throbber
Case 1:13-cv—10655 Document 3 Filed 03/20/13 Page 1 of 1
`
`TRADEMARK
`
`Maii Stop 8
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Dismet 0f Massachusetts
`on the following G Patents or
`G Trademarks:
`DOCKET NO.
`DATE FILED
`U.-S. DISTRICT COURTDistrict of Massachusetts
`PLAINTIFF
`"
`'
`DEFENDANT
`SKYWORKS SOLUTIONS, INC.
`KINETIC TECHNOLOGIES. INC., and KINETIC
`TECHNOLOGIES HK LIMITED
`
`'
`
`PATENT OR
`TRADEMARK N0.
`1 7921320
`
`DATE OF PATENT
`OR TRADEMARK
`4/5/2011
`
`,
`
`I
`I
`HOLDER OF PATENT OR TRADEMARK
`7
`SKYWORKS SOLUTION S, INC.
`
`__—
`
`DATE INCLUDED
`
`
`INCLUDED BY
`G Amendment
`G Answer
`G Cross Bill
`G Other Pleading
`
`DATE OF PATENT
`PATENT 0R
`0R TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`TRADEMARK N0.
`__—
`
`
`
`
`(BY) DEPUTY CLERK
`
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy Z—Upon tiling document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Kinetic Technologies,
`
`Inc.
`
`Exhibit 1011 Page 1 of 516
`\
`
`Page 1 of 516
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`11/582,927
`
`ISSUE DATE
`
`04/05/2011
`
`26379
`
`7590
`
`03/16/2011
`
`DLA PIPER LLP (US )
`2000 UNIVERSITY AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`7921320
`
`366855—991001
`
`1843
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 31 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Kevin P. D'Angelo, Santa Clara, CA;
`David Alan Brown, Los Gatos, CA;
`John Sung So, Freemont, CA;
`Jan Nilsson, Sunnyvale, CA;
`Richard K. Williams, Cupertino, CA;
`
`IR103(Rev.10/09)
`
`Page 2 Of 516
`
`Page 2 of 516
`
`

`

`Substitute for form l449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`Applicant:
`
`Complete if Known
`D'Angelo et al.
`
`October 17, 2006
`
`.
`
`(Use as many xheels as necessary)
`
`Group Art Unit:
`
`INTERFACE
`
`
`
`r:
`
`F0
`
`SINGLE WIRE SERIAL
`
`
`U.S. PATENTDOCUMENTS DISCLOSED IN RELATED PATENTS & APPLICATIONS
`Examiner Cite
`U.S. Publication Document
`.
`Date oflssue/
`
`
`lnitials"
`Nu mber
`Kind
`Name of Patentee or Applicant
`Publication of Cited
`
`
`
`Code (if
`of Cited Document
`Document
`
`
`known)
`MM-DD-YYYY
`
`
`-_ Hanna et al.
`09-28- 1 993
`
`
`
`Changdaaww -A24 US-5,822,369
`Araki
`10-13-1998
`
`
`to document’
`A25 US-6,054.782
`Girardetal.
`04-25-2000
`
`
`MW
`
`
`5/9/20‘ ’ __ Strowger
`03-10—1891
`-Azs
`Keith
`05-28-1895
`
`01-11-1898
`Keith etal.
`_A29
`
`
`
`Goodrum
`06-26-1917
`A30 US-l,23l,Ol3
`
`A31 US-2,l36,630
`Massonneau
`11-15-1933 """
`“
`
`
`
`
`
`mags-2,149,343
`"
`Hubbard
`03-07-1939
`
`
`A33
`us-2,724,020
`:
`Judy
`11-15-1955
`
`
`
`A34 TUS-3,814,86|
`‘
`Robbins
`06-04-1974
`
`=73? us-3,940,567
`__
`1ki el al.
`'
`02-24-1976
`
`A35 US-3,889,236
`.3
`Hcrgerctal.
`06-10-1975
`
`--— _
`Pascuccset a1.
`W 1 1/77
`—— '
`Mei-.61 21
`
`03-03-198I
`_A39
`_
`Fulghum
`
`
`
`
`
`us-4,304,9s9
`Vos et al.
`12-08-198l
`
`
`
`
`A41
`us-4,303,915
`,_
`D'Angeioctal.
`W 12/31
`
`A42_‘Us-4,656,620
`'
`Cox
`04-07-1987
`
`
`
`
`
`
`
` US-4,675,864
`flAfl8U
`_
`Bliek et at].
`06-23—1987
`US-4,788,5 27
`_
`Johansson
`Grimm et a1.
`
`>
`
`
`
`A48 US-6,487,674
`A49 US-6,674,846
`A50 US-4,3IO,828
`
`Gates
`Cho
`White et a].
`Stevens
`Baker
`
`,
`
`
`04-l6-l996
`
`Hm 19/98
`03-07-2000
`
`4-4446-3002- 1 i/OL
`‘ W1 04.
`1 my; 82
`
`1-1 Baa/1021720111 ——
`
`Initial ifrcfcrcnce considered. whether or not citation is in conformance with MPEP 609. Draw line through citation irnot in conformancc and not considered.
`'EXAMINER:
`Include copy of this form with next communication to applicant.
`
`' Unique citation designation number.
`
`2 Applicant is to place a check mark here if English language Translation or tnnslation of abstract is attached. WESN2073225J
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/J.B./
`
`Page 3 of 516
`
`Page 3 of 516
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria1 Virginia 22313- 1450
`www.uspto.gov
`
`APPLICATION NO.
`
`11/582,927
`
`26379
`
`
`
`
`
` F ING DATE
`
`10/17/2006
`
`7590
`
`02/24/2011
`
`DLA PIPER LLP (US)
`2000 UNIVERSITY AVENUE
`EAST PALO ALTO, CA 94303-2248
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`
`
`
`
`CONF {MATION NO.
`
`Kevin P. D'Angelo
`
`366855—991001
`
`1843
`
`BAE, J1 H
`
`PAPER NUMBER
`
`ART UNIT
`
`2115
`
`
`
`
`NOT *ICATION DATE
`
`DELIVERY MODE
`
`02/24/201 1
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above—indicated "Notification Date" to the
`following e—mail address(es):
`
`PatentDocketingUS-Pa10Alt0@ dlapiper.c0m
`
`PTOL—90A (Rev. 04/07)
`
`P age 4 o f 5 l 6
`
`Page 4 of 516
`
`

