throbber
(12) United States Patent
`Sampalis
`
`(10) Patent N0.:
`(45) Date of Patent:
`
`US 8,030,348 B2
`Oct. 4, 2011
`
`1JS008030348B2
`
`(54) NATURAL MARINE SOURCE
`PHOSPHOLIPIDS COMPRISING
`POLYUNSATURATED FATTY ACIDS AND
`THEIR APPLICATIONS
`
`(75)
`
`Inventor: Fotini Sampalis, Laval (CA)
`
`(73) Assignee: Neptune Technologies &
`Bioressources, Inc., Laval (CA)
`
`( * ) Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. l54(b) by 871 days.
`
`(21) Appl. No.:
`
`10/485,094
`
`(22) PCT Filed:
`
`Jul. 29, 2002
`
`PCT No.:
`
`(86)
`
`PCT/CA02/01185
`
`§ 371 (C)(1),
`(2), (4) Date:
`
`Jul. 13, 2004
`
`(87) PCT Pub. No.: WO03/011873
`
`PCT Pub. Date: Feb. 13, 2003
`
`(65)
`
`Prior Publication Data
`
`US 2004/0234587 A1
`
`Nov. 25, 2004
`
`Related U.S. Application Data
`
`Provisional application No. 60/307,842, filed on Jul.
`27, 2001.
`
`Int. Cl.
`
`(2006.01)
`A61K 31/215
`(2006.01)
`A61K 31/661
`U.S. Cl.
`........................................ .. 514/506; 514/75
`Field of Classification Search ...................... .. None
`
`See application file for complete search history.
`
`References Cited
`
`(60)
`
`(51)
`
`(52)
`(58)
`
`(56)
`
`U.S. PATENT DOCUMENTS
`2003/0083238 A1*
`5/2003 Toda et al.
`...................... .. 514/9
`
`EP
`W0
`W0
`W0
`
`FOREIGN PATENT DOCUMENTS
`0 609 078 A1
`8/1994
`W0 92 21335 A
`12/1992
`W0 97 39759 A
`10/1997
`W0 00 23546 A
`4/2000
`
`OTHER PUBLICATIONS
`
`2-(3,4-
`“4H-1-Benzopyran-4-one,
`ACS Chemical Registry,
`dihydroxyphenyl)-6,8-di-[3-D-glucopyranosyl-5,7-dihydroxy-,
`”,
`Nov. 16, 1984, 1 page.*
`Aureli , M. et al. Aging brain: effect ofacetyl L-carnitine treatment on
`rat brain energy and pho spholipid metabolism. A study by 3 1P and 1H
`NMR spectroscopy. Brain Research. 1990; 526(1): 108-112.
`Barak, Y. et al. Inositol treatment of Alzheimer’s disease : a double
`blind,
`cross-over
`placebo
`controlled
`trial.
`Prog.
`Neuropsychopharmacol. Biol. Psychiatry 1996; 20: 729-735.
`Bast, A. et al. Interlay between lipoic acid and glutathione in the
`protection against microsomal lipid peroxidation. Biochem. Biophys.
`Acta. 1988; 963: 558-561.
`
`000001
`
`Bell, M.V. et al. Molecular Species Composition ofthe Maj or Diacyl
`Glyceropho spholipids from Muscle, Liver, Retina and Brain of Cod
`(Gadus morhua). Lipids 1991: 26(8): 563-73.
`Benjamin, J. et al. Double-blind, placebo-controlled, crossover trial
`of inositol treatment for panic disorders. Am. .1. Psychiatry 1995; 15:
`1084-1086.
`Birchall, J. et al. Aluminum, chemical physiology, and Alzheimer’s
`disease. Lancet 1988; 29:1008-1010.
`Caprioli, A. et al. Age-dependent deficits in radial maze performance
`in the rats: effect of chronic treatment with acetyl L-carnitine. Prog.
`In Neuropsychopharmacol. Biol. Psychiatr. 1990; 14(3): 3 59-369.
`Cheng, D. et al. A novel promising acetylcholinesterase inhibitor.
`Neuroreport 1996; 8: 97-101.
`Devasagayam, T.P. et al., Prevention of Singlet Oxygen-Induced
`DNA Damage by Lipoate. Chemical Biological Interactions 1993;
`86 : 79-92.
`Ghirardi, O. et al. Effects of acetyl L-carnitine chronic treatment on
`discrimination models in aged rats. Pysiol. Behav. 1988; 44(6): 769-
`773.
`Gill, D.L. et al. Calcium signalling mechanisms in endoplasmic
`reticulum activated by inositol 1, 4, 5 triphosphate and GTP. Cell
`Calcium 1989; 10: 363-374.
