`Oshlack et al.
`
`[54] EXTRUDED ORALLY ADMINISTRABLE
`OPIOID FORMULATIONS
`
`[75]
`
`Inventors: Benjamin Oshlack, New York, N.Y.;
`Mark Chasin, Manalapan; Hua-Pin
`Huang, Englewood Cliffs, both of N.J.
`
`[73] Assignee: Euro-Celtique, S.A., Luxembourg,
`Luxembourg
`
`[21] Appl. No.: 08/833,948
`
`[22] Filed:
`
`Apr. 10, 1997
`
`Related U.S. Application Data
`
`[51]
`
`[63] Continuation-in-part of application No. PCT/US95/14745,
`Nov. 3, 1995, which is a continuation-in-part of application
`No. 08/334,209, Nov. 4, 1994.
`Int. Cl.6
`
`............................... A61K 9/16; A61K 9/22;
`A61K 9/52
`[52] U.S. Cl. .......................... 424/457; 424/456; 424/468;
`424/489; 514/772.3; 514/772.6; 514/781;
`514/784
`[58] Field of Search ..................................... 424/456, 468,
`424/469, 451, 457, 464, 489, 484, 485,
`486, 488
`
`[56]
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`Re. 33,093
`2,743,303
`3,065,143
`3,652,589
`3,714,350
`3,830,934
`3,845,770
`3,880,991
`3,950,508
`3,965,256
`3,974,157
`4,013,784
`4,076,798
`4,132,753
`
`10/1989 Schiraldi et a!. ....................... 424/676
`3/1956 Blythe eta!. ............................. 167/82
`11/1962 Christenson et a!. .
`3/1972 Flick et a!. ...................... 260/326.5 M
`1!1973 Gough ..................................... 424/203
`8/1974 Flick et a!. .............................. 424/330
`11/1974 Theeuwes et a!. ...................... 128/260
`4/1975 Yolles ....................................... 424/22
`4/1976 Mony et a!. .............................. 424/19
`6/1976 Leslie ........................................ 424/22
`8/1976 Shetty eta!. ..................... 260/247.2 B
`3/1977 Speiser ...................................... 424/19
`2/1978 Casey eta!. ............................ 424/419
`1!1979 Blichare et a!.
`.. ... ... ... .... ... ... ... .. 264/25
`
`111111
`
`1111111111111111111111111111111111111111111111111111111111111
`US005958452A
`[11] Patent Number:
`[45] Date of Patent:
`
`5,958,452
`Sep.28,1999
`
`FOREIGN PATENT DOCUMENTS
`
`57224
`8976091
`2082573
`2131350
`2150304
`0032004
`0097523
`0043254
`0108218
`0147780
`0152379
`0214735
`0189861
`
`5/1986
`6/1992
`5/1993
`3/1995
`12/1995
`12/1980
`8/1983
`5/1984
`5/1984
`12/1984
`8/1985
`7/1986
`8/1986
`
`Australia ....................... A61K 47/00
`Australia ......................... A23L 1/09
`Canada .......................... A61K 47/38
`Canada ........................ A61K 31!135
`Canada .............................. BOlJ 2/20
`European Pat. Off.
`A61K 9/22
`European Pat. Off.
`A61K 9/26
`European Pat. Off.
`A61K 9/26
`European Pat. Off.
`A61K 9/22
`European Pat. Off.
`A61K 9/32
`European Pat. Off.
`A61K 9/50
`European Pat. Off.
`A61K 9/22
`European Pat. Off.
`A61K 47/00
`
`(List continued on next page.)
`
`OTHER PUBLICATIONS
`
`R. Kinget, et al., "Preparation and Properties of Granulates
`Containing Solid Dispersions", Acta Phar. Tech., vol. 31,
`No. 2, 1985, pp. 57-62.
`
`M.J. Jozwiakowski et al., "Characterization of a Hot-Melt
`Fluid Bed Coating Process for Fine Granules", Pharm.
`Research, vol. 7, No. 11, 1990, pp. 1119-1124.
`
`M. Niskanen et al., "Pelletization in a Centrifugal Granula(cid:173)
`tor, Part !:Effects of Binder-Solution Concentration",
`Pharm. Tech. Int'l., Oct. 1990, pp. 22-38.
`
`L. Lachman et al., "The Theory and Practice of Industrial
`Pharmacy", p. 315, Lea & Febiger, Phi. 1976.
`
`(List continued on next page.)
`
`Primary Examiner-Thurman K. Page
`Assistant Examiner-James M. Spear
`Attorney, Agent, or Firm-Davidson, Davidson & Kappel,
`LLC
`
`[57]
`
`ABSTRACT
`
`Bioavailable sustained release oral opioid analgesic dosage
`forms, comprising a plurality of multiparticulates produced
`via melt extrusion techniques are disclosed.
`
`(List continued on next page.)
`
`69 Claims, 17 Drawing Sheets
`
`·----·-------------......----Rs-1
`
`I 00
`
`90
`
`80
`
`70
`
`60 t
`
`... /
`I
`I
`I
`I
`
`MEAN%
`OISSOLVEO
`
`10
`
`12
`HOURS
`
`14
`
`16
`
`18
`
`20
`
`22
`
`24
`
`--0-EX I
`
`--e-EX 2
`
`1
`
`
`
`5,958,452
`Page 2
`
`U.S. PATENT DOCUMENTS
`
`4,173,417 11/1979 Kruder ...................................... 366/89
`4,230,687 10/1980 Sair et a!.