`

`
`
`
`
`Application No.
`
`Supplemental
`
`
`_
`_
`_
`Notice of Allowablllty
`
`
`11/582,927
`Examiner
`
`
`
`Applicant(s)
`
`D‘ANGELO ET AL.
`Art Unit
`
`
`
`JI H. BAE
`
`2115
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`
`1. IX] This communication is responsive to IDS filed on 7/14/2010.
`
`2. IX] The allowed claim(s) is/are 49-63 and 67-98.
`
`3. I] Acknowledgment is made of a claim for foreign priority under 35 U.S.C.§119( )-(d) or (f).
`a) D All
`b) D Some*
`c) [I None
`of the:
`
`1. El Certified copies of the priority documents have been received.
`
`2. El Certified copies of the priority documents have been received in Application No.
`
`3. I] Copies of the certified copies of the priority documents have been received in this national stage application from the
`
`International Bureau (PCT Rule 17.2( )).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`4. I] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`5. El CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`(a) El including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`
`1) El hereto or 2) I] to Paper No./Mai| Date
`
`(b) I] including changes required by the attached Examiner’s Amendment / Comment or in the Office action of
`Paper No./Mai| Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. I:| DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`Attachment(s)
`1. El Notice of References Cited (PTO-892)
`
`2. El Notice of Draftperson‘s Patent Drawing Review (PTO-948)
`
`3. [Z Information Disclosure Statements (PTO/SB/08),
`Paper No./Mai| Date 7/14/2010
`4. I] Examiner‘s Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. El Notice of Informal Patent Application
`
`6. El Interview Summary (PTO-413),
`Paper No./Mai| Date
`.
`7. I] Examiner‘s Amendment/Comment
`
`8. I:I Examiner‘s Statement of Reasons for Allowance
`
`9. D Other
`
`/J| H. BAE/
`
`
`Primary Examiner, Art Unit 2115
`
`
`
`
`US. Patent and Trademark Office
`
`PTOL-37 (Rev. 08-06)
`
`Notice of Allowability
`
`Part of Féaper NEJMgiIngte 20110217
`Page
`0
`
`Page 5 of 516
`
`

`

`Index Of Claims
`
`11582927
`
`D'ANGELO ET AL.
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`
`Examiner
`
`JI H. Bae
`
`Art Unit
`
`2116
`
`
`
`Rejected I Cancelled n Non-Elected n Appeal
`a Allowed a Restricted _ an Objected
`
`I] Claims renumbered in the same order as presented by applicant
`
`I] O 'U>
`
`_| U
`
`I] R.1.47
`
`
`
`CLAIM
`
`DATE
`
`Final __________
`——————----
`_—————____
`_—————____
`_—————____
`_—————____
`n—————————
`_—————____
`n—————————
`n—————————
`_—————____
`_—————____
`_—————____
`13 —————----
`
`_L_L_L_L
`
`\IO‘JU‘l-h
`
`66
`
`00
`
`NNN—lN—lOO
`NNNNNN(OOOVO‘JU‘l-h
`
`00O
`
`0000N—l
`33
`
`
`
`I<\<\IIIII\II\<\II
`
`‘/
`
`:wI\\
`
`U.S. Patent and Trademark Office
`
`Part of Paper No.. 20110217
`
`Page 6 of 516
`
`Page 6 of 516
`
`