`Henderson, R.J. et al. Lipid Composition fo the Pineal Organ from
`Rainbow Trout (Oncorhynchus mykiss). Lipids 1994; 29(5): 311-17.
`Hosokawa, M. et al., Conversion to Docosahexaenoic Acid-Contain-
`ing Phosphatidylserine from Squid Skin Lecithin by Phospholipase
`D-Mediated Transphosphataidylation. Journal ofAgricultural and
`Food Chemistry 20000; 48(10): 4550-54.
`Imperato. A. et al. L-carnitine enhances acetylcholine release in the
`striatum and hippocampus of
`awake
`freely moving rats.
`Neuroscience Letters. 1989: 107(1-3): 251-255.
`Kagan, V.E. et al. Dihydrolipoic acid: A universal antioxidant bot11 in
`the membrane and in the aqueous phase. Biochem. Pharmacol. 1992;
`44: 1637-1649.
`Kawakami, Y. et al. The rationale for E2020 as a potent
`acetylcholinesterase inhibitor. Bioorg. Med Chem. 1996; 4: 1429-
`1446.
`Kitamura, H. et al. Inhibition of myo-inositol transport causes acute
`renal failure wit11 selective medullary injury in the rat. Kidney Int.
`1998; 53: 146-153.
`Knopman, D. et al. Long term tacrine (Cognex) treatment: effects on
`nursing home placement and mortality, tacrine study group. Neurol-
`ogy 1996; 47: 166-167.
`Levine, J. et al. Double-blind, controlled trial of inositol treatment of
`depression. Am. .1. Psychiatry 1995; 152: 792-794 (Abstract Only).
`Levine, J. et al. Inositol treatment raises CSF inositol levels. Brain
`Research 1993; 627 : 168-169.
`inositol
`Levine,
`J. Controlled trials of
`Neuropsychopharmacol. 1997; 7: 147-155.
`Colodny, L. et al. Altern. Med Rev. 1998; 3(6): 432-447.
`Mohr, E. et al. Treatment of Alzheimer’s disease wit11 sabeluzole :
`functional and structural correlates. Clin. Neuropharmacol. 1997;
`20: 338-345 (Abstract Only).
`Paradies, G. et al. Carnitine-acylcarnitine translocase activity in car-
`diac mitochondria from aged rats: the effect of acetyl-L-carnitine.
`Mech. ofAging andDevelop. 1995; 84(2): 103-112.
`Parthasarathy, L. et al. Biochemical and molecular properties of
`lithium-scnsitivc myo-inositol monophosphatasc. Life Sci. 1994; 54:
`1 127-1142.
`
`in psychiatry. Eur.
`
`(Continued)
`
`Primary Examiner — James Anderson
`Assistant Examiner — Gregg Polansky
`
`(57)
`
`ABSTRACT
`
`A phospholipid extract from a marine or aquatic biomass
`possesses therapeutic properties. The phospholipid extract
`comprises a variety of phospholipids, fatty acid, metals and a
`novel fiavonoid.
`
`21 Claims, 4 Drawing Sheets
`
`Petition for Inter Partes Review
`Of US. Patent 8,278,351
`Exhibit
`
`ENZYMOTEC - 1069
`
`000001
`
`

`
`US 8,030,348 B2
`Page 2
`
`OTHER PUBLICATIONS
`
`Rogers, S. et al. The efficacy and safety of donepezil in patients with
`Alzheimer’s disease:
`results of a US multicentre, randomized,
`double-blind, placebo-controlled trial. The donepezil study group.
`Dementia 1996; 7: 293-303 (Abstract Only).
`Schneider, L. et al. Potential role for estrogen replacement in the
`treatment ofAlzheimer’s dementia.Am. J'. Med. 1997; 103: 46S-50S.
`Seidman, M. Polyunsaturated Phosphatidylcholine in NT FactorTM
`Improves Mitochondrial Function, Auditory Sensitivity and May
`Slow Some Aspects of the Aging Processes. Anti—Aging Medical
`News, Winter 2001.
`
`Suzuki, Y]. et al. Aipha-lipoic acid is a potent inhibitor of NFKb
`activation in human Tcells. Biochem. Biophys. Res. Commun. 1992;
`189: 1709-1715 (Abstract Only).
`Van Dyck, C. et al. The acetylcholine releaser linopiridine increases
`pariental regional cerebral blood flow in Alzheimer’s disease.
`Psychopharmacology 1997; 132: 217-226.
`Wiegand, R. et al. Phospholipid Molecular Species of Frog Rod
`Outer Segment Membranes. Exp. Eye Res. 1983; 37(2): 159-73.
