throbber
View Article Online I Journal Homepage I Table of Contents for this issue
`
`OLEFIN OXIDATION
`
`By L. BATEMAN
`
`(THE BRITISH RUBBER PRODUCERS' RESEARCH ASSOCIATION,
`WELWYN GARDEN CITY, HERTS.)
`
`THE interaction of olefins with molecular oxygen is not only a subject of
`widespread industrial importance, but is one of the most thoroughly under(cid:173)
`stood chemical processes. This Review attempts to give a broad picture
`of the main mechanistic features. An earlier article 1 has reviewed the
`historical background and has given details of the method of approach and
`of the earlier kinetic data which were largely responsible for opening up
`this field.
`In Section (l) we present the generally accepted chain mechanism and
`the simpler rate expressions which are often obeyed. Certain quantita(cid:173)
`tive comparisons of olefinic reactivity derivable on this basis are then dis(cid:173)
`cussed. Our main concern, however, is to show how comparatively small
`changes in certain mechanistic details can give rise to substantial differences
`in the observed kinetics-so much so that a profound change in mechanism
`might be imagined. Section (2) deals with rate measurements under non(cid:173)
`stationary state conditions designed to determine the propagation- and
`termination-rate constants separately, and emphasises the inherent limita(cid:173)
`tions to accuracy which oxidation systems present in this respect.
`Sections (3), (4), and (5) are concerned with the initiation of the oxidation
`chain, and the part played in this by the hydroperoxide which is the primary
`reaction product. This behaviour of the hydroperoxide is responsible for
`the autocatalytic character of the oxidations, and the complexity and
`environmental sensitivity of its decomposition serves to complicate the
`kinetics of the oxidations as u. whole. Attention is drawn to circumstances
`where the fraction of hydroperoxide undergoing decomposition is large
`compared with that being formed, so that the character and kinetics of the
`process are greatly altered despite the same fundamental reactions being
`involved. Section (6) .describes efforts to analyse the initiation process
`quantitatively in order that tho number of oxidation chains being started
`under given conditions can be specified.
`Under mild conditions of oxidation, the chain is long and the fraction of
`the hydroperoxide which decomposes to initiate fresh chains is very small.
`The overall yield of hydroperoxide should thus be nearly quantitative.
`In
`Section (7) serious discrepancies are interpreted in terms of the dual reac(cid:173)
`tivity of peroxy.radicals towards olefinH, the consequence being that the
`measured rate conHtants are composite qnan1 ities relating to both hydrogen
`t'xtraction and double-bond u.ddition.
`The allylic radicals formed on removal of an o:.-methylenic hydrogen
`a.tom from an olefin are mesomeric and hence the derived product may
`1 Bolland, Quart. Reviews, 1949, 3, 1.
`147
`
`Page 1 of 21
`
`Noven Ex. 1020
`
`

`

`148
`
`QUARTERLY REVIEWS
`
`View Article Online
`
`consist of allylic isomerides. The behaviour of mono-olefins and 1 : 4-
`diolefins in this respect is discussed in Section ( 8).
`
`Termination :
`
`0
`
`1. General Kinetic Behaviour
`The following reaction scheme, where RH represents the olefin with an
`<X-methylenic hydrogen atom H, ri is the rate of chain initiation, and the
`k's are the velocity coefficients of the reactions indicated, accounts for the
`reaction characteristics with remarkable comprehensiveness.
`Initiation :
`Propagation :
`
`r 1
`Production of R· or R0 2• radicals
`R· + 0 2
`--+ R0 2•
`k 2
`R0 2• + RH --+ R0 2H + R·
`k 3
`2R· ~}Non-initiating or k 4
`k-
`R· R0 2 • ~ -propagating
`k;
`2R02• ~ products
`The more obvious of these are: (i) high yields of the hydroperoxide,
`R02H (cf. p. 162) ; (ii) catalysis by light and by free-radical producing
`substances, indicating the free-radical nature of the reaction ; 2 (iii) quantum
`yields greater than one and a proportionality between rate and the square
`root of the light intensity in photo-oxidations, indicating a chain reaction
`with mutual destruction of two chain carriers in the termination step ; 3
`(iv) a parallelism between oxidisability and the relative ease of rupture of
`the C-H bond in RH, indicating the importance of a hydrogen-exchange
`reaction such as (3) (cf. p. 149) ; (v) the formation of conjugated-diene
`hydro peroxides from 1 : 4-dienes, in agreement with the generation of
`mesomeric R· radicals as in (2) (cf. p. 164); and (vi) the marked retardation
`in rate produced by phenolic compounds (among others), which interfere
`with the propagation process by providing an alternative and easier reaction
`for the R02• radicals that does not liberate a radical equivalent to R•. 4
`2 = k4k6 , the above mechanism yields the rate
`It being assumed that k5
`equation (for long chains) 5
`ik k -![RH]
`k2k6-l[02]
`kak~=l[RH] + k2k6 -1[02]
`r = ri a a
`where r is the overall rate of oxidation and the square brackets signify
`concentration terms.
`Oxidisability at "High" Oxygen Pressures.-"\Vhen reaction (2) is so
`much faster than (3) that [R] ~ [R02], termination can be assumed to occur
`entirely by reaction (6), and equation (1) simplifies to
`(2)
`r co = r1lk3k6 -i[RH]
`Equation (2) accurately expresses the observed kinetics for most olefins at
`
`(1)
`
`2 Bateman and Bolland, Proc. XIth International Congress of Pure and Applied
`Chern., 1947.
`3 Bateman and Gee, Proc. Roy. Soc., 1948, A, 195, 376.
`'Bolland and ten Have, Trans. Faraday Soc., 1947, 43, 201; Discuss. Faraday
`Soc., 1947, 2, 252.
`6 Bolland, Proc. Roy. Soc., 1946, A, 186, 218.
`
`Page 2 of 21
`
`Noven Ex. 1020
`
`