`

`Index Of Claims
`
`11582927
`
`D'ANGELO ET AL.
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`
`Examiner
`
`JI H. Bae
`
`Art Unit
`
`2116
`
`
`
`Rejected I Cancelled n Non-Elected n Appeal
`a Allowed a Restricted _ an Objected
`
`I] Claims renumbered in the same order as presented by applicant
`
`I] O 'U>
`
`-I U
`
`I] R.1.47
`
`
`
`CLAIM
`
`DATE
`
`Final __________
`——————____
`___———____
`_—————____
`___———____
`___———____
`___———____
`___———____
`__________
`___———____
`____——____
`47 ___——____
`48 ___——____
`49
`_——____
`0101—lO
`
`0100
`01.1;
`0101
`
`0101O)N
`
`01\l
`0100
`01O
`
`0303N—l
`O)00
`O).1;
`O)01
`
`\l
`
`MHHm
`
`<\
`30 ____——____
`25 ———n——————
`U.S. Patent and Trademark Office
`Part of Paper No.
`: 20110217
`
`Page 7 of 516
`
`14
`15
`16
`17
`18
`_L
`N
`00
`1 3
`1 9
`20
`21
`22
`23
`24
`
`26
`27
`28
`29
`
`Page 7 of 516
`
`

`

`Index Of Claims
`
`11582927
`
`D'ANGELO ET AL.
`
`Application/Control No.
`
`Applicant(s)/Patent Under
`Reexamination
`
`Examiner
`
`JI H. Bae
`
`Art Unit
`
`2116
`
`
`
`Rejected I Cancelled n Non-Elected n Appeal
`a Allowed a Restricted _ an Objected
`
`I] Claims renumbered in the same order as presented by applicant
`
`I] O 'U>
`
`_| U
`
`I] R.1.47
`
`—03/15/2009 12/04/2009 07/17/2010 01/14/2011 02/17/2011
`
`DATE
`
`CLAIM
`Final
`31
`32
`37
`38
`39
`33
`34
`35
`36
`
`
`
`U.S. Patent and Trademark Office
`
`Part of Paper No.
`
`: 20110217
`
`Page 8 of 516
`
`Page 8 of 516
`
`

`

`Issue Classification 11582927
`
`D-ANGELO ET AL.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`JI H. Bae
`
`21 16
`
`SUBCLASS
`
`CLAIMED
`
`NON-CLAIMED
`
`INTERNATIONAL CLASSIFICATION
`
`ORIGINAL
`
`502
`
`El
`
`Claims renumbered in the same order as presented by applicant
`
`El
`
`CPA
`
`E T.D
`
`El
`
`R.1.47
`
`1 /04 2006.0
`1 /00 2006.0
`
`1 /04 2006.
`
`II
`
`3/00 2006.0
`21 /00 2006.0
`
`CROSS REFERENCE(S)
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`
`l\)\l
`
`(a)
`\l
`(.0\l\l
`
`U10O
`
`IIIIIIIIIEHHHH
`
`IIIIIIIIIlflflflflIIIIIIIIIHEIIH
`
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`
`
`
`
`
`
`
`65 36 81 46491433 97
`
`
`
`
`
`
`
`
`
`
`
`
`
`U'l
`
`5 U
`
` LOOO\IO§U'IJ>LOI\)
`
`
`
`
`
`
`
`
`
`07
`
`O
`
`I\)
`(a)
`J;
`
`(Assistant Examiner)
`/J| H BAE/
`Primary Examiner.Art Unit 2115
`
`(Primary Examiner)
`.S. Patent and Trademark Office
`
`Total Claims Allowed:
`
`47
`
`02/17/2011
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`Part of Paper No. 20110217
`
`Page 9 of 516
`
`Page 9 of 516
`
`

`

`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Applicant:
`Serial N0-=
`
`Filedr
`
`Confirmation No.2
`
`Group Art Unit:
`Examiner:
`
`For:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`
`
`
`
`
`
`
`
`Examiner
`lnitials*
`
`
`No.1
`
`Number
`
`.
`.
`U.S. PATENT DOCUMENTSQDISCLOSED IN RELATED PATENTS & APPLICATIONS ~
`
`Date of Issue/
`U.S. Publication Document
`
`Kind
`Name of Patentee or Applicant
`Publication of Cited
`
`Code (if
`of Cited Document
`Document
`known)
`MM-DD-YYYY
`-- US-7,080,266 - D'Angelo et 01.
`07-18-2006
`
`-- US-7,127,63i - D'Angelo et a1.
`10—24-2006
`
`
`
`
`
`A10 US-5,3l9,601 - Kawataetal.
`06-07-1994
`
`
`
`
`A“ US-6,l4l,764
`Ezell
`10-31-2000
`
` US-3387270 - Adlhoch etal. 06-04-1968
`
`
`
`
`01-27-1970
`A13 US-3,492,434
`
`
`
`
`Taylor
`12-01-1970
`US-3,544,803
`
`
`
`10-29-1974
`Kawashima
`US-3,845,473
`
`
`
`
`
`
`
`US-3,993,877
`
`
`Sendyk et al.
`11-23-1976
`
`Troetscher et a].
`07—19- 1977
`
`
`
`
`US-4,215,246
`
`
`
`Sawyer
`07-29-1980
`05-04-1982
`Belcher et al.
`US-4,328,482
`
`
`
`
`
`08-14-1 984
`US-4,465,956
`
`
`
`
`
`1 1-25-1986
`US-4,625,205
`
`
`
`
`
`
`
`
`
`-- US-2003/0188202 - D'Angelo et a].
`-- us-2003/02129r 8 - D'Angelo et a1.
`
`' 10-02-2003
`11-13—2003
`
`
`
`Saito et a].
`A9
`US-4,3l4,828
`
`
`
`
`
`US-4,036,762
`
`Examiner
`
`.
`.
`,
`,
`.1
`\
`.
`ti Baez 02/11/2011; _-
`Initial if reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation ifnot in conformance and not considered.
`‘EXAMINER:
`Include copy ofthis form with next communication to applicant.
`
`' Unique citation designation number.
`
`2 Applicant is to place a check mark here if English language Translation or translation of abstract is attached. WEST\22073225.I
`
`ALL REFERENCES SONSiEEEEE‘: EXCEPT WHEEEgfléNEfi) TEEfiEflLéGi-ni. MEJ’
`
`Page 10 of 516
`
`

