Premiere at Seattle Mini-Camp Seminar
`attendees get first look at the performance and capabilities of Windows NT 5.0 (1998) (available
`at http://www.microsoft.com/presspass/features/1998/10-19nt5mspxpftrue). (NT Beta, Microsoft
`Prior Art VPN Technology)
`‘What ”ports does SSL use” available at stasonorg/TULARC/security/ssl-taIk/3-4-What-ports-
`does-ssI-use.html (1998). (Ports, DNS SRV)
`Aventail Corp., “Aventail VPN V2.6 Includes Support for More Than Ten Authentication Methods
`Making Extranet VPN Development Secure and Simple,” Press Release, January 19, 1998.
`(VPN V2.6, Aventail)
`R. G. Moskowitz. "Network Address Translation Issues with lPsec," Internet Draft, Internet
`Engineering Task Force, February 6, 1998. (Moskowitz)
`H. Schulzrinne, et aI, "Internet Telephony Gateway Location," Proceedings of IEEE INfocom ‘98,
`The Conference on Computer Communications, Vol. 2 (March 29 - April 2, 1998). (Gateway,
`Schulzrinne)
`C. Huitema, 45 al. “Simple Gateway Control Protocol," Version 1.0 (May 5, 1998). (SGCP)
`DlSA “Secret Internet Protocol Router Network," SIPRNET Program Management Office
`(D3113) DISN Networks, DISN Transmission Services (May 8. 1998). DISA, SIPRNET)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, lntemet Draft,
`(05/14/1998). (RFC 2543 Internet Draft 5)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, Internet Draft,
`(06/17/1998). (RFC 2543 lntemet Draft 6)
`D. McDonald, et al. “PF_KEY Key Management API, Version 2," Network Working Group, RFC
`2367 (July 1998). (RFC 2367)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, Internet Draft,
`(07/16/1998). (RFC 2543 Internet Draft 7)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, Internet Draft,
`(08/07/1998). (RFC 2543 lntemet Draft 8)
`Microsoft Corp., Company Focuses on Quality and Customer Feedback (August 18, 1998).
`Focus, Microsoft Prior Art VPN Technology)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, lntemet Draft,
`(09/18/1998). (RFC 2543 lntemet Draft 9)
`Atkinson, et al. “Security Architecture for the Internet Protocol.” Network Working Group. RFC
`2401 (November 1998). (RFC 2401, UNDERLYING SECURITY TECHNOLOGIES)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, Internet Draft,
`(11/12/1998). (RFC 2543 lntemet Draft 10)
`‘
`Donald Eastlake, Domain Name System Security Extensions, IEI'F DNS Security Working
`Group (December 1998). (DNSSEC-7)
`M. Handley, H. Schulzrinne, E. Schooler, lntemet Engineering Task Force, Internet Draft,
`(12/15/1998). (RFC 2543 lntemet Draft 11)
`Aventail Corp., “Aventail Connect 3.1/2.6 Administrator's Guide," (1999). (Aventail Administrator
`3.1, Aventail)
`
`'
`
`.. “Aventail Connect 3.1/2.6 Users Guide," (1999). (Aventail User 3.1, Aventail)
`Aventail Corp., “Aventail ExtraWeb Sewer v3.2 Administrators Guide," (1999). (Aventail
`ExtraWeb 3.2. Aventail)
`Kaufman et aI, "Implementing lPsec," (Copyright 1999). (Implementing IPSEC, VPN
`REFERENCES)
`Network Solutions, Inc. "Enabling SSL,” NSI Registry (1999). (Enabling SSL, UNDERLYING
`SECURITY TECHNOLOGIES)
`Check Point Software Technologies Ltd. (1999) (Check Point. Checkpoint FW)
`Arnt Gulbrandsen & Paul Vixie, A DNS RH for specifying the location of services (DNS
`SFtV),<draft-ietf-dnsind-frc2052bis-02.txt> (January 1999). (Gulbrandsen 99, DNS SRV)
`C. Scott, et al. Virtual Private Networks, O'Reilly and Associates. Inc., 2nd ed. (Jan. 1999). Scott
`VPNs)
`
`ALL REFERENCES CONSIQEEEQ£XCEPT WHERE LINED THROUGH.
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`/R.F./
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`Re W'dfitelWfli’Q5/2
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
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`Complete if Kn -. ii
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`.