`
`* cited by examiner
`
`000002
`
`000002
`
`

`
`U.S. Patent
`
`Oct. 4, 2011
`
`Sheet 1 of4
`
`US 8,030,348 B2
`
`8.00
`
`6.00
`
`2.00
`
`.
`.
`.
`.
`.
`.
`.
`,
`.
`.
`_.,,,_,__,,,,__,_‘_,_,- _,_......................................... ....,!.....................-
`
`0.00
`1.00
`2.00
`3.00
`4.00
`
`x 101 MINUTES
`
`Fig. 1
`
`000003
`
`000003
`
`

`
`U.S. Patent
`
`Oct. 4, 2011
`
`Sheet 2 of4
`
`US 8,030,348 B2
`
`Fig.2
`
`0
`
`000004
`
`000004
`
`

`
`U.S. Patent
`
`Oct. 4, 2011
`
`Sheet 3 of4
`
`US 8,030,348 B2
`
`Fig.3
`
`% 4
`
`000005
`
`000005
`
`

`
`U.S. Patent
`
`Oct. 4, 2011
`
`Sheet 4 of4
`
`US 8,030,348 B2
`
`asaa¢amm=9”emuac“am_ca.am.=._.
`.1...“3....__:.__.::._3.“_///r//\.293amgm:5mmmmflan.E/3/ammm“on
`..........
`.N=_=$=._Am
`
`.as;____..m.m._>8=_EaS=_m.m.sm_..__..m.m.__>=2___.§E_..£___._~.m_.~.u=a.v.=E>aa~=mm._w+—_.mWE2%....
`
`.3
`
`.,._$\.\E/m_3msmmmk\N\.2.
`
`5...asan.2amaman3.4?=2I~_.!..I..4.4..
`
`;.f_43..33..wwa,
`anmm.3.\8
`
`2
`
`EE.mm
`
`QWMI/us83$
`h=N\.~an
`
`000006
`
`
`
` 522....§s___$§_.u.a.mm:«=25=>xE_:E_:§.~.m..¢..£>mo=m::_au=§m.m.w6._c3.EEm=£.n.m..w..m.§2.E..u=§_..m.m.226:G____s._.___ss=_3._=-$=.
`
`
`
`
`Esmzauua_.._=_§
`
`§.§__a_3.w.m.___....=_....a
`
`.Nave.HEemi$3HEm;
`
`m.mm-§m._..m_.
`
`=52H32.22
`
`000006
`
`
`
`

`
`US 8,030,348 B2
`
`1
`NATURAL MARINE SOURCE
`PHOSPHOLIPIDS COMPRISING
`POLYUNSATURATED FATTY ACIDS AND
`THEIR APPLICATIONS
`
`CROSS-REFERENCE TO RELATED
`APPLICATION
`
`This application is the 371 National Phase of International
`Application No. PCT/CA02/01185, filed Jul. 29, 2002, which
`was published in English under PCT Article 21(2) as Inter-
`national Publication No. WO 03/011873. This application
`further claims the benefit of priority under 35 U.S.C. §1l9(e)
`of U.S. provisional application 60/307,842 filed, Jul. 27,
`2001. Each of the foregoing applications and the foregoing
`publication is hereby incorporated herein by reference in its
`entirety.
`
`FIELD OF THE INVENTION
`
`The present invention is directed to nutraceutical, pharma-
`ceutical or cosmetic compositions, particularly to phospho-
`lipid compositions derived from natural marine or aquatic
`sources.
`
`BACKGROUND OF THE INVENTION
`
`WO 92/21335 published on Dec. 10, 1992 and correspond-
`ing U.S. Pat. No. 5,434,183 issued on Jul. 18, 1995 describes
`a phospholipid emulsion derived from marine and/or syn-
`thetic origin comprising polyunsaturated fatty acids and hav-
`ing anti-inflammatory and immunosuppressive effects and
`which promotes-normal brain or retinal development and
`function. U.S. Pat. No. 5,434,183 does not disclose the pres-
`ence of flavonoids or nervonic acid (a mono -unsaturated fatty
`acid) in the composition.
`JP 2215351, published on Aug. 28, 1990, discloses a
`method for extracting and purifying phospholipids from fresh
`krill. Krill is lyophilized and then extracted with ethanol to
`produce an extract which is fractionated by absorption col-
`umn chromatography to produce high purity phosphatidyl
`choline and phosphatidyl ethanolamine. There is no disclo-
`sure of a composition comprising a flavonoid or nervonic
`acid.
