Paper No. 33
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`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________________
`
`
`MICROSOFT CORPORATION and APPLE INC.,
`Petitioner,
`
`v.
`
`VIRNETX INC.,
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2014-004041
`Patent 7,987,274 B2
`
`
`
`
`
`
`
`
`
`
`PETITIONER APPLE INC.’S UPDATED EXHIBIT LIST
`
`
`1 Case IPR2014-00484 has been joined with this case.
`
`
`
`1
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________________
`
`
`MICROSOFT CORPORATION and APPLE INC.,
`Petitioner,
`
`v.
`
`VIRNETX INC.,
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2014-004041
`Patent 7,987,274 B2
`
`
`
`
`
`
`
`
`
`
`PETITIONER APPLE INC.’S UPDATED EXHIBIT LIST
`
`
`1 Case IPR2014-00484 has been joined with this case.
`
`
`
`1
`
`
`
`IPR2014-00404 Exhibit List
`
`
`
`Petitioner Apple Inc. submits Exhibit 1090. Exhibit 1090 is the Deposition
`
`Transcript of Fabian Monrose.
`
`An updated exhibit list is attached.
`
`
`
`
`Dated: February 10, 2015
`
`
`
`
`
`
`
`Respectfully Submitted,
`
`
` /s/Jeffrey P. Kushan
`Jeffrey P. Kushan
`Registration No. 43,401
`Sidley Austin LLP
`1501 K Street NW
`Washington, DC 20005
`Attorney for Petitioner
`
`
`
`
`
`
`
`2
`
`
`
`IPR2014-00404 Exhibit List
`
`1004
`
`
`1005
`
`Exhibit # Reference Name
`1001
`U.S. Patent No. 7,987,274 to Larson
`1002
`Excerpts from U.S. Patent No. 7,188,180 File History
`1003
`U.S. Patent No. 6,557,037 to Provino
`Takahiro Kiuchi and Shigekoto Kaihara, “C-HTTP – The
`Development of a Secure, Closed HTTP-based Network on the
`Internet,” published by IEEE in the Proceedings of SNDSS 1996
`Alvaro Guillen, et al., 1993 International Conference on Network
`Protocols, “An Architecture for Virtual Circuit/QoS Routin” (Oct.
`1993)
`Dave Kosiur, “Building and Managing Virtual Private Networks”
`(1998)
`U.S. Patent No. 6,151,628 to Xu et al. (“Xu”)
`U.S. Patent No. 6,073,175 to Tavs et al. (“Tavs”)
`U.S. Patent No. 6,225,993 to Lindblad et al. (“Lindblad”)
`U.S. Patent No. 8,200,837 to Bhatti et al. (“Bhatti”)
`Declaration of Dr. Roch Guerin
`[RESERVED]
`Dismissal from VirnetX Inc. v. Microsoft Corp., Case No. 6:10-CV-94
`Copy of Docket from VirnetX Inc. v. Microsoft Corp., Case No. 6:10-
`CV-94
`[RESERVED]
`Claim Construction Opinion and Order from VirnetX Inc. v. Microsoft
`Corp., Case No. 6:07-CV-80
`Joint Claim Construction Chart Pursuant to P.R. 4-5(d), VirnetX Inc.
`v. Cisco Systems, Inc., Case No. 6:10-CV-417
`Claim Construction Opinion and Order from VirnetX Inc. v. Cisco
`Systems, Inc., Case No. 6:10-CV-417
`E. Gavron, RFC 1535, “A Security Problem and Proposed Correction
`with Widely Deployed DNS Software” (Oct. 1993)
`RFC 791, “Internet Protocol” (Sep. 1981)
`
`1006
`1007
`1008
`1009
`1010
`1011
`1012
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`3
`
`
`
`
`
`
`
`IPR2014-00404 Exhibit List
`
`1022
`
`Exhibit # Reference Name
`T. Berners-Lee et al., RFC 1945, Hypertext Transfer Protocol –
`1021
`HTTP/1.0 (May 1996)
`
`Kenneth F. Alden & Edward P. Wobber, The AltaVista Tunnel: Using
`the Internet to Extend Corporate Networks, 9 Digital Technical
`Journal 2 (1997)
`Excerpts from the Prosecution History of Reexamination Control No.
`95/001,270
`Excerpts from the Prosecution History of Reexamination Control No.
