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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_________________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________________
`
`
`FORD MOTOR COMPANY
`Petitioner,
`
`v.
`
`PAICE LLC & ABELL FOUNDATION, INC.
`Patent Owners.
`
`_________________________
`
`
`Case IPR2014-00570
`Patent 8,214,097
`_________________________
`
`
`
`PATENT OWNER’S MOTION FOR OBSERVATIONS ON THE
`CROSS EXAMINATION OF DR. JEFFERY STEIN
`
`
`
`

`

`Case IPR2014-00570
`Patent 8,214,097
`
`EXHIBITS
`
`Exhibit Description
`
`Patent Owner
`Exhibit Number
`PAICE Ex. 2001 Arbitration Agreement between Paice LLC and Ford Motor
`Company
`PAICE Ex. 2002 Declaration of Neil Hannemann
`
`PAICE Ex. 2003 Neil Hannemann CV
`
`PAICE Ex. 2004
`
`Jeffrey Stein Deposition Transcript (Jan. 12, 2015)
`
`PAICE Ex. 2005
`
`Complaint
`
`PAICE Ex. 2006 Griffith Hack
`
`PAICE Ex. 2007 Declaration in support of Pro Hac Vice of Peter Guarnieri
`
`PAICE Ex. 2008
`
`Transcript of Deposition of Jeffrey L. Stein, Ph.D.
`
`ii
`
`
`
`
`
`
`
`

`

`Case IPR2014-00570
`Patent 8,214,097
`In exhibit 2008, on page 8, line 14 – page 9, line 3, Dr. Stein testified
`
`1.
`
`that the sentence in Anderson (Ex. 1006) that states “[s]ome of this effect can be
`
`reduced using a hybrid strategy that only allows slow transients, but this places
`
`greater strain on the LLD” is not related to a single type of hybrid vehicle but
`
`related to all types of vehicles. This testimony is relevant to paragraph 17 of the
`
`Reply Declaration of Dr. Stein (Ex. 1043), where Dr. Stein testified that a POSITA
`
`would have understood that the same sentence “simply mean[s] that a parallel
`
`HEV can reduce the transient emissions problem by supplementing the engine
`
`output torque with torque from another power source, namely an electric motor.”
`
`This testimony is relevant because it shows that a POSITA would not have
`
`understood the sentence at issue to refer to a parallel hybrid vehicle or the parallel-
`
`specific strategy of supplementing the engine output torque with torque from the
`
`electric motor.
`
`2.
`
`In exhibit 2008, on page 16, line 14 – page 17, line 11, Dr. Stein
`
`testified that the term “hybrid strategy” used by Anderson (Ex. 1006) in the
`
`sentence “[s]ome of this effect can be reduced using a hybrid strategy that only
`
`allows slow transients, but this places greater strain on the LLD” is not referring to
`
`a particular strategy but is a suggestion that coming up with a hybrid strategy
`
`should involve thinking about the trade-off between different variables and
`
`different issues as they relate to the performance of a hybrid vehicle. This
`
`
`
`1
`
`

`

`Case IPR2014-00570
`Patent 8,214,097
`testimony is relevant to paragraphs 27 and 28 of the Reply Declaration of Dr. Stein
`
`(Ex. 1043), where Dr. Stein testified that a POSITA would have understood that
`
`“Anderson’s ‘hybrid strategy’ is a strategy for actively controlling the engine
`
`(slowing its transient performance) and the motor during transient conditions using
`
`software.” This testimony is relevant because it shows that a POSITA would not
`
`have understood that the term “hybrid strategy” refers to a specific strategy of
`
`actively controlling the engine (slowing its transient performance) and the motor
`
`during transient conditions using software.
`
`3.
`
`In exhibit 2008, on page 30, line 20 – page 33, line 15, Dr. Stein
`
`testified that Anderson’s hybrid strategy includes considering the weight and
`
`volume of the vehicle and choosing the sizes of the APU (engine) and LLD
`
`(battery). This testimony is relevant to paragraphs 27 and 28 of the Reply
`
`Declaration of Dr. Stein (Ex. 1043), where Dr. Stein testified that a POSITA would
`
`have understood that Anderson’s hybrid strategy is not referring to choosing a
`
`particular engine size with characteristics of slow transient capabilities based on
`
`the engine’s inherent mechanical inertia. This testimony is relevant because it
`
`shows that a POSITA would have understood that Anderson’s hybrid strategy is to
`
`be understood broadly to include choosing the size of the engine.
`
`4.
`
`In exhibit 2008, on page 19, line 20 – page 20, line 7, Dr. Stein
`
`testified that a POSITA would understand Anderson’s thermostat mode would
`
`
`
`2
`
`