`

`BATEMAN ; OLEFIN OXIDATION
`
`View Article Online
`149
`
`oxygen pressures greater than 100 mm. (the "high" pressure region)-an
`interesting exception being discussed later. At constant r1, estimates of
`k3k6 -i are thus obtained from r 1()/[RH] and these measure the relative
`reactivities of different olefins in reaction (3), since k6 is not very sensitive
`to changes in R (seep. 153). Bolland 6 has in this way developed a correla(cid:173)
`tion between olefinic structure and oxidisability. Referring to propene,
`CH3·CH:CH2, at 45°, he concludes that:
`(a)
`(c)
`(b)
`(i) Replacement of one or two hydrogen atoms at (a) and/or (c) by
`alkyl groups increases k3 by 3·3n, where n is the total number of substituents;
`similar replacement at (b) is without effect.
`(ii) Replacement of a hydrogen atom at (a) by a phenyl group increases
`k3 23-fold.
`(iii) Replacement of a hydrogen atom at (a) by an alk-1-enyl group
`increases k3 107 -fold.
`(iv) The value of k3 appropriate to an cx-methylenic group contained in a
`cyclic structure is 1·7 times that of the group contained in an analogous
`acyclic structure.
`These rules relate to broad variations, as implied by the assumed
`equivalency of different alkyl groups. The assumptions that k 6 is invariable
`and that benzoyl peroxide (used as a standard initiator) initiates throughout
`with equal efficiency also introduce second-order uncertainties. More
`serious discrepancies occur in special cases. Thus 2 : 4-dimethylpent-2-ene
`is at least 10 times less reactive than would be predicted, 7 presumably
`because of steric hindrance at 0 3-behaviour simulated in a saturated
`
`0
`
`TABLE l
`
`Olefin, RH ~>
`
`Ea b
`
`~Ha Ea/04
`
`~(AH3)
`
`*
`CH 2:CH•CH3 •
`*
`CH 2:CH·CH2Alk .
`*
`CHAlk:CH•CH 2Alk
`*
`CAlk 2:CH ·CH2Alk
`*
`CH 2:CH·CH2Ph
`*
`CHAlk:CH ·CH 2·CH:CHAlk .
`*
`CH:CH•CH 2
`I
`I
`Alk-Alk
`
`13·5
`
`ll·s
`
`10·5
`
`9
`
`10
`
`6
`
`9·5
`
`34
`
`29
`
`26
`
`23
`
`25
`
`15
`
`24
`
`0
`
`5
`
`8
`
`11
`
`9
`
`19
`
`10
`
`I
`
`I
`
`I
`
`All values are in kcal.jmole
`Reactive oc-methylenic group
`indicated by an asterisk.
`7> Calculated from
`!E1 + jE6, where E 0 designates the overall activation energy of oxidation-;
`l!J3 = E 0 -
`catalysed by benzoyl peroxide. E 6 is taken a<3 zero and E1 as 30 kcal.jmole (Bolland's
`published values are based on E 1 = 31 kcal. /mole).
`--- '" ---
`11 Bolland, Trans. Faraday Soc., 1950, 46, 358.
`
`7 Morris, unpublished result.
`
`Page 3 of 21
`
`Noven Ex. 1020
`
`

