`Request for Comments: 2118 Microsoft Corporation
`Category: Informational March 1997
`
` Microsoft Point-To-Point Compression (MPPC) Protocol
`
`Status of this Memo
`
` This memo provides information for the Internet community. This memo
` does not specify an Internet standard of any kind. Distribution of
` this memo is unlimited.
`
`Abstract
`
` The Point-to-Point Protocol (PPP) [1] provides a standard method for
` transporting multi-protocol datagrams over point-to-point links.
`
` The PPP Compression Control Protocol [2] provides a method to
` negotiate and utilize compression protocols over PPP encapsulated
` links.
`
` This document describes the use of the Microsoft Point to Point
` Compression protocol (also referred to as MPPC in this document) for
` compressing PPP encapsulated packets.
`
`Table of Contents
`
` 1. Introduction .......................................... 2
` 1.1 Licensing ....................................... 2
` 1.2. Specification of Requirements ................... 2
` 2. Configuration Option Format ........................... 3
` 3. MPPC Packets .......................................... 4
` 3.1 Packet Format.................................... 5
` 4. Description of Compressor and Encoding .................... 6
` 4.1 Literal Encoding ................................ 7
` 4.2 Copy Tuple Encoding ............................. 7
` 4.2.1 Offset Encoding ............................. 7
` 4.2.2 Length-of-Match Encoding .................... 7
` 4.3 Synchronization ................................. 8
` SECURITY CONSIDERATIONS ...................................... 8
` REFERENCES ................................................... 9
` ACKNOWLEDGEMENTS ............................................. 9
` CHAIR’S ADDRESS ........................................... 9
` AUTHORS’ ADDRESS ............................................. 9
`
`Pall Informational [Page 1]
`
`Petitioner Apple Inc. - Exhibit 1056, p. 1
`
`
`
`RFC 2118 MPPC Protocol March 1997
`
`1. Introduction
`
` The Microsoft Point to Point Compression scheme is a means of
` representing arbitrary Point to Point Protocol (PPP) packets in a
` compressed form. The MPPC algorithm is designed to optimize processor
` utilization and bandwidth utilization in order to support large
` number of simultaneous connections. The MPPC algorithm is also
` optimized to work efficiently in typical PPP scenarios
` (1500 byte MTU, etc.).
`
` The MPPC algorithm uses an LZ [3] based algorithm with a sliding
` window history buffer.
`
` The MPPC algorithm keeps a continous history so that after 8192 bytes
` of data has been transmitted compressed there is always 8192 bytes of
` history to use for compressing, except when the history is flushed.
`
`1.1. Licensing
`
` MPPC can only be used in products that implement the Point to Point
` Protocol AND for the sole purpose of interoperating with other MPPC
` and Point to Point Protocol implementations.
`
` Source and object licenses are available on a non-discriminatory
` basis from Stac Electronics. Please contact:
`
` Cheryl Poland
` Stac Electronics
` 12636 High Bluff Drive,
` San Deigo, CA 92130
` Phone: (619)794-4534
` Email: cherylp@stac.com
`
`1.2. Specification of Requirements
`
` In this document, several words are used to signify the requirements
` of the specification. These words are often capitalized.
`
` MUST This word, or the adjective "required", means that the
` definition is an absolute requirement of the specification.
`
` MUST NOT This phrase means that the definition is an absolute
` prohibition of the specification.
`
`Pall Informational [Page 2]
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`Petitioner Apple Inc. - Exhibit 1056, p. 2
`
`
`
`RFC 2118 MPPC Protocol March 1997
`
` SHOULD This word, or the adjective "recommended", means that there
` may exist valid reasons in particular circumstances to
` ignore this item, but the full implications MUST be
` understood and carefully weighed before choosing a
` different course.
`
` MAY This word, or the adjective "optional", means that this
` item is one of an allowed set of alternatives. An
` implementation which does not include this option MUST be
` prepared to interoperate with another implementation which
` does include the option.
