UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UVITET‘I STATES DEPARTMENT OF COATMERCF}
`United States Patent and Trademark Office
`Addless. COMMISSIONER FOR PATENTS
`PO BOX 1450
`Alexandtiay‘hjgnia 22313-1450
`wwwusptogov
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAVED APPLICANT ATTY. DOCKET NOJTITLE
`09/310,527
`05/12/1999
`C. KUMAR N. PATEL
`
`
`
`27571
`Fahmi, Sellers, Embert & Davitz
`84 w. Santa Clara sr.
`Suite 550
`San Jose, CA 95113
`
`CONFIRMATION NO. 8951
`POA ACCEPTANCE LETTER
`
`lllllllll|||||||||||||Illlllllllllllllllll|||l|||l||||||||||||||l|||l|||ll|||||||||llll
`000000062576699
`
`Date Mailed: 07/16/2013
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/28/2013.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/r111turner Inyles/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888—786-01 01
`
`page 1 of 1
`
`Petitioner Nissan - Exhibit 1002 - Page 1
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`Petitioner Nissan - Exhibit 1002 - Page 1
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UVTTET‘I STATES DEPARTWF‘NT 0F COM'MERCFI
`United States Patent and Trademark Office
`Addless. COMB/WSSTOVFR FOR PATENTS
`PO BOX 1450
`Alexandtiay‘hjgnia 22313-1450
`wwwusptcgov
`
`
`09/310,527
`05/12/1999
`C. KUMAR N. PATEL
`P0742750
`CONFIRMATION NO. 8951
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAVED APPLICANT ATTY. DOCKET NOJTITLE
`
`
`
`Daniel Mitry
`212 East 47th St, #24J
`New York, NY 10017
`
`POWER OF ATTORNEY NOTICE
`
`1|||1|||||||||||||||||||111|1||||||||||||||1|||1|||1|||||||||||||||l||||1|||1|||||||||||1|||
`000000062576676
`Date Mailed: 07/16/2013
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/28/2013.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Irmturner myles/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Petitioner Nissan - Exhibit 1002 - Page 2
`
`Petitioner Nissan - Exhibit 1002 - Page 2
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`

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`
`mPéti ionér Nissan Ji‘Ek‘h‘i H1 002 - Page 3
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`
`Petitioner Nissan - Exhibit 1002 - Page 3
`
`
`
`
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`
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`

`

`PTO/AlA/QB (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US Patent and Trademark Office:U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995. no persons arerequired to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.7316)
`
`Applicant/Patenmwner: Cruise Control Technologies, LLC
`
`Application No./Patent No.: 6324463
`Filed/Issue Date: 05/12/1999
`
`Titled: CRUISE CONTROL INDICATOR
`
`Cruise Control Technologies, LLC
`’ a limited liability company
`(Name of Assignee)
`(Type of Assignee, e.g.. corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`
`%. Additional Statement(s) by the owners
`|_| The extent (by percentage) of its ownership interest is
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`I:I There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. I: The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`4. I:I The recipient, via a court proceeding or the like (6.9., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose m of options A or B below):
`
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B. I: A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`Inventor
`To: Empire IP, LLC
`The document was recorded in the United States Patent and Trademark Office at
`
`1. From:
`
`. or for which a copy thereof is attached.
`, Frame 0249
`Reel 028994
`
`2_ From. Empire IP, LLC
`To. Cruise Control Technologies, LLC
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 029488
`
`, Frame 0746
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by37 CFR3.78(b). The information is required toobtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentialityis governed by35 U.S.C. 122and 37 CFR1.11 and1.14. Thiscollection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submittingthe completed application form to the USPTO Time will vary depending upon the individual case Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent tothe Chief Information Officer, US. Patent and Trademark
`Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESSSEND
`TO: Commissioner tor Patents, P.O. Box 1450, Alexandria, VA 22313-1450
`
`Ifyon need assistance in completing lheform, call I-800-PTO-9199 and select option 2.
`
`Petitioner Nissan - Exhibit 1002 - Page 4
`
`Petitioner Nissan - Exhibit 1002 - Page 4
`
`

`

`PTO/AlA/QB (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.7316!
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`
`
`Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i). the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`fl'arek N. Fahmi/
`
`Signature
`
`Tarek N. Fahmi
`Printed or Typed Name
`
`6/28/2013
`
`Date
`
`41402
`Title or Registration Number
`
`[Page 2 of 2]
`
`Petitioner Nissan - Exhibit 1002 - Page 5
`
`Petitioner Nissan - Exhibit 1002 - Page 5
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that yoube given certain informationin connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, pleasebe advised that: (1)
`the general authority forthe collection of thisinformation is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and(3) the principal purpose fonNhich the
`information isused by the US. Patent and Trademark Office is to process and/or examine your submission related
`to a patent applicationor patent.
`If you do not furnish the requested information,the US. Patent and Trademark
`Office may not be able to process and/or examineyour submission,which may result in termination of proceedings
`or abandonment of the applicationor expiration of the patent.
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`The informationprovided by you in this form will be subject to the following routine uses:
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`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
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`public if the record was filed in an application which became abandoned or in which the proceedings were
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`9. A record from thissystem of records may be disclosed, as a routine use, to a Federal, State, or local law
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`
`Petitioner Nissan - Exhibit 1002 - Page 6
`
`Petitioner Nissan - Exhibit 1002 - Page 6
`
`

`

`Electronic Acknowledgement Receipt
`
`16184420
`
`Confirmation Number:
`
`
`Title of Invention:
`
`CRUISE CONTROL INDICATOR
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`C. KUMAR N. PATEL
`
`Daniel Mitry
`
`212 East 47th St, #24J
`
`Correspondence Address:
`
`516/319-6017
`
`
`
`Tarek N. Fahmi
`
`28-JUN-2013
`Receipt Date:
`
`
`Filing Date:
`
`1 2-MAY-1 999
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
` Submitted with Payment
`File Listing:
`
`Petitioner Nissan - Exhibit 1002 - Page 7
`
`Petitioner Nissan - Exhibit 1002 - Page 7
`
`

`

`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`Power of Attorney
`
`CCT_POA.pdf
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`FileSize(Bytes)/
`Message Digest
`308320
`
`511825“ 52d738c6l9388eb2l0cdl39185333
`4b30
`
`
`
`Information:
`
`Information:
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`119627
`
`ala0096.pdf
`
`(3720943b4 ”(l 0895b0f939l ade74bal36f2
`lees
`
`
`Total Files Size (in bytes)
`427947
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
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`National Stage of an International Application under 35 U.S.C. 371
`Ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Petitioner Nissan - Exhibit 1002 - Page 8
`
`Petitioner Nissan - Exhibit 1002 - Page 8
`
`

`

`PTO/$31122 (1 108)
`Approved for use through 1113012011. OMB 0651-0035
`
`US. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`- . nd to a collection of information unless it dis-la - a valid OMB control number.
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`
`
`on ' “-51?
`
`
`CHANGE OF
`CORRESPONDENCE ADDRESS
`
`
`
`First Namedlnventor
`C Kurt/14K
`-
`(PATEL.
`Application
`
`
`
`
`
`i
`Address to:
`
`
`Commissioner for Patents
`L?l!3.3(Da 2 m3(D
`
`
`
`PO. Box 1450
`; LI
`(A
`OMEL
`
`Alexandria, VA 22313-1450
`
`
`5-i1‘l‘19‘i
`
`1'! 5. i. U5’.to
`
`Please change the Correspondence Address for the above-identified patent application to:
`
`The address associated with
`Customer Number:
`
`Firm or
`individual Name (DA M1 E L M11 't
`Address
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`. ll E ~ 5
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`
`w‘smm
`This form cannot be used to change the data associated with a Customer Number. To change the
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`Assignee of record of the entire interest.
`Statement under 37 CFR 3.730;) is enclosed. (Form PTO/SB/96).
`
`Attorney or agent of record. Registration Number
`
`Registered practitioner named in the application transmittal letter in an application without an
`executed oath or declaration. See 37 CFR 1.33(a)(1). Registration Number
`
`Typed or Printed
`3A U], E
`Name
`Telephone 5 “3"ng _ £0. 7_
`4’3“ 10 ‘3
`Date
`NOTE: Signatures of all the inventors or assigneee of record of the entire interest or their representative(s) are required. Slbmil multiple
`forms if more than one sinature is - -uired. see oelow‘.
`
`A4 11' P.
`
`forms are stbmitted,
`E] 'Total 01
`This colleaion oi inbrmatlon is required by 37 CFR 1.33. The information is required to obtain or retain a benefit by the public which is to tile (and by the USPTO
`to process) an application. Confidentiality is governed by 35 USC. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete.
`including gatherim. preparing. and submitting the completed application form to the USPTO. Time will \mry depending upon the individual case. Any comments on
`the amomt at time you require to complete this form and/or suggestions for reduu'ng this burden, should be sent to the Chief information Officer. U.S. Patent and
`Trademark Ofiice. US. Department of Commerce, PO. Box 1450, Alexandria. VA 22313-1450. 00 NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND To: Commissioner for Patents. PO. Box 1450, Alexandria. VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800PTO—9199 and select option 2.
`
`Petitioner Nissan - Exhibit 1002 - Page 9
`
`Petitioner Nissan - Exhibit 1002 - Page 9
`
`

`

`PTO/$8196 (07-09)
`Approved for use through 07/31/2012. OMB 0651—0031
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`- -rwork Reduction Act of 1995, no -ersons are re- uired to res-0nd to a collection of information unless it dis-la s a valid OMB control number.
`
`
`STATEMENT UNDER 37 CFR 3-73be
`
`Filed/issue Date: Filed: 05/12/1999; Issued: 11/27/2001
`
`(Name of Assignee)
`
`
`
`
`
`
`Appncanflpatem Owner. Cruise Control Technologies LLC
`Application No./Patent No.: Patent No. 6,324,463
`
`Titled:
`Cruise Control Indicator
`
`
` Cruise Control Technologies LLC
`.a
`Limited Liability Company
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`» states that it is:
`
`
`
`the assignee of the entire right, title, and interest in;
`
`
`
`an assignee of less than the entire right, title, and interest in
`
`
`%); or
`(The extent (by percentage) of its ownership interest is
`
`
`
`
`
`3.
`[:1
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`
`
` the patent application/patent identified above, by virtue of either:
`
`
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`, or for which a
`the United States Patent and Trademark Office at Reel
`, Frame
`
`
`copy therefore is attached.
` OR
`B.
`To: Empire lP LLC
`1, From; Dr. C. Kumar N. Patel
`
`The document was recorded in the United States Patent and Trademark Office at
`
`
`or for which a copy thereof is attached.
`Reel 028994
`,
`Frame 0249
`,
`
`2. From: Empire lP LLC
`To: Cruise Control Technologies LLC
`The document was recorded in the United States Patent and Trademark Office at
`
`
`
`or for which a copy thereof is attached.
`3. From:
`To:
`
`
`The document was recorded in the United States Patent and Trademark Office at
`
`
`
`
`Reel
`,
`Frame
`,
`or for which a copy thereof is attached.
`
`
`I:
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`The undersi ned (whose title is supplied below) is authorized to act on behalf of the assignee.
` 5-29-201 3
`Date
`Signature
`
`
`A chain of title from the inventor(s), of the patent application/patent identified above. to the current assignee as follows:
`
`Reel 029488
`
`’
`
`Frame 0746
`
`,
`
`[NOTE A separate Copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. _S_§§ MPEP 302.08]
`
`Daniel Mitry
`Member
`
`Printed or T . > d Name Title
`
`
`
`This collection of infonnation is required by 37 CFR 3.730)), The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Ofiicer, US. Patent and Trademark Office, US.
`Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450, 00 NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commlssloner
`for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Petitioner Nissan - Exhibit 1002 - Page 10
`
`Petitioner Nissan - Exhibit 1002 - Page 10
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UVITED STATES DEPARTMENT OF COM—MERGE
`United States Patent and Trademark Office
`Addless. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandtia Yngnia Z31-31450
`wvm.uspto.gm
`
`APPLICATION
`FILING or
`GRPAR
`
`NUMBER
`371(2) DATE
`UNITT
`FIL FEE RECD
`ATTY.D.OCKETNO
`TOT CLAIMS IND CLAIMS
`09/310527
`05/ 12/ 1999
`3661
`862
`P0742750
`CONFIRMATION NO. 8951
`
`EDWARD G. POPLAWSKI, ESQ.
`SIDLEY, AUSTIN, BROWN & WOOD
`555 WEST FIFTH STREET
`LOS ANGELES,, CA 90013-1010
`
`CORRECTED FILING RECEIPT
`
`||||||||I |||I||I||I|||IIIIIILIIIIIOII||0IOIIOIIIIIIIZIII60||||||||I|I|||||||||||||||||||||
`
`Date Mailed: 05/13/2013
`
`Receipt is acknowledged of this non—provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the US. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant(s)
`
`C. KUMAR N. PATEL, LOS ANGELES, CA;
`
`C. KUMAR N. PATEL, LOS ANGELES, CA;
`
`Power of Attorney:
`Edward Poplawski--33439
`Nisan Steinberg--40345
`Denise McKenzie—43790
`
`Domestic Priority data as claimed by applicant
`This appln claims benefit of 60/085,183 05/12/1998
`
`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http://www.uspto.gov for more information.) — None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`If Required, Foreign Filing License Granted: 06/04/1999
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 09/310,527
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`
`page 1 of 3
`
`Petitioner Nissan - Exhibit 1002 - Page 11
`
`Petitioner Nissan - Exhibit 1002 - Page 11
`
`

`

`Title
`
`CRUISE CONTROL INDICATOR
`
`Preliminary Class
`701
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications:
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a US. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicants license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1-866-999-HALT (1-866-999-4158).
`
`page 2 of 3
`
`Petitioner Nissan - Exhibit 1002 - Page 12
`
`Petitioner Nissan - Exhibit 1002 - Page 12
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730—774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The US. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of US. cities, states,
`and regions competing for global investment; and counsels US. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+1-202-482—6800.
`
`page 3 of 3
`
`Petitioner Nissan - Exhibit 1002 - Page 13
`
`Petitioner Nissan - Exhibit 1002 - Page 13
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspio.gov
`
`Patent N0._5,324,463
`
`NOTICE OF EX PARTE REEXAMINATION
`
`a
`
`Notice is hereby given that a request for ex parte reexamination of US. Patent No.
`
`__5,324,463_ was filed on _04/15/13
`
`under 35 U.S.C. § 302 and
`
`37 CPR.