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IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`COMPLI, INC.
`
`Petitioner
`
`v.
`
`EMPLOYMENT LAW COMPLIANCE, INC.
`
`Patent Owner
`
`Case Number: IPR2014-00562
`
`Patent: 7,330,817
`
`EMPLOYMENT LAW COMPLIANCE, INC.’S MANDATORY NOTICES
`
`UNDER 37 C.F.R. § 42.8
`
`Mail Stop PA TENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`
`PO Box 1450
`
`Alexandria, Virginia 22313-1450
`
`Case No. |PR2014-00562
`
`Attorney No. HELC|.5004
`
`Page I of 4
`
`

`
`1. Real Party-In-Interest [37 C.F.R. § 42.8(b)(1)]
`
`Employment Law Compliance, Inc. is the owner of the entire right, title, and
`
`interest in U.S. Patent No. 7,330,817 (the ‘817 patent) and, thus, is the real party-
`
`in-interest for the party.
`
`2. Related Matters [37 C.F.R. § 42.8(b)(2)]
`
`The following judicial matters may be affected by a decision in this
`
`proceeding:
`
`Empl. Law Compl., Inc. v. Compli, Inc., 3:13-cv-03574-N
`
`Empl. Law Compl., Inc. v. TADA, 3:13-cv-03844-N
`
`Empl. Law Compl., Inc. v. Empower Soft. Sol., Inc., 3:13-cv-04197-N
`
`The following administrative matter may be affected by a decision in this
`
`proceeding:
`
`Reexamination Control No. 90/0 13 ,180
`
`3. Lead and Back-Up Counsel [37 C.F.R. § 42.8(b)(3)]
`
`Pursuant to 37 C.F.R. §§ 42.8(b)(3) and 42.10(a), Patent Owner makes the
`
`following designation of counsel:
`
`Lead Counsel
`Steven H. Washam
`HARPER WASHAM LLP
`
`1700 Pacific Ave., Suite 3600
`Dallas, Texas 75201
`214-389-8985 (Office)
`214-389-8986 (Fax)
`steven.washam@harperwasham.com
`
`Back-Up Counsel
`Scott L. Harper
`HARPER WASHAM LLP
`
`1700 Pacific Ave., Suite 3600
`Dallas, Texas 75201
`214-389-8985 (Office)
`214-389-8986 (Fax)
`scott.harper@ha1perwasham.com
`
`Patent Owner Mandatory Notices
`Case No. IPR2014-00562
`
`Attorney No. HELC|.5004
`
`Page 2 of 4
`
`

`
`Pursuant to 37 C.F.R. § 42.10(b), designated counsel has submitted to the
`
`USPTO the power of attorney documents necessary to become counsel of record
`
`for the subject patent.
`
`4. Service Information [37 C.F.R. § 42.8(b)(4)]
`
`Please address all correspondence to the Lead Counsel:
`
`Steven H. Washam
`
`HARPER WASHAM LLP
`
`1700 Pacific Avenue, Suite 3600
`
`Dallas, Texas 75201
`214-389-8985 (Office)
`214-389-8986 (Fax)
`steven.washam@harperwasham.com
`patents@harperwasham.com
`
`Respectfully Submitted,
`
`
`. Washam, Reg. No. 58,266
`Steven
`HARPER WASHAM LLP
`Attorney for Employment Law Compliance,
`Inc.
`
`
`
`Patent Owner Mandatory Notices
`Case No. IPRZO14-00562
`Attorney No. HELCl.5004
`
`Page 3 of 4
`
`

`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this April 22, 2014, a true and correct copy of the
`
`following:
`
`Employment Law Compliance, Inc.’s Mandatory Notices Under 37
`
`C.F.R. 42.8
`
`was served via electronic mail and via USPS Priority Mail (9405 5036 9930 0282
`
`0037 98) upon the following counsel of record for Petitioner Compli, Inc.:
`
`Peter J. Ayers
`LEE & HAYES, PLLC
`13809 Research Blvd., Suite 405
`Austin, Texas 78750
`peter@leehayes.com
`
`Brian Mangum
`lee & hayes, PLLC
`13809 Research Blvd., Suite 405
`Austin, Texas 78750
`brianm@leehayes.com
`
`Respectfully Submitted,
`
`
`
`I even H. Was am, Reg. No. 58,266
`HARPER WASHAM LLP
`
`Attorney for Employment Law Compliance,
`Inc.
`
`Patent Owner Mandatory Notices
`Case No. IPR2014-00562
`
`Attorney No. HELC|.5U04
`
`Page 4 of4

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