`................................. 424/22
`4,259,314
`3/1981 Lowey ...................................... 424/19
`4,265,875
`5/1981 Byrne et a!. .............................. 424/19
`4,292,300
`9/1981 Byrne et a!. .............................. 424/19
`4,310,483
`1!1982 Dorfel et a!.
`........................... 264/117
`8/1982 Kawata eta!. .......................... 424/461
`4,343,789
`..................................... 128/260
`4,344,431
`8/1982 Yolles
`4,346,709
`8/1982 Schmitt ................................... 128/260
`4,366,172 12/1982 Lednicer ................................. 424/330
`4,374,082
`2/1983 Hochschild ............................. 264/129
`4,380,534
`4/1983 Fukui et a!.
`.............................. 264/38
`4,389,393
`6/1983 Schor et a!.
`.............................. 424/19
`4,406,883
`9/1983 Byrne et a!. .............................. 424/80
`4,421,736 12/1983 Walters eta!. ............................ 424/21
`4,483,847 11/1984 Augart ...................................... 424/22
`4,533,562
`8/1985 Ikegami et a!. ............................. 427/3
`4,613,619
`9/1986 Sleigh eta!. ............................ 514/546
`4,621,114 11/1986 Watanabe ................................ 524/451
`4,649,042
`3/1987 Davis et a!.
`............................ 424/438
`4,720,384
`1!1988 DiLuccio eta!. ......................... 424/78
`8/1988 Keith eta!. ............................. 424/435
`4,764,378
`4,778,676 10/1988 Yang eta!. ............................... 424/79
`4,801,458
`1!1989 Hidaka et a!. .......................... 424/443
`4,801,460
`1!1989 Goertz et a!. ........................... 424/465
`4,806,337
`2/1989 Snipes et a!. ............................... 71/65
`4,818,450
`4/1989 Hall et a!. ................................. 264/39
`4,828,836
`5/1989 Elger eta!. ............................. 424/419
`4,834,984
`5/1989 Goldie et a!. ........................... 424/488
`4,842,761
`6/1989 Rutherford ................................ 252/90
`4,844,907
`7/1989 Elger eta!. ............................. 424/465
`4,844,909
`7/1989 Goldie eta!. ........................... 424/480
`4,861,598
`8/1989 Oshlack .................................. 424/468
`4,879,108 11/1989 Yang et a!.
`............................. 424/440
`4,880,585 11/1989 Klimesch eta!. ...................... 264/141
`4,880,830 11/1989 Rhodes .................................... 424/470
`4,882,151 11/1989 Yang et a!.
`............................. 424/440
`4,882,152 11/1989 Yang et a!.
`............................. 424/440
`4,882,153 11/1989 Yang et a!.
`............................. 424/440
`4,882,155 11/1989 Yang et a!.
`............................. 424/440
`4,882,156 11/1989 Yang et a!.
`............................. 424/440
`4,882,157 11/1989 Yang et a!.
`............................. 424/440
`4,882,159 11/1989 Yang et a!.
`............................. 424/440
`4,882,167 11/1989 Jang ........................................ 424/468
`4,894,234
`1!1990 Sharma et a!. .......................... 424/440
`4,917,899
`4/1990 Goeghegan et a!. ...................... 424/19
`4,925,675
`5/1990 Giannini et a!. .......................... 424/78
`4,935,246
`6/1990 Ahrens .................................... 424/490
`4,957,681
`9/1990 Klimesch et a!.
`................. 264/211.23
`4,959,208
`9/1990 Chakrabarti et a!. ..................... 424/78
`4,967,486 11/1990 Doelling ........................................ 34/1
`4,970,075 11/1990 Oshlack .................................. 424/451
`4,987,136
`1!1991 Kreek et a!. .
`4,990,341
`2/1991 Goldie eta!. ........................... 424/484
`4,992,100
`2/1991 Koepff et a!. ........................ 106/125 S
`4,994,227
`2/1991 Dietz et a!. ........................ 264/328.16
`5,007,790
`4/1991 Shell ....................................... 424/451
`5,013,306
`5/1991 Solomon et a!.
`....................... 604/265
`6/1991 Sakamoto et a!. ...................... 424/502
`5,023,089
`6/1991 Makino et a!.
`......................... 424/494
`5,026,560
`5,030,400
`7/1991 Danielson eta!. ...................... 264/101
`5,035,509
`7/1991 Kruder ...................................... 366/89
`5,049,394
`9/1991 Howard et a!. ......................... 424/490
`5,055,307 10/1991 Tsuru et a!. ............................. 424/693
`5,073,379 12/1991 Klimesch et a!.
`...................... 424/467
`5,102,668
`4/1992 Eichel et a!. ............................ 424/490
`5,126,145
`6/1992 Evenstad ................................. 424/465
`5,132,142
`7/1992 Jones eta!. ............................. 427/196
`5,133,974
`7/1992 Paradissis eta!. ...................... 424/480
`5,162,117 11/1992 Stupak et a!. ........................... 424/475
`
`5,165,952
`5,167,964
`5,169,645
`5,178,868
`5,183,690
`5,196,203
`5,202,128
`5,204,119
`5,229,148
`5,234,697
`5,240,400
`5,262,172
`5,266,331
`5,271,934
`5,273,758
`5,283,065
`5,290,560
`5,292,461
`5,296,266
`5,300,300
`5,340,581
`5,350,584
`5,354,856
`5,356,635
`5,378,462
`5,380,535
`5,395,626
`5,403,593
`5,443,846
`5,451,424
`5,453,283
`5,456,923
`5,472,710
`5,476,528
`5,478,577
`5,510,114
`5,516,205
`5,552,159
`5,567,439
`
`11/1992 Solomon eta!. ........................... 427/2
`12/1992 Muhammed et a!.