`

`View Article Online
`
`150
`
`QUARTERLY REVIEWS
`
`In general,
`hydrocarbon by the inertne::,s of 2: 2: 4-trimethylpentane.8
`howevl"r, Bolland's rules rationalise the behaviour of different olefins and
`of differl"nt allylic systems in the same olefin. For example, in the isoprenic
`unit ·OH2·C(OH3):0H·CH2·, the relative Cl-methylenic activity at the three
`(y)
`(1)
`(x)
`positions, x : y : z, is approximately I : 3 : II.
`The numerical factors given for 45° become smaller at higher tempera(cid:173)
`tures, since increased reactivity partly reflects a lower activation energy (E)
`for reaction ( 3). 6 A vE-ra go values of E 8 for the systems considered in
`(i)-(iv) above are given in Table I. E 3 may be related to the corresponding
`heat of reaction, t:.H 3 , 6 whose variation, tl.(M 3 ), from olefin to olefin ex(cid:173)
`presses differences in resonance energy and other stabilising influences in
`the different allylic radicals.
`Oxygen-pressure Dependence.-Decreasing the oxygen pressure reduces
`the overall rate of oxidation only when reaction (2) is not incomparably
`faster than reaction (3), i.e., when [R·] is not negligible compared with
`[R0 2·]. The pressure at which this condition prevails depends on the
`reactivity of the olefin- the lower the reactivity, the slower is reaction (3),
`and the lower the value of [0 2] necessary to reduce the rate of reaction (2)
`accordingly. This effect may be enhanced by the reactivity of R in reaction
`
`(a)
`
`___ _ ___...o---
`
`.-o-------
`
`oo~--~--2~~~--~--~~--~--~6~~~~~~
`Oxygen pressure (mm)
`FIG. 1
`Variation of the rates of oxidaMon of (a) hexadec-1-ene (45°), (b) ethyl linolenate (45°)
`and (c) 2 : 6-dimethylhepta-2 : 5-diene (25°) with oxygen presaure.
`
`(2) being qualitatively the inverse of that of RH in reaction (3), although
`the quasi radical-radical nature of (2) renders it far less responsive than (3}
`to changes in R. Some rate-pressure dependences are illustrated in Fig. I.
`Hexadec-1-ene shows no depl"ndence above I mm., but with increasing
`olefin reactivity the pressure at which the rate becomes insc:>nsitive also
`increases. With the intensely reactive 2 : 6-dimethylhepta-2 : !5-diene, the
`rate at atmospheric pressure is well below r co· Ar:;; only reaction (3) of
`the propagation and termination steps has an appreciable temperature
`
`s W1baut and Strang, Pt·oc. K. Ned. Akad. Wet., 1951, 54, B, 229.
`
`Page 4 of 21
`
`Noven Ex. 1020
`
`

`

`BATEMAN: OLEFIN OXIDATION
`
`Yie\v Article Online
`151
`coefficient, the dependence of rate on oxygen pressure extends to higher
`pressures at higher temperatures, as exemplified in Fig. 2.
`Generalised Rate Equation.-For some olefins, equation (1) expresses
`exactly the observed kinetics over the whole range of oxygen pressures
`where accurate measurements are possible (down to about 1 mm.).
`In
`general, however, deviations are found which arise from departures from
`.,-t
`2 = k4k0 (p. 148), and which vary from olefin to
`~ the assumption that k6
`2
`olefin in an intelligible manner-in extreme cases being sufficient to modify
`::;::;;
`the oxidation kinetics at pressures near atmospheric.
`
`C':l
`
`0
`
`0 o~----~2o~--~40~----~~----~~~----,.=~o
`Oxygen pressure (mm)
`FIG. 2
`Influence of temperature on the oxygen-pressut·e dependence of ethyl Zinolenate at (a) 25°,
`(b) 35°, and (c) 45°.
`
`•
`
`The completely general form of the rate equation (for long chains) is: 9
`r- 2 = r1- 1(k2- 2k4[02]- 2 + 2k2 - 1k3 - 1k5(RH]-1[02]-1 + k3 - 2k6[RH]- 2)
`(3)
`or, alternatively, by combination of (3) and (2):
`(r OC)/r)2 = 1 + 2cpk2 -lk4lkalc6 -l[RH] [02]-1 + k2 - 2k4k3 2k6 - 1[RH] 2[02]-2 • (4)
`where cp = k 4-ik6k6-l and r 00 is defined by equation (2). Equation (4)
`requires a plot of (r 00/r) against [02]-1 to be linear if 4> = l [as assumed in
`deriving (I)], concave to the latter axis if cp < I, and convex if cp > I.
`Examples of all three conditions are known.11 From the slope and ordinate
`intercept of the plot of { (r 00/r) 2 - 1 }[02] against [02]-1 (see equation 4),
`cp and the composite coefficients k2k4 -1 and k3k6 -1 can be determined. The
`data listed in Table 2 show that the large variations in k3k6 -1 with olefinic
`structure are not paralleled by any of comparable magnitude in k2k, -!.
`8 Bateman, Gee, Morris, and Watson, Discuss. Faraday Soc., 19lH, 10, 250.
`
`Page 5 of 21
`
`Noven Ex. 1020
`
`

