Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`
`
`CONOPCO, INC. dba UNILEVER CORP.
`Petitioner,
`v.
`THE PROCTOR & GAMBLE COMPANY
`Patent Owner
`
`_____________________
`
`Case IPR: Unassigned
`Patent 6,451,300
`_____________________
`
`CONOPCO, INC.’S EXHIBIT LIST
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`

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`Unilever
`Exhibit #
`1001
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`
`
`Description
`
`Conopco, Inc.’s Exhibit List
`
`
`Dunlop et al., U.S. Patent No. 6,451,300, "Anti-Dandruff and
`Conditioning Shampoos Containing Certain Cationic Polymers," (filed
`April 25, 2000; issued September 17, 2002)
`Amendment dated November 13, 2001 from the file history of U.S.
`Patent No. 6,451,300
`Intentionally left blank
`Curriculum Vitae of Arun Nandagiri
`Kanebo, Ltd., Japanese Application No. 9-188614, "Composition
`having Pearl Lustre," (filed January 9, 1996; laid open July 22, 1997)
`(Japanese)
`Kanebo, Ltd., Japanese Application No. 9-188614, "Composition
`having Pearl Lustre," (filed January 9, 1996; laid open July 22, 1997)
`(English translation)
`1007 Marsh et al., U.S. Patent No. 7,481,846, "Method of Rapid Hair
`Dyeing," (filed September 22, 2005; issued January 27, 2009)
`Intentionally left blank
`Bowser et al., U.S. Patent No. 5,723,112, "Pyrithione Containing Hair
`Treatment Composition," (filed July 9, 1996; issued March 3, 1998)
`Evans et al., WO 97/14405, "Conditioning Shampoos Containing
`Polyalkylene Glycol," (filed October 15, 1996; published April 24,
`1997)
`Birkofer, U.S. Patent No. 3,962,418, "Mild Thickened Shampoo
`Compositions with Conditioning Properties," (filed April 8, 1975;
`issued June 8, 1976)
`Bartolo et al., U.S. Patent No. 5,202,048, "Personal Cleansing Product
`with Odor Compatible Bulky Amine Cationic Polymer with Reduced
`Odor Characteristics," (filed December 30, 1991; issued April 13,
`1993)
`Coffindaffer et al., U.S. Patent No. 5,624,666, "Anti-Dandruff
`Shampoos with Particulate Active Agent and Cationic Polymer," (filed
`January 20, 1995; issued April 29, 1997)
`Cardin et al., U.S. Patent No. 5,104,645, "Antidandruff Shampoo
`Compositions," (filed February 2, 1990; issued April 14, 1992)
`Schwen et al., WO 95/03319, "Cyproterone Acetate Thioacetate,"
`(filed July 13, 1994; published on February 2, 1995)
`Intentionally left blank
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`1002
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`1003
`1004
`1005
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`1006
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`1008
`1009
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`1010
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`1011
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`1012
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`1013
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`1014
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`1015
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`1016
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`Unilever
`Exhibit #
`1017
`1018
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`1019
`1020
`1021
`1022
`1023
`1024
`1025
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`1026
`1027
`1028
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`1029
`1030
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`1031
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`1032
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`1033
`1034
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`1035
`1036
`1037
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`
`
`Description
`
`Conopco, Inc.’s Exhibit List
`
`
`Intentionally left blank
`Reid et al., U.S. Patent No. 5,085,857, "Conditioning Shampoo
`Comprising a Surfactant, a Non-Volatile Silicone Oil and Guar
`Hydroxypropyltromium Chloride as a Cationic Conditioning
`Polymer," (filed December 3, 1990; issued February 4, 1992)
`Intentionally left blank
`Intentionally left blank
`Intentionally left blank
`Intentionally left blank
`Intentionally left blank
`Intentionally left blank
`Specification sheet for Polydimethylsiloxane, Food & Agriculture
`Organization of the United Nations, Joint FAO/WHO Expert
`Committee on Food Additives, 69th Meeting, Monograph 5, June
`2008
`Intentionally left blank
`Intentionally left blank
`Sime, U.S. Patent No. 5,037,818, "Washing Composition for the
`Hair," (filed July 26, 1998; issued August 6, 1991)
`Data sheet for Zinc Pyrithione, Arch Chemicals, Inc., 3 pages
`Gibson, U.S. Patent No. 5,015,470, "Cosmetic Composition," (filed
`December 17, 1987; issued May 14, 1991)
`Kalla et al., WO 97/26854, "Shampoo Compositions with Improved
`Deposition of Antimicrobial Agents," (filed January 6, 1997;
`published on July 31, 1997)
`Hoshowski, M.A., "Conditioning of Hair," Chapter 4 in Hair and Hair
`Care, Johnson, D.H., ed., pp. 65-104, Marcel Drekker, Inc. (1997)
`Intentionally left blank
`Bar-Shalom, et al., U.S. Patent No. 5,618,798, "Use of Sucralfate to
`Treat Baldness," (filed May 23, 1994; issued April 8, 1997)
`Intentionally left blank
`Intentionally left blank
`Intentionally left blank
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`- 2 -
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`