`

`Applicant:
`Serial N0:
`
`Filed:
`
`Confirmation No.:
`
`Group Art Unit:
`Examiner:
`
`
`
`
`
`
`
`
`
`(Use as many sheets as necessary)
`
`For:
`
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`U.S. PATENT‘DOCUMENTS DISCLOSED IN RELATED PATENTS & APPLICATIONS
`
`
` Substitute for form I449/PTO
`
`
` INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`
`
`
`
`Examiner Cite
`
`Initials"
`
`U.S. Publication Document
`Number
`Kind
`
`Code (If
`known)
`
`
`
`
`
`
`
`
`
`
`
`
`
`' Unique citation designation number.
`
`2 Applicant is to place a check mark here if English language Translation or translation of abstract is attached. WEST\22073225.|
`
`ALL REFERENCES SONSIEEEEE EXCEPT WHEEEgfléNEf) TEEfiEflLéGi-nl. MEJ’
`
`
`
`.
`Date of Issue/
`
`Name of Patentee or Applicant
`Publication of Cited
`
`of Cited Document
`Document
`
`MM-DD—YYYY
`Hanna et al.
`09-28-1993
`
`Herberle
`05-021 1995
`
`
`
`
`Araki
`- 10-13-1998
`
`A25 US-6 054 782 Girard et a].
`04-25-2000
`
`
`Powers
`
`
`
`03-10-1891
`
`Strowger
`
`Keith
`05-28-1895
`
`
`01-11-1898
`
`06-26-1917
`-Goodrum
`
`
`Massonneau
`Il-IS-I938 .
`A31 US-2,I36,630
`
`
`
`
`03-07-1939 _Hubbard
`A32
`us-2,149,343
`
`
`11-15-1955
`--__ Judy
`
`
`
`06-04-1974
`A34 US-3,8l4,86l
`Robbins
`
`
`
`
`
`
`fiUS-3,889,236
`Hergeretal.
`06-I0-I975
`
`lki et al.
`02-24—1976
`A36
`US-3,940,567
`
`
`
`
`Pascucci et al.
`-- us-4,060,735
`
`
`
`
`Meier et al.
`_- us-4,085,403
`
`A39 US-4-254-304 __—
`
`
`A40 US-4,304,989
`Vos et al.
`12-08-1981
`
`
`
`
`12-0111981
`D'Angelo et al.
`A41 US-4,303,915
`
`
`
`
`Cox
`us-4,656,620
`04-07-1987
`
`
`
`
`US-4,675,864 _ Bliek et al.
`06-23-1987
`
`
`
`A44 US-4,788,527 - Johansson
`
`
`
`
`Grimm et al.
`04-16-1996
`us-5,508,650
`
`
`
`--——_ 03-07-2000
`
`
`
`
`
`'
`11126-200201 106-2004
`us-6,487,674 - White et al.A48- A49 US-6,674,846 Stevens
`
`
`—-__—_
`
`
`
`
`1181047120111__
`Initial ifreferencc considered. whether or not citation is in conformance with MPEP 609. Draw line through citation ifnot in conformance and not considered.
`‘EXAMINER:
`Include copy ofthis form with next communication to applicant.
`
`
`
`-- us 5 248 919
`A23 US-5,412,644
`
`A24 US-5,822,369
`
`
`
`08- I 0- I 880
`
`A26 US-231 087
`us 447 918
`_ -
`A28 US-540, I68
`A29_- Keith etal.
`
`_-
`
`A30 us-1,231,013
`
`
`
`
`
`
`
`
`
`Page 11 of 516
`
`

