`
`ZTE Corporation and ZTE (USA) Inc.
`
`
`
`3G TS 25.101 v2.0.0 (1999-06)
`
`Technical Specification
`
`3'“ Generation Partnership Project (3GPP)
`Technical Specification Group (TSG) RAN WG4
`UE Radio transmission and Reception (FDD)
`
`The present document has been developed within the 3"‘ Generation Partnership Project (3GPPT“) and may be further elaborated for the purposes of 3GPP.
`The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
`This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this
`Specification.
`Specifications and reports for implementation of the 3GPPT“ system should be obtained via the 3GPP Organisational Partners’ Publications Offices.
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00001
`
`
`
`PAGE 2
`
`TS 25.101 v2.0.0 (1999-06)
`
`Reference
`<Workitem>
`
`Keywords
`<keyword[, keyword]>
`
`3GPP
`
`Postal address
`
`Office address
`
`Intemet
`
`egpp-org
`Indivi ua copleso
`is deliverable
`can be downloaded from
`
`239W-org
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00002
`
`
`
`PAGE 3
`
`TS 25.101 v2.0.0 (1999-06)
`
`Contents
`
`Intellectual Property Rights ............................................................................................................................. .. 6
`
`Foreword ......................................................................................................................................................... .. 6
`
`1
`
`2
`
`Scope ........................................................................................................................................................ .. 6
`
`References ................................................................................................................................................ .. 6
`
`3 Definitions, symbols and abbreviations ................................................................................................... .. 7
`3. 1
`Definitions ........................................................................................................................................................ .. 7
`
`3.2
`3 .3
`
`3.4
`3.4.1
`
`3.4.2
`3.4.3
`3.4.4
`
`Symbols ............................................................................................................................................................ .. 7
`Abbreviations ................................................................................................................................................... .
`. 8
`
`CDMA Equations ........................................................................................................................................... .. 10
`BS Transmission Power ........................................................................................................................... .. 10
`
`RX Signal Strength for UE Not in Handoff (Static propagation conditions) ........................................... .. 11
`RX Strength for UE Not in Handoff (Static propagation conditions) ....................................................... .. 12
`RX Signal Strength for UE in two-way Handover ................................................................................... .. 12
`
`4 General ................................................................................................................................................... .. 14
`
`4.1
`
`5
`5.1
`
`5.2
`5.3
`5.4
`5.4.1
`5.4.2
`5.4 3
`
`Measurement uncertainty ................................................................................................................................ .. 14
`
`Frequency bands and channel arrangement ........................................................................................... .. 15
`General ........................................................................................................................................................... .. 15
`
`Frequency bands ............................................................................................................................................. .. 15
`TX—RX frequency separation ......................................................................................................................... .. 15
`Channel arrangement ...................................................................................................................................... .. 15
`Channel spacing ....................................................................................................................................... .. 15
`Channel raster .......................................................................................................................................... .. 15
`Channel number ....................................................................................................................................... .. 15
`
`6
`6.1
`
`Transmitter characteristics ..................................................................................................................... .. 16
`General ........................................................................................................................................................... .. 16
`
`6.2
`6.2.1
`6.3
`6.4
`6.4.1
`6.4.2
`6.4.2.1
`6.4.2.1.1
`6.4.3
`6.4.3.1
`6.4.4
`6.4.4.1
`6.4.5
`6.5
`6.5.1
`6.5.1.1
`6.5.2
`
`6.5.2.1
`6.5.3
`
`6.5.3.1
`6.6
`6.6.1
`6.6.2
`
`6.6.2.1
`6.6.2.2
`
`Transmit power ............................................................................................................................................... .. 16
`UE maximum output power ..................................................................................................................... .. 16
`Frequency stability ......................................................................................................................................... .. 16
`Output power dynamics .................................................................................................................................. .. 17
`Open loop power control ......................................................................................................................... .. 17
`Closed loop power control ....................................................................................................................... .. 17
`Closed loop power control in the downlink ........................................................................................ .. 17
`Minimum requirements ................................................................................................................. .. 17
`Power control steps .................................................................................................................................. .. 17
`Minimum requirement ........................................................................................................................ .. 17
`Minimum transmit output power ............................................................................................................. .. 18
`Minimum requirement ........................................................................................................................ .. 18
`Power control cycles per second .............................................................................................................. .. 18
`Transmit ON/OFF power ................................................................................................................................ .. 18
`Transmit OFF power ................................................................................................................................ .. 18
`Minimum requirement ........................................................................................................................ .. 18
`Transmit ON/OFF Time mask ................................................................................................................. .. 18
`
`Minimum requirement ........................................................................................................................ .. 18
`Transmit DTX .......................................................................................................................................... .. 19
