Paper No. 39
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`
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`APPLE INC.
`Petitioner,
`
`v.
`
`VIRNETX, INC. AND SCIENCE APPLICATION INTERNATIONAL
`CORPORATION,
`Patent Owner
`
`Patent No. 8,504,697
`Issued: August 6, 2013
`Filed: December 28, 2011
`Inventors: Victor Larson, et al.
`Title: SYSTEM AND METHOD EMPLOYING AN AGILE NETWORK
`PROTOCOL FOR SECURE COMMUNICATIONS USING SECURE DOMAIN
`NAMES
`____________________
`
`Inter Partes Review No. IPR2014-00237
`__________________________________________________________________
`
`PETITIONER APPLE INC.’S TRANSMITTAL NOTICE AND UPDATED
`EXHIBIT LIST
`
`
`
`
`
`

`

`
`
`Petitioner Apple Inc. submits Exhibit 1084. Exhibit 1084 is Petitioner’s
`
`Demonstratives. An updated exhibit list is attached.
`
`Respectfully Submitted,
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Registration No. 43,401
`Sidley Austin LLP
`1501 K Street NW
`Washington, DC 20005
`jkushan@sidley.com
`(202) 736-8914 Direct
`(202) 736-8000 Main
`(202) 736-8711 Facsimile
`Attorney for Petitioner
`
`
`
`Dated: February 5, 2015
`
`
`
`
`
`
`
`
`
`

`

`Exhibit # Reference Name
`
`1001
`1002
`1003
`1004
`1005
`1006
`
`1007
`
`1008
`1009
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`U.S Patent No. 8,504,697
`File History of U.S Patent No. 8,504,697
`Declaration of Michael Allyn Fratto re 8,504,697
`Curriculum Vitae of Michael Fratto
`Declaration of Chris A. Hopen re ’151
`Declaration of James Chester re ’504
`Aventail Connect v3.01/2.51 Administrator’s Guide and Aventail
`ExtraNet Server v3.0 Administrator’s Guide (UNIX and Windows
`NT) (1996-1999)
`U.S. Patent No. 5,898,830 to Wesinger
`U.S. Patent No. 6,496,867 to Beser
`Kent, S., et al., RFC 2401, “Security Architecture for the Internet
`Protocol,” November 1998
`Takahiro Kiuchi and Shigekoto Kaihara, “C-HTTP - The
`Development of a Secure, Closed HTTP-based Network on the
`Internet,” published by IEEE in the Proceedings of SNDSS 1996
`H. Schulzrinne et al., RFC 2543, “SIP: Session Initiation Protocol,”
`March 1999
`Schulzrinne, H., et al., RFC 1889, “RTP: A Transport Protocol for
`Real-Time Applications,” January 1996
`Handley, M., et al., RFC 2327, “SDP: Session Description Protocol,”
`April 1998
`E. Wedlund & H. Schulzrinne, “Mobility Support Using SIP,”
`WOWMOM ‘99 Proceedings of the 2nd ACM international workshop
`on Wireless mobile multimedia
`Mockapetris, P., RFC 1034, “Domain Names – Concepts and
`Facilities,” November 1987
`Mockapetris, P., RFC 1035, “Domain Names – Implementation and
`Specification,” November 1987
`Srisuresh, P., et al., RFC 2663, “IP Network Address Translator
`(NAT) Terminology and Considerations,” August 1999
`Tittel, E., et al., Windows NT Server 4 for Dummies, Ch. 12, pp. 191-
`210 (1999)
`
`
`
`
`
`