`

`152
`
`QUARTERLY REVIEWS
`
`View Article Online
`
`TABLE 2*
`
`Olefin
`
`10'k3k6 - *< 45°)
`(mole-! ti sec. -i)
`
`10-8k1k, -t{45°)
`(mole- i 1.* sec.-!)
`
`Methyl oleate
`Phyteno
`Digeranyl.
`Ethyllinoleate
`Ethyl linolenate
`2 : 6-Dimethylhepta-2 : 5-diene
`
`..
`
`1·53
`1·07
`3·82
`20·7
`41·4
`130 (25°)
`
`0·5
`0·4
`0·9
`1·6
`1·3
`1·2 (25°)
`
`"'
`0·3
`1·0
`3·1
`2·5
`3·3
`6·5
`
`* Absolute comparison requires the composite and individual rate constants in this
`and the following Tables to be multiplied by factors of eiB p and eB.P• respectively,
`where eB.P denotes the initiating efficiency of benzoyl peroxide (see p. 161). As this
`quantity has been determined only for a few olefins and is variable, it is preferable
`here to base all the data on the value, e.a.r = 1.
`
`~ Values.-Two points concerning the values of 4> may be noted : (i) they
`are all rather small compared with some of the large values found for the
`E-quivalent quantity for cross-termination in copolymerisations; and (ii)
`they increase with the reactivity of RH. These features probably have a
`common link in reflecting a large diminution in the resonance and polarity
`properties of the group R on relay through the 0-0 bond of the R02•
`In copolymerisations, the analogous if> values relate to the inter(cid:173)
`radical.
`play of structural effects in substituted alkyl radicals only; in the oxidations,
`the R02 • radical is essentially a common factor from system to system and
`tends to depress in reaction (5) any variation in reactivity in R· which is
`fully manifest in reaction (4).
`Influence of ~ on the Kinetic Form.-As the reactivity of RH increases,
`two factors enhance the kinetic importance of the R· radicals : (i) the lessen(cid:173)
`ing of the difference between k2 and k3 ; and (ii) the increase in cfo. The
`practical repercussions are strikingly illustrated by comparing the variation
`in the relative importance of reactions (4), (5), and (6) at different oxygen
`pressures for different olefins (Fig. 3).10 The displacement, broadening, and
`intensification of the R· + R0 2• curve on passing from phytene to
`2 : 6-dimethylhepta-2 : 5-diene leads to such marked kinetic differences as
`to suggest that the oxidation mechanisms are fundamentally different.
`Even at pressures near atmospheric, equation (2) does not apply even
`approximately to the heptadiene; the rate is neither directly proportional
`to [RH] nor independent of [0 2]. At pressures higher than 100 mm.,
`termination by reaction (4} is negligible and the dependence of rate on
`[RH] is then given by equation (3) without the term k 2 - 2k4[0 2]-2 .
`The ability of the oxidation mechanism to account in so detailed and
`rational a manner for the kinetic behaviour of olefins of widely varying
`reactivity establishes its formal correctness. As discussed later (p. 162),
`it is sometimes necessary to modify or supplement the scheme given on
`p. 148 in order to obtain consistency with product data.
`
`1o Bateman and Morris, Trans. Faraday Soc., 1953, 49, 1026.
`
`Page 6 of 21
`
`Noven Ex. 1020
`
`

`

`BATEMAN: OLEFIN OXIDATION
`
`View Article Online
`153
`
`(c}
`
`(b)
`
`(a.)
`
`80
`
`60
`
`40
`
`20
`
`/
`
`0
`""" ~
`'-
`~
`.;:.so-
`t::l
`~
`~
`~60
`
`...... .s .a
`
`~40

`.;::.
`~
`~20
`ct
`
`0
`
`80
`
`60
`
`4D
`
`..t
`0
`0l
`
`'2 et:l
`
`~
`
`('j
`s:::
`0
`E
`0
`::l
`0 ;.,
`c:
`!.;l
`@
`t
`"§
`-B
`~
`,.0
`"1:1
`(\.)
`"' et:l
`..s::
`~ :::: c..
`..t
`•n
`0\
`>·i
`1;:;
`::::
`c
`....,
`et:l
`
`0
`c:
`0
`"1:1
`(\.)
`..s::
`.~
`:0 ;::s
`c..
`
`o~~~~~~~~~~~--._~~~
`1
`10
`Oxygen pressure (mm)
`FIG. 3
`Termination characteristics of the oxidation of (a) phytene (45°), (b) ethyl linoleate (45°),
`and (c) 2 : 6-dimethylhepta-2 : 5-diene (25°) at various oxygen pressures.
`
`2. Individual Rate Coefficients of the Propagation and Termination
`Reactions
`For all chain reactions, measurements under stationary-state conditions
`permit only composite velocity coefficients (such as k3k6-l) to be determined.
`
`Page 7 of 21
`
`Noven Ex. 1020
`
`