`
`Minimum requirement ........................................................................................................................ .. 19
`Output RF spectrum emissions ....................................................................................................................... .. 20
`Occupied bandwidth ................................................................................................................................ .. 20
`Out of band emission ............................................................................................................................... .. 20
`
`Spectrum emission mask .................................................................................................................... .. 20
`Adjacent Channel Leakage power Ratio (ACLR) .............................................................................. .. 20
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00003
`
`
`
`PAGE 4
`
`TS 25.101 v2.0.0 (1999-06)
`
`6.6.2.2.1
`6.6.3
`6.6.3.1
`6.7
`
`Minimum requirement .................................................................................................................. .. 20
`Spurious emissions ................................................................................................................................... .. 21
`Minimum requirement ........................................................................................................................ .. 21
`Transmit interrnodulation ............................................................................................................................... .. 21
`
`6.7.1
`6.8
`
`6.8.1
`6.8.2
`6.8.2.1
`6.8.3
`
`6.8.3.1
`
`7.0
`7. 1
`
`7.2
`7.3
`7.3.1
`7.4
`7.4.1
`7.5
`7.5.1
`7.6
`7.6.1
`7.7
`7.7.1
`7.8
`
`7.8.1
`7.9
`7.9.1
`
`Minimum requirement ............................................................................................................................. .. 21
`Transmit modulation ....................................................................................................................................... .. 22
`
`Transmit pulse shape filter ....................................................................................................................... .. 22
`Modulation Accuracy ............................................................................................................................... .. 22
`Minimum requirement ........................................................................................................................ .. 22
`Peak code Domain error ........................................................................................................................... .. 22
`
`Minimum requirement ........................................................................................................................ .. 23
`
`Receiver characteristics ....................................................................................................................... .. 24
`General ........................................................................................................................................................... .. 24
`
`Diversity characteristics .................................................................................................................................. .. 24
`Reference sensitivity level .............................................................................................................................. .. 24
`\/linimum requirement ............................................................................................................................. .. 24
`Maximum input level ...................................................................................................................................... .. 25
`\/linimum requirement ............................................................................................................................. .. 25
`Adjacent Channel Selectivity (ACS) .............................................................................................................. .. 25
`\/linimum requirement ............................................................................................................................. .. 25
`Blocking characteristics .................................................................................................................................. .. 26
`\/linimum requirement ............................................................................................................................. .. 26
`Spurious response ........................................................................................................................................... .. 26
`\/linimum requirement ............................................................................................................................. .. 26
`Interrnodulation characteristics ....................................................................................................................... .. 27
`
`\/linimum requirement ............................................................................................................................. .. 27
`Spurious emissions ......................................................................................................................................... .. 27
`\/linimum requirement ............................................................................................................................. .. 27
`
`Performance requirement ....................................................................................................................... .. 29
`8
`General
`29
`
`8.2
`8.2.1
`8.2.1.1
`8.2.2
`8.2.2.1
`8.2.3
`8.2.3.1
`8.3
`8.3.1
`8.3.1.1
`8.4
`8.4.1
`8.4.1.1
`8.5
`8.5.1
`8.5.1
`8.6
`8.6.1
`
`8.6.1.1
`8.6.2
`8.6.2.1
`8.7
`8.7.1
`8.7.1.1
`
`Demodulation in static propagation conditions .............................................................................................. .. 29
`Demodulation of Paging Channel (PCH) ................................................................................................. .. 29
`Minimum requirement ........................................................................................................................ .. 29
`Demodulation of Forward Access Channel (FACH) ............................................................................... .. 29
`Minimum requirement ........................................................................................................................ .. 30
`Demodulation of Dedicated Channel (DCH) ........................................................................................... .. 30
`Minimum requirement ........................................................................................................................ .. 30
`Demodulation of DCH in multi-path propagation conditions ........................................................................ .. 32
`Single Link Performance ......................................................................................................................... .. 32
`Minimum requirement ........................................................................................................................ .. 32
`Demodulation of DCH in moving propagation conditions ............................................................................. .. 38
`Single link performance ........................................................................................................................... .. 38
`Minimum requirement ............................................................................................................................. .. 38
`Demodulation of DCH in birth-death propagation conditions ....................................................................... .. 39
`Single link performance ........................................................................................................................... .. 39
`Minimum requirement ........................................................................................................................ .. 40