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`3
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`o -
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`I
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`—_e_
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`-—-_—_
`M. Handley, H. Schulzrinne, E. Schooler, Internet Engineering Task Force, Internet Draft,
`(01/15/1999). (RFC 2543 Internet Draft 12)
`Goldschlag, et al., “Onion Routing for Anonymous and Private Internet Connections,” Naval
`Research Laboratory, Center for High Assurance Computer Systems (January 28, 1999).
`(Goldschlag III, Onion Routing)
`H. Schulzrinne, “Internet Telephony: architecture and protocols — an IETF perspective,"
`Computer Networks. Vol. 31, No. 3 (February 1999). (Telephony, Schulzrinne)
`M. Handley, et al. “SIP: Session Initiation Protocol," Network Working Group, RFC 2543 and
`Internet Drafts (12/96-3/99). (Handley, RFC 2543)
`
`
`- 0105
`FreeS/WAN Project. Linux FreeS/WAN Compatibility Guide (March 4, 1999). (FreeSNVAN
` Compatibili Guide, FreeSNVAN)
`
`0106
`
`Telcordia Technologies, “ANX Release 1 Document Corrections," AIAG (May 11, 1999).
`(Telcordia, ANX)
`
` D107 ,-- <‘draft-eiti—cat-krb-dns-Iocate-oo.txt> (June 21, 1999). (Hornstein, DNS SRV) -
` Ken Hornstein 8r Jeffrey Altman, Distributing Kerberos K00 and Flea/m Information with DNS
`
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`D108
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`D109
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`D110
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`D113
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`D115
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`Bhattacharya, et al., "An LDAP Schema for Configuration and Administration of lPSec Based
`Virtual Private Networks VPNs)", IETF Internet Draft (October 1999). (Bhattcharya LDAP VPN)
`B. Patel, et al. “DHCP Configuration of IPSEC Tunnel Mode," IPSEC Working Group, Internet
`Draft 02 (10/15/1999). (Patel)
`Goncalves, et al. Check Point FireWall-i Administration Guide, McGraw~Hi|I Companies (2000).
`
`(Goncalves. Checkpoint FW)
`
`-- “Building a Microsoft VPN: A Comprehensive Collection of Microsoft Resources," FirstVPN, (Jan
`2000). (FirstVPN Microsoft)
`
`
`of services (DNS enV),
`Gulbrandsen, Vixie, & Esibov. A DNS FIR for specifying the location
`
`
`IETF RFC 2782 (February 2000). (RFC 2782. DNS SRV)
`MITRE Organization. “Technical Description,” Collaborative Operations in Joint Expeditionary
`Force Experiment (JEFX) 99 (February 2000). (MITRE, SIPRNET)
`H. Schulzrinne. et al. “Application-Layer Mobility Using SIP," Mobile Computing and
`Communications Review, Vol. 4, No. 3. pp. 47-57 (July 2000). (Application, SIP)
`Kindred et al, “Dynamic VPN Communities: Implementation and Experience," DARPA
`
`
`
`
`Information Survivability Conference and Exposition ll (June 2001). (DARPA, VPN SYSTEMS)
`_—
`_—
`D118_—
`0119_-
`Aventail Corp., “Aventail AutoSOCKS the Client Key to Network Security," Aventail Corporation
`White Paper. (Network Security, Aventail)
`Cindy Moran, “DISN Data Networks: Secret Internet Protocol Router Network (SIPRNet)."
`(Moran. SIPRNET)
`-
`Data Fellows F-Secure VPN+ (F-Secure VPN+)
`"Interim Operational Systems Doctrine for the Remote Access Security Program (RASP) Secret
`Dial-In Solution. (RASP, SIPRNET)
`Onion Routing. “Investigation of Route Selection Algorithms," available at http://www.onion-
`
`router.net/Archives/Route/index.html. (Route Selection, Onion Routing)
`Secure Computing, “Bullet-Proofing an Army Net," Washington Technology. (Secure, SIPRNET)
`SPARTA "Dynamic Virtual Private Network." (Sparta, VPN SYSTEMS)
`Standard Operation Procedure for Using the 1910 Secure Modems. (Standard, SIPRNET) —
`Publically available emails relating to FreeSANAN (MSFTVX00018833-MSFI'VX00019206). _
`
`D121
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`125
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`D127
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`(FreeSNVAN emails, FreeS/WAN)
`Kaufman et al., “Implementing IPsec," (Copyright 1999) (Implementing IPsec)
`Network Associates Gauntlet Firewall For Unix User's Guide Version 5.0 (1999). (Gauntlet
`User's Guide — Unix, Firewall Products)
`
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`
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`ALL REFERENCES CONSIQEflEggXCEPT WHERE LINED THROUGH.