`

`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Applicant:
`Serial N0-=
`
`Filed:
`
`Confirmation No.2
`
`Group Art Unit:
`Examiner:
`
`For:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`U.S. PATENT DOCUMENTS DISCLOSED IN RELATED PATENTS & APPLICATIONS
`
`
` Substitute for form' 1 449/PTO
`
` INFORMATION DISCLOSURE
`
`
`
`
`
`
`
`Examiner Cite
`U.S. Publication Document
`
`Publication of Cited
`Name of Patentee or Applicant
`'
`lnitials"
`
`
`
`Document
`of Cited Document
`
`
`MM-DD-YYYY
`05-ll-l993
`
`Date of Issue/
`
`
`
`
`
`
`
`
`
`
`
`
`-E:Iwe—
`-plI_
`--—
`-nII_
`-e:I-
`10-2004-0096627 -
`0 545 828
`
`
`
`199540702.
`
`EI—
`MI—
`m- 58-056504
`m. 63-19610}
`
`
`
`
`
`
`
`
`Name of Patentee or
`
`Applicant of Cited
`Document
`
`Issue-Date of
`Publication of Cited
`Document
`MM-DD-YYYY
`
`
`
`
`
`
`10 ()9 2003
`
`D Angelo e! a].
`
`12 22 2004
`
`D'Angelo e! a].
`
`Translation2
`
`
`
`
`
`
`
`
`
`r
`.
`Examine
`Sl_nature
`
`
`
`
`xiii Baez (02/17/2911)
`
`
`
`.
`Date Constdered
`
`Initial if reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation ifnot in conformance and not considered.
`’EXAMINER:
`lnclude copy of this form with next communication to applicant.
`
`' Unique citation designation number.
`
`2 Applicant is to place a check mark here if English language Translation or translation of abstract is attached. WEST\22073225.I
`
`ALL REFERENCES SONSIEERED EXCEPT WHEEEgfléNEfi) TEEfiEflLéGi—i. MEJ’
`
`Page 12 of 516
`
`

`

` Complete if Known
`Substitute for form l449/PTO
` INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`Applicant:
`Serial No.:
`
`D'Angelo et al.
`11/582,927
`
`(Use as many sheets as necessary)
`
`Filed:
`Confirmation No.:
`
`October 17, 2006
`1843
`
`Group Art Unit:
`
`2116
`
`Examiner:
`For:
`
`Chen, Tse W
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`
`
`
`NON-PATENT LITERATURE DOCUMENTS
`
`DISCLOSED IN RELATED‘Z/fiPATENTS AND APPLICATIONS ,_.
`
`.
`
`Examiner Cite
`29
`Initials"
`
`Include name of the author(in CAPITAL LETTERS), title of the article (when
`appropriate), title of the item (book, magazine, journal, serial, symposium, catalog, etc.),
`date, page(s), volume-issue number(s), publisher, city and-or country where published.
`
`Translation
`
`
`
`Q
`
`0
`
`('3u
`
`0A
`
`“SX Reset Considerations,” Application Note 18, Zafar Ullah, Ubicom, lnc.,
`Mountain View, CA, marked November, 2000.
`
`Bates, Regis et al., Voice and Data Communications Handbook, McGraw Hill, New
`York, 1997, pp. 7-12.
`
`Dwyer, David, Understandin Data Communications Sixth Edition, New Riders
`Publishing, Indianapolis, IN, 1999, pp. 83-85.
`
`Bates, Regis et al., Voice and Data Communications Handbook, McGraw Hill, New
`York, 1997, pp. 50-69.
`
`
`
`“Decade Counter With 10 Decoded Outputs,” HCF40l7B, STMicroelectronics, Italy,
`marked September 2001, pp. l-l 1.
`
`t‘)as
`
`“l6 and 20 Bit, 8-Pin AZADC,” Crystal CSSSlO/l 1/12/13, Cirrus Logic, lnc.,
`Austin, Texas, marked 2000, pp. l-25.
`
`(3co\lu-N
`
`
`The Enc clo edia Britannica A Dictionar of Arts Sciences Literature and General
`
`
`
`G
`Information Eleventh Edition, Vol. XXVI, Encyclopedia Britannica, lnc., New
`
`
`
`
`York, pp. 547-557. Eleventh edition (published 1911).
`
` “S3CA400A01 Microprocessor Companion Chip, l-Wire Bus Master (Preliminary),”
`
`
`Samsung Electronics, Korea, marked December 7, 2001, pp. 10-1 through 10-10.
`
`
`
`“Using a UART to Implement a l-Wire Bus Master,” Application Note 214, Maxim
`Integrated Products, Sunnyvale, CA, marked September 10, 2002, pp. 1-10.
`
`
`
`“Using an API to Control the D81 WM l-Wire® Bus Master,” Application Note 120,
`
`Maxim Integrated Products, Sunnyvale, CA, marked March 8, 2002, pp. 1-8.
`
`
`
`“Interfacing the Maxim l-Wire Master (DSlWM) to an ARM7 Processor,”
`
`Application Note 145, Maxim Integrated Products, Sunnyvale, CA, marked July 5,
`
`
`
`2001, pp. 1-3.
`
`ClI
`
`O
`
`no
`
`C10
`
`C11
`
`Web page relating to “Book ofiButton® Standards,” Application Note 937, Maxim
`lntegrated Products, Sunnyvale, CA, marked January 16, 2002, pp. l-2.
`
`
`
`
`
`
`u Baal (OW/2011’; _—
`lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation il‘not in conformance and not considered.
`‘EXAMINER:
`lncludc copy of this form with next communication to applicant.
`
`
`
`' Unique citation designation number.
`
`2 Applicant is to place a check mark here if English language Translation or translation ofabstract is attached. WEST\22073225.|
`
`ALL REFERENCES SONSiEEREE‘: EXCEPT WHEEEgfléNEfi) TEEfiEflLéGi-ni. MEJ’
`
`Page 13 of 516
`
`