`

`
`
`
`
`Exhibit # Reference Name
`
`1020
`
`1021
`
`1022
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`
`1028
`
`1029
`
`1030
`
`1031
`
`1032
`
`1033
`
`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`Microsoft Press, “Microsoft Windows 98 Resource Kit, The
`Professional’s Companion to Windows 98,” Ch. 9, pp. 355-396 and
`Ch. 19, pp. 849-918 (1998)
`Aventail AutoSOCKS v2.1 Administration and User’s Guide, 1996-
`1997
`Aventail Connect v3.1/v2.6 Administrator’s Guide, 1996-1999
`U.S. Patent No. 4,405,829 to Rivest et al.
`Ferguson, P. and Huston, G., “What Is a VPN? – Part II,” The Internet
`Protocol Journal, Vol. 1, No. 2 (September, 1998)
`Braden, R., RFC 1123, “Requirements for Internet Hosts –
`Application and Support,” October 1989
`Fielding, R., et al., RFC 2068, “Hypertext Transfer Protocol –
`HTTP/1.1,” January 1997
`Socolofsky, T., et al., RFC 1180, “A TCP/IP Tutorial,” January 1991
`RFC 791, “Internet Protocol – DARPA Internet Program Protocol
`Specification,” September 1981
`Rescorla, E., et al., RFC 2660, “The Secure HyperText Transfer
`Protocol,” August 1999
`Lloyd, B., et al., RFC 1334, “PPP Authentication Protocols,” October
`1992
`Simpson, W., RFC 1994, “PPP Challenge Handshake Authentication
`Protocol (CHAP),” August 1996
`Dierks, T., et al., RFC 2246, “The TLS Protocol – Version 1.0,”
`January 1999
`Simpson, W., RFC 1661, “The Point-to-Point Protocol (PPP),” July
`1994
`Meyer, G., RFC 1968, “The PPP Encryption Control Protocol
`(ECP),” June 1996
`Kummert, H., RFC 2420, “The PPP Triple-DES Encryption Protocol
`(3DESE),” September 1998
`Pall, G., RFC 2118, “Microsoft Point-To-Point Compression (MPPC)
`Protocol,” March 1997
`Gross, G., et al., RFC 2364, “PPP Over AAL5,” July 1998
`Townsley, W.M., et al., RFC 2661, “Layer Two Tunneling Protocol
`‘L2TP’,” August 1999
`
`4
`
`

`

`
`
`
`
`Exhibit # Reference Name
`
`1039
`
`1040
`
`1041
`
`1042
`1043
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`1049
`
`1050
`
`1051
`
`1052
`
`1053
`
`1054
`
`1055
`
`1056
`
`Heinanen, J., RFC 1483, “Multiprotocol Encapsulation over ATM
`Adaptation Layer 5,” July 1993
`Adams, C., et al., RFC 2510, “Internet X.509 Public Key
`Infrastructure Certificate Management Protocols,” March 1999
`Bradner, S., RFC 2026, “The Internet Standards Process – Revision
`3,” October 1996
`Leech, M., et al., RFC 1928, “Socks Protocol Version 5,” March 1996
`Malkin, G., RFC 2453, “RIP Version 2,” November 1998
`Moy, J., RFC 2328, “OSPF Version 2,” April 1998
`Memorandum Opinion in VirnetX, Inc. v. Microsoft Corporation,
`6:07-CV-80 (7/30/09) (EDTX)
`VirnetX’s Opening Claim Construction Brief in VirnetX Inc. v. Cisco
`Systems, Inc., et al., 6:10-CV-417 (11/4/11) (EDTX)
`Defendants’ Responsive Claim Construction Brief in VirnetX Inc. v.
`Cisco Systems, Inc., et al., 6:10-CV-417 (12/7/11) (EDTX)
`VirnetX’s Reply Claim Construction Brief in VirnetX Inc. v. Cisco
`Systems, Inc., et al. , 6:10-CV-417 (12/19/11) (EDTX)
`Memorandum Opinion and Order in VirnetX Inc. v. Cisco Systems,
`Inc., et al., 6:10-CV-417 (4/25/12) (EDTX)
`VirnetX Inc.’s and Science Applications International Corporation’s
`Original Complaint and Summons in VirnetX Inc., et al. v. Apple
`Inc., 6:12-CV-855 (11/6/2012) (EDTX)
`Declaration of Jason Nieh, Ph.D., Inter Partes Reexamination
`Proceeding, Control No. 95/001,269 (April 15, 2010) (USPTO)
`Declaration of Angelos D. Keromytis, Ph.D., Inter Partes
`Reexamination Proceeding, Control No. 95/001,788 (March 29, 2012)
`(USPTO)
`Declaration of Robert Dunham Short III, Inter Partes Reexamination
`Proceeding, Control No. 95/001,788 (March 29, 2012) (USPTO)
`Application No. 13/049,552, Applicant’s Appeal Brief (April 25,
`2013)
`Office Action in Inter Partes Reexamination - Non-Final Office
`Action, Control No. 95/001,788, December 29, 2011 (USPTO)
`Patent Owner's Response to Office Action of December 29, 2011,
`Control No. 95/001,788, March 29, 2012 (USPTO)
`
`5
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`

