Case 1:13-cv-00738-UNA Document 3 Filed 04/26/13 Page 1 of 1 PageiD #: 61
`
`AO 120 (Rev 08110)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`for the District of Delaware
`on the following
`filed in the U.S. District Court
`1llf Patents.
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`PLAINTIFF
`
`JOHN D'AGOSTINO,
`
`U.S. DISTRICT COURT
`for the District of Delaware
`
`DEFENDANT
`
`Mastercard Inc.; Mastercard International Inc., (d/b/a
`Mastercard Worldwide); Orbiscom Ltd.; Orbiscom Inc.;
`Citigroup Inc.; Discover Financial Services; Xerxes Eng.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`l 8,036,988
`
`2 7,840,486
`
`10/11/2011
`
`John D'Agostino
`
`11/23/2010
`
`John D'Agostino
`
`3
`
`4
`
`5
`
`In the above--entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`I DEC I SIONI JUDGEMENT
`
`In the above--entitled case, the following decision has been rendered or judgement issued:
`
`rBY) DEPUTY CLERK
`
`Copy 1-lJ pon initiation of action, mail this copy to Director Copy 3-llpon tet·mination of action, mail this copy to Director
`Copy 2-llpon filing document adding patent(s), mail this copy to Director Copy 4--Case file copy
`
`MasterCard, Exh. 1013, p. 1
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 7,840,486 B2
`: 11/252009
`:November 23, 2010
`: John D' Agostino
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`Column 9, line 7, claim l.t)
`
`replace "purchase with defined"
`with -- purchase within defined --
`
`Signed and Sealed this
`Twelfth Day of February, 2013
`
`Teresa Stanek Rea
`Acting Director of the United States Patent and Trademark Office
`
`MasterCard, Exh. 1013, p. 2
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`7,840,486
`
`APPLICATION NO.: 11/252,009
`
`ISSUE DATE
`
`November 23, 2010
`
`INVENTOR(S)
`
`John D'Agostino
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Column 9, line 7, claim 1.f)
`
`replace "purchase with defined"
`with -- purchase within defined --
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`Maxey Law Offices
`15500 Roosevelt, Blvd., Suite 305
`Clearwater, FL 33760
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`MasterCard, Exh. 1013, p. 3
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U .S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`MasterCard, Exh. 1013, p. 4
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`7,840,486
`
`APPLICATION NO.: 11/252,009
`
`ISSUE DATE
`
`November 23, 2010
`
`INVENTOR(S)
`
`John D'Agostino
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Column 9, line 7, claim 1.f)
`
`replace "purchase with defined"
`with -- purchase within defined --
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`Maxey Law Offices
`15500 Roosevelt, Blvd., Suite 305
`Clearwater, FL 33760
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`MasterCard, Exh. 1013, p. 5
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U .S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`MasterCard, Exh. 1013, p. 6
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`Jolrn D' Agostino
`
`Patent Number: 7,840,486
`
`Serial Number: 11/252,009
`
`Issue Date: November 23, 2010
`
`Filed: October 17, 2005
`
`Docket Number: 253.001
`
`For: SYSTEM AND METIIOD FOR PERFORMING SECURE CREDIT CARD PURCHASES
`
`CERTIFICATE OF MAILING OR TRANSMISSION UNDER 37 CFR 1.8:
`I hereby certifY that this correspondence is being electronically transmitted using EFS-Web, or Deposited
`with the United States Postal Service on the date shown below with sufficient postage as first class mail in
`an envelope addressed to:
`, Commissioner for Patents, P.O. Box 1450, Alexandria, VA
`22313-1450, or Transmitted by facsimile on the date shown below to the United States Patent and
`Trademark Office at (571) 273-8300.
`
`December 29, 2012
`Date
`
`/Stephen Lewellyn/
`Stephen Lewellyn
`
`Commissioner for Patents
`Office of Patent Publication
`ATTN: Certificate of Correction Branch
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`Dear Commissioner,
`
`A Certificate of Correction under U.S.C. § 255 is respectfully requested for the above-identified
`
`patent in order to correct Applicant's mistake. The changes in the patent needed to correct the Applicant
`
`errors are as follows:
`
`Column, Line
`
`Reads
`
`Should Read
`
`Column 9, line 7
`
`purchase with defined
`
`purchase within defined
`
`The above errors for which correction is requested under 35 U.S.C. § 255 were made as a result of
`
`the Applicant's mistake, which occurred in good faith. The errors are considered sufficiently important to
`
`justify the processing of a Certificate of Correction under 35 U.S.C. § 255. A form PTO/SB/44, in
`
`duplicate, is enclosed herewith, in addition to payment of the fee, as set forth in 3 7 C.F .R § 1.20( a), in the
`
`amount of$100.
`
`MasterCard, Exh. 1013, p. 7
`
`

