`
`Ford Motor Company vs.
`
`Paice, LLC, et al.
`
`Neil Hannemann
`
`April 8, 2015
`
`Original File HANNEMANN_NEIL.txt
`
`Min-U-Script® with Word Index
`
`Page 1 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`1
`
`
` 1 UNITED STATES PATENT AND TRADEMARK OFFICE
`
` 2 BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
` 3
`
` 4
`
` 5 FORD MOTOR COMPANY, :
`
` 6 Petitioner, :
`
` 7 v. : IPR Case No:
`
` 8 PAICE LLC & ABELL FOUNDATION, : IPR2014-00570
`
` 9 INC., :
`
`10 Patent Owner. :
`
`11 :
`
`12 - - - - - - - - - - - - - - - - -x
`
`13
`
`14
`
`15 Oral Deposition of NEIL HANNEMANN
`
`16 Washington, DC
`
`17 Wednesday, April 8, 2015
`
`18 12:55 p.m.
`
`19
`
`20
`
`21
`
`22
`
`23 Job No.: 78384
`
`24 Pages: 1 - 87
`
`25 Reported By: Rebecca Stonestreet, RPR, CRR
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 2 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`2
`
`
` 1 Oral Deposition of NEIL HANNEMANN, held at the
`
` 2 offices of:
`
` 3
`
` 4
`
` 5 FISH & RICHARDSON, PC
`
` 6 1425 K Street, NW
`
` 7 11th Floor
`
` 8 Washington, DC 20005
`
` 9 (202) 783-5070
`
`10
`
`11
`
`12
`
`13
`
`14 Pursuant to notice, before
`
`15 Rebecca Stonestreet, Registered Professional Reporter,
`
`16 Certified Realtime Reporter, and Notary Public in and for
`
`17 the District of Columbia, who officiated in administering
`
`18 the oath to the witness.
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 3 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`3
`
`
` 1 A P P E A R A N C E S
`
` 2
`
` 3
`
` 4 ON BEHALF OF PETITIONER:
`
` 5 FRANK A. ANGILERI, ESQUIRE
`
` 6 JOHN P. RONDINI, ESQUIRE
`
` 7 ANDREW B. TURNER, ESQUIRE
`
` 8 BROOKS KUSHMAN, PC
`
` 9 1000 Town Center
`
`10 22nd Floor
`
`11 Southfield, MI 48075
`
`12 (248) 226-2913
`
`13
`
`14 ON BEHALF OF THE PATENT OWNER:
`
`15 W. PETER GUARNIERI, ESQUIRE
`
`16 LINDA LIU KORDZIEL, ESQUIRE
`
`17 FISH & RICHARDSON
`
`18 1425 K Street, NW
`
`19 11th Floor
`
`20 Washington, DC 20005
`
`21 (202) 783-5070
`
`22
`
`23
`
`24 ALSO PRESENT:
`
`25 Frances Keenan, Paice LLC
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 4 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`4
`
`
` 1 C O N T E N T S
`
` 2
`
` 3 EXAMINATION OF NEIL HANNEMANN PAGE
`
` 4 By Mr. Angileri 5
`
` 5 By Mr. Guarnieri 83
`
` 6
`
` 7
`
` 8 E X H I B I T S
`
` 9 (Retained by Counsel.)
`
`10
`
`11 HANNEMANN EXHIBIT PAGE
`
`12 1 Declaration of Neil Hannemann 5
`
`13 2 U.S. Patent No. 8,214,097 5
`
`14 3 U.S. Patent No. 5,343,970 5
`
`15 4 "The Effects of APU Characteristics on the
`
`16 Design of Hybrid Control Strategies for
`
`17 Hybrid Electric Vehicles" 5
`
`18 5 Curriculum Vitae 70
`
`19 6 Supplemental Declaration 80
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 5 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`5
`
`
` 1 P R O C E E D I N G S
`
` 2 (HANNEMANN Exhibits 1 through 4 were marked
`
` 3 for identification and retained by counsel.)
