`U.S. Patent No. 7,147,759
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
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`INTEL CORPORATION
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`Petitioner
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`v.
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`ZOND, LLC
`Patent Owner
`__________________
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`Case IPR2014-00443
`Patent 7,147,759
`__________________
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`
`
`ZOND LLC’S PATENT OWNER PRELIMINARY RESPONSE
`PURSUANT TO 37 C.F.R. § 42.107(a)
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`IPR2014-00443
`U.S. Patent No. 7,147,759
`TABLE OF CONTENTS
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`I. INTRODUCTION ...........................................................................................................1
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`II. TECHNOLOGY BACKGROUND ...............................................................................9
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`A.
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`B.
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`Overview Of Magnetron Sputtering Systems. ...................................................9
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`The ’759 patent: Dr. Chistyakov invents a new magnetically enhanced
`sputtering source that creates a multi-step ionization process generating
`highly-ionized plasma from weakly ionized plasma without forming an arc
`discharge. .........................................................................................................10
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`III. SUMMARY OF THE PETITIONER’S PROPOSED GROUNDS FOR REVIEW ..13
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`IV. ZOND’S CLAIM CONSTRUCTIONS. .....................................................................15
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`A.
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`B.
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`The construction of “weakly ionized plasma” and “strongly ionized
`plasma.” ...........................................................................................................16
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`The construction of “multi-step ionization process”. ......................................17
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`V. THERE IS NO REASONABLE LIKELIHOOD OF PETITIONER PREVAILING
`AS TO A CHALLENGED CLAIM OF THE ’738 PATENT. ..................................20
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`A.
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`B.
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`The Petition failed to set forth a proper obviousness analysis. ........................21
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`The Petition failed to demonstrate any motivation to combine. ......................23
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`1.
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`Scope and content of prior art. ...................................................................26
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`a.
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`b.
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`Kudryavtsev – A. A. Kudryavtsev and V.N. Skerbov, Ionization
`relaxation in a plasma produced by a pulsed inert-gas discharge, Sov.
`Phys. Tech. Phys. 28(1), pp. 30-35, January 1983 (Ex. 1004), ...........26
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`Mozgrin – D.V. Mozgrin, et al, High-Current Low-Pressure Quasi-
`Stationary Discharge in a Magnetic Field: Experimental Research,
`Plasma Physics Reports, Vol. 21, No. 5, pp. 400-409, 1995 (Ex.
`1003). ...................................................................................................29
`
`c.
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`Wang – U.S. Patent No. 6,413,382 (Exhibit 1005)..............................32
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`2.
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`The Petitioner Fails To Show That It Would Have Been Obvious To
`Combine The Cylindrical Tube System Without A Magnet Of
`Kudryavtsev With Either The Mozgrin or Wang Magnetron System. ......34
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`C.
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`The Petition fails to demonstrate how the alleged combinations teach every
`element of the challenged claims. ....................................................................40
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`
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`ii
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`1.
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`2.
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`IPR2014-00443
`U.S. Patent No. 7,147,759
`The cited references do not teach generating “the voltage pulse with an
`amplitude and a rise time that increases an excitation rate of ground state
`atoms that are present in the weakly-ionized plasma to create a multi-step
`ionization process that generates a strongly-ionized plasma,” as recited in
`independent claim 1. ..................................................................................41
`
`The cited references do not teach a “multi-step ionization process
`comprising exciting the ground state atoms to generate excited atoms, and
`then ionizing the excited atoms within the weakly-ionized plasma without
`forming an arc discharge,” as recited in claim 1. .......................................48
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`D.
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`E.
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`The Petition Fails to Identify Any Compelling Rationale for Adopting
`Redundant Grounds of Rejection Under Both Mozgrin and Wang. ................52
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`The Petitioner Failed To Establish That The Mozgrin Thesis Is Prior Art. .....56
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`VI. CONCLUSION...........................................................................................................58
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`iii
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`I. INTRODUCTION
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`The Board should deny the present request for inter partes review of U.S.