`

`154
`
`QUARTERLY REVIEWS
`
`View Article Online
`
`Non-stationary-state measurements with oxidising olefins have been made
`by the rotating-secto~ technique n, 12 and by following directly the photo(cid:173)
`chemical pre- and after-effects, 9 , 12 • 13 • 14 and absolute values of the several
`propagation and termination constants derived. However, severo limits to
`accuracy are imposed by certain inherent complications, which are common
`to similar measurements in all gas-liquid systems and deserve to be more
`widely known.
`The principle of the photochemical pre- and after-effects is expressed
`If the oxidation is followed in the dark (rate = rD) and then
`in Fig. 4.
`the light is switched on, a time interval elapses before the uniform
`
`Ttme
`
`Darlr Light
`
`(/J)
`
`Time
`
`(«-)
`
`L~t ~lr
`
`FIG. 4
`Definition of (a) the rate decay intercept, Id, and (b) the rate growth intm·cept, Ir..
`
`light rate (rL) is established, i.e., while the increased concentration of
`chain carriers builds up. The inverse occurs when the light is switched off.
`The intercepts lg and Jd represent amounts of oxygen absorbed during
`the non-stationary state conditions, and can be shown to be defined by
`Jd = a ln{(rL + rD)/2rn} and lg = a In {2rL/(rL + rn)}, where a is a
`complex quantity containing the propagation and termination constants in
`different ratios from those in the stationary rate equations (under "high"
`pressure conditions, a reduces to k3k6 - 1[RH]). The important complicating
`factor is that the oxygen concentration in the solution does not remain
`constant during the change from rn to rL. As oxygen is continually being
`removed by reaction, the actual value of [02] is always lower than the satura(cid:173)
`tion value. The extent of this difference depends on the speed by which
`
`11 Bateman and Gee, Proc. Roy. Soc., 1948, A, 195, 391.
`12 Bamford and Dewar, ibid., 1949, A, 198, 252.
`n Bateman and Gee, Trans. Faraday Soc., 1951, 47, 155.
`u Bateman, Bolland, and Gee, ibid., p. 274.
`
`0
`t:
`
`~
`IJ.)
`...t:
`.~ :g
`
`0..
`
`Page 8 of 21
`
`Noven Ex. 1020
`
`

`

`BATEMAN; OLlllFIN OXIDATION
`
`View Article Online
`1.55
`
`the oxygen can be replenished from the gas phase by agitation. The inter(cid:173)
`cepts actually measured are not in fact I g and I d but are given by 13
`I'll = /d + (rL -
`rn)/ks and I's = lg + (rL- rn)/k~o, where k8 represents
`the shaking efficiency.
`In principle, therefore, the change in oxygen
`concentration can be compensated for automatically by evaluating
`I'g (= Id- lg =a ln{(rL + rn) 2/4rLrn}).
`In practice, the term
`1'11 -
`(rL- rn)/k8 , while often negligible compared with [02], is large compared
`with Id and Ig. For example, under favourable experimental conditions
`with ethyllinoleate at 15°, an oxygen pressure of 550 mm., and a shaking
`frequency of 650 per minute, the values of 10 6I'd, l0 6I'g, and 10 6(rL- 1'n)/k.,
`were 27, 19, and 16 molejl., respectively.
`In the " low " pressure region, where rL and rn themselves vary with
`changes in [0 2], an exceedingly complicated situation exists,14 and deriva(cid:173)
`tions of the relevant constants are subject to much greater uncertainty.
`Fairly reliable estimates of the several constants for ethyllinoleate and
`digeranyl are given in Table 3. The values of k3 and k 6 are believed to be
`numerically significant, those of k2 , k4 , and k 5 express the order of magnitude.
`
`TABLE 3. Velocity coe.fficients at 25° (mole-1 l. sec. - 1)
`
`Ethyllinoleate
`Digeranyl
`
`10-•k,
`
`10
`1
`
`k,
`
`50
`3
`
`10-•~;.
`
`I0-1k 4
`
`10-•k.
`
`20
`1
`
`50
`10
`
`20
`10
`
`in circum(cid:173)
`involves measurements
`technique
`The rotating-sector
`stances where changes from rL to rn to rL occur in rapid succession. The
`terms thus cancel out automatically. Even under high
`(rL- rn)/k8
`pressure conditions (as above, a complex situation prevails at "low"
`pressures), the advantage which this confers has not been realised owing
`to a lack of sensitivity in other respects, but practical improvements to
`remedy this appear feasible and worth developing.
`
`3. Autocatalysis and Hydroperoxide Decomposition
`Benzoyl peroxide and azoisobutyronitrile undergo unimolecular thermal
`dissociation into free radicals and .catalyse the oxidation of ole:fins propor(cid:173)
`tionally to the square root of their concentration. This affords critical
`evidence, in conjunction with photocatalysis (p. 148), for the form of r1 in
`equation (3) and its simplified versions.
`Bimolecular Bydroperoxide Decomposition.-The autocatalytic character
`of the oxidation is illustrated in Fig. 5. The overall rate is proportional
`to the hydroperoxide produced during the earlier stages of the reaction,
`and thus from equation (3) r1 cc [R02H] 2, i.e., chain initiation ensues from
`a bimolecular decomposition of the hydroperoxide. This result was unex(cid:173)
`pected when first encountered because saturated and arylated hydroperoxides
`had previously been said to undergo a unimolecular primary scission. The
`self-consistency of the kinetic data on oxidation catalysis and a direct study
`L
`
`Page 9 of 21
`
`Noven Ex. 1020
`
`

