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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313- 1450
`wwwnsptogov
`
`APPLICATION NO.
`
`12/537,571
`
`23869
`
`
`
`
` F ING DATE
`
`08/07/2009
`
`7590
`
`05/02/2012
`
`HOFFMANN & BARON, LLP
`6900 JERICHO TURNPIKE
`SYOSSET, NY 11791
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`
`
`
`CONF {MATION NO.
`
`Garry L. Myers
`
`1199—82
`
`5630
`
`EXAMINER
`
`EPPS -SMITH, JANET L
`
`ART UNIT
`
`1633
`
`MAIL DATE
`
`05/02/2012
`
`PAPER NUMBER
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL—90A (Rev. 04/07)
`Page 1
`
`BDSI EXHIBIT 1008
`
`Page 1
`
`

`

`
`
`Application No.
`
`Applicant(s)
`
`Office Action Summary
`
`
` 12/537,571 MYERS ET AL.
`Examiner
`Art Unit
`
`1633
`Janet Epps-Smith
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE 3 MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR1. 136(a).
`In no event however may a reply be timely filed
`after SIX () MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`-
`- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`
`1)|Zl Responsive to communication(s) filed on 29 February 2012.
`
`2a)IZI This action is FINAL.
`
`2b)|:l This action is non-final.
`
`3)I:I An election was made by the applicant in response to a restriction requirement set forth during the interview on
`
`
`; the restriction requirement and election have been incorporated into this action.
`
`4)|:l Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`
`closed in accordance with the practice under Exparte Quay/e, 1935 CD. 11, 453 O.G. 213.
`
` Attachment(s)
`
`Disposition of Claims
`
`5)IZ Claim(s) 1 and 3-31 is/are pending in the application.
`
`5a) Of the above claim(s) _ is/are withdrawn from consideration.
`
`6)|:| Claim(s) _ is/are allowed.
`
`7)|Xl Claim(s) 1 and3—31 is/are rejected.
`
`8)|:| Claim(s) _ is/are objected to.
`
`9)I:I Claim(s) _ are subject to restriction and/or election requirement.
`
`Application Papers
`
`10)I:I The specification is objected to by the Examiner.
`
`11)I:| The drawing(s) filed on _ is/are: a)|:| accepted or b)|:| objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`
`12)I:I The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
`
`Priority under 35 U.S.C. § 119
`
`13)|:| Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`
`a)|:| AII
`
`b)|:l Some * c)I:I None of:
`
`1.I:I Certified copies of the priority documents have been received.
`
`2.|:l Certified copies of the priority documents have been received in Application No. _
`
`3.I:I Copies of the certified copies of the priority documents have been received in this National Stage
`
`application from the International Bureau (PCT Rule 17.2(a)).
`
`* See the attached detailed Office action for a list of the certified copies not received.
`
`4) I] Interview Summary (PTO-413)
`1) I] Notice of References Cited (PTO-892)
`Paper N0(S )/Mai| Date. _
`2) I] Notice of Draftsperson‘s Patent Drawing Review (PTO-948)
`5)I:I Notice 0f Informal Patent Application
`3) IZI Information Disclosure Statement(s) (PTO/SB/08)
`Paper No(s)/Mai| Date$20126”: Other:—
`U.S. Patent and Trademark Office
`
`PTOL-326 (Rev. 03-11)
`
`Office Action Summary
`
`Part of Paper No./Mai| Date 20120425
`
`Page 2
`
`Page 2
`
`

`

`Application/Control Number: 12/537,571
`
`Page 2
`
`Art Unit: 1633
`
`DETAILED ACTION
`
`Claims 1 and 3-31 are presently pending for examination.
`
`The text of those sections of Title 35, U.S. Code not included in this action can
`
`1.
`
`2.
`
`be found in a prior Office action.
`
`Claim Rejections - 35 USC § 1 12
`
`3.
`
`The following is a quotation of the first paragraph of 35 U.S.C. 112:
`
`The specification shall contain a written description of the invention, and of the manner and process of
`making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the
`art to which it pertains, or with which it is most nearly connected, to make and use the same and shall
`set forth the best mode contemplated by the inventor of carrying out his invention.
`
`4.
`
`Claims 1-10, 13-14, 16-23, 25-26 are rejected under 35 U.S.C. 112,
`
`first
`
`paragraph, as failing to comply with the written description requirement. The claim(s)
`
`contains subject matter which was not described in the specification in such a way as to
`
`reasonably convey to one skilled in the relevant art that the inventor(s), at the time the
`
`application was filed, had possession of the claimed invention.
`
`(New Matter).
`
`5.
`
`Applicants have amended the claims to recite “a
`
`local pH....to optimize
`
`absorption of buprenorphine, wherein said local pH is from about 2 to about 3.5 in the
`
`presence of saliva." According to Applicants, support for this amendment could be found
`
`at paragraphs [0013-0017].
`
`6.
`
`According to the specification as filed at 11 [0016] pH 335 is the Cmax of
`
`naloxone. Moreover, the specification defines the Cmax as the mean maximum plasma
`
`concentration after administration of the composition to a human subject. The claims
`
`are drawn to a composition that produces a local pH of about 3.5, this pH represents the
`
`Page 3
`
`Page 3
`
`