`
`WO 00/23546, published onApr. 27, 2000, discloses meth-
`ods for extracting lipid fractions fro1n marine and aquatic
`animal material by acetone extractions. The resulting non-
`soluble and particulate fraction is further solvent extracted
`witl1 ethanol or ethylacetate to achieve further lipid extrac-
`tions.
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`2
`
`Hosokawa et al. (35), published in 2000, discloses the
`conversion of docosahexanoic acid containing phosphatidyl-
`cholines (DHA-PC) from squid skin lecithin to docosahex-
`anoic acid containing phosphadylserines (DHA-PS) via
`transphosphatidylation with phospholipase D (PLD).
`According to Table 2 of this reference, the fatty acid compo-
`sition of the phospholipid includes important portions of
`eicosapentanoic acid. There is no disclosure concerning any
`pharmaceutical, nutraceutical, or cosmetic use of a composi-
`tion comprising a flavonoid.
`
`Henderson et al. (36), published in 1994, discloses lipid
`compositions ofthe pineal organ from rainbow trout compris-
`ing phospholipids.According to Table 4 ofthis reference, said
`phospholipids contain fatty acids corresponding to eicosap-
`entanoic and docosahexanoic acid. Similarly, Bell et al. (37),
`published in 1991, discloses ph6spholipid compositions
`derived from different organs of cod. Moreover, Wiegand et
`al. (38), published in 1983, discloses polyene derivatives of
`phosphatidylcholine as phospholipid molecular species of
`frog receptor membranes. However, there is no disclosure in
`any of these references concerning any pharmaceutical,
`nutraceutical, or cosmetic use of a composition comprising a
`flavonoid.
`
`WO 97/39759, published on Oct. 30, 1997, discloses u)-3
`fatty acids and 00-3 phosphatidylcholinc in thc trcatmcnt of
`bipolar disorder. The preferred u)-3 phosphatidylcholine
`derivatives comprise eicosapentanoic and/or docosahexanoic
`acid. However, there is no disclosure concerning any phar-
`maceutical, nutraceutical, or cosmetic use of phospholipids
`beyond the treatment of bipolar disorder or the use of a
`composition comprising a flavonoid.
`
`EP 0609078 A1, published on Mar. 8, 1994, discloses a
`phospolipid comprising two different unsaturated fatty acids,
`wherein a preferred phospholipid contains both eicosapen-
`tanoic and docosahexanoic acid. Furthermore, the phospho-
`lipid can be used in the preparation of foods, skin care prepa-
`rations, or pharmaceutical agent. However,
`there is no
`disclosure concerning any pharmaceutical, nutraceutical, or
`cosmetic use of a composition comprising a flavonoid.
`
`SUMMARY OF THE INVENTION
`
`In one aspect, the invention provides novel phospholipids,
`wherein the two fatty acids chains of the phospholipid are
`occupied by eicosapentanoic acid (EPA) and docosahexanoic
`acid (DHA) simultaneously, within the sa1ne molecule, i.e.: a
`phospholipid of the general formula (I):
`
`
`
`000007
`
`000007
`
`

`
`US 8,030,348 B2
`
`3
`wherein X represents a moiety normally found in a phospho-
`lipid.
`According to a further aspect ofthe present invention there
`is provided a composition, comprising:
`(a) a phospholipid of the general formula (I),
`
`4
`
`There is also provided a composition comprising the above
`noted phospholipid and flavonoid derived from a marine or
`aquatic biomass. The composition and the components are
`useful in the prevention or treatment of a variety of disease
`states and for the aesthetic enhancement of an animal, includ-
`
`
`
`(1)
`
`wherein X is —CH2CH2NH3, —CH2CH2N(CH3)3 or
`OH
`
`OH
`
`HO
`
`, and
`
`OH
`
`(b) a flavonoid of the general formula (II),
`
`20
`
`25
`
`(11)
`
`30
`
`ing human, body. Commercial packages containing the com-
`position are also within the invention.
`The novel phospholipids and the novel flavonoid com-
`pound are derived from an extract from a marine or aquatic
`biomass.
`There is also provided a phospholipid extract comprising
`the above noted phospholipids and flavonoid compound
`derived from a marine or aquatic biomass. The extract and the
`components are useful in the prevention or treatment of a
`variety of disease states and for the aesthetic enhancement of
`an animal, including human, body. Pharmaceutical, nutraceu-
`tical and cosmetic compositions containing the extract and
`uses thereof are also within the invention, as are commercial
`packages contain the compositions of the invention.
`
`DETAILED DESCRIPTION OF THE INVENTION
`
`1. Phospholipids
`
`35
`
`40
`
`45
`
`Phospholipids are complex lipids containing phosphorus.