`

`156
`
`QUARTERLY REVIEWS
`
`View Atiicle Online
`
`3
`
`(,)
`
`1 •
`
`~
`... ~2
`......
`..!!
`0
`~
`J-1
`~
`
`s
`
`2
`
`10
`
`w
`5
`~
`[0-t]aosorbed (mole/l)
`FIG. 5
`Autoa-idaNon of <'yclohexene at 45° and 728 mm.
`
`n
`
`of the decomposition of an olefinic hydroperoxide,15 however, combine to
`establish its validity. As mentioned later, differences concerning the order
`of peroxide decomposition may not be antagonistic.
`].,or the above catalytic form in the "high" pressure region, we have
`(5)
`r = {ek"[R02H]2}lk3k6-1[RH]
`where k" is the bimolecular velocity coefficient for the hydroperoxide
`decomposition and e represents the efficiency with which the liberated
`radieals produce R· or R02• radicals. From benzoyl-catalysed oxidations,
`
`0
`
`Olefin
`
`Allyl benzene
`Oct-1-ene .
`
`Methyl oleate .
`cycloHexene
`Ethyllinoleate
`
`4-Methylhept-3-ene
`1-Methylcyclohexene .
`
`1 : 3 : 5-Trimethylcyclohexelw
`Dicyclohex-2-enyl .
`
`Squalene
`Digeranyl .
`
`TABLE 4
`
`Hydroperoxide·type, %
`
`pnm.
`
`Bee.
`
`tert.
`-- - - -
`100
`30
`70
`
`100
`100
`100
`
`70
`70
`
`15
`25
`
`30
`30
`
`85
`75
`
`.-.100
`, .•• ,J 00
`
`104kake -i *
`(molc-i 1.! sec.
`
`108ck" •
`(mole- 1 1. sec.-')
`
`l)
`
`14·4
`3·6
`
`21·5
`37·0
`278·
`
`32·4
`6iH
`
`150
`200
`
`39·7
`49·4
`
`0·28
`0·29
`
`0·46
`0·54
`0·47
`
`1·72
`1·14
`
`3·25
`2·48
`
`2·97
`2·62
`
`15 Bateman and (Mrs:) Hughes, J., 1952, 4594.
`
`Page 10 of 21
`
`Noven Ex. 1020
`
`