`Handover Performance ................................................................................................................................... .. 41
`Inter-Cell Soft Handover Performance .................................................................................................... .. 41
`
`Minimum requirement ........................................................................................................................ .. 41
`Inter-Frequency Handover ....................................................................................................................... .. 42
`Minimum requirement ........................................................................................................................ .. 42
`Timing characterisitics .................................................................................................................................... .. 42
`Synchronisation Performance .................................................................................................................. .. 42
`Search of other Cells ........................................................................................................................... .. 42
`
`8.7.1.1.1
`8.7.2
`8.7.2.1
`8.7.3
`8.7.3.1
`
`Minimum requirement .................................................................................................................. .. 42
`Channel Timing Dependencies ................................................................................................................ .. 43
`Minimum requirement ........................................................................................................................ .. 43
`Reception Timing ..................................................................................................................................... .. 43
`Minimum requirement ........................................................................................................................ .. 43
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00004
`
`
`
`PAGE 5
`
`TS 25.101 v2.0.0 (1999-06)
`
`Annex A (normative) Measurement channels ............................................................................................... .. 44
`A. 1
`General ........................................................................................................................................................... .. 44
`A.2
`Reference measurement channel .................................................................................................................... .. 44
`A.2.l
`UL reference measurement channel ......................................................................................................... .. 44
`A.2.2
`DL reference measurement channel ......................................................................................................... .. 45
`A3
`Voice measurement channel ........................................................................................................................... .. 47
`A.4
`Circuit switched data measurement channel ................................................................................................... .. 47
`A.5
`Packet switched data measurement channel ................................................................................................... .. 47
`
`Annex B (normative): Propagation conditions .............................................................................................. .. 48
`B. 1
`Test Environments .......................................................................................................................................... .. 48
`
`B.2
`B.2.l
`B.2.2
`B.2.3
`B.2.4
`
`Propagation Conditions .................................................................................................................................. .. 48
`Static propagation condition .................................................................................................................... .. 48
`Multi-path fading propagation conditions ................................................................................................ .. 49
`Moving propagation conditions ............................................................................................................... .. 49
`Birth-Death propagation conditions ......................................................................................................... .. 50
`
`Annex C (normative): Environmental conditions ......................................................................................... .. 5l
`C.l
`General ........................................................................................................................................................... .. 5l
`
`C.2
`C.2.l
`C.2.2
`C.2.3
`
`Environmental requirements ........................................................................................................................... .. 51
`Temperature ............................................................................................................................................. .. 5l
`Voltage ..................................................................................................................................................... .. 5l
`Vibration .................................................................................................................................................. .. 52
`
`Annex D (Informative): Open items .............................................................................................................. .. 53
`
`Annex E (Informative): UE capabilities (FDD) ............................................................................................ .. 55
`E.l
`Baseline Implementation Capabilities ............................................................................................................ .. 55
`E.2
`Service Implementation Capabilities .............................................................................................................. .. 55
`
`History ........................................................................................................................................................... .. 56
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00005
`
`
`
`PAGE 6
`
`TS 25.101 v2.0.0 (1999-06)
`
`Intellectual Property Rights
`
`IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
`pertaining to these essential IPRs, if any,
`is publicly available for ETSI members and non-members, and can be
`found in ETR 314: “Intellectual Property Rights (IPRs)', Essential, or potentially Essential, IPRs notified to ETSI in
`respect of ETSI standards”, which is available free of charge from the ETSI Secretariat. Latest updates are available on
`the ETSI Web server (http://www.etsi.fr/ipr).
`
`Pursuant to the ETSI Interim IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No
`uarantee can be given as to the existence of other IPRs not
`referenced in ETR 314 (or
`the updates on
`hetsifr/ipr) which are, or may be, or may become, essential to the present document.
`
`Foreword
`
`This Technical Specification has been produced by the 3GPP.
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents ofthis TS, it will be re-released by the TSG with an identifying
`change of release date and an increase in version number as follows:
`
`Version 3.y.z
`
`where:
`
`x
`
`the first digit:
`
`1
`
`2
`
`3
`
`presented to TSG for information;
`
`presented to TSG for approval;
`
`Indicates TSG approved document under change control.
`
`y
`
`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
`
`2
`
`the third digit is incremented when editorial only changes have been incorporated in the specification;
`
`1
`
`Scope
`
`This document establishes the minimum RF characteristics of the FDD mode of UTRA for the User Equipment (UE).
`
`2
`
`References
`
`The following documents contain provisions, which, through reference in this text, constitute provisions of the present
`document.
`
`0 References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
`0 For a specific reference, subsequent revisions do not apply.
`
`0 For a non-specific reference, subsequent revisions do apply.