`

`Application/Control Number: 12/537,571
`
`Page 3
`
`Art Unit: 1633
`
`Cmax of naloxone. However,
`
`the claimed compositions are directed to inhibit the
`
`absorption of naloxone and optimize absorption of buprenorphine.
`
`7.
`
`The specification does disclose a local pH of 2-4 as useful for optimizing the
`
`absorption of buprenorphine, paragraph [0013]. However, the disclosure of a local pH
`
`of 3.5 is clearly disclosed as related to the absorption of naloxone and is not disclosed
`
`as specifically related to the absorption of buprenorphine, paragraph [0016]. After
`
`reviewing the specification as filed for support for the limitation "about 3.5" as it relates
`
`to the absorption of buprenorphine,
`
`it
`
`is clear that the specification does not provide
`
`support for this limitation.
`
`Response to Amendment/Arguments
`
`Claim Rejections - 35 USC § 102
`
`8.
`
`The rejection of claims 1, 4, 5, 7-10, 15, 17, and 20-24 under 35 U.S.C. 102(b) as
`
`being anticipated by Oksche et al. WO2008/025791A1 (Citations are taken from
`
`US2010/0087470) is withdrawn in response to Applicant’s amendment.
`
`Claim Rejections - 35 USC § 103
`
`9.
`
`Claims
`
`1, and 3-31
`
`remain rejected under 35 U.S.C. 103(a) as being
`
`unpatentable over Oksche et al. (as applied above).
`
`10.
`
`Applicant's arguments filed 02/29/2012 have been fully considered but they are
`
`not persuasive.
`
`11.
`
`Applicants traverse the instant rejection on the grounds that the buffering system
`
`used in the instant claims is sufficient to "optimize" the absorption of buprenorphine.
`
`Page 4
`
`Page 4
`
`

`

`Application/Control Number: 12/537,571
`
`Page 4
`
`Art Unit: 1633
`
`Moreover, Applicants argue that a pH of about 5.5 may be useful for maximizing the
`
`absorption of buprenorphine, however not to “optimize” the absorption of buprenorphine
`
`(see 1St 11 on page 9 of reply filed 2/29/2012). The use of the term “optimize” according
`
`to Applicants is based upon their definition of the term as set forth in the specification as
`
`filed at [0013]. However, contrary to Applicant's assertions, in response to applicant's
`
`argument that the references fail to show certain features of applicant’s invention,
`
`it is
`
`noted that the features upon which applicant relies (i.e.,
`
`the definition of the term
`
`“optimize”) are not recited in the rejected claim(s). Although the claims are interpreted
`
`in light of the specification, limitations from the specification are not read into the claims.
`
`See In re Van Geuns, 988 F.2d 1181, 26 USPQ2d 1057 (Fed. Cir. 1993). Applicant’s
`
`definition of the term “optimize” provided in the specification is not sufficiently precise
`
`and definite such that the ordinary skilled artisan would be able to adequately be
`
`apprised of the full scope of the claimed invention.. For example, the specification as
`
`filed recites: “optimizing the absorption” does not refer to reaching the maximum
`
`absorption of the composition, and rather refers to reaching the optimum level of
`
`absorption at a pH of about 2 to about 4. Further, the specification teaches that "M
`
`
`'optimum' Cmax of buprenorphine is about0.67 to about 5.36 mg/ml at dosages of from
`
`2-16 mg buprenorphine at a given pH. The definition here appears to provide an
`
`example of optimum buprenorphine (an optimum). Moreover,
`
`the use of the term
`
`"about" provides an open range (i.e. non-precise) regarding the level of buprenorphine
`
`concentration.
`
`Page 5
`
`Page 5
`
`

`

`Application/Control Number: 12/537,571
`
`Page 5
`
`Art Unit: 1633
`
`12.
`
`Furthermore, Applicants argued the following (see 1St full 1] on page 11 of reply
`
`filed 2/29/2012): “As can be seen, one must consider a number of variables and
`
`consider many different
`
`features
`
`in order
`
`to
`
`consider
`
`the absorption of
`
`the
`
`buprenorphine "optimized", as presently claimed, so as to provide a bioeguivalent
`
`release level as that of a Suboxone® tablet having similar levels of buprenorphine. The
`
`particular buffering levels and amount play a critical
`
`role
`
`in determining the
`
`effectiveness of the composition. The buffer capacity must be considered so as to
`
`provide the desired absorption levels of both actives. The discovery of the desirable
`
`buffer capacity was certainly not contemplated in Oksche and would not have been
`
`predictable.”
`
`13.
`
`Contrary to Applicant’s assertions, Oksche et al. discloses the Suboxone® tablet
`
`which Applicants assert that the presently claimed invention provides an optimized
`
`absorption of buprenorphine, see 11 [0012] of Oksche et al. which teaches: "[A]nother
`
`buprenorphine preparation aimed at preventing this potential possibility of abuse has
`
`recently gained administrative approval
`
`in the United States (Suboxone®).
`
`The
`
`Suboxone® preparation comprises buprenorphine hydrochloride and the opioid
`
`antagonist naloxone hydrochloride dihydrate. The presence of naloxone is intended to
`
`prevent parenteral abuse of buprenorphine as parenteral
`
`co-administration of
`
`buprenorphine and naloxone in e.g. an opioid-dependent addict will
`
`lead to serious
`
`withdrawal symptoms.”
`
`14.
`
`As stated in the prior Office Action, contrary to Applicant’s assertions, and in light
`
`of the open range of pH recited in the instant claims (i.e. as it relates to the use of the
`
`Page 6
`
`Page 6
`
`

`

`Application/Control Number: 12/537,571
`
`Page 6
`
`Art Unit: 1633
`
`term “about” to define the claimed pH range),
`
`it
`
`is clear that
`
`the sublingual
`
`film
`
`formulations of Oksche et al. are designed so as to prevent development of
`
`dependency. Thus,
`
`it would have been obvious to the ordinary skilled artisan, at the
`
`time of the instant invention, to modify their teachings so as to identify the optimal range
`
`of pH/dosage in an effort to identify formulations that would provide optimal absorption
`
`of both agonist and antagonist. As per MPEP 2144.05 [R-5], since the general
`
`conditions of the instantly claimed invention are disclosed in the prior art, identification
`
`of the optimal pH/dosage appears to be a matter of routine experimentation.
`
`15.
`
`Regarding the rationale for combining prior art elements according to known
`
`methods to yield predictable results, all of the claimed elements were known in the prior
`
`art and one skilled in the art could have combined the element as claimed by known
`
`methods with no change in their respective functions, and the combination would have
`
`yielded predictable results to one of ordinary skill in the art at the time of the invention.
`
`Conclusion
`
`16.
`
`THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time
`
`policy as set forth in 37 CFR1.136(a).
`
`A shortened statutory period for reply to this final action is set to expire THREE
`
`MONTHS from the mailing date of this action.
`
`In the event a first reply is filed within
`
`TWO MONTHS of the mailing date of this final action and the advisory action is not
`
`mailed until after the end of the THREE-MONTH shortened statutory period, then the
`
`shortened statutory period will expire on the date the advisory action is mailed, and any
`
`extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of
`
`Page 7
`
`Page 7
`
`

`

`Application/Control Number: 12/537,571
`
`Page 7
`
`Art Unit: 1633
`
`the advisory action.
`
`In no event, however, will the statutory period for reply expire later
`
`than SIX MONTHS from the mailing date of this final action.
`
`17.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Janet Epps-Smith whose telephone number is (571 )272—
`
`0757. The examiner can normally be reached on M-F, 1OAM-6:3OPM.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Joseph Woitach can be reached on (571)-272—O739. The fax phone number
`
`for the organization where this application or proceeding is assigned is 571 -273-8300.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval
`
`(PAIR)
`
`system.
`
`Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`you have questions on access to the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free).
`
`If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA) or 571-272—1000.
`
`/JANET L. EPPS -SMITH/
`
`Primary Examiner, Art Unit 1633
`
`Page 8
`
`Page 8
`
`

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