`

`View Article Online
`157
`BATEMAN : OLEFIN OXIDATION
`and determination of the appropriate value of e for this system, 16 k3k6 -l can
`In Table 4, 17 the olefins are grouped
`be determined and thus (ek") from (5).
`according to the structural type of hydroperoxide involved, as deduced
`from the relative susceptibility of non-equivaJent <X-methylenic 0-H bonds
`to attack by R02• radicals (p. 149) and from the tendency of allylic systems
`to form isomeric products (p. 166).
`No parallelism is apparent between the differences in ek'' and the
`oxidisabiliti~s of the olefin (k3k6 -l), but a clear correlation exists with
`hydroperoxide type in the sense ek"1nim. : ek"sec. : ek"te1t. = 1 : 2 : 14. For
`reasons unknown, this order is the reverse of the commonly rc<'ogniHed
`stability of analogous saturated hydroperoxides.
`
`16
`
`2
`
`z 4
`6
`10 [02]ahsorbed(molejl.)
`FIG. 6
`Auto:ddation of (a) tetralin at 75° and 180 mm. and (b) 1-methylcyclohexene at 65° and
`350 mtn. at low extents of oxidation.
`
`8
`
`10
`
`Unimolecular Hydroperoxide Decomposition.-A curious feature of the
`plots of r against [02]absorbed (such as in Fig. 5) is that extrapolation of
`the linear portion to [02]absorbed = 0 gives a small but real intercept on the
`r-axis. This was first thought to represent the rate of the direct reaction
`between the olefin and oxygen (RH + 0 2 -+ ).1
`In fact, the basis of
`performing the extrapolation has proved fallacious. The true behaviour
`is shown for two olefins in Fig. 6. The curvature towards the origin in
`the very early stages of the reaction denotes catalysis of the form
`roc [R02H]l, instead of the commonly observed roc [R02H]. This in turn
`implies that the hydroperoxide at low concentrations ( < I0- 2 mole/!. in
`the temperature range studied) yields radicals by a first-order decomposition,
`which is superseded by a second-order decomposition at a higher concen(cid:173)
`tration. This unique change in decomposition order with concentration
`16 Bateman and Morris, Trana. Faraday Soc., 1952, 48, 1149.
`17 Morris, Ph.D. Thesis, London, 1952.
`
`Page 11 of 21
`
`Noven Ex. 1020
`
`

`

`158
`
`QUARTERLY REVIEWS
`
`appears to be associated with the state of molecular association of the
`hydroperoxide :
`
`View Article Online
`
`H
`2(R0 2H) ~ (RO·O ..... H•0 2R)
`
`unimol./
`
`bimol.
`"""
`decomp.
`~decomp.
`RO· + H 20 + R0 2•
`2(RO· + ·OH)
`Infra-red spectroscopy provides clear-cut evidence that the .inteuse
`associatiou in the neat hydroperoxide becomes progressively less with
`dilution.15 In general, conditions conducive to a low degree of association
`would be expected to emphasise the first-order decomposition. Consisteutly,
`the catalytic form r' a:: [R02H]~ persists to higher concentrations at higher
`temperatures, 17 and the addition of more strongly bonding substances than
`the peroxide itself suffices to change the observed catalysis from r a:: [R0 2H]
`to r a:: [R02H]l,15 , 17 The effect of temperature is significant in providing
`a probable explauation of the differences in hydroperoxide decomposition
`reported by different workers (of. p. 155). The inference from the oxidation
`kinetics of a bimolecular mechanism relates to temperatures lower than
`about 80°, while the direct decompositions have mostly been studied at
`above 130° where the first-order dissociation will be greatly favoured.
`
`TABLE 5
`
`Olefin
`
`Temp.
`
`107e'k'
`(sec.-1)
`
`Oleftn
`
`Temp.
`
`107e'k'
`(sec. - 1)
`
`0
`
`Allyl benzene
`cycloHexene .
`Ethyllinoleate
`1-Methylcyclohex-1-ene
`"
`1 : 3 : 5-Trimethyl-
`cyclohex -1-ene
`
`75°
`55
`55
`45
`65
`65
`
`2·9
`0·1 6
`0·20
`0·45
`3·9
`3·7
`
`Dicyclohex-2-enyl
`"
`2-Methyloct-2-ene .
`2-Methyl-4-phenyl-
`but-2-ene
`Digeranyl
`
`45°
`65
`55
`55
`
`45
`
`0·7
`6·9
`0·50
`1·6
`
`0·5,
`
`The quantity e'k', analogous to ek", can likewise be determined for the
`first-order hydroperoxide initiation process (Table 5).17 For the limited
`data available, no well-defined correlation with hydroperoxide type as in
`the case of ek" can be recognised, but the predominantly tertiary derivatives
`again seem to be the more reactive.
`
`4. The Direct Reaction between an Olefin and Oxygen
`A natural consequence of the free-radical character of oxygen is that it
`should display in some measure the reactivity of R02• radicals towards
`olefins.
`It is actually so much less reactive that direct olefin-oxygen inter(cid:173)
`action (RH + 0 2 --+) has so far proved impossible to measure. As described
`in section (3), instead of being able to define this rate relatively easily by
`extrapolating the plot of r against [02]absorbed (as l!,ig. 5) to [02]absorbed = 0
`(e.g., 6 x l0- 6 mole I.-1 sec.-1 for tetralin at 75°), the true value is so many
`times smaller that it is difficult to observe (see Fig. 6). The absorption of
`
`Page 12 of 21
`
`Noven Ex. 1020
`
`