`
`A non-specific reference to an ETS shall also be taken to refer to later versions published as an EN with the same
`number.
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00006
`
`
`
`
`
`
`
`
`
`TS 25.101 v2.0.0 (1999-06)
`
`3
`
`Definitions, symbols and abbreviations
`
`3.1
`
`Definitions
`
`For the purposes of the present document, the following definitions apply:
`
`Power Setting
`
`The value of the control signal, which determines the desired transmitter, output
`Power. Typically, the power setting would be altered in response to power control
`commands
`
`Maximum Power Setting
`
`The highest value of the Power control setting which can be used.
`
`Maximum output Power
`
`This refers to the measure of average power at the maximum power setting.
`
`Peak Power
`
`The instantaneous power of the RF envelope which is not expected to be exceeded
`for [99.9%] of the time
`
`Maximum peak power
`
`The peak power observed when operating at a given maximum output power.
`
`Average transmit power
`
`The average transmitter output power obtained over any specified time interval,
`including periods with no transmission.
`
`Maximum average power
`
`The average transmitter output power obtained over any specified time interval,
`including periods with no transmission, when the transmit time slots are at the
`maximum power setting.
`
`3.2
`
`Symbols
`
`For the purposes of the present document, the following symbols apply:
`
`<symbol>
`
`<Explanation>
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00007
`
`
`
`PAGE 8
`
`TS 25.101 v2.0.0 (1999-06)
`
`3.3
`
`Abbreviations
`
`For the purposes of the present document, the following abbreviations apply:
`
`ACLR
`
`Adjacent Channel Interference Ratio
`Adjacent Channel Leakage power Ratio
`
`Adjacent Channel Selectivity
`
`Base Station
`
`Bit Error Rate
`
`Continuous Wave (unmodulated signal)
`
`Down Link (forward link)
`
`C S
`
`BS
`
`A 22
`
`BER
`
`CW
`
`L T
`
`X
`
`EIRP
` Effective Isotropic Radiated Power
`FDD
` Frequency Division Duplexing
`FER
` Frame Error Rate
`MER
` Message Error Rate
`PM
`Parts Per Million
`Received Signal Strength Indicator
`Signal to Interference ratio
`
`SIR
`
`TDD
`
`Time Division Duplexing
`
`TPC
` Transmit Power Control
`UE
`User Equipment
`
`UL
`
`Up Link (reverse link)
`
`UTRA
` UMTS Terrestrial Radio Access
`
`Chip Rate
`
`Chip rate of W-CDMA system, equals to 4.096 M chips per second.
`
`SCCPCH
`
`Secondary Common Control Physical Channel.
`
`SCCPCH E
`
`Average energy per PN chip for SCCPCH.
`
`C
`
`EC
`0
`Data T
`
`_ C
`Dan; E
`01'
`I
`
`Average energy per PN chip for the DATA fields in the DPCH.
`
`The ratio of the received energy per PN chip for the DATA fields of the DPCH to the
`total received power spectral density at the UE antenna connector.
`
`The ratio of the average transmit energy per PN chip for the DATA fields of the DPCH
`to the total transmit power spectral density.
`
`DPCH
`
`Dedicated Physical Channel
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00008
`
`
`
`PAGE 9
`
`TS 25.101 v2.0.0 (1999-06)
`
`DPCH i E6
`
`Average energy per PN chip for DPCH.
`
`C
`
`DPCI-1iE
`01'
`I
`
`The ratio of the received energy per PN chip of the DPCH to the total received power
`spectral density at the UE antenna connector.
`
`Dedicated Channel, which is mapped into Dedicated Physical Channel.
`
`DCH contains the data.
`
`Average energy per information bit for the PCCPCH, SCCPCH and DPCH, at the UE
`antenna connector.
`
`The ratio of combined received energy per information bit to the effective noise power
`spectral density for the PCCPCH, SCCPCH and DPCH at the UE antenna connector.
`Following items are calculated as overhead: pilot, TPC, TFCI, CRC, tail, repetition,
`convolution coding and Turbo coding.
`
`The ratio of the average transmit energy per PN chip for different fields or physical
`channels to the total transmit power spectral density.
`
`Information Data
`
`Rate
`
`I0
`
`I0c
`
`Rate of the user information, which must be transmitted over the Air Interface. For
`example, output rate of the voice codec.
`
`The total received power spectral density, including signal and interference, as measured
`at the UE antenna connector.
`
`The power spectral density of a band. limited white noise source (simulating interference
`from other cells) as measured at the UE antenna connector.
`
`The total transmit power spectral density of the Forward link at the base station antenna
`connector.