`
`Issuance of the Certificate of Correction would neither expand nor contract the scope of the
`
`claims, and re-examination is not required.
`
`December 29, 2012
`Date: _________ _
`
`Respectfully submitted,
`Maxey Law Offices, PLLC
`
`/Stephen Lewellyn!
`
`Stephen Lewellyn
`Registration No. 51942
`15500 Roosevelt Blvd., Suite 305
`Clearwater, Florida 33760
`Tel: 727-230-4949
`
`MasterCard, Exh. 1013, p. 8
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`11252009
`
`17-0ct-2005
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PERFORMING SECURE CREDIT CARD PURCHASES
`
`First Named Inventor/Applicant Name:
`
`John D'Agostino
`
`Filer:
`
`Stephen James Lewellyn
`
`Attorney Docket Number:
`
`Filed as Small Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Certificate of correction
`
`1811
`
`1
`
`100
`
`100
`
`Extension-of-Time:
`
`MasterCard, Exh. 1013, p. 9
`
`

`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Total in USD ($)
`
`100
`
`MasterCard, Exh. 1013, p. 10
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`14584168
`
`11252009
`
`International Application Number:
`
`Confirmation Number:
`
`4322
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PERFORMING SECURE CREDIT CARD PURCHASES
`
`First Named Inventor/Applicant Name:
`
`John D'Agostino
`
`FL
`
`34238
`
`JOHN D'AGOSTINO
`
`168 NORTHRIDGE ROAD #309
`
`- 5
`
`3058588000
`
`- S
`
`ARASOTA
`us
`-
`
`Correspondence Address:
`
`Filer:
`
`Stephen James Lewellyn
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`29-DEC-2012
`
`17-0CT-2005
`
`15:04:56
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`yes
`
`Credit Card
`
`Payment was successfully received in RAM
`
`$100
`
`MasterCard, Exh. 1013, p. 11
`
`

`
`RAM confirmation Number
`
`7312
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Request for Certificate of Correction
`
`253001_Certificate_of_Correcti
`on_Form.pdf
`
`193225
`
`1 eeb2ad5 2fe5 ff4d 9eed d cba4 54 5 6c2b2e 7
`calb
`
`no
`
`4
`
`Warnings:
`
`Information:
`
`2
`
`Request for Certificate of Correction
`
`253001_Certificate_of_Correcti
`on.pdf
`
`69973
`
`5d2fe2aa0befcac4e 15368419aba9c486321
`c6b0
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`3
`
`Fee Worksheet (SB06)
`
`fee-info. pdf
`
`no
`
`2
`
`29864
`
`97a 188f7 c16d52f04f73f3eed6c69a7700f6a
`bf2
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`293062
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`MasterCard, Exh. 1013, p. 12
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 7,840,486 B2
`: 11/252009
`:November 23, 2010
`:John D'Agostino
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`Column 7, line 25,
`
`replace "FIGS. 3 and 4"
`with-- FIGS. 2 and 3 --
`
`Column 11, line 9, claim 24.c)
`
`replace "said selected payment category"
`with -- said designated payment category --
`
`Signed and Sealed this
`Twenty-sixth Day of April, 2011
`
`f)w:J J:•k~
`
`David J. Kappos
`Director of the United States Patent and Trademark Office
`
`MasterCard, Exh. 1013, p. 13
`
`