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`Patent No. 7,147,759 (“the ’759 patent”) because there is not a reasonable
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`likelihood that the Petitioner will prevail at trial with respect to at least one
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`claim of the ’759 patent.1
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`The references that are primarily relied upon by the Petitioner (i.e.,
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`Mozgrin and Wang) were already considered by the Examiner and overcome
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`during the prosecution of the application that led to the issuance of the ’759
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`patent. Indeed, these references were considered by 6 different examiners and
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`overcome during the prosecution of 9 other patents that are related to the ’759
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`patent over nearly a 10 year period.2
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`1 35 U.S.C. § 314(a).
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`2 Examiners Douglas Owens, Tung X. Le, Rodney McDonald, Wilson Lee,
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`Don Wong, and Tuyet T. Vo allowed U.S. Patents 7,808,184, 7,811,421,
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`8,125,155, 6,853,142, 7,604,716, 6,896,775, 6,896,773, 6,805,779, and
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`6,806,652 over Mozgrin and Wang over nearly a decade from the time that the
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`application for the ‘759 patent was filed on 9/30/2002 to the time that the ‘155
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`patent issued on 2/28/2012.
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`1
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`Upon realizing that there was no prior art that was closer to the claimed
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`invention than the art that had already been considered and overcome at the
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`patent office, the Petitioner resorted to a desperate strategy of filing an
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`enormous number of IPR petitions (i.e., 5 IPRs against the ‘759 patent and an
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`additional 17 against related patents) and alleging that the Patent Owner had
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`mischaracterized Mozgrin to the patent office.3
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`But this strategy cannot succeed because the Patent Owner did not make
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`any mischaracterizations and could not have possibly tricked 6 different
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`examiners to allow 10 patents over the course of nearly a decade by
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`mischaracterizing a reference that all 6 Examiners could have easily read
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`themselves. Rather, the Petitioner mischaracterized the prior art references in
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`its Petition and failed to set forth a prima facia case of obviousness for the
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`proposed grounds of rejection, as shown by five main reasons.
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`First, Petitioner neglected to follow the legal framework for an
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`obviousness analysis set forth long ago by the Supreme Court. 4 That
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`3 Petition, p. 7.
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`4 Graham v. John Deere Co., 383 U.S. 1, 17-18, 148 USPQ 459, 467 (1966); see
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`also KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 399 (2007) (“While the sequence
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`2
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`framework requires consideration of the following factors: (1) the scope and
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`content of the prior art, (2) any differences between the claimed subject matter
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`and the prior art, and (3) the level of skill in the art. The Board has previously
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`warned that failure to identify differences between the cited art and the claims
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`is a basis for denying a petition:
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`A petitioner who does not state the differences between
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`a challenged claim and the prior art, and relies instead on the
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`Patent Owner and the Board to determine those differences based
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`on the rest of the submission in the petition risks having the
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`corresponding ground of obviousness not included for trial for
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`failing to adequately state a claim for relief. 5
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`The Petitioner ignored the Board’s warning by failing to identify the
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`differences between the challenged claim and the prior art. That is, the
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`Petitioner failed to identify the claim limitations that it believed are missing
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`from the primary references (i.e., Mozgrin and Wang) and are instead taught
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`by the secondary references (i.e., Kudryavtsev).6 Rather, Petitioner argued that
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`of these questions might be reordered in any particular case, the [Graham]
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`factors define the controlling inquiry.”)
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`5 Liberty Mutual v. Progressive Casualty, CBM-2012-00003, paper 7 at 2 – 3.
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`6 See e.g., Petition, pp. 18-60.
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`3
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`the claim limitations are taught by “the combination of Mozgrin and
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`Kudryavtsev,” or “the combination of Wang and Kudryavtsev,” leaving the
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`Board to figure out whether the primary or secondary reference teaches the
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`claim limitation.7 Under this circumstance, it would be “inappropriate for the
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`Board to take the side of the Petitioner to salvage an inadequately expressed
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`ground …”8 On this basis alone, inter partes review based on obviousness
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`should be denied.9
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`Second, the Petitioner’s obviousness rejections are all predicated on the
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`false assumption that a skilled artisan could have achieved the particular type
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`of magnetically enhanced sputtering source structure and voltage pulse to
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`achieve the multi-step ionization process without arcing as recited in
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`independent claim 1 of the ‘759 patent by combining the teachings of either
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`Mozgrin or Wang and Kudryavtsev.10 But these three references disclose very
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`7 Id. at pp. 25, 29, and 49.