`

`
`
`
`
`Substitute for form l449/PTO
`
`
`
`
`
`
`
`
`
`
`
`
`OFFICIAL CORRESPONDENCE & RESPONSES IN RELATED U.S. PATENT NO. 7,080,266
`
`
`Examiner Clte
`Description of Item
`
`
`___
`
`
`
`INFORMATION DISCLOSURE
`
`Applicant:
`Serial No.:
`
`F iled:
`
`STATEMENT BY APPLICANT
`
`Confirmation No.:
`
`D'Angelo et al.
`1 1/582,927
`
`October 17, 2006
`1843
`
`Complete if Known
`
`(Use as many sheets as necessary)
`
`Group Art Unit:
`Examiner:
`For:
`
`21 16
`Chen, Tse W
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`OFFICIAL CORRESPONDENCE /& RESPONSES IN ORIGINAL PROSECUTION OF RELATED U.S.
`
`
`
`'
`PATENT NO. 7,127,631_
`
`
`Examiner Cite
`
`
` Description of Item
`Initials"
`No.
`
`
`_
`
`
`
`l-
`
`
`
`
`
`
`
`
`
`
`
`
`m Response to Final Office Action mailed May 26, 2005
`
`u Amendment and Response filed Oct. 25,2005
`
`Non-final Office Action mailed Dec. 27, 2005
`
`-n Response to Non-final Office Action mailed Dec. 27, 2005
`
`
`
`
`
`
`
`inature
`
`
`[w Baa/WWW —-
`,
`lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation ifnot in conformance and not considered.
`‘EXAMINER:
`Include copy ofthis form with next communication to applicant.
`
`' Unique citation designation number.
`,1
`
`2 Applicant is to place a check mark here if English language Translation or translation of abstract is attached. WEST\22073ZZSJ
`
`ALL REFERENCES CONSiEEREE EXCEPT WHEEEgfléNEfl) TEEfiEflLéGi-ni. MEJ’
`
`Page 14 of 516
`
`

`

`Substitute for form l449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Complete if Known
`
`Applicant:
`Serial No.:
`Filed:
`Confirmation No.:
`
`Group Art Unit:
`Examiner:
`For:
`
`D'Angelo et al.
`1 l/582,927
`
`October 17, 2006
`1843
`_
`
`2116
`Chen, Tse W
`SINGLE WIRE SERIAL
`FNTERFACE
`
`
`
`;
`
`‘
`
`OFFICIAL CORRESPONDENCE & RESPONSES INORIGINAL PROSECUTION OF RELA’EED U.S.
`’
`4
`;
`, PATENT:NQ.‘§7;1:27,63‘lf/'7:
`L‘
`j
`‘
`,
`'
`
`
`
`
`
`
`
`
`Examiner
`
`Initials“
`
`
`
`
`-m Notice ofAllowance mailed June 9, 2006
`
`Description of Item
`
`
`
`
`OFFICIAL CORRESPONDENCE & RESPONSES IN INTER PAR-TBS REEXAMINATION‘ 0F RELATED
`
`U.S. PATENT NO. 7,127,631, REEXAMINATION CONTROL NO. 95/000,501.I 9/
`,
`
`Examiner Cite
`Initials*
`No. '
`
`Description of Item
`
`1- F
`
`Request for Inter Partes Reexamination, filed October 3, 2009
`
`Order Granting Request for Inter Panes Re examination, mailed Dec. 29, 2009
`F2
`
`
`F3
`
`Notice of Prior or Concurrent Proceedings, filed March 9, 2010
`
`Description of Item
`
`OFFICIAL CORRESPONDENCEI& RESPONSES'TN U.S. RELATED INTERNATIONAL PATENT ‘
`.,
`_
`APPLICATION NO. PCT/US2003709636
`.
`'
`.
`Hat
`,,
`,
`
`Examiner 0“
`
`Si_natute
`
`Mae/<02" r m ——
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation ifnot in conformance and not considered.
`‘EXAMINER:
`Include copy of this form with next communication to applicant.
`
`' Unique citation designation number.
`
`1 Applicant is to place 3 Check mark here if English language Translation or translation of abstract is attached. WESWZO73225J
`
`ALL REFERENCES SONSiEEEEE EXCEPT WHEEEgfléNEfi) TEEfiEflLéGi-ni. MEJ’
`
`Page 15 of 516
`
`

`

`
`Substitute for form l449/PTO
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`|Complete ifKnown
`D'Angelo et al.
`Applicant:
`Serial No.:
`1 1/582,927
`
`Filed:
`
`Confirmation No.:
`
`Group Art Unit:
`Examiner:
`For:
`
`October 17, 2006
`1843
`
`2] 16
`Chen, Tse W
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`(Use as many sheets as necessary)
`
`
`
`OFFICIAL CORRESPONDENCE & RESIEION‘SESileeRELATEH' "EPOPATENT APPLICATION SERIAL
`.