`
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`
`
`Description
`
`Conopco, Inc.’s Exhibit List
`
`
`Patent Owner's Preliminary Response Pursuant to 37 C.F.R. § 42.107
`in Case IPR2013-00510, Patent 6,649,155, Conopco, Inc. dba Unilever
`v. The Procter & Gamble Company, Paper No. 7, filed November 18,
`2013
`Intentionally left blank
`Product data sheet for COSMEDIA™ Guar C261
`Intentionally left blank
`Cseh, U.S. Patent No. 4,676,978, "Shampoo," (filed January 27, 1986;
`issued June 30, 1987)
`Declaration of Arun Nandagiri, filed on March 12, 2014
`Cothran et al., WO 96/32919, "Shampoos with Insoluble Silicone
`Conditioning Agent and Cationic Polymer," (filed March 27, 1996;
`published on October 24, 1996)
`Uchiyama et al., WO 97/14406, "Conditioning Shampoo
`Compositions Having Improved Stability," (filed October 16, 1996;
`published April 24, 1997)
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`- 3 -
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`Unilever
`Exhibit #
`1038
`
`1039
`1040
`1041
`1042
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`1043
`1044
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`1045
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`

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`Unilever
`Exhibit #
`1046
`
`1047
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`
`
`
`Description
`
`Conopco, Inc.’s Exhibit List
`
`
`File history of U.S. Patent No. 6,451,300 (exclusive of foreign patent
`documents listed in Information Disclosure Statements)
`Hsiung, et al., U.S. Patent No. 4,391,286, "Hair Conditioning and
`Compositions Therefor," (filed February 19, 1981; issued July 5,
`1983)
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`
`
`Exhibits intentionally left blank are done so in order to maintain consistency
`
`in the exhibit numbering found in IPR2013-00505 and IPR2013-00509, both filed
`
`August 14, 2014, and the inter partes review of U.S. Pat. No. 6,974,569 filed
`
`concurrently herewith.
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`Respectfully submitted,
`
`/Eldora L. Ellison/
`
`Eldora L. Ellison, Ph.D (Reg. No. 39,967)
`Lead Attorney for Petitioner Conopco, Inc.
`
`
`
`Date: March 12, 2014
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`1822878_1
`
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`CERTIFICATION OF SERVICE (37 C.F.R. §§ 42.6(e))
`
`Conopco, Inc.’s Exhibit List
`
`
`The undersigned hereby certifies that the above-captioned "Conopco, Inc.’s
`
`Exhibit List," along with Exhibits 1001 – 1047, were served in their entirety on
`
`March 12, 2014, upon the following parties via FedEx®:
`
`David M. Maiorana
`JONES DAY
`North Point
`901 Lakeside Avenue
`Cleveland, Ohio 44114-1190
`Address known to the petitioner as
`likely to effect service.
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`The Proctor & Gamble Company
`Global Legal Department - IP
`Sycamore Building - 4th Floor
`299 East Sixth Street
`Cincinnati, OH 45202
`Patent owner's correspondence
`address of record for
`U.S. Patent No. 6,974,569
`
`
`
` Sterne, Kessler, Goldstein & Fox P.L.L.C.
`
`
`
`/Eldora L. Ellison/
`
` Eldora L. Ellison, Ph.D (Reg. No. 39,967)
` Lead Attorney for Petitioner Conopco, Inc.
`
`
`
`
`
`
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`
`
`Date: March 12, 2014
`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
`
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