`The phosphatides, known as phospholipids, are usually
`divided into groups on the basis of compounds from which
`they are derived. In addition to two chains of fatty acids they
`contain phosphoric acid, glycerol and nitrogenous bases such
`as choline. Important phospholipids are phosphatidylcholine
`(PC), phosphatidylethanolamine (PE) and phosphatidyli-
`nositol (PI). Their nature as arnphophilic molecules provides
`them with unique physicochemical properties. Their function
`as the principle components of cell membranes makes phos-
`pholipids essential for all vital cell processes. They are wide
`spread as secretory and structural components of the body
`and can mimic or enhance natural physiological process.
`
`
`
`In a further aspect, the invention provides a novel flavonoid
`compound (II):
`
`50
`
`(11)
`
`
`
`55
`
`60
`
`65
`
`000008
`
`if
`H2C—O—C—R1
`(lf
`I
`CH3
`R2—C—O—CH
`0
`/
`I
`ll
`H2C—O—P—O—CH2—CH2—N—CH3
`
`0-
`
`CH3
`
`Phosphatidylcholine—common structure
`R1 and R2 are fatty acid residues, different for each
`molecular species
`
`if
`H2C—O—C—R1
`cfi
`I
`R2—C—O—CH
`o
`
`H2C—O—P—O—CH2—CH2—NH3
`
`O.
`
`Phosphatidylethanolamine—common structure
`
`000008
`
`

`
`US 8,030,348 B2
`
`5
`R1 and R2 are fatty acid residues, diffecular for each
`molecular species
`
`ll
`IfiC——O——C——R
`fi
`I
`m——C——O——cH
`fi
`H2C—O—P—O
`I
`O
`
`OH
`
`OH
`
`HO
`
`IOH
`
`OH
`
`Phosphatidylinositol—common structure
`R1 and R2 are fatty acid residues, different for each
`molecular species
`Phospholipid production may be either synthetic or
`through extraction from natural tissues. The chief source of
`commercial natural pho spholipids are soybean, egg yolk and
`cows (brain and liver). Since an individual phospholipid may
`contain a variety of fatty acid residues, it may be described as
`pure only with this limitation in mind. Naturally occurring
`essential polyunsaturated fatty acids can contribute to the
`activation of cellular metabolism. The main fatty acid found
`in phospholipidproducts is linoleic acid (Cl 8:2n6), present in
`soybean at more than 65%. The longest chain polyunsatu-
`rated fatty acids found in commercially available phospho-
`lipids either as preparations or individually are 20:4 among
`the eicosanoids, known as arachidonic acid, and 22:6 known
`as docosahexanoic acid.
`Arachidomc acid is a fatty acid that is found as part of
`phospholipid membranes, generally as part of phosphatidyl-
`choline and phosphatidylinositol. Adverse cellular stimuli
`will activate enzymes (phospholipase) that cleave arachi-
`donic acid from the phospholipid backbone in the cell mem-
`brane. Arachidonic acid, which serves as the precursor for
`prostaglandins and prostacyclin (PGs, PGI2) and thrombox-
`ane (TXs), can then be metabolized by one of two major
`pathways: the cyclooxygenase (COX) pathway or the lipoxy-
`genase pathway. The COX pathway products, PGG2 and
`PGH2, can then be acted upon by thromboxane synthase (in
`platelets) or prostacyclin synthase (in endothelium) to form
`TXs or PGI2, respectively. Arachidonic acid can also be acted
`upon by 5-lipoxygenase, primarily in leukocytes, to form
`leukotrienes (LTs). One or more of these metabolites can
`mediate all the signs and symptoms associated with arachi-
`donic acid, i.e. inflammatory disease and pain.
`Platelets, leukocytes, smooth muscle, and endothelium can
`produce vasoactive substances, products of arachidonic acid
`metabolsim such as prostaglandins (PGs), prostacyclin
`(PGI2), leukotrienes (LTs), and thromboxanes (TXs). These
`substances can either act as vasodilators or as vasoconstric-
`
`tors. PGI2 is essential in vascular function since it inhibits
`platelet adhesion to the vascular endothelium and has signifi-
`cant vasodilatation qualities. Damaged endothelial cells can-
`not produce PGI2, making the vessel more susceptible to
`thrombosis and vasospasm. Thromboxanes and leukotrienes
`serve a vascular function during inflammation, generally pro-
`ducing vasoconstriction. Prostaglandins have a vascular role
`during inflammation, and also play a more subtle role in
`normal flow regulation, most notably as modulators of other
`control mechanisms. Prostaglandins have both vasoconstric-
`tor and vasodilator activities. Leukotrienes and prostaglan-
`
`000009
`
`6
`dins can also increase the endothelial membrane permeability
`thus promoting edema during inflammation. Arachidonic
`acid is naturally present in most phospholipid mixtures or
`emulsions available today.