`
`The received power spectral density of the Forward link as measured at the UE antenna
`connector.
`
`Given only interference is received, the average power of the received signal after
`despreading to the code and combining. Equivalent to the RSCP value but now only
`interference is received instead of signal.
`
`The effective noise power spectral density at the UE antenna connector.
`
`Orthogonal Channel Noise Simulator, a mechanism used to simulate the users or control
`signals on the other orthogonal channels of a Forward link.
`
`Average energy per PN chip for the OCNS.
`
`01'
`
`I
`
`The ratio of the average transmit energy per PN chip for the OCNS to the total transmit
`power spectral density.
`
`PCCPCH
`
`Primary Common Control Physical Channel
`
`Chm“
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00009
`
`
`
`PAGE 10
`
`TS 25.101 v2.0.0 (1999-06)
`
`E
`0
`PCCPCH I C
`
`The ratio of the received PCCPCH energy per chip to the total received power spectral
`density at the UE antenna connector.
`
`PCCPCH _ EC
`or
`I
`
`The ratio of the average transmit energy per PN chip for the PCCPCH to the total
`transmit power spectral density.
`
`Average energy per PN chip for the Pilot field in the DPCH.
`
`The ratio of the received energy per PN chip for the Pilot field of the DPCH to the total
`received power spectral density at the UE antenna connector.
`
`The ratio of the average transmit energy per PN chip for the Pilot field of the DPCH to
`the total transmit power spectral density.
`
`The ratio of the received energy per PN chip for the TFCI field of the DPCH to the total
`received power spectral density at the UE antenna connector.
`
`The ratio of the average transmit energy per PN chip for the TFCI field of the DPCH to
`the total transmit power spectral density.
`
`Given only signal power is received, the average power of the received signal after
`despreading and combining
`
`Average energy per PN chip for the Transmission Power Control field in the DPCH.
`
`The ratio of the received energy per PN chip for the Transmission Power Control field of
`the DPCH to the total received power spectral density at the UE antenna connector.
`
`The ratio of the average transmit energy per PN chip for the Transmission Power
`Control field of the DPCH to the total transmit power spectral density.
`
`3.4
`
`CDMA Equations
`
`The equations listed below describe the relationship between various parameters under different conditions.
`
`3.4.1
`
`BS Transmission Power
`
`Transmit power of the Base Station is normalized to 1 and can be presented as
`
`PCCPCH_EC I Pz'lot_Ec I TPC_EI I TFCI_EC I DAT/l_EI I SCCPCH_EC I OCNS_EC
`or
`or
`or
`or
`or
`or
`or
`I
`'
`I
`'
`I
`'
`I
`'
`I
`'
`I
`'
`I
`
`Dedicated Physical Channel consists of four different fields. Therefore, it can be shown that
`
`DPCH_Ec _ Pz'Z0t_Ec I TPC_Ec I TFCI_Ec I DATA_Ec
`0}‘
`0}‘
`0}‘
`0}‘
`0}‘
`1
`_
`1
`1
`1
`1
`
`'
`
`ZTE Corporation and ZTE (USA) Inc.
`Exhibit 1006.05-00010
`
`
`
`PAGE 11
`
`TS 25.101 v2.0.0 (1999-06)
`
`Hence, transmit power of Base Station can be presented also as
`
`PCCPCH_Ec I DPCH_Ec I SCCPCH_Ec I OCNS_Ec _ I
`or
`or
`or
`or
`1
`'
`1
`'
`1
`'
`1
`
`3.4.2
`
`Rx Signal Strength for UE Not in Handoff (Static propagation
`conditions)
`
`For PCCPCH we get
`
`and for a Dedicated Physical Channel
`
`PCCPCH _Ec
`
`PCCPCH Q =
`I
`°
`
`1”’
`1..
`7 + l
`
`DPCH _ EC
`
`DPCH E—” =A '
`10
`1g
`for
`
`For the Secondary Common Control Physical Channel we get
`
`Eb /Nt for the PCCPCH is given as
`
`The same for Dedicated Channels is given as
`
`SCCPCH _ EC
`SCCPCH E =TI1”’
`Io
`+1
`Ior
`
`'
`
`PCCPCH Eb
`N,
`
`PCCPCH _EC X
`[DI
`
`Chip Rate
`Information Data Rate '
`[ac
`1),
`
`DPCH _E X
`Im
`
`DCH Eb _
`N.
`
`Chip Rate
`Information Data Rate 2
`IL?
`107
`
`Similar equations can be derived for the Paging Channel and for the Forward Access Channel. F