`.................. 424/482
`12/1992 Shukla et a!. ........................... 424/499
`1!1993 Malmqvist-Granlund et a!. .... 424/490
`2/1993 Carr et a!. .......................... 427/213.31
`3/1993 Boehm .................................... 424/490
`4/1993 Morella et a!. ......................... 424/469
`4/1993 Shiobara et a!. ........................ 424/489
`7/1993 Copper ........................................ 426/5
`8/1993 Sipos ....................................... 424/490
`8/1993 Fujimoto et a!. ....................... 425/310
`11/1993 Sipos ....................................... 424/490
`11/1993 Oshlack et a!. ......................... 424/468
`12/1993 Goldberg et a!. ....................... 424/401
`12/1993 Royce ..................................... 424/465
`2/1994 Doyon et a!. ........................... 424/467
`3/1994 Autant ..................................... 424/438
`3/1994 Juch et a!.
`................................ 264/37
`3/1994 Kunugi eta!. .......................... 427/213
`4/1994 Egidio et a!. ........................... 424/456
`8/1994 Tseng et a!.
`............................ 424/401
`9/1994 McClelland et a!. ................... 424/501
`10/1994 Kawashima et a!. ................... 536/127
`10/1994 Raman et a!.
`.......................... 424/484
`1!1995 Boedecker ........................... 424/94.29
`1!1995 Geyer et a!. ............................ 424/484
`3/1995 Kotwal et a!. .......................... 424/472
`4/1995 Royce ..................................... 424/489
`8/1995 Yoshioka et a!. ....................... 424/498
`9/1995 Solomon eta!. ........................ 427/2.1
`9/1995 Munch et a!.
`.......................... 424/489
`10/1995 Nakamichi et a!. .................... 424/489
`12/1995 Klokkers-Bethke et a!.
`.......... 424/468
`12/1995 Trimm et a!. ............................... 71/21
`12/1995 Sackler et a!. .......................... 424/489
`4/1996 Borella et a!. .......................... 424/452
`5/1996 Oda et a!. ................................. 366!75
`9/1996 Mueller et a!. ......................... 424/464
`10/1996 Myers et a!. ............................ 424/486
`
`FOREIGN PATENT DOCUMENTS
`
`204596
`208144
`0248548
`0249347
`0251459
`0253104
`0240904
`0254978
`0256127
`0267702
`0271193
`0275834
`0300897
`0021129
`0295212
`0327295
`0068450
`0351580
`0377518
`0354345
`0361680
`0361910
`0368247
`0375063
`0377517
`0298355
`0415693
`0430287
`0463833
`0241615
`0452145
`
`12/1986
`1!1987
`5/1987
`5/1987
`5/1987
`6/1987
`10/1987
`2/1988
`2/1988
`5/1988
`6/1988
`7/1988
`7/1988
`9/1988
`12/1988
`8/1989
`1!1990
`1!1990
`1!1990
`2/1990
`4/1990
`4/1990
`5/1990
`6/1990
`7/1990
`11/1990
`3/1991
`6/1991
`6/1991
`9/1991
`10/1991
`
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off .
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off .
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`European Pat. Off.
`
`A61K 9/16
`A61K 9/16
`A61K 9/22
`..... A61K 31!485
`A61K 9/22
`A61K 9/00
`A61K 9/20
`A61K 9/22
`.......... C12N 9/00
`......... A61K 9/14
`..... A61K 31!485
`A61K 9/20
`......... A61K 9/22
`......... A61K 9/16
`....... A61K 47/00
`A61K 9/52
`A61K 9/20
`A61K 9/22
`A61K 9/52
`.......... C09H 9/04
`A61K 9/46
`A61K 9/16
`A61K 9/26
`A61K 9/18
`....... A61K 31!52
`......... A61K 9/50
`....... A61K 37/02
`A61K 9/54
`A61K 9/26
`A61K 9/22
`A61K 9/14
`
`2
`
`
`
`5,958,452
`Page 3
`
`0239983 11/1991
`0465338
`1!1992
`0481600A2
`4/1992
`0531611
`4/1992
`0535841
`9/1992
`0320480 11/1992
`0526862
`2/1993
`0338383
`3/1993
`0529396
`3/1993
`0533297
`3/1993
`0534628
`3/1993
`0546676
`6/1993
`677065
`8/1993
`665010 10/1993
`2/1994
`0580860A1
`0582380
`2/1994
`0624366
`4/1994
`0595311
`5/1994
`0436786
`6/1994
`0636370
`2/1995
`0491238
`3/1995
`0642788
`3/1995
`0609961
`8/1995
`0205282
`9/1995
`2273512
`1!1976
`2273584
`1!1976
`2642420
`3/1990
`7/1987
`3602360
`3602370
`8/1987
`3623193
`1!1988
`4329794
`3/1995
`52-57315
`5/1977
`9/1990
`2223513
`2223533
`9/1990
`4/1964
`0997399
`1405088
`6/1971
`1504553
`3/1978
`1513166
`6/1978
`2030861
`4/1980
`2111386 12/1982
`2117239
`3/1983
`2053681
`4/1984
`2196848
`5/1988
`2207355
`1!1991
`2246514
`2/1992
`2281204
`3/1995
`2284760
`6/1995
`W09104015
`4/1991
`9119484 12/1991
`9119485 12/1991
`9201446
`2/1992
`9202209
`2/1992
`9205774
`4/1992
`9206678
`4/1992
`9218206 10/1992
`9222283 12/1992
`9300063
`1!1993
`9300076
`1!1993
`9317667
`1!1993
`9304675
`3/1993
`9307859
`4/1993
`9307861
`4/1993
`wo 9307859
`4/1993
`9310765
`6/1993
`9318753
`9/1993
`9403160
`2/1994
`9403161
`2/1994
`9405262
`3/1994
`9423698 10/1994
`9423700 10/1994
`wo 9422431 10/1994
`6/1995
`9514460
`
`European Pat. Off ............ A61J 3/06
`European Pat. Off .......... A61K 9/16
`European Pat. Off ......... A61L 15/28
`European Pat. Off .......... A61K 9/02
`European Pat. Off ...... A61K 31/485
`European Pat. Off ........... B01F 5/22
`European Pat. Off.