`
`SPE RESPONSE FOR CERTIFICATE OF CORRECTION
`
`Paper No.: ___ _
`
`DATE
`
`: 3-23-11
`
`TO SPE OF
`
`:ART UNIT 3691
`
`SUBJECT
`
`: Request for Certificate of Correction for Appl. No.: 11252009 Patent No.: 7840486
`
`Please respond to this request for a certificate of correction within 7 days.
`FOR IFW FILES:
`
`Please review the requested changes/corrections as shown in the COCIN document(s) in
`the IFW application image. No new matter should be introduced, nor should the scope or
`meaning of the claims be changed.
`
`Please complete the response (see below) and forward the completed response to scanning
`using document code COCX.
`
`FOR PAPER FILES:
`
`Please review the requested changes/corrections as shown in the attached certificate of
`correction. Please complete this form (see below) and forward it with the file to:
`
`Certificates of Correction Branch (C of C)
`Randolph Square- 9010-E
`Palm Location 7580
`
`Omega Lewis
`Certificates of Correction Branch
`
`703-756-1575
`
`Thank You For Your Assistance
`
`The request for issuing the above-identified correction(s) is hereby:
`Note your decision on the appropriate box.
`
`aYApproved
`
`All changes apply.
`
`IJ Approved in Part
`
`Specify below which changes do not apply.
`
`IJ Denied
`State the reasons for denial below.
`Commenm: ________________________________________________________________________________________________ ___
`
`PTOL-306 (REV. 7/03)
`
`5bttf
`Art Unit
`SPE
`U.S. DEPARTMENT OF COMMERCE Patent and Trademark Office
`
`MasterCard, Exh. 1013, p. 14
`
`

`
`.... ·
`
`SPE RESPONSE FOR CERTIFICATE OF CORRECTION
`
`Paper No.: ___ _
`
`DATE
`
`TO SPE OF
`
`: 3-23-11
`: ART UNIT ill.1
`
`SUBJECT
`
`:Request for Certificate of Correction for Appl. No.: 11252009 Patent No.: 7840486
`
`Please respond to this request for a certificate of correction within 7 days.
`FOR IFW FILES:
`
`Please review the requested changes/corrections as shown in the COCIN document(s) in
`the IFW application image. No new matter should be introduced, nor should the scope or
`meaning of the claims be changed.
`
`Please complete the response (see below) and forward the completed response to scanning
`using document code COCX.
`
`FOR PAPER FILES:
`
`Please review the requested changes/corrections as shown in the attached certificate of
`correction. Please complete this form (see below) and forward it with the file to:
`
`Certificates of Correction Branch (C of C)
`Randolph Square- 9010-E
`Palm Location 7580
`
`Omega Lewis
`Certificates of Correction Branch
`
`703-756-1575
`
`Thank You For Your Assistance
`
`The request for issuing the above-identified correction(s) is hereby:
`Note your decision on the appropriate box.
`
`0 Approved
`
`All changes apply.
`
`0 Approved in Part
`
`Specify below which changes do not apply.
`
`0 Denied
`
`State the reasons for denial below.
`
`Commenb=-----------------------------------------------------------------------------------
`
`PTOL-306 (REV. 7/03)
`
`SPE
`U.5. Ul:t"'A~ IIVlt:N I OF co
`
`Art Unit
`Patent and Trademark Office
`
`MasterCard, Exh. 1013, p. 15
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`11252009
`
`17-0ct-2005
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PERFORMING SECURE CREDIT CARD PURCHASES
`
`First Named Inventor/Applicant Name:
`
`John D'Agostino
`
`Filer:
`
`Stephanus H. Yang
`
`Attorney Docket Number:
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Certificate of correction
`
`1811
`
`1
`
`100
`
`100
`
`Extension-of-Time:
`
`MasterCard, Exh. 1013, p. 16
`
`