`' NO. EPZOOSD 4‘5» "
`’*
`1
`-
`'
`
`Frugal?"
`
`Description of Item
`
`-m [Intentionally Left Blank]
`
`Description of Item
`
`OFFICIAL CORRESPONDENCE & RESPONSES [IN/‘RELATED‘CHINESE PATENT APPLICATION
`Mae
`,,
`.
`-
`. SERIAL Notoa’sostszto
`
`no data
`
`provided
`
`OFFICIAL CORRESPONDENCE & RESPONSES IN RELATED-KOREAN PATENT APPLICATION NO.
`III-2004;701:3451
`_
`p.
`.
`
`fnfifitllsller
`
`Description of Item
`
`
`
`i’Ji Baa! (02/1 7/20“) _—
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`‘EXAMINER:
`Include copy of this form with next communication to applicant.
`
`' Unique citation designation number.
`
`2 Applicant is to place a check mark here if English language Translation or translation of abstract is attached. WES'I'\22073225.I
`
`ALL REFERENCES CONSlBERED EXCEPT WHEEEgfléNEE) TEEfiEfllfiGi-nl. ME]
`
`Page 16 of 516
`
`

`

`
`
` Substitute for form l449/PTO
`
`
`Applicant
`Seriamoa
`
`Filed:
`
`Confirmation No.:
`
`Group Art Unit:
`Examiner:
`
`For:
`
`
`
`
`
`
`
`
`
`
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`
`
`INFORMATION DISCLOSURE
`‘ STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`
`OFFICIAL CORRESPONDENCEXL RESPONSES IN RELATED KOREAN PATENT APPLICATION NO.
`10—2004-7013451
`
`Examiner Cite
`
`Description ofltem
`
`December 4, 2009
`
`Korean Patent Application No. 10-2004-7013451, Korean Intellectual Property Office Notice of
`Preliminary Rejection, mailed October 30, 2009 (Korean Language)
`
`Korean Patent Application No. 10-2004-70l345 1, Korean Intellectual Property Office Notice of
`Preliminary Rejection, mailed October 30, 2009 (English Language Translation)
`
`'
`
`3
`
`Korean Patent Application No. 10-2004-7013451, English Translation of Claims Pending, dated
`
`Sinature
`
`tea/{WM --
`'
`Initial ifrcference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation ifnot in conformance and not considered.
`‘EXAMINER:
`Include copy of this form with next communication to applicant.
`
`' Unique citation designation numbers
`
`2 Applicant is to place a check mark here if English language Translation or translation ofabstract is attached. WEST\22073225.|
`
`ALL REFERENCES SONSIEEREE‘: EXCEPT WHEEEgfléNEY) TEEfiEflLéGl-nl. MEJ’
`
`Page 17 of 516
`
`

`

`substitute for form 14mm
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`For.
`
`GrouP Art Unit:
`
`2] 1 6
`Chen, Tse W
`SINGLE WIRE SERIAL
`INTERFACE
`——
`
`
`
`PLEADINGS, INITIAL DISCLOSURES,INFRINGEMENT CONTENTIONS & INVALIDITY
`-‘
`. CONTENTIONS FROM ADVANCEDANALOGIC TECHNOLOGIES, INC. V.
`' KINETIC TECHNOLOGIES, INC, CASE NO. C09—0I360MMC (N.D. California)
`
`Examiner Clte
`
`Description ofltem
`
`Complaint for Patent Infringement, filed by Advanced Analogic Technologies, Inc. on March 27,
`2009, without exhibits.
`
`First Amended Complaint For Patent Infringement, filed by Advanced Analogic Technologies, Inc.
`on July 24, 2009, without exhibits.
`
`Answer and Counterclaims to First Amended Complaint, filed by Kinetic Technologies, Inc. on
`August 7, 2009
`
`AATI’s Response to Kinetic Technologies, Inc.’s Answer and Counterclaim s to First Amended
`Complaint, filed by Advanced Analogic Technologies, Inc. on August 26, 2009
`
`5
`
`Advanced Analogic Technologies, Inc.’s Notice oflnitial Disclosure Pursuant To Fed.R.Civ.P.
`26(a)(l), served June 5, 2009
`
`-. Defendant Kinetic Technologies, lnc.’s Rule 26(A) Initial Disclosures, served July 21, 2009
`
`AATl’s Disclosure Of Asserted Claims And Preliminary Infringement Contentions (Patent LR. 3-1)
`And Accompanying Document Production (LR. 3-2) (including infringement contention charts
`attached as Exhibits [-1 0), served August 18, 2009. Certain portions ofthis document were
`designated confidential pursuant to protective order.
`
`‘
`* No copy ofthis document is filed herewith.
`
`* A copy of this document was previously filed with the USPTO on March 9, 2010 as
`material “Subject To Protective Order” in a sealed envelope pursuant to M.P.E.P. §
`724.02 in Reexamination Control No. 95/000,501.
`
`, Defendant Kinetic Technologies, Inc.’s Invalidity Contentions Pursuant To Patent LR. 3-3, served
`October 5, 2009
`
`Advanced Analogic Technologies, lnc.’s Preliminary Claim Constructions and Extrinsic Evidence
`Pursuant to LR. 4-2, served November 2, 2009
`
`L7
`
`L8
`
`L9
`
`Ll‘0 Defendant Kinetic Technologies, Inc.’s Exchange of Preliminary Claim Construction Pursuant to
`Patent LR. 4-2, served November 2, 2009
`
`AH Bae/ (OW/20m _—
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`‘EXAMINER:
`Include copy ofthis form with next communication to applicant.
`
`' Unique citation designation number.
`
`1 Applicant is to place a check mark here if English language Translation or translation of abstract is attached. WEST\22073225.I
`
`ALL REFERENCES SONSIEEEEE EXCEPT WHEEEgfléNEfi) magma-a. MEJ’
`
`Page 18 of 516
`
`