`

`BATEMAN : OLEFIN OXIDATION
`
`View Article Online
`159
`as little as 0·02-0·05 ml. (N.T.P.) of oxygen per ml. produces a degree of
`hydroperoxide catalysis sufficient to obscure any possible initiation by
`direct olefin-oxygen interaction.17 ' 18 The latter clearly cannot be an
`observable component of the overall oxidation reaction at moderate tem(cid:173)
`peratures. The initiation step as a whole accounts for only Ijnth of the
`total products, where n is the chain length, and hydroperoxide decomposition
`accounts for nearly all of this fraction.
`Obviously no examination of the oxidation product can hope to provide
`information on any non-hydroperoxidic initiation.
`In fact it would appear
`that the only means of obtaining critical evidence on the direct olefin-oxygen
`reaction is to study the system in the presence of a highly efficient inhibitor
`which would prevent any primary peroxy-intermediate from becoming a
`hydroperoxide (therefore not a phenolic-type inhibitor).
`Hydroperoxide initiation is likewise predominant in photochemical
`oxidations. The formation of a very small amount of hydroperoxide
`has been shown quantitatively to establish R02H + hv~ rather than
`RH + hv~ as the primary activation process. 3
`5. Metallic-ion Catalysis
`The intense activity of certain metallic compound~ (notably those of
`iron, cobalt, nickel, copper, and manganese) as oxidation catalysts is a
`matter of immense technological interest. The consequences can be both
`highly undesirable and advantageous. Thus the comparatively rapid
`oxidative deterioration induced in rubber or lubricating oils calls for strict
`preventive measures; while the use of cobalt compounds a<s "driers'' to
`promote the rapid oxidative hardening of unsaturated esters is all-important
`in paint technology. Although knowledge of how these compounds act
`remains obscure in many details, the general picture is fairly clear. Of
`particular interest in the present context are certain distinctive kinetic
`characteristics.
`The active metals are those having two or more valency states, clearly
`suggesting that an oxidation-reduction process is involved. They function
`via their ions, as is evident from the industrial practice of using the so-called
`sequestering (complex-forming) agents (e.g. ethylenediaminetetra-acetic acid)
`to counteract metallic contamination-the metal is converted from an ionic
`into a chelated form and thereby rendered innocuous. Obtaining of a suit(cid:173)
`able homogeneous reaction system for mechanistic studies is thus a difficulty.
`The solvent employed so far has been acetic acid, which is a catalyst for
`hydroperoxide decomposition and therefore might be expected to create
`confusion in any direct comparison of results with those obtained for oxida(cid:173)
`tion in hydrocarbon solvents. Whether this is so or not remains to be
`proved, but fortunately the catalysis by active metal salts is so great that
`the reaction can be studied under conditions where oxidation in acetic acid
`alone is negligible.
`Working with cobaltous acetate in acetic acid, Bawn and his
`
`18 Bateman, (Mrs.) Hughes, and Morris, Discuss. Faraday Soc., 1953, 14, 190.
`
`0
`
`Page 13 of 21
`
`Noven Ex. 1020
`
`

`

`160
`
`QUARTERLY REVIEWS
`
`View Article Online
`
`co-workers 19 • 20 conclude that the rate-determining initiation process is
`R0 2H + MS+ ~ R0 2• + MH + H+ ... r1(M)
`where 1\.P+ represents a complex tervalent cobaltic ion. The cobaltous
`ion produced is immediately reconverted into MS+ by the much faster
`reaction:
`R0 2H + M2+ ~ RO· + Ma+ + OR-
`The sum of these consecutive reactions is seen to be exactly the bimolecular
`decomposition pattern proposed for the hydroperoxide by itself:
`2R02H~R02 • + RO• + H 20
`cf. p. 158, and the truly catalytic role of the metal salt is readily apparent.
`Oxidation subsequently proceeds by the ordinary mechanism, i.e., in(cid:173)
`In
`volving reactions (2), (3), and (6) under the conditions employed.
`conformity with this, the reaction shows autocatalysis in the earlier stages
`and hydroperoxide is steadily formed. However, since the catalyst pro(cid:173)
`motes the decomposition of the hydroperoxide so strongly, r1(M) will rapidly
`increase, the chain length {r jr1(M)} will decrease correspondingly, and we
`should expect the reaction soon to lose its chain character. For these
`circumstances, the formation and decomposition of the hydroperoxide
`become equal. This can arise, of course, independently of the mode of
`initiation, and the generalised kinetic changes and their detection experi(cid:173)
`mentally have been discussed in detail by Tobolsky and his co-workers. 21
`Under these conditions, the products of hydroperoxide decomposition and
`of inter-radical reactions, essentially (6), form a major part of the total
`products.
`The maximum limiting rate of oxidation at a given temperature when the
`chain length tends to one follows from eqn. (2) as rum.= k3
`2k6 - 1(RH]2.

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket