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Trials@uspto.gov
`Tel: 571-272-7822
`
`
`
`
`
`
`Paper 9
`Entered: March 17, 2014
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`FIFTH THIRD BANK
`Petitioner
`
`v.
`
`LEON STAMBLER
`Patent Owner
`_______________
`
`Case IPR2014-00244
`U.S. Patent 5,793,302
`_______________
`
`
`Before THOMAS L. GIANNETTI, BRYAN F. MOORE, and TRENTON A.
`WARD, Administrative Patent Judges.
`
`WARD, Administrative Patent Judge.
`
`
`ORDER
`Motion to Terminate
`37 C.F.R. § 42.72
`
`
`
`
`
`
`

`

`IPR2014-00244
`Patent 5,793,302
`
`
`
`On March 10, 2014, the parties filed a joint motion to terminate the trial
`
`proceedings under 35 U.S.C. § 317(a). Along with the motion, the parties filed a
`
`copy of a document they described as the written settlement agreement, as well as
`
`a separate joint request to treat the settlement agreement as business confidential
`
`information under the provisions of 35 U.S.C. § 317(b) and 37 C.F.R. § 42.74(c).
`
`Paper 8, 1.
`
`Under 35 U.S.C. § 317(a), “[a]n inter partes review instituted under this
`
`chapter shall be terminated with respect to any petitioner upon the joint request of
`
`the petitioner and patent owner, unless the Office has decided the merits of the
`
`proceeding before the request for termination is filed.” The parties stated in their
`
`motions that they “have reached a settlement regarding their dispute and have
`
`agreed to terminate the IPR Proceeding.” Paper 8, 1. Furthermore, a trial has not
`
`been instituted in this proceeding.
`
`The joint motion indicates that on March 6, 2014, the Patent Owner filed a
`
`motion to dismiss the related district court litigation between the parties involving
`
`the patent at issue in this proceeding, U.S. Patent No. 5,793,302. Paper 8, 3.
`
`Furthermore, the joint motion indicates that all other related litigation matters
`
`identified in the Patent Owner’s Mandatory Notices (Paper 6) have been dismissed.
`
`Id.
`
`The parties are reminded that the Board is not a party to the settlement, and
`
`may independently identify any question of patentability. 37 C.F.R § 42.74(a).
`
`Generally, however, the Board expects that a proceeding will terminate after the
`
`filing of a settlement agreement. See, e.g., Office Patent Trial Practice Guide, 77
`
`Fed. Reg. 48756, 48768 (Aug. 14, 2012). These proceedings are still in the
`
`preliminary stages, as the Board has not instituted a trial. The Board is persuaded
`
` 2
`
`
`
`
`
`

`

`IPR2014-00244
`Patent 5,793,302
`
`that, under these circumstances, it is appropriate to terminate this proceeding
`
`without rendering a final written decision. 37 C.F.R. § 42.72.
`
`Accordingly, it is:
`
`ORDERED that the joint motion to terminate this proceeding is GRANTED
`
`and this proceeding is hereby terminated;
`
`FURTHER ORDERED that the parties’ joint request that the settlement
`
`agreement (Ex. 1019) be treated as business confidential information, kept separate
`
`from the file of the involved patent, and made available only to Federal
`
`Government agencies on written request, or to any person on a showing of good
`
`cause, under the provisions of 35 U.S.C. § 317(b) and 37 C.F.R. § 42.74(c), is
`
`GRANTED.
`
`
`
`
`
` 3
`
`
`
`
`
`

`

`IPR2014-00244
`Patent 5,793,302
`
`
`
`PETITIONER:
`
`Edward J. Benz
`PAUL HASTINGS
`joebenz@paulhastings.com
`
`
`PATENT OWNER:
`
`Robert P. Greenspoon
`Joseph C. Drish
`FLACHSBART & GREENSPOON, LLC
`rpg@fg-law.com
`jcd@fg-law.com
`
` 4
`
`
`
`
`
`

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