`A61K 9/20
`European Pat. Off.
`A61K 9/54
`European Pat. Off.
`A61K 9/20
`European Pat. Off.
`A61K 9/46
`European Pat. Off ...... A61K 31/485
`European Pat. Off ........ A61K 31/60
`European Pat. Off.
`A61K 9/16
`European Pat. Off .......... A61K 9/26
`European Pat. Off .......... A61K 9/14
`European Pat. Off ............ BOlJ 2/16
`European Pat. Off ...... A61K 31!135
`European Pat. Off ........ A61K 31!44
`.. ... ... B30B 11/22
`European Pat. Off.
`European Pat. Off ...... A61K 31/485
`.. ... ... B30B 11/22
`European Pat. Off.
`European Pat. Off ...... A61K 31!135
`European Pat. Off ...... A61K 31/485
`European Pat. Off .......... A61K 9/22
`France .............................. A61J 3/06
`France ............................... BOlJ 2/10
`France ........................... C07C 55/10
`Germany ....................... B65G 65/06
`Germany ....................... A61K 45/06
`Germany ..................... A61K 31!205
`Germany ..................... A61K 31!135
`Japan ............................... A61K 9/22
`Japan ............................... A61K 9/10
`Japan ............................. A61K 47/14
`United Kingdom .
`United Kingdom ............. A61K 9/26
`United Kingdom ........... A61K 47/00
`United Kingdom .............. B29B 1/02
`United Kingdom .............. A61J 3/08
`United Kingdom ............. A61K 9/20
`United Kingdom ............. A61K 9/20
`United Kingdom ............. A61K 9/22
`United Kingdom ............. A61K 9/22
`United Kingdom .......... A61M 31/00
`United Kingdom ............. A61K 9/16
`United Kingdom ............. A61K 9/16
`United Kingdom ............. A61K 9/16
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/50
`WIPO .............................. A61K 9/22
`WIPO .............................. A61K 9/18
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/14
`WIPO .............................. A61K 9/02
`WIPO ............................... A61J 3/00
`WIPO .............................. A61K 9/51
`WIPO .............................. A61K 9/16
`WIPO ............................ A61K 31!16
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/50
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/22
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/32
`WIPO .............................. A61K 9/52
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/14
`WIPO .............................. A61K 9/16
`WIPO .............................. A61K 9/20
`WIPO .............................. A61K 9/14
`
`OTHER PUBLICATIONS
`
`FDA Guide to Inspections of Oral Solid Dosage Forms
`Pre/Post Approval Issues for Development and Validation,
`Jan. 1994.
`T. Schaefer et al., "Melt Pelletization in a High Shear Mixer
`I Effects of Process Variables and Binder", Acta Pharm.
`Nord. vol. 4, No. 3, pp. 133-140, 1992.
`T. Schaefer et al., "Melt Pelletization in a High Shear Mixer
`II Power Consumption and Granule Growth", Acta Pharm.
`Nord. vol. 4, No. 3, pp. 141-148, 1992.
`T. Schaefer, et al., "Melt Granulation in a Laboratory Scale
`High Shear Mixer", Drug Dev. and Indust. Phar., vol. 16,
`No.8, pp. 1249-1277, 1990.
`McTaggart, C.M. et al., "The Evaluation of Formulation and
`Processing Conditions of a Melt Granulation Process", Int'l.
`J. Pharm. vol. 19, No. 2, issued 1984, pp. 139-148.
`El-Shanawany, S., "Sustained Release of Nitrofurantion
`From Inert Wax Matrixes", J. Controlled Release, vol. 26,
`No. 1, issued 1993, pp. 11-19.
`P. Flanders, et al., "The Control of Drug Releases From
`Conventional Melt Granulation Matrices", Drug. Dev. and
`Industrial Pharm., vol. 13, No. 6, pp. 1001-1022, 1987.
`Thomsen, L. Juul, "Matrix Pellets Prolonged Formulations
`Prepared by Melt Pelletization", Dept. of Pharm. Royal
`Danish School of Pharmacy, 1992.
`Thomsen,L. Juul, et al., "Prolonged Release Matrix Pellets
`Prepared by Melt Pelletization I. Process Variables", Drug
`Development and Industrial Pharmacy, vol. 19, No. 15, pp.
`1867-1887 (1993).
`Thomsen, L. Juul, et al., "Prolonged Release Matrix Pellets
`Prepared by Melt Pelletization II. Hydrophobic Substances
`as Meltable Binders", Drug Development and Industrial
`Pharmacy, vol. 20, No.7, pp. 1179-1197 (1994).
`Thomsen, L. Juul, "Utilizing melt pelletization tequnique for
`the preparation of prolonged release products", Pelletiza(cid:173)
`tion, (material elaborated by assistant Prof. Lars Juul Thom(cid:173)
`sen, Dept. of Pharmaceutics, Royal Danish School of Phar(cid:173)
`macy for the DIE course "Pelletization Technology", Nov.
`1992, 106 pages plus appendixes.
`Thomsen, L. Juul, "Prolonged Matrix Pellets Prepared by
`Melt Pelletization. Part IV: Drug Content, Drug Particle Size
`and Binder Composition", Pharmaceutical Technology
`Europa, pp. 19-22 (Oct. 1994).
`N. Follonier et al., "Evaluation of Hot-Melt Extrusion as a
`New Technique for the Production of Polymer-Based Pel(cid:173)
`lets for Sustained Release Capsules Containing High Load(cid:173)
`ings of Freely Soluble Drugs", Drug. Dev. and Industr.
`Pharm., vol. 20, No. 8, pp. 1323-1339, (1994).
`Sustained Release Medications, pp. 50-53, Noyes Data
`Corp. (J.C. Johnson), 1980.
`M.A. Longer, "Sustained-Release Drug Deliver Systems",
`Remington's Pharm. Scie., 18th Edition, pp. 1676-1693,
`1990.
`M. Zahirul I. Khan, "Recent Trends and Progress in Sus(cid:173)
`tained or Controlled Oral Delivery of Some Water Soluble
`Durgs: Morphine Salts, Diltiazem and Captopril", Drug
`Devl. and Industr. Pharm., vol. 21, No. 9, pp. 1037-1070,
`1995.
`J.P. Skelly, Scael-up of Immediate Releae Oral Solid Dos(cid:173)
`age Forms, AAPS/FDA Workshop Committee, Pharmaceu(cid:173)
`tical Technology, pp. 68-74, Apr. 1995.
`SK Baveja et al., Int. J. Pharmaceutics, 41, (1988), pp.
`55-62.
`
`3
`
`
`
`5,958,452
`Page 4
`
`Formulating for Controlled Release with Methocel® Pre(cid:173)
`mium Cellulose Ethers, The Dow Chemical Company, 1989.
`M.S. Vasquez et al., Ddrug Dev. & Ind. Pharmacy, 18(11 &
`12), pp. 1355-1378 (1992).
`L W S Cheong et al., Pharm. Res. 9(11), pp. 1510-1514
`(1992).
`Hunt et al., Clin. Ther., vol. 13, No. 4, pp. 482-488, 1990.
`DAAlderman, Int. J. Pharm. Tech. and Prod. Mfr., 5(3), pp.
`1-9, 1984.
`HE Huber et al., J. Pharm. Sci. 55(9), Sep. 1966, pp.
`974--976.
`Lin SY et al., Current Therapeutic Research 52(3), pp.
`486-492, Sep., 1992.
`Aqualon Technical Information Bulletin, VC-585, 1991.
`P. Colombo, Advanced Drug Delivery Reviews, 11 (1993),
`pp. 37-57.
`KV Ranga Rao et al., Int. J. Pharmaceutics, 48 (1988), pp.
`1-13.
`JE Hogan, Drug Dev. & Ind. Pharmacy, 15(6 & 7), pp.
`975-999, (1989).
`JLFord et al., Int. J. Pharmaceutics, 24 (1985), pp. 327-338.
`PB Daley et al., Int. J. Pharmaceutics, 18 (1984), pp.
`201-205.
`E.M.G. van Bommel, "Production and Evaluation of In
`Vitro Release Characteristics of Spherical Grandient Matrix
`Systems", Acta Phar., Technol. 3b (2), pp. 74-78, 1990.
`Nicolas Follonier et al., "Various Ways of Modulating the
`Release of Diltiazem Hydrochloride
`from Hot-melt
`Extruded Sustained Release Pellets Prepard Using Poly(cid:173)
`meric Materials", Journal of Controlled Release, 36, pp.
`243-250 (1995).
`Alan Royce et al., "Alternative Granulation Technique: Melt
`Granulation", Drug Development and Industrial Pharmacy
`22(9 & 10), pp. 917-922 (1996).
`
`Derwent Abstract of EP 0208144, p;ublished Jan. 14, 1987.
`Nicolas Follonier1
`, Eric Doelker1 and Ewart T. Cole2
`, Hot(cid:173)
`Melt Extruded Pellets for the Sustained Release of Highly
`Dosed Freely Solluble Drugs, Proceed. Intern. Symp. COn(cid:173)
`trol. Rel. Bioact. Mater., 18(1991), pp. 578-579.
`Twin Screw Extrusion in the Production of Novel Dosage
`Forms, Pharmaceutical Manfacturing Review (Jun. 1994).
`Follonier, Nicolas, et al., "Hot-Melt Extruded Pellets For
`The Sustained Release Of Highly Dosed Freely Soluble
`Drugs", Capsule News, vol. 1, No. 3, Edited by Roland
`Daumesnil, (Jun./Jul. 1991).
`Frank K. Goodhart et al., Design and Use of a Laboratory
`Extruder for Pharmaceutical Granulations, Journal of
`Pharm. Scien., 62(1), pp. 133-136 (Juan. 1973).
`Publication, KEX, Twin Screw Compounding Extruder,
`(Oct. 1989).
`Sekiguchi, et al., "Studies on Absorption of Eutectic
`Mixture ... ", Chern. Pharm. Bull., vol. 9 (1961), pp.
`866-872.
`A.R. Gennaro, "Particle Phenomena and Coarse Disper(cid:173)
`sions", Remington's Pharmaceutical Sciences, 17th Edition,
`1985, p. 301.
`J .L. Ford, "The Current Status of Solid Dispersions", Ph arm.
`Acta Helv. 61, Nr. 3 (1986), pp. 69-88.
`CA 74:67660 (1996) (1 page).
`CA 101:60081 (1996) (1 page).
`CA 113:98975 (1996) (1 page).