`
` 4 (NEIL HANNEMANN, having been duly sworn, testified as
`
` 5 follows:)
`
` 6 EXAMINATION BY COUNSEL FOR PETITIONER
`
` 7 BY MR. ANGILERI:
`
` 8 Q Can you state your name for the record,
`
` 9 please?
`
`10 A Neil Hannemann.
`
`11 Q Mr. Hannemann, the reporter has marked, as
`
`12 Exhibits 1 through 4, documents that I expect we'll get
`
`13 into today.
`
`14 What is Exhibit 1?
`
`15 A Exhibit 1 is the declaration that I prepared
`
`16 in this matter.
`
`17 Q And this matter is IPR 2014-00570?
`
`18 A That's correct.
`
`19 Q Concerning -- strike that.
`
`20 What's Exhibit 2?
`
`21 A Exhibit 2 is U.S. Patent 8,214,097.
`
`22 Q And that's the patent that's at issue in this
`
`23 IPR?
`
`24 A That's correct.
`
`25 Q We sometimes call it the '097 patent?
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 6 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`6
`
`
` 1 A That's correct.
`
` 2 Q What is Exhibit 3?
`
` 3 A It's Patent Number 5,343,970.
`
` 4 Q Sometimes we call that the '970 patent?
`
` 5 A That's correct.
`
` 6 Q That's part of the prior art that's at issue
`
` 7 in this IPR?
`
` 8 A Yes, it is.
`
` 9 Q What is Exhibit 4?
`
`10 A It's an SAE paper, 950493, titled "The Effects
`
`11 of APU Characteristics on the Design of Hybrid Control
`
`12 Strategies for Hybrid Electric Vehicles."
`
`13 Q One of the named authors is a person named
`
`14 Catherine Anderson. Correct?
`
`15 A That's correct.
`
`16 Q And as a result, we sometimes refer to this as
`
`17 the Anderson paper or just Anderson?
`
`18 A Yes.
`
`19 Q What did you do to prepare for this deposition
`
`20 and the depositions that you've had yesterday and today?
`
`21 A Well, I --
`
`22 MR. GUARNIERI: And I'll just caution him not
`
`23 to get into any privileged communications.
`
`24 But you can answer.
`
`25 A I came here last week to meet with counsel and
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 7 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`7
`
`
` 1 review the declaration, the prior art, and the patent.
`
` 2 Q When did you come here last week to meet with
`
` 3 counsel?
`
` 4 A On Wednesday.
`
` 5 Q How long were you here?
`
` 6 A Probably about most of the day, the normal
`
` 7 workday.
`
` 8 Q Did you leave at the end of the day?
`
` 9 A Yes.
`
`10 Q Where did you go? Did you go back home?
`
`11 A No, no, I stayed in Washington. I met for
`
`12 three days last week. I arrived here Wednesday and met
`
`13 Wednesday, Thursday, Friday.
`
`14 Q With counsel?
`
`15 A Yes.
`
`16 Q Did you prepare at all on Monday?
`
`17 A Yes, I did.
`
`18 Q Did you -- were you on any flights on Monday?
`
`19 A Yeah, I flew back here Monday.
`
`20 Q From where?
`
`21 A I was actually in Texas.
`
`22 Q So you were in Washington, D.C., Wednesday,
`
`23 Thursday, Friday of last week meeting with counsel for
`
`24 Paice?
`
`25 A Yes.
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 8 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`8
`
`
` 1 Q And then you left Washington, D.C.?
`
` 2 A Yes.
`
` 3 Q And then you came back on Monday?
`
` 4 A That's correct.
`
` 5 Q Who did you meet with on Wednesday, Thursday
`
` 6 and Friday last week?
`
` 7 A Well, at various times Mr. Guarnieri,
`
` 8 Mr. Marcus, and Ms. Kordziel.
`
` 9 MR. GUARNIERI: For the record I think he's
`
`10 referring to Mr. Livedalen, Brian.
`
`11 THE WITNESS: Oh, sorry.
`
`12 Q How did you prepare the declaration that's
`
`13 been marked as Exhibit 1?
`
`14 A Quite a while ago, I reviewed all the material
`
`15 that was the prior art and the patent and had -- I came
`
`16 here to Washington to meet with counsel and discuss all
`
`17 the elements, the technical matters.