`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Total in USD ($)
`
`100
`
`MasterCard, Exh. 1013, p. 17
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`9668248
`
`11252009
`
`International Application Number:
`
`Confirmation Number:
`
`4322
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PERFORMING SECURE CREDIT CARD PURCHASES
`
`First Named Inventor/Applicant Name:
`
`John D'Agostino
`
`FL
`
`34238
`
`JOHN D'AGOSTINO
`
`168 NORTHRIDGE ROAD #309
`
`- 5
`
`3058588000
`
`- S
`
`ARASOTA
`us
`-
`
`Correspondence Address:
`
`Filer:
`
`Stephanus H. Yang
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`16-MAR-2011
`
`17-0CT-2005
`
`10:50:56
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`yes
`
`Credit Card
`
`Payment was successfully received in RAM
`
`$100
`
`MasterCard, Exh. 1013, p. 18
`
`

`
`RAM confirmation Number
`
`8606
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`29757
`
`1
`
`Fee Worksheet (PT0-875)
`
`fee-info. pdf
`
`no
`
`2
`
`64 5 fc70a04 70c6004 f3a3fecce61 f62e053 2f
`d4
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`29757
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`MasterCard, Exh. 1013, p. 19
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In reApplication of:
`John D'Agostino
`
`Patent Number: 7,840,486
`
`Serial Number: 11/252,009
`
`Issue Date: November 23,2010
`
`Filed: October 17, 2005
`
`Docket Number: 253.001
`
`For: SYSTEM AND METHOD FOR PERFORMING SECURE CREDIT CARD PURCHASES
`
`CERTIFICATE OF MAILING OR TRANSMISSION UNDER 37 CFR 1.8:
`I hereby certify that this correspondence is being electronically transmitted using EFS-Web, or Deposited
`with the United States Postal Service on the date shown below with sufficient postage as first class mail in
`an envelope addressed to :
`, Commissioner for Patents, P.O. Box 1450, Alexandria, VA
`22313-1450, or Transmitted by facsimile on the date shown below to the United States Patent and
`Trademark Office at (571) 273-8300.
`
`March 16, 2011
`Date
`
`/Stephanus Yang/
`Stephanus Yang
`
`Commissioner for Patents
`Office of Patent Publication
`ATTN: Certificate of Correction Branch
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REOUEST FOR CERTIFICATE OF CORRECTION
`
`Dear Sir,
`
`A Certificate of Correction under U.S.C. § 255 is respectfully requested for the above-identified
`
`patent in order to correct Applicant's mistake. The changes in the patent needed to correct the Applicant
`
`errors are as follows:
`
`Column, Line
`
`Reads
`
`Column 7, line 25
`
`"FIGS. 3 and 4"
`
`Should Read
`
`FIGS. 2 and 3
`
`Column 11, line 9
`
`selected payment category
`
`designated payment category
`
`The above errors for which correction is requested under 35 U.S. C. § 255 were made as a result of
`
`the Applicant's mistake, which occurred in good faith. The errors are considered sufficiently important to
`
`justifY the processing of a Certificate of Correction under 35 U.S.C. § 255. A form PTO/SB/44, in
`
`duplicate, is enclosed herewith, in addition to payment ofthe fee, as set forth in 37 C.F.R § 1.20(a), in the
`
`amount of$100.
`
`Issuance ofthe Certificate of Correction would neither expand nor contract the scope ofthe
`
`claims, and re-examination is not required.
`
`MasterCard, Exh. 1013, p. 20
`
`

`
`March 16, 2011
`Date: __________ _
`
`Respectfully submitted,
`Maxey Law Offices, PLLC
`
`/Stephanus Yang/
`
`Stephanus Yang
`Registration No. 66,352
`15500 Roosevelt Blvd., Suite 305
`Clearwater, Florida 33760
`Tel: 727-230-4949
`
`MasterCard, Exh. 1013, p. 21
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`7,840,486
`
`APPLICATION NO.: 11/252,009
`
`ISSUE DATE
`
`November 23, 2010
`
`INVENTOR(S)
`
`John D'Agostino
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Column 7, line 25,
`
`replace "FIGS. 3 and 4"
`with -- FIGS. 2 and 3 --
`
`Column 11, line 9, claim 24.c)
`
`replace "said selected payment category"
`with -- said designated payment category --
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`Maxey Law Offices
`15500 Roosevelt, Blvd., Suite 305
`Clearwater, FL 33760
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`MasterCard, Exh. 1013, p. 22
`
`

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