`95/001,792
`U.S. Patent No. 7,188,180 to Larson et al. (“Larson”)
`File History of U.S. Patent No. 7,188,180 (formerly Ex. 1002)
`[RESERVED]
`File History of U.S Patent No. 7,987,274
`Fratto Declaration
`Fratto CV
`U.S. Patent No. 6,496,867 to Beser
`Kent, S., et al., RFC 2401, “Security Architecture for the Internet
`Protocol,” November 1998
`H. Schulzrinne et al., RFC 2543, “SIP: Session Initiation Protocol,”
`March 1999
`Schulzrinne, H., et al., RFC 1889, “RTP: A Transport Protocol for
`Real-Time Applications,” January 1996
`Handley, M., et al., RFC 2327, “SDP: Session Description Protocol,”
`April 1998
`Mockapetris, P., RFC 1034, “Domain Names – Concepts and
`Facilities,” November 1987
`Mockapetris, P., RFC 1035, “Domain Names – Implementation and
`Specification,” November 1987
`Srisuresh, P., et al., RFC 2663, “IP Network Address Translator
`(NAT) Terminology and Considerations,” August 1999
`Tittel, E., et al., Windows NT Server 4 for Dummies, Ch. 12, pp. 191-
`Microsoft Press, “Microsoft Windows 98 Resource Kit, The
`Professional’s Companion to Windows 98,” Ch. 9, pp. 355-396, Ch.
`15, and Ch. 19, pp. 849-918 (1998)
`
`1023
`
`1024
`
`1025
`1026
`1027
`1028
`1029
`1030
`1031
`
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`
`
`4
`
`
`
`IPR2014-00404 Exhibit List
`
`1042
`
`1043
`
`1044
`
`1045
`
`1046
`
`1047
`1048
`
`1049
`
`1050
`
`1051
`
`1052
`
`1053
`
`1054
`
`1055
`
`Exhibit # Reference Name
`Aventail AutoSOCKS v2.1 Administration and User’s Guide, 1996-
`1041
`1997
`Aventail Connect v3.1/v2.6 Administrator’s Guide, 1996-1999
`Ferguson, P. and Huston, G., “What Is a VPN? – Part I,” The Internet
`Protocol Journal, Vol. 1, No. 1 (June 1998)
`Ferguson, P. and Huston, G., What Is a VPN? – Part II,” The Internet
`Protocol Journal, Vol. 1, No. 2 (September, 1998)
`Braden, R., RFC 1123, “Requirements for Internet Hosts –
`Application and Support,” October 1989
`Fielding, R., et al., RFC 2068, “Hypertext Transfer Protocol –
`HTTP/1.1,” January 1997
`Socolofsky, T., et al., RFC 1180, “A TCP/IP Tutorial,” January 1991
`U.S. Patent No. 4,405,829 to Rivest et al.
`Rescorla, E., et al., RFC 2660, “The Secure HyperText Transfer
`Protocol,” August 1999
`Lloyd, B., et al., RFC 1334, “PPP Authentication Protocols,” October
`1992
`Simpson, W., RFC 1994, “PPP Challenge Handshake Authentication
`Protocol (CHAP),” August 1996
`Dierks, T., et al., RFC 2246, “The TLS Protocol – Version 1.0,”
`January 1999
`Simpson, W., RFC 1661, “The Point-to-Point Protocol (PPP),” July
`1994
`Meyer, G., RFC 1968, “The PPP Encryption Control Protocol (ECP),”
`June 1996
`Kummert, H., RFC 2420, “The PPP Triple-DES Encryption Protocol
`(3DESE),” September 1998
`Pall, G., RFC 2118, “Microsoft Point-To-Point Compression (MPPC)
`Protocol,” March 1997
`Gross, G., et al., RFC 2364, “PPP Over AAL5,” July 1998
`Townsley, W.M., et al., RFC 2661, “Layer Two Tunneling Protocol
`‘L2TP’,” August 1999
`Heinanen, J., RFC 1483, “Multiprotocol Encapsulation over ATM
`Adaptation Layer 5,” July 1993
`Adams, C., et al., RFC 2510, “Internet X.509 Public Key
`Infrastructure Certificate Management Protocols,” March 1999
`
`1056
`
`1057
`
`1058
`
`1059
`
`1060
`
`
`
`5
`
`
`
`IPR2014-00404 Exhibit List
`
`1062
`1063
`1064
`
`1065
`
`1066
`
`1067
`
`1068
`
`1069
`
`1070
`
`1071
`
`1072
`
`1073
`1074
`
`Exhibit # Reference Name
`Bradner, S., RFC 2026, “The Internet Standards Process – Revision
`1061
`3,” October 1996
`Leech, M., et al., RFC 1928, “Socks Protocol Version 5,” March 1996
`Malkin, G., RFC 2453, “RIP Version 2,” November 1998
`Moy, J., RFC 2328, “OSPF Version 2,” April 1998
`Vixie, P., et al., RFC 2136, “Dynamic Updates in the Domain Name
`System (DNS Update)”, April 1997
`VirnetX’s Opening Claim Construction Brief in VirnetX Inc. v. Cisco
`Systems, Inc., et al., 6:10-CV-417 (11/4/11) (EDTX)
`Defendants’ Responsive Claim Construction Brief in VirnetX Inc. v.