`CA 113:218240 (1996) (1 page).
`CA 114:30199 (1996) (1 page).
`CA 112:75438 (1996) (1 page).
`CA 115:177364 (1997) (1 page).
`
`4
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 1 of 17
`
`5,958,452
`
`-T
`
`I
`I
`'~ I
`
`I
`
`I ' I
`
`I
`I
`I
`I
`I
`~
`
`I
`I
`
`\
`\
`
`I
`0
`cr.>
`
`I
`0
`00
`
`0
`0
`
`I • I
`I • \
`\ ·--
`
`I
`0
`,.._
`
`y
`I
`\
`\~
`I
`I
`I
`I
`
`t?
`
`I
`\
`\
`\
`I
`\
`\
`q
`
`\
`\
`\
`
`\ q
`
`\
`\
`\
`\
`
`b
`
`\
`
`\
`
`b ... .....
`"0-_
`-...____
`--- -----:-~-- .....
`I
`!2.
`• • #
`
`I
`0
`c.o
`
`I
`0
`LJ"")
`
`I
`0
`c:::r
`
`I
`0
`C".J
`
`I
`0
`
`c:::r
`"'
`..... ~
`
`0
`t- C'.J
`
`~--~
`
`f-~
`
`t-~
`
`"' ><
`~ •
`
`" ' ( / )
`0::::
`t- -
`
`LU
`I
`
`0
`:I:
`t-~
`
`t- co
`
`t-eo
`
`~c:::r
`
`1- C".J
`
`• 0
`
`0
`
`><
`L.U
`I
`0
`I
`
`5
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 2 of 17
`
`5,958,452
`
`U'?
`><
`LLJ
`I
`' 0
`
`:::t: co
`L.&..J
`::e: LLJ
`j
`
`-c::
`- ><
`t - • I
`
`t-OO
`
`I
`
`o:::r
`><
`LLJ
`
`I r> I
`
`I
`,.....,
`><
`L.&..J
`I
`<J I
`
`\
`\
`\
`\
`\
`
`\
`<1,
`
`\
`\
`
`~ ~
`\\
`'0
`\
`\\
`,,
`',
`\\
`"
`,,
`c.,
`"'\
`' '
`',,
`,,
`\
`,,
`,,
`,,
`' ... ,.,,. ~'
`'
`..............
`..... ~ '
`~~ <t
`'~ --.~, -........
`'
`..........
`
`oe
`\ \
`\ \
`\ \
`\ \
`\ \
`\\
`\ \
`\ \
`\ \
`\ \
`
`\
`\
`\
`\
`\
`\
`\
`\
`\
`
`\
`
`' \
`
`\
`\
`\
`
`\
`\
`
`\
`\
`'
`\
`\
`<i
`\
`
`\
`
`\
`\
`
`'
`
`\
`
`\
`
`\
`
`L---~----~---.----.-----.----.----~---.----.-~~~~11 ~
`T
`I
`I
`I
`I
`I
`I
`I
`I
`,.....,
`0
`0
`0
`0
`0
`0
`0
`0
`~ ~
`o:::r
`co
`en
`co
`r--
`c:-...J
`Lt")
`0
`
`c;:::)
`LLJ
`~> 0
`.......J
`:zo
`<C(/)
`L..&..Jc./.)
`:::liE -
`0
`
`6
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 3 of 17
`
`5,958,452
`
`~
`C"-J
`
`C"-J
`1-C"-.J
`
`0
`C"-J
`
`co
`
`-~
`
`~
`><
`LU
`I
`c> I
`
`I
`
`~-~
`
`r-s::!
`
`-
`
`0:::
`~~ .:%:
`LU
`::E
`co I--
`
`t- c.o
`
`'_j~ 0
`
`0
`
`U-
`<:..!)
`c..r.J
`
`~
`\
`\
`\
`\
`\
`\
`
`' \
`\
`<l
`\
`\
`\
`\
`\
`\
`\
`<l
`
`\
`
`U-
`
`c..r.J
`
`t;>
`I
`I
`I
`I
`I
`I
`I
`I
`I
`
`r> \
`
`\
`\
`\
`I
`
`\
`
`\
`
`\
`
`\
`
`\
`
`~
`
`\
`\
`\
`\
`\
`
`'
`\
`\
`<1, C>,
`'
`', \
`~ ...........
`-~ .....
`....
`
`\
`
`I
`
`0
`ex:>
`
`I
`,.._
`0
`
`I.
`0
`c.o
`
`I
`0
`Lf":)
`
`'
`0 ...r
`
`I
`
`~
`
`c::::l
`L.U
`?f!!.:::>
`z-...J
`<t:O
`L.U c..r.J
`::E~
`c::::l
`
`.
`
`0
`0')
`
`0
`0
`
`IY)
`~
`'
`lt..
`
`7
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 4 of 17
`
`5,958,452
`
`....,..
`
`C".J
`
`~-~
`
`c:::::>
`t- C".J
`
`~
`
`~~
`
`~--~
`
`c:::
`t-~ :::t:
`
`u.J
`:::E
`1--
`
`t--9
`
`t-OO
`
`_....,..
`
`«>
`:><
`
`u.J • 1
`
`«>
`><
`u.J
`I
`c> I
`
`I
`
`«>
`:><
`L.&.J
`I
`
`~
`
`I
`
`I
`0
`00
`
`I
`
`0 ,.._
`
`I
`
`I
`c:::::>
`IJ"')
`
`I
`....,..
`c:::::>
`
`I
`c:::::>
`l't"')
`
`0
`0
`
`8
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 5 of 17
`
`5,958,452
`
`C>
`0
`
`C>
`en
`
`C>
`co
`
`C>
`r--
`
`C>
`co
`
`C>
`Lr.)
`
`...,...
`C>
`
`C>
`
`,.,..,
`
`Cl
`ol...l...l
`;:;;::::::::>
`:::z ~
`<C C>
`1...1...1 (/)
`:E (/)
`
`Cl
`
`9
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 6 of 17
`
`5,958,452
`
`~
`
`C'-.1
`C'-.1
`
`i c:::>
`-
`C".J
`
`c::o
`
`CD
`
`c::::r
`
`C'oJ
`
`0
`
`reo
`
`I
`
`I
`
`c::
`:::c:
`
`LJ.,J
`
`:z
`1--
`
`c:::>
`
`><
`1...1;-1
`
`I •
`
`en
`><
`LJ.,J
`I
`I
`
`0
`
`0.. < >
`0 0..
`\ ~ 0
`\I"(")
`\
`\
`\
`\
`\
`\
`\
`0
`\
`\
`\
`\
`\
`\
`Q
`\
`
`0..
`<
`>
`0..
`
`\
`~ 0
`\CO
`\
`
`\ .,
`
`" "
`" " " 'e..
`
`\
`
`\
`
`\
`
`\
`
`\
`0,
`'
`'
`'
`'•---~-------e-Q_
`--:::::::-..
`
`.........
`
`.......
`
`.......
`
`........
`
`0
`0
`
`0
`CD
`
`s:s
`
`0
`c::t"
`
`0
`rt")
`
`0
`C'-.1
`
`C)
`LJ.,J
`
`?fi!.> _..
`:z:c:::>
`<c.n
`LJ.,J c./)
`::E-
`C)
`
`10
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 7 of 17
`
`5,958,452
`
`\
`\
`\
`\<::::1
`\:Z:
`
`-\
`
`\!,J
`I
`\
`\
`c..:>
`I
`- I <
`It;::
`I 3=
`0
`\
`\
`\
`\
`\
`\
`\
`\
`
`\ •
`
`\
`\
`\
`\
`\
`\
`\
`\
`
`\ .,
`
`\
`
`\
`
`\
`
`\
`
`\ .. '\
`
`'\
`\
`
`'\
`
`I
`0
`a>
`
`I
`0
`co
`
`I
`0
`r--
`
`I
`0
`CD
`
`C>
`0
`
`...,...
`I:'J
`
`c:--.J
`rc:--.J
`
`C>
`r- c:--.J
`
`f-~
`
`f-~
`
`f-::::
`
`c:--.J
`
`r-::::
`
`><
`~
`I
`I
`(./) 0
`a:::
`:::::>
`f-=: C>
`::r:
`
`f-CX)
`
`t- CD
`
`-...,...
`
`f- c:--.J
`
`><
`
`~
`I
`I
`
`•
`
`11
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 8 of 17
`
`5,958,452
`
`,.
`-
`
`\
`
`'
`'
`q
`
`\
`
`\
`\
`
`-
`I
`\
`\
`\ ~
`I ~ ....J
`\ <C
`I
`....J
`\I-
`I <C
`I 1-
`\c:::>
`I ........
`\z:
`I 31:
`\
`I
`\
`6
`4t
`\
`\
`'
`\
`\
`\
`\
`\
`\
`\
`\
`I
`~
`\
`\
`\
`
`\
`\
`
`'o
`
`o:::r
`C"-'
`
`~C"J
`C"J
`
`f-2
`
`f-oo
`
`c:o
`f - -
`
`f-~
`
`f-£:::1
`
`t-2
`
`(/)
`a::
`::::>
`c:::>
`:::::1::
`
`r-oo
`
`,_c:o
`
`c:o
`
`><
`L.U
`I
`I
`
`0
`1
`I
`
`Ln
`
`-o:::r
`
`-C"J
`
`><
`';"
`
`I
`
`•
`
`._
`'o_ ...... -.
`
`\
`
`.....
`.....
`
`\ -
`
`.,
`
`\
`
`o ....
`
`\
`
`......
`
`\
`\
`
`\ •
`'
`\
`\
`
`\
`
`\
`\
`\
`\
`\
`\
`o,
`\
`
`12
`
`
`
`F/6.9
`
`EXTRUDER
`
`CONVEYOR BELT
`
`CHOPPER
`
`d •
`\Jl
`•
`
`HOT MELTED
`EXTRUDATE
`
`COOLED SOLID
`EX TRUDATE
`
`~=====F===~·if'Vt_ e:V
`
`'-~~---
`
`TWIN SCREW
`EXTRUDER
`
`PROCESS DIRECTION
`
`'---- ..
`.. : .
`.
`~~·:~· :;
`~f~~~
`
`E NCAPSJLA T I ON
`
`13
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 10 of 17
`
`5,958,452
`
`~
`
`c.J?
`0:::
`::::;,
`0
`
`:::1:: -
`
`1..1..1
`:::E
`1--
`~
`C'-1
`
`en
`e
`0
`,.
`CD
`
`c:::l
`LU
`u...
`
`:::E
`LU
`:::E
`
`+
`
`..
`e 2E--
`
`LU
`:z:: __,
`
`o::: en
`c::
`0
`:::E
`
`14
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 11 of 17
`
`5,958,452
`
`-a::
`::z:: -L&.J
`
`:::::E
`r-
`
`c...;,
`c/)
`~
`
`+
`
`c:::l
`L&.J
`
`........ t
`
`15
`
`
`
`FIG. 12
`
`CONC
`( ng/ml)
`
`20
`18
`16
`14
`12
`10
`8
`6
`4
`
`0
`
`6
`
`12
`
`18
`
`24
`TIME(HR}
`
`30
`
`36
`
`42
`
`48
`
`54
`
`60
`
`-<>-EX 13 FAST
`
`-e-EX 13 FED -~-EX II FAST
`
`-t-OXYC FAST
`
`d •
`\Jl
`•
`~
`~ ......
`~ = ......
`
`'JJ.
`~ '?
`N
`~CIO
`'"""'
`'0
`'0
`'0
`
`'JJ. =-~
`~ .....
`'"""' N
`0 ......,
`'"""'
`-..J
`
`16
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 13 of 17
`
`5,958,452
`
`v
`
`<=".~
`
`<=".~
`<=".~
`
`C>
`<=".~
`
`QO
`
`c.o
`
`""""
`
`~
`
`C>
`
`rC:O
`
`-
`
`-0:::
`::::t: -U-.1
`
`:E
`1--
`
`c::::;:)
`u..J
`
`L.L... t
`
`1-(cid:173)
`c./)
`< L.L...
`9
`
`17
`
`
`
`FIG. /4
`
`CONC
`( ng/ml)
`
`0.5
`
`I
`\
`I
`I
`I
`
`4
`
`\
`
`d •
`\Jl
`•
`
`I
`
`0
`
`I I' I I I I I' IT1TfTT1TlT
`6
`12
`18
`24
`
`TIME(HR)
`
`-o--fAST
`
`___._FE 0
`
`--er ·DI LAUDID
`
`18
`
`
`
`d •
`\Jl
`•
`
`FIG. IS
`
`CONC
`(ng/ml}
`
`I .00
`
`0.90
`0.80-
`
`0.70
`0.60-
`
`0.50
`0.40
`0.30
`
`0.20
`0.10
`
`0
`0
`
`6
`
`12
`
`18
`
`-o-FAST
`
`24
`
`36
`30
`TIME(HR)
`---+-FED
`
`42
`
`48
`
`54
`
`60
`
`66
`
`-~- 01 LAUD I D
`
`19
`
`
`
`U.S. Patent
`
`Sep.28,1999
`
`Sheet 16 of 17
`
`5,958,452
`
`~
`C'-..1
`
`C".J
`C'-..1
`
`C>
`C'-..1
`
`Ia:> 1-
`i I
`r---~
`I r c=-
`r- - t
`
`::E
`u...J
`::E
`
`a:::
`~
`
`u...J
`::E
`
`t-
`
`20
`
`
`
`FIG. 17
`
`I. 00
`
`I
`
`~
`
`I
`I
`I
`I
`I
`
`CONC
`(ng /ml)
`
`0.1
`
`d •
`\Jl
`•
`~
`~
`......
`......
`
`~ =
`
`'JJ.
`~ '?
`N
`~CIO
`'"""'
`'0
`'0
`'0
`
`6
`
`12
`
`18
`
`24
`
`36
`30
`TIME(HR)
`
`l'lTTll""·'trrrn 1 1 1 1 1 1 1'-nT
`42
`48
`54
`60
`66
`
`72
`
`-o-FAST
`
`-+-FE 0
`
`--6--D I L AUO I 0
`
`21
`
`
`
`5,958,452
`
`1
`EXTRUDED ORALLY ADMINISTRABLE
`OPIOID FORMULATIONS
`
`This application is a continuation-in-part of International
`Application PCT/US95/14745 filed Nov. 3, 1995, which is
`a continuation-in-part of U.S. Ser. No. 08/334,209 filed Nov.
`4, 1994.
`
`BACKGROUND OF THE INVENTION
`
`5
`
`2
`In order to be absorbed, the active drug substance must be
`in solution. The time required for a given proportion of an
`active substance from a unit dosage form is determined as
`the proportion of the amount of active drug substance
`release from a unit dosage form over a specified time base
`by a test method conducted under standardized conditions.
`The physiologic fluids of the gastrointestinal tract are the
`media for determining dissolution time. The present stat of
`the art recognizes many satisfactory test procedures to
`10 measure dissolution time for pharmaceutical compositions,
`and these test procedures are described in official compendia
`world wide.
`Although there are many diverse factors which influence
`the dissolution of drug substance from its carrier, the dis(cid:173)
`solution time determined for a pharmaceutically active sub(cid:173)
`stance from the specific composition is relatively constant
`and reproducible. Among the different factors affecting the
`dissolution time are the surface area of the drug substance
`presented to the dissolution solvent medium, the pH of the
`solution, the solubility of the substance in the specific
`solvent medium, and the driving forces of the saturation
`concentration of dissolved materials in the solvent medium.
`Thus, the dissolution concentration of an active drug sub(cid:173)
`stance is dynamically modified in its steady state as com(cid:173)
`ponents are removed from the dissolution medium through
`absorption across the tissue site. Under physiologic
`conditions, the saturation level of the dissolved materials is
`replenished from the dosage form reserve to maintain a
`relatively uniform and constant dissolution concentration in
`the solvent medium providing for a steady state absorption.
`The transport across a tissue absorption site of the gas(cid:173)
`trointestinal tract is influenced by the Donnan osmotic
`equilibrium forces on both sides of the membrane since the
`direction of the driving force is the difference between the
`concentrations of active substance on either side of the
`membrane, i.e., the amount dissolved in the gastrointestinal
`fluids and the amount present in the blood. Since the blood
`levels are constantly being modified by dilution, circulatory
`changes, tissue storage, metabolic conversion and systemic
`excretion, the flow of active materials is directed from the
`gastrointestinal tract into the blood stream.
`Notwithstanding the diverse factors influen