`
`18 And then I worked with counsel to, you know,
`
`19 draft up various portions of this, or add or work through
`
`20 a draft until arriving at this product.
`
`21 Q Did counsel prepare first drafts of any
`
`22 portions of Exhibit 1?
`
`23 A Yeah, there were some portions that they
`
`24 drafted up initially.
`
`25 Q Do you know which portions?
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 9 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`9
`
`
` 1 A You know, I might be able to pick some out.
`
` 2 I'm not sure I would be getting all of them correct.
`
` 3 Q Which portions of Section 8 did counsel
`
` 4 prepare the first draft of?
`
` 5 A That's one where I'm not sure which section
`
` 6 started with counsel or myself.
`
` 7 Q Can you identify any section that you prepared
`
` 8 the first draft of?
`
` 9 A Yeah. My memory is probably not that good to
`
`10 go back and define it to that level of detail.
`
`11 Q The other declarations that we marked in 571
`
`12 and 579 depositions that were yesterday and today -- do
`
`13 you recall those declarations?
`
`14 A Yes.
`
`15 Q Were they prepared in a similar manner as the
`
`16 manner you just described --
`
`17 A Yeah.
`
`18 Q -- in Exhibit 1?
`
`19 A Yeah, in a similar manner.
`
`20 Q And for those two declarations, can you recall
`
`21 any section that you prepared the first draft of?
`
`22 A Some of the sections and probably the more
`
`23 technical sections are probably ones that I prepared.
`
`24 And, certainly, my background is something that I
`
`25 started.
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 10 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`10
`
`
` 1 Q Is there anything specifically that you can
`
` 2 identify as preparing the first draft of other than your
`
` 3 background?
`
` 4 A Specifically in this declaration, or are you
`
` 5 talking the other ones also?
`
` 6 Q Any of the three.
`
` 7 A Any of them. I just don't remember which ones
`
` 8 I started or somebody else may have started.
`
` 9 Q How much time did you spend preparing or
`
`10 working on -- strike that.
`
`11 How much time did you spend -- strike that.
`
`12 How much time have you spent in these three
`
`13 proceedings, 570, 571 and 579?
`
`14 A I don't think I've really tracked my time for
`
`15 each proceeding, so that's hard to say.
`
`16 Q What about the three proceedings combined?
`
`17 A Well, these have overlapped with three other
`
`18 proceedings that are ongoing now, so it would be hard to
`
`19 really break that out.
`
`20 Q Can you tell me how much time you've spent on
`
`21 the -- strike that.
`
`22 How many proceedings have you worked on for
`
`23 Paice thus far?
`
`24 A The six that I've prepared declarations for.
`
`25 Q How much time have you spent on those six
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 11 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`11
`
`
` 1 declarations?
`
` 2 A I really don't have any idea, as I sit here.
`
` 3 Q Do you know how much time you spent on all six
`
` 4 of those proceedings combined?
`
` 5 A Not really.
`
` 6 Q Do you know how much you've billed Paice for
`
` 7 these six proceedings?
`
` 8 A I would have invoices, but I don't have those
`
` 9 with me.
`
`10 Q Can you estimate to within $100,000 of how
`
`11 much you've billed Paice?
`
`12 A Sure. I think it's pretty safe to say it's
`
`13 less than $100,000.
`
`14 Q Is it less than $50,000?
`
`15 A It's really hard to say without checking, but
`
`16 it's likely that it is.
`
`17 Q Is it less than $25,000?
`
`18 A Probably not.
`
`19 Q Can you look at Exhibit 3, please?
`
`20 A (Witness complies.)
`
`21 Q Exhibit 3 is the '970 patent. Correct?
`
`22 A Yes.
`
`23 Q The '970 patent describes a parallel system.
`
`24 Is that correct?
`
`25 A Yes, it does.
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 12 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`12
`
`
` 1 Q Does the '970 patent have a mode where only
`
` 2 the motor is used to propel the vehicle?
`
` 3 A Yes, it does.
`
` 4 Q And does it have a mode where only the engine
`
` 5 is used to propel the vehicle?
`
` 6 A Yes, it does.