`Nervonic acid (C24:l) is also called selacholeic acid or
`tertracosenic acid. Nervonic acid is the predominant nutrient
`of white matter in glucoside, which is quantitatively con-
`tained in nerve tissue and white matter. The absence of ner-
`
`vonic acid may result in cerebral lesion, fatigue, hypody-
`namia, amentia, and senile dementia. Nervonic acid,
`tertracosenic acid in another name, is monounsaturated, non-
`oxidable/decomposed and absorptive. It is called a rare tonic
`as it is rare existent in nature. It may be obtained in small
`quantities by extracting from cerebral chrondriosome. There-
`fore, the substantance is far below the demand ofhumanbody.
`In foreign countries, nervonic acid mainly comes from shark
`brain and oil.
`
`1 .1 Phosphatidylinositol Clinical Applications
`Recent advances in nutritional and biochemical research
`
`have documented inositol as an important dietary and cellular
`constituent. Functions of phosphatidylinositol in biological
`membranes include the regulation of cellular responses to
`external stimuli and/or nerve transmission as well as the
`
`mediation of enzyme activity through interactions with vari-
`ous specific proteins (1).
`Inositol has been identified as an important dietary and
`cellular constituent. Biochemical functions:
`
`a. Regulation of cellular responses to external stimuli
`b. mediation of enzyme activity.
`Phosphoinositide composition of the central nervous sys-
`tem cell membranes are fatty-acid enriched and consist pri-
`marily of phosphatidylinositol (PI), phosphatidylinositol-4-
`phosphate (PIP), and phosphatidylinositol-4,5-biphosphate
`(PIP2). Once the membrane is stimulated, phospholipase C is
`activated and consequently inositol triphosphate along with
`diacylglycerol is produced. PI is used as a precursor for phos-
`phatidylinositol-3 -phosphate and 3,4,5-triphosphate (2).
`Active transport carriers, calcium pumps in the cell mem-
`brane itself, and in the endoplasmic reticulum, keep cytoplas-
`mic calcium concentration very low. Usually the calcium
`concentration inside the cytoplasm is 5,000-10,000 times less
`than the concentration in the extracellular fluid. This endo-
`
`plasmic store of calcium can be accessed upon stimulation by
`inositol. Inositol triphosphate is released from the cell mem-
`brane and travels through the cytoplasm until it reaches the
`endoplasmic reticulum. This inositol
`then releases the
`sequestered calcium, which can go on to mediate the release
`of neurotransmitters in response to depolarization (3).
`In addition to releasing endoplasmic reticulum calcium,
`inositol functions as the major central nervous system non-
`nitrogenous osmoregulator. Modulation of this inositol pool
`is regulated in response to states of high or low osmolalities.
`The inositol pool is supplied via a sodiun1/inositol trans-
`porter, a sodium dependent active transport system, and a
`passive low aflinity transporter (4,5).
`Numerous non-inositol receptors have been identified in
`the central nervous system that can potentially interact with
`the inositol signaling system. Most of these receptors are
`linked to the G proteins and produce inositol-l,4,5-triphos-
`phate as second messengers. These receptors can be found in
`nearly every human organ system. The potential interactions
`between these receptors and their agonists are responsible for
`regulation of the body on a day-to-day basis. In view of the
`complexity of these systems and their actions, a perfect bal-
`ance is required for regulation of the signaling systems.
`Theoretically, an imbalance ofinositol concentration could
`potentially affect the development and function of one or all
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`000009
`
`

`
`US 8,030,348 B2
`
`7
`of these receptors. Cholinergic receptors are located in the
`liver, heart, stomach, and lungs. Serotonin and glutarnine
`receptors are found mostly in the central nervous system
`(CNS) tissues. Adrenergic receptors are present in various
`tissues including CNS, vascular tissues, and heart. Histamin-
`ergic receptors are predominantly found in the lungs and
`stomach.
`
`Clinical Applications
`A change in CNS availability of inositol may produce
`altered brain signaling and eventually lead to the development
`of neurological disorders.
`a. Depression:
`The pathophysiology of depression is believed to be linked
`to a deficiency of neurotransmitters at post-synaptic receptor
`sites. According to the catecholamine theory, the deficiency is
`in the amount ofnorepinephrine; in the indolarnine theory the
`deficiency is in the amount of serotonin. Receptors linked to
`the inositol signalling system include serotonin (5HT2a and
`5HT2b) and norepinephrine (alpha 1a, 1b, and Id).