`

`Case IPR2014-00570
`Patent 8,214,097
`result in the battery being cycled frequently. And on page 27, line 23 – page 29,
`
`line 7, Dr. Stein testified with reference to the vehicle disclosed by Anderson that
`
`“[i]n the following mode for this vehicle, the magnitude and frequency of the
`
`cycling in the battery is less than in the thermostat mode.” This testimony is
`
`relevant to paragraphs 64 and 65 of the Reply Declaration of Dr. Stein (Ex. 1043),
`
`where Dr. Stein testified that a POSITA would understand that Anderson’s
`
`discussion of strain on the LLD in the sentence “[s]ome of this effect can be
`
`reduced using a hybrid strategy that only allows slow transients, but this places
`
`greater strain on the LLD” becomes more important as one approaches follower
`
`mode and less important in thermostat mode. This testimony is relevant because it
`
`shows that a POSITA would have understood that the reference to “strain on the
`
`LLD” refers to Anderson’s thermostat mode rather than the follower mode.
`
`5.
`
`In exhibit 2008, on page 59, line 3 – page 60, line 16, when asked
`
`about the hybrid mode of U.S. Patent No. 5,343,970 (“Severinsky,” Ex. 1009) in
`
`which a POSITA would apply Anderson’s teachings, Dr. Stein was unable to
`
`provide a response. This testimony is relevant to paragraphs 38-47 of the Reply
`
`Declaration of Dr. Stein (Ex. 1043), where Dr. Stein opines that it would have been
`
`obvious to a POSITA to combine Severinsky and Anderson. This testimony is
`
`relevant because it shows that Dr. Stein has failed to provide any analysis
`
`
`
`3
`
`

`

`Case IPR2014-00570
`Patent 8,214,097
`demonstrating how a POSITA would incorporate the teachings of Anderson into
`
`the hybrid vehicle of Severinsky.
`
`6.
`
`In exhibit 2008, on page 63, line 17 – page 68, line 17, Dr. Stein
`
`testified that he had not considered the mode selection strategy employed by
`
`Severinsky when reaching his conclusions. This testimony is relevant to Dr.
`
`Stein’s opinion that it would have been obvious to a POSITA to combine
`
`Severinsky and Anderson because it shows that Dr. Stein did not consider
`
`Severinsky in its entirety in coming to his conclusions regarding obviousness.
`
`
`
`
`
`
`
`Dated: May 15, 2015
`
`
`
`
`
`
`
`
`
`
`
`
`By: /Timothy W. Riffe/
`Timothy W. Riffe (Reg. No. 43,881)
`Kevin Greene, (Reg. No. 46,031)
`FISH & RICHARDSON P.C.
`P.O. Box 1022
`Minneapolis, MN 55440-1022
`Tel: (202) 626-6447
`Fax: (202) 783-2331
`
`Attorneys for Patent Owner
`Paice LLC & Abell Foundation, Inc.
`
`
`
`4
`
`

`

`CERTIFICATE OF SERVICE
`
`Case IPR2014-00570
`Patent 8,214,097
`
`Pursuant to 37 CFR §§ 42.6(e)(4)(i) et seq. and 42.105(b), the undersigned
`
`certifies that on May 15, 2015, a complete and entire copy of this Patent Owner’s
`
`Motion for Obsersations on the Cross Examination of Dr. Jeffery Stein was
`
`provided via email to the Petitioner by serving the correspondence email addresses
`
`of record as follows:
`
`Sangeeta Shah, Frank A. Angileri
`Michael D. Cushion and Andrew B. Turner
`Brooks Kushman P.C.
`1000 Town Center
`Twenty-Second Floor
`Southfield, Michigan 48075
`Email: FPGP0110IPR1@brookskushman.com
`
`Lissi Mojica
`Kevin Greenleaf
`Dentons US LLP
`1530 Page Mill Road
`Suite 200
`Palo Alto, California 94304-11251
`Email: lissi.mojica@dentons.com
`Email: kevin.greenleaf@dentons.com
`Email: iptdocketchi@dentons.com
`
`
`
`
`
`
`
`
`/Jessica K. Detko/
`
`Jessica K. Detko
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(612) 337-2516
`
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