`
` 7 Q Does it have a mode where the engine and the
`
` 8 motor are both used to propel the vehicle?
`
` 9 A Yes, it does.
`
`10 Q When the motor is used to propel the vehicle,
`
`11 is the engine disconnected from the wheels through a
`
`12 clutch?
`
`13 MR. GUARNIERI: I'm going to object to the
`
`14 extent it calls for speculation.
`
`15 A Figure 3 shows a clutch, and up through
`
`16 Figure 9 shows a clutch. So at least the ones disclosed
`
`17 in those figures appear to use a clutch to disconnect the
`
`18 engine.
`
`19 Q Is it true that in order to run in the
`
`20 motor-only mode for the '970 patent, you actually have to
`
`21 disconnect the engine from the wheels?
`
`22 A Are you speaking generically or in the scope
`
`23 of this patent?
`
`24 Q In the '970 patent.
`
`25 A I don't recall seeing any language where it
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 13 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`13
`
`
` 1 specifically requires the clutch be disconnected.
`
` 2 Q If the clutch doesn't disconnect the engine,
`
` 3 would you agree, then, that the engine would always have
`
` 4 to be running?
`
` 5 A Unless there's some mechanism within what they
`
` 6 describe as a torque transfer unit that could allow the
`
` 7 unit to --
`
` 8 THE REPORTER: A torque trans?
`
` 9 THE WITNESS: Torque transfer unit.
`
`10 Q Do you agree that for the -- to run in a
`
`11 motor-only mode, somehow -- strike that.
`
`12 Do you agree that for the '970 to run in the
`
`13 motor-only mode and not -- strike that.
`
`14 Do you agree that for the '970 patent to run
`
`15 in the motor-only mode, it somehow has to disconnect the
`
`16 engine from the wheels in order to do that?
`
`17 A I would think that's a reasonable thing to do.
`
`18 I just don't see where it specifically states that.
`
`19 Q Do you think that's how a person of ordinary
`
`20 skill in the art would understand the '970 patent?
`
`21 A I think in the presence of the clutch, that's
`
`22 how someone would understand it operated.
`
`23 Q So just to be clear, a person of skill in the
`
`24 art would understand that when the '970 patent is running
`
`25 in motor-only mode, it's using the clutch to disconnect
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 14 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`14
`
`
` 1 the engine from the wheels. Do you agree with that
`
` 2 statement?
`
` 3 A Yes, I do.
`
` 4 Q Do you agree that an object of the invention
`
` 5 of the '970 patent is reducing emissions?
`
` 6 A I think that's an aspirational goal, to reduce
`
` 7 emissions, yes.
`
` 8 Q In fact, if you look at Column 5, Lines 24 to
`
` 9 30, isn't that the first stated object of the invention
`
`10 in the '970 patent?
`
`11 A Yes.
`
`12 Q Do you agree that in the acceleration
`
`13 hill-climbing mode of the '970 patent, the motor is used
`
`14 to supplement the engine?
`
`15 MR. GUARNIERI: Objection. Assumes facts not
`
`16 in evidence and calls for speculation.
`
`17 A Yeah, I agree in the high-speed
`
`18 acceleration/hill-climbing mode, both the internal
`
`19 combustion engine and the electric motor provide torque
`
`20 to the road wheels.
`
`21 Q Do you agree, then, that in that situation,
`
`22 the engine is providing less than the amount of torque
`
`23 required to operate the vehicle?
`
`24 A Yeah. You have torque coming from both the
`
`25 engine and the motor, so neither one is providing the
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 15 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`15
`
`
` 1 total power required. So they're both providing less.
`
` 2 Q Do you agree that the '970 patent can enter an
`
` 3 acceleration hill-climbing mode before it reaches the
`
` 4 engine's MTO or minimum torque output?
`
` 5 A Yeah. According to the '970, it enters that
`
` 6 mode based on vehicle speed.
`
` 7 Q And that can -- I don't agree with you there,
`
` 8 but you agree that can happen before the engine reaches
`
` 9 its maximum torque output or MTO?
`
`10 MR. GUARNIERI: Objection. Form.