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`8 Id.
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`9 Liberty Mutual v. Progressive Casualty, CBM-2012-00003, paper 7 at 2 – 3; paper
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`8 at 14-15.
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`10 Id. at pp. 18-33 and 41-53.
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`4
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`U.S. Patent No. 7,147,759
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`different structures and processes. Mozgrin teaches two different “[D]ischarge
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`device configurations: (a) planar magnetron and (b) shaped-electrode
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`configuration.”11 Wang teaches a “small magnetron of area less than 20% of
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`the target area rotating about the target center.”12 Kudryavtsev teaches a
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`fourth type of discharge device configuration in which the “discharge occurred
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`inside a cylindrical tube of diameter 2R = 2.5 cm and the distance between the
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`electrodes was L = 52 cm.”13 Kudryavtsev’s system does not even have a
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`magnet or a sputtering source.14
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`And the Petitioner sets forth no evidence that the structure and process
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`of either Mozgrin or Wang would produce the particular multi-step ionization
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`process and magnetically enhanced sputtering source of the ’759 patent if
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`either were somehow modified by the teachings of the very different structure
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`and process of Kudryavtsev.15 That is, the Petitioner did not show that a
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`11 Mozgrin, Ex. 100x at Fig. 1 caption.
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`12 Wang, Exhibit 1005, Abstract.
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`13 Kudryavtsev, Ex. 1004 at 32, right col. ¶5.
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`14 Id.
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`15 See e.g., Petition, pp. 18-33 and 41-53.
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`5
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`U.S. Patent No. 7,147,759
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`“skilled artisan would have been motivated to combine the teachings of the
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`prior art references to achieve the claimed invention, and that the skilled
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`artisan would have had a reasonable expectation of success in doing so.”16
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`The Board has consistently declined to institute proposed grounds of rejections
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`in IPR proceedings when the Petition fails to identify any objective evidence
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`such as experimental data, tending to establish that two different structures or
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`processes can be combined.17 Here, the Petitioner did not set forth any such
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`objective evidence.18 For this additional reason, there is not a reasonable
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`likelihood that the Petitioner will prevail at trial with respect to at least one
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`claim of the ’759 patent.
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`Third, each of the Petitioner’s proposed grounds of rejections is missing
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`one or more limitations recited in independent claim 1 of the ‘759 patent
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`including generating “the voltage pulse with an amplitude and a rise time that
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`increases an excitation rate of ground state atoms that are present in the
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`16 OSRAM Sylvania, Inc. v. Am Induction Techs., Inc., 701 F.3d 698, 706 (Fed.
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`Cir. 2012).
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`17 Epistar, et al. v. Trustees Of Boston University, IPR2013-00298, Decision Not To
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`Institute, Paper No. 18 (P.T.A.B. November 15, 2103).
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`18 See e.g., Petition, pp. 18-33 and 41-53.
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`6
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`weakly-ionized plasma to create a multi-step ionization process that generates
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`a strongly-ionized plasma,” and a “multi-step ionization process comprising
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`exciting the ground state atoms to generate excited atoms, and
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`then ionizing the excited atoms within the weakly-ionized plasma without
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`forming an arc discharge.”
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`Fourth, the Petition contains many redundant grounds of rejection.
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`Indeed, the Petitioner proposed two or more grounds of rejections for every
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`challenged claim and did not set forth a compelling reason for why the Board
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`should institute this proceeding on multiple, redundant grounds.19
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`Fifth, the Mozgrin Thesis is not prior art because Petitioner failed to
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`show that it “has been disseminated or otherwise made available to the extent
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`that persons interested and ordinarily skilled in the subject matter or art,
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`exercising reasonable diligence, can locate it."20
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`In brief, the Petitioner failed to demonstrate that there is a reasonable
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`likelihood that it will prevail with respect to at least one of the claims
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`challenged in the petition for the five reasons summarized in the table below:
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`19 Petition, pp. 41-60.
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`20 In re Wyer, 655 F.2d 221, 210 USPQ 790 (CCPA 1981) (quoting I.C.E. Corp. v.
