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UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`FINISAR CORP.
`Petitioner
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`v.
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`THOMAS SWAN & CO. LTD.
`Patent Owner
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`Case IPR2014-00461
`Patent 7,664,395
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`PATENT OWNER THOMAS SWAN & CO. LTD.’S
`MANDATORY NOTICES
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`Case IPR2014-00461
`Attorney Docket No: 28733-0003IP1
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`PATENT OWNER’S MANDATORY NOTICES
`UNDER 37 C.F.R. § 42.8
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`Pursuant to 37 C.F.R. § 42.8, the patent owner, Thomas Swan & Co. Ltd.
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`(“Patent Owner”), hereby submits the following Mandatory Notices in response to
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`the Petition for Inter Partes Review of U.S. Patent No. 7,664,395.
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`1.
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`Real Party-In-Interest under 37 CFR § 42.8(b)(1)
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`Thomas Swan & Co. Ltd. is the Patent Owner and the Real Party-In-Interest
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`in this proceeding.
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`2.
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`Related Matters under 37 CFR § 42.8(b)(2)
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`The following judicial or administrative matters may affect or be affected by
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`a decision in this proceeding:
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`Thomas Swan & Co. Ltd. v. Finisar Corp., et al., No. 2:13-cv-178 (E.D.
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`Texas).
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`3.
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`Lead and Back-Up Counsel, under 37 CFR § 42.8(b)(3)
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`The Patent Owner designates the following lead and back-up counsel:
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`LEAD COUNSEL
`Marc M. Wefers
`Reg. No. 56,842
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel:
`(617) 521-7857
`Email: wefers@fr.com
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`IPR28733-002IP1@fr.com
`Fax:
`(877) 769-7945
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`BACK-UP COUNSEL
`W. Karl Renner
`Reg. No. 41,265
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel:
`(202) 783-5070
`Email: axf@fr.com
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`IPR28733-0002IP1@fr.com
`Fax:
`(877) 769-7945
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`2
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`Case IPR2014-00461
`Attorney Docket No: 28733-0003IP1
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`4.
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`Service Information under 37 CFR § 42.8(b)(4)(i) et seq.
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`Please address all correspondence and service to counsel as listed above.
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`Patent Owner consents to service by email at IPR28733-0003IP1@fr.com (ref.:
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`Docket No. 28733-0003IP1).
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`Respectfully submitted,
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` /Marc M. Wefers Reg. No. 56,842/
`Marc M. Wefers
`Reg. No. 56,842
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`3
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`Date: March 19, 2014
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`Customer Number 26171
`Fish & Richardson P.C.
`Telephone: (612) 337-2508
`Facsimile: (612) 288-9696
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`

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`Case IPR2014-00461
`Attorney Docket No: 28733-0003IP1
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 CFR §§ 42.6(e)(4) and 42.205(b), the undersigned certifies
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`that on March 19, 2014, a complete and entire copy of this Patent Owner Thomas
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`Swan & Co. Ltd.’s Mandatory Notices and Power of Attorney were provided via
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`email, to the Petitioner by serving the correspondence email addresses of record as
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`follows:
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`David Radulescu
`Greg Maskel
`Radulescu LLP
`136 Madison Avenue, 6th Floor
`New York, NY 10016
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`Kurt Rauschenbach
`Rauschenbach Patent Law Group
`P.O. Box 849
`Franconia, NH 03580
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`Email: david@radulescullp.com
`Email: greg@radulescullp.com
`Email: kurt@rauschenbach.com
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`4
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`/Edward G. Faeth/
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`Edward G. Faeth
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(202) 626-6420

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