`
`11 A Yeah. And I guess the word "reaching" implies
`
`12 that the engine is already on. So if the engine is not
`
`13 already on, it's not going to reach any torque.
`
`14 Q Are you saying that the '970 can enter
`
`15 acceleration hill-climbing mode by starting with the
`
`16 motor and then adding the engine?
`
`17 A I think that's one way it can enter that mode,
`
`18 yes.
`
`19 Q And obviously in that case you are using both
`
`20 the motor and the engine in a situation where the engine
`
`21 has not yet hit its maximum torque output. Correct?
`
`22 A Yeah. I think that there's points in the
`
`23 high-speed acceleration/hill-climbing mode where the
`
`24 engine is not at its maximum torque.
`
`25 Q And you're using the motor and the engine at
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 16 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`16
`
`
` 1 those times. Right?
`
` 2 A Yes.
`
` 3 Q Do hybrid vehicles use AC motors or DC motors?
`
` 4 A I would say most of them use AC motors
`
` 5 currently. There have been some that have used DC motors
`
` 6 in the past.
`
` 7 Q In the past, were DC motors a better fit?
`
` 8 MR. GUARNIERI: Objection. Vague.
`
` 9 A Yeah. It depends on the design goals and the
`
`10 design criteria.
`
`11 Q Which is a better -- which is better to use?
`
`12 AC motors or DC motors?
`
`13 MR. GUARNIERI: Same objection. Vague.
`
`14 A Yeah. It depends on what's important in your
`
`15 design. If it's performance, weight, cost, all those
`
`16 issues can drive a different design decision.
`
`17 Q Is a person of ordinary skill in the art going
`
`18 to consider those design criteria, that you just
`
`19 mentioned, when making a choice between AC and DC motors?
`
`20 A Yeah. I think every choice designing a car
`
`21 has cost, weight, and performance implications.
`
`22 Q So would a person of ordinary skill in the art
`
`23 consider the factors you identified in choosing between
`
`24 AC and DC motors?
`
`25 A Those are some of the factors they would
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 17 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`17
`
`
` 1 consider, yes.
`
` 2 Q Any others that come to mind?
`
` 3 A In a broad sense that's -- those are the main
`
` 4 criteria.
`
` 5 Q The Anderson reference, which is Exhibit 4 --
`
` 6 and you can certainly consult it if you want -- talks
`
` 7 about transients. Do you see that?
`
` 8 A Yes.
`
` 9 Q What are the transients that Anderson is
`
`10 speaking about?
`
`11 MR. GUARNIERI: Object to the extent that
`
`12 calls for speculation.
`
`13 A Yeah. Transients can be -- transient is a
`
`14 generic term that can relate to any kind of a changing
`
`15 condition. I think someone of skill in the art would
`
`16 realize that Anderson is speaking about an engine speed
`
`17 transient.
`
`18 Q Anderson talks about an LLD. Do you remember
`
`19 that?
`
`20 A Yes.
`
`21 Q Do you agree that's a battery?
`
`22 A Not always. But I think in her context she's
`
`23 always referring it back to a battery, but one of the
`
`24 vehicles that I worked on had a flywheel as an LLD.
`
`25 So it can be many other devices. That's why
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 18 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`18
`
`
` 1 she uses the generic term. But I think every specific
`
` 2 reference to that in her paper is referring to a battery.
`
` 3 Q Do you agree that if you use a motor to
`
` 4 supplement an engine, you're going to put a strain on the
`
` 5 battery --
`
` 6 MR. GUARNIERI: Objection.
`
` 7 Q -- by cycling the battery?
`
` 8 MR. GUARNIERI: Objection. Vague.
`
` 9 A Yeah. The word "strain" to me means something
`
`10 that may be outside of its normal duty cycle. So hybrid
`
`11 electric vehicle or any vehicle that uses a battery is
`
`12 designed for a certain duty cycle. And if you work
`
`13 within that duty cycle, then you're not per se straining
`
`14 the battery. You're operating it as intended.
`
`15 Q Do you agree that Anderson identifies what she
`
`16 calls two distinct extremes in the spectrum of control
`
`17 strategies?