`
`2. Configuration Option Format
`
` Description
`
` The CCP Configuration Option negotiates the use of MPPC on the
` link. By default or ultimate disagreement, no compression is
` used.
`
` A summary of the CCP Configuration Option format is shown below.
` The fields are transmitted from left to right.
`
` 0 1 2 3
` 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
` +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
` | Type | Length | Supported Bits |
` +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
` | Supported Bits |
` +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
`
` Type
`
` 18
`
` Length
`
` 6
`
` Supported Bits
`
` This field is 4 octets, most significant octet first. The least
` significant bit in the least significant octet set to 1 indicates
` desire to negotiate MPPC.
`
` All other bits MUST be set to 0.
`
`Pall Informational [Page 3]
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`Petitioner Apple Inc. - Exhibit 1056, p. 3
`
`
`
`RFC 2118 MPPC Protocol March 1997
`
`3. MPPC Packets
`
` Before any MPPC packets may be communicated, PPP must reach the
` Network-Layer Protocol phase, and the CCP Control Protocol must reach
` the Opened state.
`
` Exactly one MPPC datagram is encapsulated in the PPP Information
` field. The PPP Protocol field indicates type hex 00FD for all
` compressed datagrams.
`
` The maximum length of the MPPC datagram transmitted over a PPP link
` is the same as the maximum length of the Information field of a PPP
` encapsulated packet. Since the history buffer is limited to 8192
` bytes, this length cannot be greater than 8192 bytes.
`
` Only packets with PPP Protocol numbers in the range hex 0021 to hex
` 00FA are compressed. Other packets are not passed thru the MPPC
` processor and are sent with their original PPP Protocol numbers.
`
` Padding
`
` It is recommended that padding not be used with MPPC since it
` defeats the purpose of compression. If the sender must use padding
` it MUST negotiate the Self-Describing-Padding Configuration option
` during LCP phase and use self-describing pads.
`
` Reliability and Sequencing
`
` The MPPC scheme does not require a reliable link. Instead, it
` relies on a 12 bit coherency count in each packet to keep the
` history buffers synchronized. If the receiver recognizes that the
` coherency count received in the packet does not match the count it
` is expecting, it sends a CCP Reset-Request packet to resynchronize
` its history buffer with the sender’s history buffer.
`
` MPPC expects the packets to be delivered in sequence, otherwise
` history buffer re-synchronization will not occur.
`
` MPPC MAY be used over a reliable link, as described in "PPP
` Reliable Transmision" [5], but this typically just adds
` unnecessary overhead since only the coherency count is required.
`
` Data Expansion
`
` If compressing the data results in data expansion, the original
` data is sent as an uncompressed MPPC packet. The sender must flush
` the history before compressing any more data and set the FLUSHED
` bit on the next outgoing packet.
`
`Pall Informational [Page 4]
`
`Petitioner Apple Inc. - Exhibit 1056, p. 4
`
`
`
`RFC 2118 MPPC Protocol March 1997
`
`3.1. Packet Format
`
` 0 1 2 3
` 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
` +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
` | PPP Protocol |A|B|C|D| Coherency Count |
` +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
` | Compressed Data...
` +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
`
` PPP Protocol
`
` The PPP Protocol field is described in the Point-to-Point Protocol
` Encapsulation [1].
`
` When the MPPC compression protocol is successfully negotiated by
` the PPP Compression Control Protocol, the value is hex 00FD. This
` value MAY be compressed when Protocol-Field-Compression is
` negotiated.
`
` Bit A
`
` This bit indicates that the history buffer has just been
` initialized before this packet was generated. This packet can
` ALWAYS be decompressed because it is not based on any previous
` history. This bit is typically sent to inform the peer that the
` sender has initialized its history buffer before compressing the
` packet and that the receiving peer must initialize its history
` buffer before decompressing the packet. This bit is referred to as
` FLUSHED bit in this document.
`
` Implementation Note: Compression and decompression histories are
` always initialized with all zeroes.
`
` Bit B
`
` This bit indicates that the packet was moved to the front of the
` history buffer typically because there was no room at the end of
` the history buffer. This bit is used to tell the decompressor to
` set its history pointer to the beginning of the history buffer.
`
` Implementation Notes:
` 1. It is implied that this bit must be set at least once for every
` 8192 bytes of data that is sent compressed.
` 2. It is also implied that this bit can be set even if the
` sender’s history buffer is not full. Initialized history that
` has not been used for compressing data must not be referred to
` in the compressed packets.
`
`Pall Informational [Page 5]
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`Petitioner Apple Inc. - Exhibit 1056, p. 5
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`
`
`RFC 2118 MPPC Protocol March 1997
`
` Bit C
`
` This bit (if set) is used to indicate that the packet is
` compressed.
`
` Bit D
`
` This bit must be set to 0.
`
` Coherency Count
`
` The coherency count is used to assure that the packets are sent in
` proper order and that no packet has been dropped. This count
` starts at 0 and is always increased by 1 and NEVER decreases or
` goes back. When all bits are 1, the count returns to 0.
`
` Compressed Data
`
` The compressed data begins with the protocol field. For example,
` in case of an IP packet (0021 followed by an IP header), the
` compressor will first try to compress the 0021 protocol field and
` then compress the IP header.
`
` If the packet contains header compression, the MPPC compressor is
` applied AFTER header compression is preformed and MUST be applied
` to the compressed header as well. For example, if a packet
` contained the protocol 002d for a compressed TCP/IP header, the
` compressor would first attempt to compress 002d and then it
` would attempt to compress the compressed Van-Jacobsen TCP/IP
` header.
`
`4. Description of Compressor and Encoding
`
` The compressor runs through the length of the frame producing as
` output a Literal (byte to be sent uncompressed) or a <Offset,
` Length-of-Match> Copy tuple, where Offset is the number of bytes
` before in the history where the match lies and Length-of-Match is the
` number of bytes to copy from the location indicated by Offset.
`
` For example, comsider the following string:
`
` 0 1 2 3 4
` 012345678901234567890123456789012345678901234567890
` for whom the bell tolls, the bell tolls for thee.
`
` The compressor would produce:
`
` for whom the bell tolls,<16,15> <40,4><19,3>e.
`
`Pall Informational [Page 6]
`
`Petitioner Apple Inc. - Exhibit 1056, p. 6
`
`
`
`RFC 2118 MPPC Protocol March 1997
`
` The Literal and Copy tuple tokens are then encoded according to the
` MPPC encoding scheme.
`
`4.1 Literal Encoding
`
` Literals are bytes sent uncompressed. If the value of the Literal is
` below hex 80, it is encoded with its value itself. If the Literal has
` value greater than hex 7F it is sent as bits 10 followed by the lower
` 7 bits of the Literal.
`
` Example: Literal hex 56 is transmitted as 01010110
` Literal hex E7 is transmitted as 101100111
`
`4.2 Copy Tuple Encoding
`
` Copy tuples represent compressed data. A tuple has two elements: the
` Offset and Length-of-Match. The Offset is encoded before the Length-
` of-Match.
`
`4.2.1 Offset Encoding
`
` Offset values less than 64 are encoded as bits 1111 followed by the
` lower 6 bits of the value.
`
` Offset values between 64 and 320 are encoded as bits 1110 followed by
` the lower 8 bits of the computation (value - 64).
`
` Offset values between 320 and 8191 are encoded as bits 110 followed
` by the lower 13 bits of the computation (value - 320).
`
` Examples: Offset value of 3 is encoded as: 1111 000011
` Offset value of 128 is encoded as: 1110 01000000
` Offset value of 1024 is encoded as: 110 0001011000000
`
`4.2.2 Length-of-Match Encoding
`
` Length of 3 is encoded with bit 0.
`
` Length values from 4 to 7 are encoded as 10 followed by lower 2 bits
` of the value.
`
` Length values from 8 to 15 are encoded as 110 followed by lower 3
` bits of the value.
`
` Length values from 16 to 31 are encoded as 1110 followed by lower 4
` bits of the value.
`
`Pall Informational [Page 7]
`
`Petitioner Apple Inc. - Exhibit 1056, p. 7
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`
`
`RFC 2118 MPPC Protocol March 1997
`
` Length values from 32 to 63 are encoded as 11110 followed by lower 5
` bits of the value.
`
` Length values from 64 to 127 are encoded as 111110 followed by lower
` 6 bits of the value.
`
` Length values from 128 to 255 are encoded as 1111110 followed by
` lower 7 bits of the value.
`
` Length values from 256 to 511 are encoded as 11111110 followed by
` lower 8 bits of the value.
`
` Length values from 512 to 1023 are encoded as 111111110 followed by
` lower 9 bits of the value.
`
` Length values from 1024 to 2047 are encoded as 1111111110 followed by
` lower 10 bits of the value.
`
` Length values from 2048 to 4095 are encoded as 11111111110 followed
` by lower 11 bits of the value.
`
` Length values from 4096 to 8191 are encoded as 111111111110 followed
` by lower 12 bits of the value.
`
` Examples: Length of 15 is encoded as: 110 111
` Length of 120 is encoded as: 111110 111000
` Length of 4097 is encoded as:111111111110 000000000001
`
` The largest Length value that can be encoded is 8191.
`
`4.3 Synchronization
`
` Packets may be lost during transfer. If the decompressor maintained
` coherency count does not match the coherency count received in the
` compressed packet, the decompressor drops the packet and sends a CCP
` Reset-Request packet. The compressor on receiving this packet flushes
` the history buffer and sets the FLUSHED bit in the next packet it
` sends. The decompressor on receiving a packet with its FLUSHED bit
` set flushes its history buffer and sets its coherency count to the
` one transmitted by the compressor in that packet. Thus
` synchronization is achieved without a CCP Reset-Ack packet.
`
`Security Considerations
`
` Security issues are not discussed in this memo.
`
`Pall Informational [Page 8]
`
`Petitioner Apple Inc. - Exhibit 1056, p. 8
`
`
`
`RFC 2118 MPPC Protocol March 1997
`
`References
`
` [1] Simpson, W., Editor, "The Point-to-Point Protocol (PPP)", STD
` 51, RFC 1661, Daydreamer, July 1994.
`
` [2] Rand, D., "The PPP Compression Control Protocol (CCP)", RFC
` 1962, Novell, June 1996.
`
` [3] Lempel, A. and Ziv, J., "A Universal Algorithm for Sequential
` Data Compression", IEEE Transactions On Information Theory,
` Vol. IT-23, No. 3, May 1977.
`
` [4] Rand, D., "PPP Reliable Transmission", RFC 1663, Novell, July
` 1994.
`
`Acknowledgments
`
` Thomas Dimitri made significant contributions towards the design and
` development of Microsoft Point-To-Point Compression Protocol. Robert
` Friend of Stac Technology provided editoral input.
`
`Chair’s Address
`
` The working group can be contacted via the current chair:
`
` Karl F. Fox
` Ascend Communications
` 3518 Riverside Dr., Suite 101
` Columbus, Ohio 43221
`
` (614) 451-1883
`
` EMail: karl@ascend.Com
`
`Author’s Address
`
` Questions about this memo can also be directed to:
`
` Gurdeep Singh Pall
` 1, Microsoft Way,
` Redmond, WA 98052
`
` (206) 882-8080
`
` Email: gurdeep@microsoft.com
`
`Pall Informational [Page 9]
`
`Petitioner Apple Inc. - Exhibit 1056, p. 9