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`/R.F./
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`Page 11 of 38
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`Application Number
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`INFORMATION DISCLOSURE
`
`
`STATEMENT BY APPLICANT
`
`
`I
`(Use as many sheets as necessary)
`
`
`
`
`“798-°°°8'°°°°°
`-—-— °°°ke‘ Numb“
`Network Associates Gauntlet Firewall For Windows NT Getting Started Guide Version 5.0 (1999)
`(Gauntlet Getting Started Guide — NT, Firewall Products)
`
`Network Associates Gauntlet Firewall For Unix Getting Started Guide Version 5.0 (1999)
`(Gauntlet Unix Getting Started Guide, Firewall Products)
`Network Associates Fla/ease Notes Gauntlet Firewall for Unix 5.0 (March 19, 1999) (Gauntlet
`Unix Release Notes, Firewall Products)
`.
`Network Associates Gauntlet Firewall For Windows NTAdministrator's Guide Version 5.0 (1999)
`(Gauntlet NT Administrator’s Guide, Firewall Products)
`
`Best Available Copy
`
`
`o — G ‘ '1
`
`emne Dee
`eeeewemeeee
`
`Ann." _s_
`Examiner Name
`Roland G. Foster
`
`
`
` Trusted Information Systems, Inc. Gauntlet Internet Firewall Firewall-to-Firewa/l Encryption
`
`Guide Version 3.1 (1996) (Gauntlet Firewall-to-Firewall, Firewall Products)
`Network Associates Gauntlet Firewall Global Virtual Private Network User’s Guide for Windows
`NT Version 5.0 (1999) (Gauntlet NT GVPN, GVPN)
`~Network Associates Gauntlet Firewall For UNIX Global Virtual Private Network User’s Guide
`Version 5.0 (1999) (Gauntlet Unix GVPN, GVPN)
`Dan Sterne Dynamic Virtual Private Networks (May 23, 2000) (Sterne DVPN, DVPN)
`
`
`
`.
`
`
`Darrell Kindred Dynamic Wrtual Private Networks (DVPN) (December 21. 1999) (Kindred DVPN. -
`
`DVPN)
`Dan Sterne et al. TIS Dynamic Security Perimeter Research Project Demonstration (March 9,
`1998) (Dynamic Security Perimeter, DVPN)
`
`Darrell Kindred Dynamic Virtual Private Networks Capability Description (January 5, 2000) (Kindred DVPN Capability, DVPN) 11
`
`October 7. and 28 1997 email from Domenic J. Turchi Jr. (SPARTA00001712-1714, 1808-1811)
`(Turchi DVPN email, DVPN)
`James Just 8r Dan Sterne Security Ouickstart Task Update (February 5, 1997) (Security
`Ouickstart, DVPN)
`Virtual Private Network Demonstration dated March 21. 1998 (SPARTA00001844-54) (DVPN
`Demonstration, DVPN)
`GTE Intemetworking & BBN Technologies DARPA Information Assurance Program Integrated
`Feasibili! Demonstration (IFD) 1.1 Plan (March 10, 1998) (IFD 1.1, DVPN)
`Microsott Corp. Windows NT Server Product Documentation: Administration Guide - Connection
`Point Services, available at
`http://www.microsoft.com/technet/archive/winntas/proddocs/inetconctservice/cpsopsmspx
`(Connection Point Services) (Although undated, this reference refers to the operation of prior art
`
`versions of Microsoft Windows. Accordingly, upon information and belief, this reference is prior
`
`art to the patents-in-suit.)
`
`Microsoft Corp. Windows NT Server Product Documentation: Administration Kit Guide -
`
`Connection Manager, available at
`.
`
`http://www.microsoft.com/technet/archive/winntas/proddocsfinetconctservice/cmakmspx
`
`(Connection Manager) (Although undated, this reference refers to the operation of prior art
`
`versions of Microsoft Windows such as Windows NT 4.0. Accordingly, upon information and
`belief. this reference is prior art to the patents-in-suit.)
`
`Microsoft Corp. Autodial Heuristics, available at http://support.microsoft.com/kb/1 64249 (Autodial
`
`Heuristics) (Although undated, this reference refers to the operation of prior art versions of
`
`
`Microsoft Windows such as Windows NT 4.0. Accordingly, upon information and belief, this
`reference is prior art to the patents-in-suit.)
`
`
`Microsoft Corp., Cariplo: Distributed Component Object Model, (1996) available at
`http://msdn2.microsoft.com/en-us/Iibraw/m5809332(printer).aspx (Cariplo I)
`
`
`Marc Levy, COM Internet Services (Apr. 23, 1999), available at http://msdnz.microsoft.comlen-
`
`
`us/Iibrary/m5809302(printer).aspx (Le
`)
`Markus Horstmann and Mary Kirtland, DCOM Architecture (July 23, 1997), available at
`http:/lmsdn2.microsoft.com/en-us/Iibrary/m5809311(printer).aspx (Horstmann)
`
`
`Microsoft Corp., DCOM: A Business Overview (Apr. 1997), available at
`http://msdn2.microsoft.com/en-us/Iibrary/ms809320(printer).aspx (DCOM Business Overview I)
`
`
`Microsoft Corp., DCOM Technical Overview (Nov. 1996), available at
`http://msdnz.microsoft.corn/en-us/Iibrary/ms809340(printer).aspx (DCOM Technical Overview I)
`ALL REFERENCES CONSIPa§6R§93§XCEPT WHERE LINED THROUGH.
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`0142
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`D144
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`(Use as many sheets as necessary)
`
`Complete if Knt95001856 - G ‘ I: 992
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`Anetteeten ~unner
`
`rtttne Date
`rtretNeneenventer
`
`Art urtt __
`Examiner Nente
`
`Microsoft Corp., DCOM Architecture White Paper (1998) available in PDC DVD—ROM (DCOM
`- 0154
`Architecture)
`
`- Microsoft Corp, DCOM — The Distributed Component Object Model, A Business Overview White
`
`
`
`Paper (Microsoft 1997) available in PDC DVD-ROM (DCOM Business Overview ll)
`Microsoft Corp., DCOM - Cariplo Home Banking Over The Internet White Paper Microsoft 1996)
`available in PDC DVD-ROM (Cariplo II)
`t
`Microsoft Corp., DCOM Solutions in Action White Paper (Microsoft 1996) available in PDC DVD-
`ROM (DCOM Solutions in Action)
`-
`Microsoft Corp., DCOM Technical Overview White Paper (Microsoft 1996) available 12 in PDC
`DVD-ROM (DCOM Technical Overview II)
`
`125. Scott Suhy & Glenn Wood, DNS and Microsoft WindoWs NT 4.0. (1996) available at
`http:l/msdn2.rnicrosoft.com/en-usllibrary/ms810277(printer).aspx (Suhy)
`126. Aaron Skonnard, Essential Winlnet313-423 (Addison Wesley Longman 1998) (Essential
`Winlnet)
`Microsoft Corp. Installing, Configuring, and Using PPTP with Microsoft Clients and Servers,
`(1998) available at http:l/msdn2.microsoft.com/enus/Iibrary/ms81 1078(printer).aspx (Using
`
`PPTP)
`.
`Microsoft Corp., Internet Connection Services for MS RAS, Standard Edition,
`
`http:l/www.microsoft.com/techneUarchive/winntas/proddocsfinetconctservice/bcgstartmspx
`(Internet Connection Services I)
`Microsoft Corp., Internet Connection Services for RAS. Commercial Edition. available at
`http:l/www.microsoft.com/technet/archive/winntas/proddocs/inetconctservice/bcgstrtc.mspx
`(Internet Connection Services ll)
`Microsoft Corp., Internet Explorer 5 Corporate Deployment Guide — Appendix B: Enabling
`Connections with the Connection Manager Administration Kit, available at
`htth/www.microsoft.com/technet/prodtechnolfie/deploy/deployslappendb.mspx (IE5 Corporate
`Development)
`Mark Minasi, Mastering Windows NT Server4 1359-1442 (61h ed, January 15, 1999) (Mastering
`Windows NT Sewer)
`Hands On, Self-Paced Training for Supporting Version 4.0 371-473 (Microsoft Press 1998)
`(Hands On)
`Microsoft Corp., MS Point-to-Point Tunneling Protocol (Windows NT 4.0), available at
`http:l/www.microsoft.com/technet/archive/winntas/maintain/featusability/pptpwp3.mspx (MS
`PPTP)
`Kenneth Gregg, et al., Microsoft Windows NT Server Administrator's Bible 173-206, 883-911.
`974