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`Armco Steel Corp., 250 F. Supp. 738, 743, 148 USPQ 537, 540 (SDNY 1966)).
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`7
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`Grounds
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`All
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`U.S. Patent No. 7,147,759
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`Reasons For Not Instituting a Proceeding
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`The Petitioner failed to identify differences between
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`the primary references (i.e., Mozgrin and Wang) in
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`the proposed obviousness rejections and the claimed
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`invention.
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`All
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`The Petitioner failed to show that a skilled artisan
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`would have had a reasonable chance of success of
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`achieving the claimed multi-step ionization process
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`and magnetically enhanced sputtering source by
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`combining Kudryavtsev’s cylindrical system that
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`does not perform sputtering and does not have a
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`magnet with either the planar magnetron or shaped-
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`electrode configuration of Mozgrin or the small
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`magnetron system of Wang.
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`All
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`The prior art, either alone or in combination, would
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`not have taught all the claim limitations of at least
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`independent claim 1 to a skilled artisan at the time
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`of the invention.
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`Grounds I – IV or
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`Grounds I – IV using Mogzrin as a primary
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`Grounds V-IX
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`reference are redundant with Grounds V – IX using
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`Wang as a primary reference and Petitioner did not
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`set forth a compelling reason for why the Board
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`should institute this proceeding on multiple,
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`redundant grounds.
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`Grounds II and IX
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`The Mozgrin Thesis is not prior art.
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`8
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`For these reasons as expressed more fully below, the Board should deny the
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`Petition.
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`II. TECHNOLOGY BACKGROUND
`A. Overview Of Magnetron Sputtering Systems.
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`Sputtering systems generate and direct ions from plasma “to a target
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`surface where the ions physically sputter target material atoms.”21 Then,
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`“[T]he target material atoms ballistically flow to a substrate where they deposit
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`as a film of target material.22 “The plasma is replenished by electron-ion pairs
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`formed by the collision of neutral molecules with secondary electrons
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`generated at the target surface.”23
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`A planar magnetron sputtering system is one type of sputtering system.24
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`“Magnetron sputtering systems use magnetic fields that are shaped to trap and
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`to concentrate secondary electrons, which are produced by ion bombardment
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`21 Ex. 1001, col. 1, ll. 9-11.
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`22 Id. at col. 1, ll. 11-13.
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`23Id. at col. 1, ll. 32-34.
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`24 Id. at 1, ll. 36-54.
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`of the target surface.”25 “The trapped electrons enhance the efficiency of the
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`discharge and reduce the energy dissipated by electrons arriving at the
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`substrate.”
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`But prior art planar magnetron sputtering systems experienced “non-
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`uniform erosion or wear of the target that results in poor target utilization.”26
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`To address these problems, researchers increased the applied power and later
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`pulsed the applied power.27 But increasing the power increased “the
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`probability of establishing an undesirable electrical discharge (an electrical arc)
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`in the process chamber.”28 And “very large power pulses can still result in
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`undesirable electrical discharges and undesirable target heating regardless of
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`their duration.”29
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`B. The ’759 patent: Dr. Chistyakov invents a new magnetically enhanced
`sputtering source that creates a multi-step ionization process generating
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`25 Id. at col. 1, ll. 36-38.
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`26 Id. at col. 2, ll. 57-59.
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`27 Id. at col. 1, l. 60 to col. 2, l. 9.
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`28 Id. at col. 2, ll. 63-67.
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`29 Id. at col. 3, ll. 7-9.
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`10
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`highly-ionized plasma from weakly ionized plasma without forming an
`arc discharge.
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`To overcome the problems of the prior art, Dr. Chistyakov invented a
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`magnetically enhanced sputtering source having a particular structure of an
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`anode, cathode, ionization source, magnet and power supply generating a
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`particular type of voltage pulse to perform a multi-step ionization process
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`without forming an arc discharge as recited in independent claim 1 and as
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`illustrated in Fig. 2 of the ’759 patent, reproduced below:
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`11
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`As illustrated by FIG. 2, Dr. Chistyakov’s magnetically enhanced sputtering
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`source includes an anode 238 and a cathode assembly 216. The anode 238 is
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`positioned adjacent to the cathode assembly “so as to form a gap 244 between
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`the anode 238 and the cathode assembly 216 that is sufficient to allow current
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`to flow through a region 245 between the anode 238 and the cathode assembly
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`216.”30 The gap 244 and the total volume of region 245 are parameters in the
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`ionization process.”31 The “cathode assembly 216 includes a cathode 218 and
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`a sputtering target 220 composed of target material.”32 “[T]he pulsed power
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`supply 234 is a component in an ionization source that generates the weakly-
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`ionized plasma.”33 “The pulsed power supply applies a voltage pulse between
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`the cathode assembly 216 and the anode 238.”34 “The amplitude and shape of
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`the voltage pulse are such that a weakly-ionized plasma is generated in the
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`30 Id. at col. 5, ll. 40-43.
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`31 Id. at col. 5, ll. 47-49.
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`32 Id. at col. 4, ll. 58-60.
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`33 Id. at col. 6, ll. 22-24.
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`34 Id. at col. 6, ll. 24-26.
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`12
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`region 246 between the anode 238 and the cathode assembly 216.”35 “The
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`peak plasma density of the pre-ionized plasma depends on the specific
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`magnetron sputtering system and is a function of the location of the
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`measurement in the pre-ionized plasma.”36
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`Thus, Dr. Chistyakov accomplished his breakthrough of achieving a
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`multi-step ionization process without forming an arc discharge by inventing a
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`particular magnetically enhanced sputtering source having a particular
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`structure of interconnected components with a carefully chosen amplitude and
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`rise time of the applied voltage pulse.
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`III. SUMMARY OF THE PETITIONER’S PROPOSED GROUNDS FOR
`REVIEW
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`Confusingly, the Petition contains multiple, redundant grounds of
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`rejection based on the same combination of references. In particular, for every
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`ground of rejection using Mozgrin as a primary reference, there is a
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`corresponding redundant ground using Wang as a primary reference. For the
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`Board’s convenience below is a summary of claim rejections proposed by the
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`Petitioner based on the different asserted combinations:
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`35 Id. at col. 6, ll. 28-30.
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`36 Id. at col. 6, ll. 35-38.
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`13
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`IPR2014-00443
`U.S. Patent No. 7,147,759
`1. Claims 1, 10 and 18: obvious in view of the combination of
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`Mozgrin and Kudryavtsev (Ground 1)
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`2. Claims 4 and 44: obvious in view of the combination of Mozgrin,
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`Kudryavtsev, and the Mozgrin Thesis (Ground 2)
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`3. Claims 10-12: obvious in view of the combination of Mozgrin,
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`Kudryavtsev and Li (Ground 3)
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`4. Claim 17: obvious in view of the combination of Mozgrin,
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`Kudryavtsev and Muller-Horsche (Ground 4)
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`5. Claims 1, 4, 10 and 12: obvious in view of the combination of
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`Wang and Kudryavtsev (Ground 5)
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`6. Claim 11: obvious in view of the combination of Wang,
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`Kudryavtsev and Li (Ground 6)
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`7. Claim 17: obvious in view of the combination of Wang,
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`Kudryavtsev and Muller-Horsche (Ground 7)
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`8. Claim 18: obvious in view of the combination of Wang,
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`Kudryavtsev and Kobayashi (Ground 8)
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`9. Claim 44: obvious in view of the combination of Wang,
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`Kudryavtsev, and the Mozgrin Thesis (Ground 9)
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`14
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`IPR2014-00443
`U.S. Patent No. 7,147,759
`IV. ZOND’S CLAIM CONSTRUCTIONS.
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`Under the Board’s rules, any unexpired claim “shall be given its broadest
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`reasonable construction in light of the specification of the patent in which it
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`appears.”37 Under that construction, claim terms are to be given their ordinary
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`and customary meaning as would be understood by one of ordinary skill in the
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`art in the context of the entire patent disclosure.38 The customary meaning
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`applies unless the specification reveals a special definition given to the claim
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`term by the patentee, in which case the inventor’s lexicography governs.39 Any
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`term not construed below should be given its ordinary and customary meaning
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`as would be understood by one of ordinary skill in the art. Zond proposes the
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`following claim constructions for the purposes of this inter partes review
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`proceeding.
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`37 37 C.F.R. § 42.100(b).
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`38 Phillips v. AWH Corp., 415 F.3d 1303, 1313 (Fed. Cir. 2005) (en banc);
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`Research in Motion v. Wi-Lan, Case IPR2013-00126, Paper 10 at 7 (P.T.A.B.
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`June 20, 2013).
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`39 See Phillips, 415 F.3d at 1316 (“[T]he specification may reveal a special
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`definition given to a claim term by the patentee that differs from the meaning
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`that it would otherwise possess. In such cases, the inventor’s lexicography
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`governs.”).
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`15
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`IPR2014-00443
`U.S. Patent No. 7,147,759
`A. The construction of “weakly ionized plasma” and “strongly ionized
`plasma.”
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`The Petitioner’s proposed constructions of the claim terms “strongly
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`ionized plasma,” and “weakly ionized plasma” are wrong because they are not
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`the broadest reasonable constructions consistent with the specification. In
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`particular, the Petitioner’s proposed construction of “strongly ionized plasma”
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`as a “higher density plasma” is wrong because the proposed construction reads
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`the claim term “ionized” out of the claim. That is, the Petitioner’s proposed
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`construction of “strongly ionized plasma” is incomplete because it does not
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`specify what the term “density” refers to.
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`The proper construction of “strongly ionized plasma” is “a plasma with
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`a relatively high peak density of ions.” This proposed construction specifies
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`that the term “density” refers to ions and therefore, is consistent with the claim
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`language. Moreover, the proposed construction is also consistent with the
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`Specification of the ’759 patent which refers to “strongly ionized plasma [as]
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`having a large ion density.”40 In addition, the proposed construction is also
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`consistent with the Specification of a related patent (i.e., U.S. Patent 6,806,652)
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`which states that “[t]he term ‘high-density plasma’ is also referred to as a
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`40 Exhibit 1001, ‘759 patent, col. 10, ll. 4-5.
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`16
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`IPR2014-00443
`U.S. Patent No. 7,147,759
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`‘strongly-ionized plasma.’ The terms ‘high-density plasma’ and ‘strongly-
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`ionized plasma’ are defined herein to mean a plasma with a relatively high peak
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`plasma density.”41
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`For similar reasons, the proper construction of the claim term “weakly
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`ionized plasma” is “a plasma with a relatively low peak density of ions.” In
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`particular, the Specification of the ‘652 Patent states that “[t]he term ‘weakly-
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`ionized plasma’ is defined herein to mean a plasma with a relatively low peak
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`plasma density. The peak plasma density of the weakly ionized plasma
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`depends on the properties of the specific plasma processing system.”42
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`B. The construction of “multi-step ionization process”.
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`The Petition’s proposed construction of the claim term “multi-step
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`ionization process” is also wrong because it is inconsistent with the claim
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`language that follows that term. The Petitioner proposed to construe the term
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`“multi-step ionization process” as “an ionization process in which a
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`statistically significant portion of the ions are produced by exciting ground
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`state atoms or molecules and then ionizing the excited atoms or molecules.”43
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`41 U.S. Patent 6,806,652, col. 10, ll. 60-63 (emphasis added).
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`42 Id. at col. 8, ll. 55-52 (emphasis added).
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`43 Petition, p. 18.
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`17
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`U.S. Patent No. 7,147,759
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` But substituting the Petitioner’s proposed construction for the claim
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`term in the last portion of claim 1 yields the following (with the Petitioner’s
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`proposed definition in italics):
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`the ionization process in which a statistically significant portion of the ions
`are produced by exciting ground state atoms or molecules and then ionizing
`the excited atoms or molecules comprising exciting the ground state
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`atoms to generate excited atoms, and then ionizing the excited
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`atoms within the weakly-ionized plasma without forming an arc
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`discharge
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`Thus, the Petitioner’s proposed construction of the claim term renders much of
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`the claim language following the term superfluous because it essentially
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`incorporates that language into the construction of the term itself. In other
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`words, the feature of exciting the ground state atoms to generate excited atoms
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`and then ionizing the excited atoms is already in claim 1; it does not need to
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`also be inserted into the construction of the claim term “multi-step ionization
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`process.”
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` The claim term “multi-step ionization process” should instead be
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`construed as “an ionization process having at least two distinct steps.” This
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`construction is the broadest reasonable construction consistent with the
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`specification. The term “multi” means “at least two.” And the Specification
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`of the ‘759 patent discloses an ionization process having at least two steps:
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`18
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`U.S. Patent No. 7,147,759
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`Thus, as the feed gas 264 flows through the region 245, the
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`weakly-ionized plasma is formed and the atoms in the weakly-
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`ionized plasma undergo stepwise ionization process. The excited
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`atoms in the weakly-ionized plasma then encounter the electrons
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`that are trapped in the region 266 by the magnetic field 254. Since
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`excited atoms only require about 4 eV of energy to ionize while
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`neutral atoms require about 15.76 eV of energy to ionize, the
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`excited atoms will ionize at a much higher rate than neutral atoms.
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`In one embodiment, ions in the strongly ionized plasma bombard
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`the sputtering target 220 causing secondary electron emission from
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`the sputtering target 220. These secondary electrons are
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`substantially trapped by the magnetic field 254 and interact with
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`any neutral or excited atoms in the strongly-ionized plasma. This
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`process further increases the density of ions in the strongly-ionized
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`plasma as the feed gas 264 is replenished.44
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`That is, the Specification discloses a stepwise process (i.e., at least two steps)
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`for ionization. In addition, the Specification of a related patent (i.e., U.S.
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`Patent 6,805,779) expressly defines the term “multi-step ionization process” as
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`"an ionization process whereby ions are ionized in at least two distinct steps.”45
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`44 Ex. 1001, ‘759 patent, col. 9, ll. 18-36 (emphasis added).
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`45 U.S. Patent 6,805,779, col. 6, ll. 61-64.
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`19
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`V. THERE IS NO REASONABLE LIKELIHOOD OF PETITIONER
`PREVAILING AS TO A CHALLENGED CLAIM OF THE ’759
`PATENT.
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`Inter partes review cannot be instituted unless the Board determines that
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`the Petition demonstrates that there is a reasonable likelihood that at least one
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`of the claims challenged in the Petition is unpatentable.46 Differences between
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`the challenged claims and the prior art are critical factual inquiries for any
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`obviousness analysis and must be explicitly set forth by the Petitioner.47 The
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`bases for rejection under 35 U.S.C. § 103 must be made explicit.48 Thus, a
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`Petition seeking to invalidate a patent as obvious must demonstrate that a
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`“skilled artisan would have been motivated to combine the teachings of the
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`prior art references to achieve the claimed invention, and that the skilled
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`artisan would have had a reasonable expectation of success in doing so.”49
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`The Petition’s evidence must also address every limitation of every challenged
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`claim.
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`46 37 C.F.R. § 42.108(c).
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`47 See Graham v. John Deere Co. of Kansas City, 383 U.S. 1, 17 (1966).
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`48 MPEP § 2143.
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`49 OSRAM Sylvania, Inc. v. Am. Induction Techs., Inc., 701 F.3d 698, 706 (Fed.
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`Cir. 2012).
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`Here, the Board should decline to institute an inter partes review because
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`(i) the Petition failed to provide a proper obviousness analysis because it did
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`not discuss the differences between the claimed subject matter and the prior
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`art, (ii) the Petition failed to demonstrate any motivation to combine the
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`asserted references, (iii) the Petition failed to demonstrate that the prior art
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`teaches every element of the challenged claims, and (iv) the Mozgrin Thesis is
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`not prior art. Moreover, there is a substantial amount of redundancy in the
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`Petitioner’s proposed ground of obviousness and the Petitioner did not set
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`forth a compelling reason for why the Board should institute this proceeding
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`on multiple, redundant grounds.
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`A. The Petition failed to set forth a proper obviousness analysis.
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`The Petitioner neglected to follow the legal framework for an
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`obviousness analysis set forth long ago by the Supreme Court. 50 That
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`framework requires consideration of the following factors: (1) the scope and
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`content of the prior art, (2) any differences between the claimed subject matter
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`