`In 1978, Barkai et al demonstrated depressed patients had
`significantly decreased cerebospinal fluid (CSF) levels of
`inositol as compared to healthy patients (6). In 1993 this
`theory was expanded to conclude that administration ofhigh-
`dose inositol could increase CSF levels by as much as 70
`percent (7). This led to the study of inositol for treatment of
`depression (8,9). In 1995 Levine et al completed a double-
`blind study for treatment ofdepressionusing inositol at a dose
`of 12 grams daily compared to placebo. Patients receiving
`inositol showed significant improvement in depression as
`rar1ked by the Hamilton Depression Rating Scale (33.4+/-6
`versus 0.6+/-10). Another important observation was the
`absence of manic episodes in the bipolar patients treated with
`inositol. This lack of manic episodes may suggest that when
`the signalling system is not overactive, addition of inositol
`will not increase the signalling system’s activity (10,11). It
`can be concluded that inositol is effective in managing the
`clinical manifestations of depression.
`b. Panic Disorder:
`
`Benjamin et al expanded the clinical use of inositol by
`evaluating its effectiveness in panic disorder (12). This was an
`eight week double-blind, crossover study whereby patients
`were treated with inositol daily for four weeks and then
`crossed over to the other study ann. Improvement was
`assessed using patient diaries, the Marks-Matthews Phobia
`Scale, the Hamilton Anxiety Rating Scale, and the Hamilton
`Depression Scale. The frequency and severity ofpanic attacks
`and the severity of agoraphobia declined significantly more
`after inositol than after placebo (a decrease from 10 attacks
`per week to 3 per week in the treated group compared to a
`decrease from 10 to 6 in the placebo group). The authors
`conclude inositol’ s efficacy and safety, and the fact that inosi-
`tol is a natural component of the human diet, make it a
`potentially attractive therapeutic agent for panic disorder.
`c. Obsessive Compulsive Disorder (OCD):
`Since the phosphatidylinositol cycle, as a second messen-
`ger is known to affect several neurotransmitters, including
`serotonin receptors, inositol was studied for treatment in
`OCD in a double-blind, placebo controlled, crossover trial.
`Thirteen patients were treated for six weeks. There was a
`significant
`improvement at week six during the inositol
`period when compared to placebo period. There were no
`side-effects reported during the study period (1).
`d. Alzheimer’s Disease (AD):
`Although the role of aluminum in AD is still speculative at
`best, the presence of aluminosilicates at the core of senile
`plaques in diseased neurons is a consistent feature found in
`the CNS of AD patients during autopsy. It is known that
`
`5
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`8
`aluminum inhibits the incorporation of inositol into phospho-
`lipids and the hydrolysis of the phosphoinositides by binding
`to one of two specific phosphate groups. This binding of
`phosphate and aluminum affects the calcium releasing effects
`of the cell. The resulting profound disturbance of the phos-
`phatidylinositol second messenger system may account for
`neuronal malfunction and eventual cell death (13).
`Since the potential role of aluminum as a causative agent
`for cell death may be affected by the deregulation of calcium
`concentration, possibly due to inositol depletion, supplemen-
`tation with inositol may produce positive CNS effects. Recent
`data suggests the loss of PI second messenger system target
`sites and IP3 receptors may add to cognitive impairment and
`the failure of conventional
`therapies in AD. Therefore,
`supplementation of inositol to replenish the diminished PI
`system may be beneficial in the treatment of AD (13-20).
`In 1996 Barak et al completed a double-blind, controlled,
`crossover study of six grams inositol daily compared to pla-
`cebo for 30 days in 11 Alzheimer’s patients. Patients in the
`study were diagnosed with dementia of the AD type as clas-
`sified by DSM—IIIR and aged 65 years or older. The Cam-
`bridge Mental Disorder of the Elderly Examination (CAM-
`DEX) was used as the basic assessment parameter and was
`administered upon admission into the study. Included in
`CAMDEX is part A: patient’s present physical and mental
`state, part B: Cognitive.Subscale of CAMDEX (CAMCOG),
`part C: interviewers observations, and part D: physical exami-
`nation. CAMCOG was repeated at two, four, six, and eight
`weeks. Participants scored 80 or less on the CAMCOG
`examination and their symptoms of depression were not
`severe (21).
`Patients were excluded from the study if they had a history
`of psychiatric, alcohol, and/or drug addiction disorders, or
`abnormalities in baseline laboratory values (blood count,
`electrolytes, liver or kidney functions, VDRL, or CT scan) not
`consistent with AD. Patients with additional neurologic,
`metabolic, endocrinologic disorders, or presence of internal
`disease that grossly impaired brain functioning were also
`excluded.