`

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`
`
`Exhibit # Reference Name
`
`1057
`
`1058
`
`1059
`
`1060
`
`1061
`1062
`1063
`1064
`1065
`
`1066
`
`1067
`
`1068
`
`1069
`
`1070
`
`1071
`
`1072
`
`1073
`
`1074
`1075
`
`Curriculum Vitae of Chris Hopen
`“Aventail Ships the First Standards-Based Virtual Private Network
`Software Solution,” PR Newswire, PR Newswire Association LLC,
`May 2, 1997
`Szeto, L., “Aventail delivers highly secure, flexible VPN solution,”
`InfoWorld Media Group, June 23, 1997
`“Aventail Introduces the First Extranet-Ready Platform; Aventail
`Previews its Latest Solution, Aventail ExtraNet Center, at
`Networld+Interop in Atlanta,” PR Newswire, PR Newswire
`Association LLC, October 12, 1998
`“Intranet Applications: Briefs,” Network World, October 19, 1998
`Curriculum Vitae of James Chester
`U.S. Patent No. 6,182,141 to Blum
`U.S. Patent No. 6,701,437 to Hoke
`U.S. Patent No. 6,557,037 to Provino
`WAP Forum, Wireless Application Protocol Architecture
`Specification (April 30, 1998)
`W3C, “World Wide Web Consortium and Wireless Application
`Protocol Forum Establish Formal Liaison Relationship,” December 8,
`1999
`“Data-Over-Cable Interface Specifications (DOCSIS)”, SP-RFII01-
`970326, 1997
`Paul Nikolich, “Cable Modems Deliver Fast ‘Net Access,” Network
`World 35 (Mar. 1, 1999)
`Jim Duffy, “Cabletron Enters Cable Modem Fray,” Network World
`23 (Dec. 21, 1998)
`Brandt, A., “How It Works: Cable Modems,” PC World Article,
`December 13, 1999
`Microsoft Dictionary Fourth Edition, 1999
`Ferguson, P. and Huston, G., “What Is a VPN? – Part I,” The Internet
`Protocol Journal, Vol. 1, No. 1 (June 1998)
`ITU-T Recommendation H.323 (February 1998)
`IBM Session Initiation Protocol (SIP)
`
`6
`
`

`

`
`
`
`
`Exhibit # Reference Name
`
`1076
`
`1077
`1078
`1079
`
`1080
`
`1081
`1082
`
`1083
`
`1084
`[NEW]
`
`Gulbrandsen, A., et al., RFC 2052, “A DNS RR for specifying the
`location of services (DNS SRV),” October 1996
`U.S. Patent No. 6,430,176 to Christie
`U.S. Patent No. 6,930,998 to Sylvain
`Shorter Oxford Dictionary, Fifth Edition (2002)
`Record of Publication of WOWMOM (Ex. 1015) on ACM Digital
`Library (available at http://dl.acm.org/citation.cfm?id=313281)
`Deposition Transcript of Michael Fratto
`Eastlake, D., RFC 2535, Domain Name System Security Extensions
`(March 1999)
`Deposition Transcript of Fabian Monrose
`
`Petitioner’s Demonstratives
`
`Dated: February 5, 2015
`
`
`
`
`
`Respectfully Submitted,
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Registration No. 43,401
`Sidley Austin LLP
`1501 K Street NW
`Washington, DC 20005
`jkushan@sidley.com
`(202) 736-8914 Direct
`(202) 736-8000 Main
`(202) 736-8711 Facsimile
`Attorney for Petitioner
`
`
`
`7
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`

`

`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 5th day of February, 2015, a copy of this
`
`Petitioner’s Transmittal Notice and Updated Exhibit List, along with Exhibit 1084,
`
`have been served in their entirety by e-mail on the following counsel of record for
`
`Patent Owner:
`
`Joseph E. Palys
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1996
`E-mail: josephpalys@paulhastings.com
`
`Naveen Modi
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1990
`E-mail: naveenmodi@paulhastings.com
`
`
`
`Dated:
`
`February 5, 2015
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`Sidley Austin LLP
`1501 K Street NW
`Washington, DC 20005
`jkushan@sidley.com
`Attorney for Petitioner
`
`