`Cisco Systems, Inc., et al., 6:10-CV-417 (12/7/11) (EDTX)
`VirnetX’s Reply Claim Construction Brief in VirnetX Inc. v. Cisco
`Systems, Inc., et al. , 6:10-CV-417 (12/19/11) (EDTX)
`[RESERVED]
`Joint Claim Construction and Prehearing Statement in VirnetX Inc. v.
`Apple Inc., 6:12-CV-855 (2/14/14)
`International Trade Commission, Investigation No. 337-TA-858,
`Parties’ Joint List of Disputed Claim Terms (2/25/13)
`File History of Inter Partes Reexamination of 8,051,181, Control No.
`95/000,949
`U.S. Patent No. 6,182,141 to Blum
`U.S. Patent No. 6,701,437 to Hoke
`E. Wedlund & H. Schulzrinne, “Mobility Support Using SIP,”
`WOWMOM ‘99 Proceedings of the 2nd ACM international workshop
`on Wireless mobile multimedia
`Record of Publication of WOWMOM (Ex. 1015) on ACM Digital
`Library (available at http://dl.acm.org/citation.cfm?id=313281)
`ITU-T Recommendation H.323 (February 1998)
`U.S. Patent No. 6,430,176 to Christie
`WAP Forum, Wireless Application Protocol Architecture
`Specification (April 30, 1998)
`W3C, “World Wide Web Consortium and Wireless Application
`Protocol Forum Establish Formal Liaison Relationship, ” December 8,
`1999
`
`1075
`
`1076
`
`1077
`1078
`
`1079
`
`1080
`
`
`
`6
`
`
`
`Exhibit # Reference Name
`1081
`IBM Session Initiation Protocol (SIP)
`Gulbrandsen, A., et al., RFC 2052, “A DNS RR for specifying the
`1082
`location of services (DNS SRV),” October 1996
`ITU-T H.225-0, “Call Signaling Protocols and Media Stream
`Packetization for Packet-Based Multimedia Communication
`Systems,” (February 1998)
`ITU-T H.235, “Security and Encryption for H-Series (H.323 and other
`H.245-Based) Multimedia Terminals,” (November 1998)
`ITU-T H.245, “Infrastructure of Audiovisual Services –
`Communication Procedures,” (February 1998)
`U.S. Patent and Trademark Office, Right of Appeal Notice,
`Reexamination Control No. 95/001,788
`U.S. Patent and Trademark Office, Right of Appeal Notice,
`Reexamination Control No. 95/001,789
`U.S Patent No. 8,051,181 (formerly Ex. 1025)
`File History of U.S Patent No. 8,051,181 (formerly Ex. 1026)
`
`IPR2014-00404 Exhibit List
`
`Deposition Transcript of Fabian Monrose
`
`1083
`
`1084
`
`1085
`
`1086
`
`1087
`
`1088
`1089
`1090
`[NEW]
`
`
`
`Dated: February 10, 2015
`
`
`
`
`Respectfully submitted,
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`Attorney for Petitioner Apple Inc.
`
`
`
`7
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`
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`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 10th day of February, 2015, a copy of this
`
`Petitioner Apple Inc.’s Updated Exhibit list and exhibit, has been served in its
`
`entirety by e-Mail on the following counsel of record for patent owner:
`
`Patent Owner:
`
`Joseph E. Palys
`E-mail: josephpalys@paulhastings.com
`
`
`Naveen Modi
`E-mail: naveenmodi@paulhastings.com
`
`Jason E. Stach
`E-mail: Jason.stach@finnegan.com
`
`
`Dated: February 10, 2015
`
`
`
`Respectfully submitted,
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`Attorney for Petitioner Apple Inc..
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`8
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