`
`Subjects were given either three grams inositol or placebo
`in the morning and again in the evening. After four weeks
`patients were crossed over into the other arm (inositol or
`placebo) for an additional four weeks. Only benzodiazepines
`were allowed during the study period (15 mg of oxazeparn or
`equivalent), provided the patient was receiving it on study
`entry.
`Analysis of the improvement scores of all patients who
`completed the study showed inositol
`increased the total
`CAMCOG score from a baseline of 31.36+/-20.90 to
`
`40.09+/-24.54, while the placebo group increased from base-
`line of 35.9+/-25.96 to 39.27+/-25. The authors concluded
`
`only two of the eight subscales (language and orientation)
`showed significant improvement with inositol.
`Inositol’s proposed mechanism of action in the CNS does
`not include direct manipulation with either pre- or post-re-
`ceptors. However, it may indirectly affect the relationship
`between receptor and agonist. By mediating the physio-
`chemical characteristics of the M1 pre-synaptic receptor
`(solubility, osmolality, etc.), inositol may alter the binding
`site and influence the signaling that occurs as a result.
`1.2 Aging
`Phosphatidylcholine rich in polyunsaturated fatty acids is
`indispensable for cellular differentiation, proliferation and
`regeneration. The physiologic functions of these phospholip-
`ids are related to the morphology of the biological mem-
`branes, the incorporation of these molecules into membranes
`and thus the maintenance of intact cell membranes.
`
`0000010
`
`0000010
`
`

`
`US 8,030,348 B2
`
`9
`The current study was designed to investigate the effects of
`Polyunsaturated phosphatidylcholine on age-related hearing
`loss by evaluating its ability to preserve mitochondrial func-
`tion, protect mitochondrial DNA from oxidative damage and
`preserve auditory sensitivity (22).
`Harlan-Fischer 344 rats, 18-20 months ofage, were used as
`the experimental subjects.
`The subjects were caged individually and maintained at 21
`to 22° C. in a 12:12 light-dark cycle b.
`A dose of 300 mg/kg/day of Polyunsaturated phosphati-
`dylcholine was supplemented to each subject, by adding it to
`the oral diet.
`
`The animals were divided randomly into two groups (n:7
`for each group). Group-1 served as the control, and group-2 as
`the experimental group.
`At the onset of the study, Auditory Brainstem Responses
`were obtained to measure baseline hearing thresholds in all
`subjects.
`Age-associated changes in hearing sensitivities were then
`recorded at two-month intervals for six months.
`
`In order to assess age-related changes in mitochondrial
`function, mitochondrial membrane potentials were studied
`using flow cytometry. For this purpose, peripheral blood was
`obtained from each subject at the beginning and at the end of
`the protocol.
`At the conclusion, the subjects were euthanized (according
`to NIH protocol), and tissue samples were obtained from
`brain and cochlea (stria vascularis and auditory nerve) to
`study mitochondrial DNA deletion associated with aging.
`This was achieved by amplifying the specific common aging
`mitochondrial deletion by Polymerase Chain Reaction. DNA
`quantification was performed. The data obtained for each
`protocol was compared between the two groups and analyzed
`using ANOVA.
`The effects of Polyunsaturated phosphatidylcholine on
`age-related hearing loss demonstrate a gradual age-associ-
`ated decline in hearing sensitivities at all the frequencies
`tested (3, 6, 9, 12 and 18 kHz).
`There was a statistically significant preservation ofhearing
`noted in the treated subjects at all frequencies, which was
`observed at four and six months of treatment.
`
`Overall, there was a continued decline in hearing in the
`control subjects and a statistically significant protective effect
`of Polyunsaturated phosphatidylcholine on the experimental
`subjects (p<0.005).
`Mitochondrial membrane potentials were recorded by flow
`cytometry as a measure of the uptake of Rhodamine 123 by
`mitochondria.
`
`The mean fluorescence intensity (MFI) in group-1 subjects
`measured 3190 and 2100 at the beginning and end of the
`study, respectively.
`This, approximately, 30% decline in membrane potential
`with time was statistically significant (p:0.003).
`Conversely, the MFI in the experimental group remained
`essentially unchanged at 2990 from 3165 at the beginning of
`the study.
`This difference between the control and treated groups was
`statistically significant (p<0.05), demonstrating the protec-
`tive effect of polyunsaturated phosphatidylcholine supple-
`mentation on mitochondrial membrane potential.
`Phospholipids are integral structural components of all
`biological membranes with polyunsaturated phosphatidyl-
`choline and phosphatidylethanolamine being the pr

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket