`
`ZTE Corporation and ZTE (USA) Inc.
`
`
`
`3GPP TSG-SA meeting #7
`
`Document 32-99712
`
`Sophia Antipolis, 24-27 Aug 1999
`
`3G CHANGE REQUEST—
`
`- - Current Version:‘
`
`T CR number as a/iocated by 3G support team
`
`
`
`
`
`3G specification number T
`
`(WY 0'79 ‘W 5'70"“
`For submision to TSG_ for approval
`be marked with an X)
`list TSG meeting no. here
`for information
`
`Form.‘ 3G CR cover sheet, version 1.0
`The latest version of this form IS available from:
`
`Proposed change affects:
`(at least one should be marked with an )0
`
`USIM 1 ME - UTRAN 1 Core Network -
`
`Categom:
`
`(OW 0'79 Cal99°’Y
`5’7a’”’9 "’a"‘ed
`W’”7 3”X)
`
`F Correction
`A Corresponds to a correction in a 2G specification
`B Addition of feature
`C Functional modification of feature
`D Editorial modification
`
`Reason for
`
`NEE
`
`Clauses affected:
`
`
`
`Other specs
`affected:
`
`Other
`comments:
`
`Other 3G core specifications
`Other 2G core specifications
`MS test specifications
`BSS test specifications
`O&M specifications
`
`_> List of CR3:
`_> |_ist of CR5:
`_; List of CR3;
`—> List of CR5:
`
`—> List of CR5:
`he p.!oc
`
`ZTE Corporation and ZTE (USA) Inc.
`
`Exhibit 1006.10—00001
`
`
`
`3G 23.121 Version 3.0.0 (1999-07)
`
`6.3.1
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`NIM-DETACHED
`
`In the MM-DETACHED state there is no communication going on between the UE and the 3G-SGSN. The LIE MM
`state machine does not react on system information related to the 3G-SGSN. UE is not reachable by 3G-SGSN, as the
`location of UE is not known.
`
`After a packet data attach, the state changes to MM-CONNECTED, in the 3G-SGSN when receiving the request, and
`in the UE when receiving an indication that the request was successfully received by SGSN.
`
`6.3.2
`
`NIM-IDLE
`
`The location of UE is known on accuracy of a routing area (RA). Paging is needed in order to reach UE, e.g. for
`signaling.
`
`The UE shall perform Routing area update if RA changes. Signaling towards HLR is needed if the 3G-SGSN is not
`having an MM context for this UE.
`
`The 3G-SGSN shall move to MM-Connected after receiving an uplink signaling message from the UE.
`
`The UE shall move to MM-Connected when receiving an indication that a signaling message was successfully
`received by SGSN.
`
`Note: In practice a response message (or delivery of packet after a paging response) proves that the uplink packet was
`successful.
`
`Packet data detach changes the state to MM-DETACHED. The 3G-SGSN may perform an implicit detach any time
`after the MS reachable timer expiry. The MM context of UE is deleted preferably after a certain (implementation
`dependent) time. HLR may be informed about the deletion (see Purge procedure).
`
`6.3.3
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`N|M—CONNECTED
`
`The location of UE is known to 3G-SGSN on accuracy of serving RNC. ln MM-CONNECTED state, the location of
`the UE is tracked by the Serving RNC. The UE is not anymore performing Routing Area Update procedure (except
`maybe triggered by RNC in SRNC relocation procedure FFS).
`
`When an MS is MM-Connected, a signaling connection is established between the MS and the SGSN. This connection
`is made of two parts, an RRC connection and a Iu connection.
`
`Note: The SGSN does not know the real Routing Area in which the UE is located but only the last Routing Area in
`which UE is registered. Serving RNC relocation is performed if SRNC changes.
`
`In 3G-SGSN, Iu connection release or failed downlink transfer with cause "IMSI unknown in RNC" changes the state
`to MM-IDLE.
`
`The UE shall move to MM-IDLE if the radio connection for packet is released (a radio connection for CS transfer may
`remain). The radio connection release is explicitly indicated by RNS to UE. The radio connection shall also be released
`if a URA update fail because of “RRC connection not established“ or if URA update timer expire while the UE is out
`of coverage.
`
`Note: After a signaling procedure (e. g. routing area update), the SGSN may decide to release the Iu connection which
`moves the state to MM-Idle (FFS).
`
`Packet data detach changes the state to MM-DETACHED.
`
`6.4 UMTS MM state functionality
`
`6.4.1 State Transitions and Functions for UMTS
`
`The figure below introduces the states of MM. The states and activations are further described in sub-sections.
`
`
`
`3G 23.121 Version 3.0.0 (1999-07)
`
`PacketAttac
`
`RRC Connection
`.
`
`Upllnk Packt
`successfully
`received
`
`Detach,
`RAU reject
`
`MM.
`CONNECTED
`SM—Active or
`Inactive
`
`PacketAttach
`(RAU request)
`lu connection
`release
`
`Uplink Packl
`received
`
`MM-
`"3'-E
`SM—Active or
`Inactive
`
`MM—IDLE
`SM—Active or
`Inactive
`
`Detach,
`RAU reject
`
`MM.
`CONNECTED
`SM—Active or
`Inactive
`
`Serving RNC
`relocation
`
`MM States in UE
`
`MM States in 3G-SGSN
`
`Note (FF S): In both MM-Idle and MM-connected, the Session Management may or may not have activated PDP
`context. The consequence is that in MM connected mode, only a signaling connection might be established. In MM-
`ldle mode, PDP context may be established, but no corresponding connection over lu and the radio are established.
`
`6.4.2
`
`Error cases
`
`In case of error, the MM state of the UE and the 3G-SGSN might become out of synchronisation. In this case the UE
`may be in l\/IM-Idle while the 3G-SGSN is in MM- connected.
`
`Note: The opposite (UE in MM-Connected and SGSN in MM-IDLE) shall never happen because 3G-SGSN might not
`have the RAT where the UE is really located, so downlink transfer will be impossible until the periodic URA update
`timer expires.
`
`This situation is recovered by a successful RAU moving the UE to MM-Connected, or by a failed downlink transfer
`with cause "IMSI unknown in RNC“, triggering a paging procedure from 3G-SGSN.
`
`Note: A RNS shall not release the lu connection if it could not inform the UE that the radio connection was released.