`
`18 A In the context she's talking about is for a
`
`19 series hybrid. She has extreme control strategy that she
`
`20 calls the thermostat and one that she calls the follower
`
`21 strategy.
`
`22 Q And she says that neither of those extremes is
`
`23 normally used in the real world. Right?
`
`24 A Yeah. She says realistically you may use
`
`25 something in between, but she feels that those are, say,
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 19 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`19
`
`
` 1 the bookends of a series strategy, at least for
`
` 2 controlling the engine.
`
` 3 Q So that contemplates sort of a modified
`
` 4 follower strategy, where sometimes you follow demand and
`
` 5 sometimes you don't. Do you agree with that?
`
` 6 MR. GUARNIERI: Object to the extent that
`
` 7 calls for speculation.
`
` 8 A I think somebody that's skilled in the art
`
` 9 would realize you could -- you could blend these for a
`
`10 specific strategy.
`
`11 Q What would a nonextreme follower mode look
`
`12 like? Strike that.
`
`13 What would be one example of a nonextreme
`
`14 follower mode that a person of skill in the art would
`
`15 understand?
`
`16 MR. GUARNIERI: Objection. Vague.
`
`17 Q Circa 1988.
`
`18 MR. GUARNIERI: Same objection.
`
`19 A Well, I think that one thing that we may have
`
`20 been thinking about is how to use these types of
`
`21 strategies when you have a plug-in vehicle. And in that
`
`22 case you might modify this strategy so that you -- to a
`
`23 degree, deplete the state of charge through operation so
`
`24 you can take advantage of plugging the vehicle in.
`
`25 That's one area, one example I could conceive of
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 20 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`20
`
`
` 1 modifying the strategy.
`
` 2 Q So in that example, you said it's a plug-in
`
` 3 hybrid?
`
` 4 A If your design goal or if your vehicle design
`
` 5 criteria included a plug-in strategy, then it's likely
`
` 6 you would modify the -- this control strategy.
`
` 7 Q When you use the term "plug-in," what do you
`
` 8 mean?
`
` 9 A Well, everything Anderson is discussing is
`
`10 trying to maintain a given fixed state of charge in the
`
`11 battery. If you realize that you have the capability to
`
`12 plug the vehicle in, then you can deplete the charge, and
`
`13 when you plug the vehicle in. You can take the energy
`
`14 from the wall socket rather than generating all the
`
`15 battery charge energy from the engine.
`
`16 Q Okay. And in your answer you said that if
`
`17 you're talking about a plug-in, your words were, "It's
`
`18 likely you would modify this control strategy."
`
`19 Which control strategy are you referring to in
`
`20 that answer?
`
`21 A Well, the control strategy that Anderson
`
`22 discusses for a series hybrid, which is bookended by the
`
`23 thermostat and follower modes.
`
`24 Q What do you mean by "bookended"? Is it a
`
`25 follower strategy or a thermostat strategy that you're
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 21 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`21
`
`
` 1 modifying?
`
` 2 A Well, I think it would be -- I think they're
`
` 3 both different strategies. It would just be a third
`
` 4 strategy.
`
` 5 Q What would be the third strategy?
`
` 6 A I could conceive having a strategy for the
`
` 7 concept of using a plug-in vehicle.
`
` 8 Q And are you saying that this plug-in strategy
`
` 9 that you're describing is a modification of a follower
`
`10 extreme, or is it a modification of a thermostat extreme?
`
`11 MR. GUARNIERI: Objection. Vague.
`
`12 A I mean, I think it would be a third strategy
`
`13 that's somewhere in between the two.
`
`14 Q How so?
`
`15 A Well, as I said, both of these strategies
`
`16 strive to maintain a certain state of charge. The third
`
`17 strategy would have some kind of a depletion to the
`
`18 charge. I guess you could do that with either one. You
`
`19 could start with one or the other and modify it to arrive
`
`20 at that.
`
`21 Q Explain, for the record, the thermostat
`
`22 strategy, the thermostat extreme strategy. Strike that.
`
`23 Explain for the record the extreme thermostat
`
`24 strategy.
`
`25 MR. GUARNIERI: Object to the form of the
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 22 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`22
`
`
` 1 question as vague.
`
` 2 A And you said the extreme thermostat strategy?
`
` 3 Q Yes.
`
` 4 A Okay. I'm just looking to find Anderson's
`
` 5 explanation, to be most accurate.
`
` 6 Okay. She describes the thermostat as the --
`
` 7 the thermostat algorithm is used to command an APU, which
`
` 8 is what she's referring to as an engine -- what she's --
`
` 9 auxiliary power unit, so her engine. You turn the
`
`10 auxiliary power unit on to a constant power level when
`
`11 the state of charge of the load-limiting device is below
`
`12 a certain lower threshold.
`
`13 Q Where are you reading?
`
`14 A I'm on page 5 of 9 of the Anderson paper. I
`
`15 believe it's -- 67 is another page number on it.
`
`16 Q So please, again, describe the extreme
`
`17 thermostat strategy.
`
`18 A All right. The reference to a thermostat is
`
`19 how a thermostat works in the home. But, basically, when
`
`20 the stated charge drops to a certain level, the auxiliary
`
`21 power unit is turned on to a constant power level, and
`
`22 then it switches off again when the state of charge
`
`23 exceeds an upper threshold.
`
`24 Q So the thermostat strategy does not strive to
`
`25 maintain a constant state of charge. Correct?
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 23 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`23
`
`
` 1 A Yeah. A constant state of charge, but there
`
` 2 is a range for switching it on and off. So there is some
`
` 3 hysteresis built into the system.
`
` 4 Q Because Anderson says that you turn on the
`
` 5 engine when the state of charge of the battery is below a
`
` 6 certain lower threshold, and you turn off the engine when
`
` 7 the state of charge exceeds an upper threshold. Correct?
`
` 8 A That's correct.
`
` 9 Q So the state of charge of the battery in the
`
`10 extreme thermostat strategy varies between this lower
`
`11 threshold and upper threshold?
`
`12 A That's correct.
`
`13 Q What about the extreme follower strategy? How
`
`14 does that work?
`
`15 MR. GUARNIERI: Object to the form of the
`
`16 question.
`
`17 A That strategy is the controller -- or the
`
`18 strategy itself commands the APU to follow the actual
`
`19 real torque whenever possible.
`
`20 Q And the APU is the engine. Right?
`
`21 A Yes.
`
`22 Q Which of these two extremes has more engine
`
`23 transients?
`
`24 MR. GUARNIERI: Objection. Vague.
`
`25 A That would depend on the upper and lower
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 24 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`24
`
`
` 1 threshold of the thermostat. If those were set very
`
` 2 close, that would create more transition.
`
` 3 So the thermostat algorithm could have a wide
`
` 4 variety of trance audience based on how the designers
`
` 5 choose to calibrate the system.
`
` 6 Q If the upper and lower thresholds and the
`
` 7 therm motors are not set very close, then you agree that
`
` 8 the follower extreme is going to have more transients
`
` 9 than the thermostat extreme?
`
`10 MR. GUARNIERI: Same objection.
`
`11 A I would say it would have more engine speed
`
`12 transients.
`
`13 Q What are those engine speed transients caused
`
`14 by?
`
`15 A Well, engine speed would increase as a result
`
`16 of opening the throttle in the engine. And it could also
`
`17 result from closing the throttle because a decrease in
`
`18 RPM is also an engine speed transient.
`
`19 Q In the case of an increase, why is the engine
`
`20 speed -- strike that.
`
`21 In the case of an increase, why is the
`
`22 controller opening throttle in the engine?
`
`23 A Well, it wouldn't necessarily be a controller.
`
`24 It could be the operator opening the throttle.
`
`25 Q Okay. So let's --
`
`Bienenstock Court Reporting & Video
`Ph: 248.644.8888 Toll Free: 888.644.8080
`
`Page 25 of 100
`
`FORD 1044
`
`
`
`Neil Hannemann - April 8, 2015
`
`25
`
`
` 1 A But --
`
` 2 Q Just -- since you said that --
`
` 3 MR. GUARNIERI: Do you want him to answer, let
`
` 4 him finish?
`
` 5 MR. ANGILERI: Not really. I'm going to
`
` 6 cl