`

`
`Substitute for form l449/PTO
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`Complete if Known
`
`Applicant:
`Serial No.:
`
`Filed:
`
`Confirmation No.1
`
`Group Art Unit:
`Examiner:
`For:
`
`D'Angelo et al.
`I 1/582,927
`
`October 17, 2006
`1843
`
`2116
`Chen, Tse W
`SINGLE WIRE SERIAL
`INTERFACE
`
`
`
`(Use as many sheets as necessary)
`
`
`
`PLEADINGS, INITIAL DISCLOSURES, INFRINGEMENT CONTENTIONS & INVALIDITY
`I
`CONTENTIONS FROM ADVANCED ANALOGIC TECHNOLOGIES, INC. V.
`KINETIC TECHNOLOGIES, INC, CASE NO. C09—0I360MMC (N.D. California)
`
`Examiner
`Initials*
`
`Description ofItem
`
`Joint Claim Construction and Prehearing Statement Pursuant to Patent LR. 4-3 (including attached
`Exhibits A-C), filed November 30, 2009
`
`
`
`ADDITIONAL U.S. PATENT DOCUMENTS CITED IN DEFENDANTS’ INVALIDITY CONTENTIONSSL
`EXHIBITS FROM ADVANCED ANALOGIC TECHNOLOGIES, INC. V. KINETIC TECHNOLOGIES, INC,-
`CASE NO. C09-01360 MMC (N.D. California)
`
`Examiner Cite
`Initials*
`.
`
`U.S. Publication Document
`Number
`Kind
`Code (if
`known)
`
`Name of Patentee or Applicant
`of Cited Document
`
`US-6,205,182
`
`Pardini et al.
`
`Date of Issue-
`Publication of Cited
`Document
`MM-DD'YYYY
`
`03-20-2001
`
`US-6,215,8l7
`
`04-10-2001
`
`
`Wettroth et al.
`10-02—2001
`US-6,298,066
`Smith et al.
`-m US-6,651,l29
`ll-l 8-2003
`
`US-7,000, l 40
`Okubo et al.
`02-14-2006
`
`
`
`M6. US-7,039,150 05-02-2006
`
` PLEADINGS, AND INITIAL DISCLOSURES FROM Advanced Analogic Technologies, Inc. vs. Kin Shum,
`
`
`
`Kinetics Technologies, Inc. and Does 1-100, Inclusive,
`Santa Clara County Superior Court Case No. 108CV122035.
`
`
`
`-. Complaint for Misappropriation ofTrade Secrets, filed September 5, 2008
`
`
`.
`-- Advanced Analogic Technologies, lnc.’s Statement ofClaim5, dated February 20, 2009
`
`
`
`Examiner
`All Bae/ (02/17/201 1) _—
`Si nature
`
`‘EXAMINER:
`Initial ifreference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered.
`Include copy ofthis form with next communication to applicant.
`
`' Unique citation designation number.
`
`7 Applicant is to place a check mark here if English language Translation or translation of abstract is attached. WEST\22073225.I
`
`ALL REFERENCES SONSIEEEEE EXCEPT WHEEEgfléNEQ) TEEfiEflLéGi-ni. MEJ’
`
`Page 19 of 516
`
`

`

`
`Substitute for form I449/PTO
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`
`(Use as many sheets as necessary)
`
`Complete if Known
`
`Applicant:
`Serial No.:
`
`Filed:
`
`Confirmation No.:
`
`Group Art Unit:
`Examiner:
`For:
`
`D'Angelo et al.
`1 1/582,927
`
`October 17, 2006
`1843
`
`2116
`Chen, Tse W
`SINGLE WIRE SERIAL
`INTERFACE
`
` PLEADINGS, AND INITIAL DISCLOSURES FROM Advanced Analogic Technologies, Inc. vs. Kin Shum,
`
`'
`
`. Kinetics Technologies, Inc. and Do‘es l'-100, Inclusive,
`Santa Clara COunt’y‘Sup'erior Court Case No. 108CV122035.
`
`Description ofItem
`
`
`
`
`
`
`
`
`
`
`
`Order Granting Petition to Compel Arbitration, dated February IO, 2009
`
`- Claim ofKin Shum and Kinetic Technologies, Inc., dated February 20, 2009-~s
`
`-~4
`- Arbitrator’s Order on Disputed Discovery Issues, dated March 25, 2009
`-~s
`
`m- Notice ofEntry ofOrder and Judgment, dated February 2, 2010
`
`
`
`
`Sinature
`
`
`mewwzwon _—
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conf

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket