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UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________________________________________________
`
`CROCS, INC.
`
`Petitioner
`
`v.
`
`POLLIWALKS, INC.
`
`Patent Owner
`
`____________________
`
`CASE IPR2014-00423
`
`Patent 8,371,043
`____________________
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`

`

`Patent Owner Polliwalks, Inc. hereby submits its mandatory notices pursuant
`
`to 37 CFR 42.8(a)(2) as follows.
`
`A.
`
`Real Party-In-Interest (37 C.F.R. § 42.8(b)(1))
`
`The real party-in-interest is Patent Owner Polliwalks, Inc., a Delaware
`
`Corporation, having its registered address at Corporation Trust Center , 1209
`
`Orange St., Wilmington, DE 19801, and its principal place of business at 9
`
`Kendrick Rd., Wareham, MA 02571. Patent Owner Polliwalks, Inc. is the survivor
`
`by merger of the original assignee of the same name, a Massachusetts corporation.
`
`B.
`
`Related Matters (37 C.F.R. § 42.8(b)(2))
`
`U.S. Patent No. 8,371,043 (“the ’043 Patent”) claims priority to U.S.
`
`Provisional Application No. 61/075,778, filed on June 26, 2008, and U.S.
`
`Provisional Application No. 60/953,246, filed on August 1, 2007.
`
`The following patent applications claim priority to the ’043 Patent:
`
` U.S. Application No. 12/505,893 filed on July 20, 2009, issued as
`
`U.S. Patent No. 8,371,044 (“the ’044 Patent”);
`
` U.S. Application No. 12/541,947 filed on August 15, 2009,
`
`abandoned;
`
` U.S. Application No. 29/343,182 filed on September 9, 2009,
`
`abandoned;
`
`2
`
`

`

` U.S. Application No. 29/343,185 filed on September 9, 2009,
`
`abandoned;
`
` U.S. Application No. 29/343,205 filed on September 9, 2009,
`
`abandoned;
`
` U.S. Application No. 29/343,209 filed on September 9, 2009,
`
`abandoned;
`
` U.S. Application No. 29/343,248 filed on September 9, 2009,
`
`abandoned;
`
` U.S. Application No. 29/343,251 filed on September 9, 2009,
`
`abandoned;
`
` U.S. Application No 13/741,407 filed on January 15, 2013, pending;
`
` U.S. Application No 13/898,419 filed on May 20, 2013, issued as U.S.
`
`Patent No. 8,613,148 (“the 148 Patent”).
`
`Patent Owner identifies the following judicial and/or administrative matters
`
`(including this instant proceeding) that would (or may) affect, or be affected by, a
`
`decision in this proceeding:
`
` Polliwalks, Inc. v. Crocs, Inc. and Kohl’s Corporation, Inc., Case No.
`
`1:13-CV-11425-JGD (D. Mass.), dismissed without prejudice.
`
` Polliwalks, Inc. v. BBC International, LLC. and Family Dollar Stores,
`
`Inc., Case No. 1:13-CV-11442-MLW (D. Mass.), pending.
`
`3
`
`

`

` Crocs, Inc. v. Polliswalks, Inc., Case No. IPR2014-00423 (PTAB)
`
`(the ’043 Patent).
`
` Crocs, Inc. v. Polliswalks, Inc., Case No. IPR2014-00424 (PTAB)
`
`(the ’418 Patent).
`
`C.
`
`Lead and Back-Up Counsel and Service Information
`(37 C.F.R. § 42.8(b)(3) and (4))
`
`Lead Counsel:
`
`Back-Up Counsel:
`
`Back-Up Counsel
`
`Stephen Y. Chow (Reg. No. 31,338)
`Burns & Levinson LLP
`125 Summer Street, Boston, MA 02110
`Phone: (617) 345-3263; Fax: (617) 345-3299
`Email: schow@burnslev.com
`
`Joseph M. Maraia (Reg. No. 55,926)
`Burns & Levinson LLP
`125 Summer Street, Boston, MA 02110
`Phone: (617) 345-3000; Fax: (617) 345-3299
`Email: jmaraia@burnslev.com
`
`Hsuanyeh Chang, PhD (Rec. No. L0577)
`Burns & Levinson LLP
`125 Summer Street, Boston, MA 02110
`Phone: (617) 345-3218; Fax: (617) 345-3299
`Email: hchang@burnslev.com
`
`Date: March 10, 2014
`
`Respectfully Submitted,
`
`/s/ Stephen Y. Chow_____________
`Stephen Y. Chow
`Registration No. 31,338
`Burns & Levinson LLP
`125 Summer Street
`Boston, MA 02110
`Telephone: (617) 345-3263
`Fax: (617) 345-3299
`Email: schow@burnslev.com
`
`4
`
`

`

`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that, on this 10th
`
`day of March, 2014, a copy of the following materials:
`
` PATENT OWNER’S MANDATORY NOTICES
`
` PATENT OWNER’S POWER OF ATTORNEY
`
`was served by electronic mail on Petitioner’s counsel of record:
`
`David Marsh
`Arnold & Porter LLP
`555 Twelfth Street, NW
`Washington DC 20004-1206
`david.marsh@aporter.com
`
`Dated: March 10, 2014
`
`/s/ Hsuanyeh Chang
`Hsuanyeh Chang, PhD
`
`5
`
`

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