2740
`
`TO:
`
`Mall Stop 8
`Director or the u.s. Patent and Trademark Office
`P.O. Bos 1450
`Alexandria, VA 22313·1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENTOR
`TltADEMARK
`
`In Compliuncc whh 35 U.S.C. § 21)0 Dnd/or 15 U.S.C. § 1116 )'OU lin: hen:b)' advised dUlIll CtlUn action hal' hc.-en
`filed in abc US. Distric:l Caun
`for the Eastern District of Virginia
`on the: following
`o Tnxh:marks or
`g PuII.'Ql'l. (0 the p4tl.'lllllc:lion involvcs 35 U.s.C. § 292.):
`DOCK'1NO·V q
`U.S. DISTRICT COURT
`..1:/
`c.
`ror the Eastem District or Virginia
`DEFENDANT
`PlAINTIFF
`STALKER SOFTWARE, INC.d/b/a CommuniGale
`INNOVATIVE COMMUNICATIONS TECHS., INC.
`Systems, Inc.
`
`DATElJ1;P/ I.:t-
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF I'ATENT
`OR TRADEMARK
`
`IIOWER OF MTENT OR TItADEMARK
`
`812212000
`
`1/2812003
`
`31212004
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`1 6,108,704
`
`2 6,513,066
`
`3 6,701,365
`
`4 5
`
`DATE IN('LUDED
`
`I"ATENTOR
`TRADEMARK NO.
`
`In the llbo\'e-i.'lltitlw Cll.~C. the following putcn1fll)/ trudemurk(s) hll\'C III.'l:n inclucbl:
`INCLUDEDOY
`o Othl.'r ItJcading
`o AmelllJIlII.'nt
`o Cross Dill
`o Ans"er
`DATIWF PAT~NT
`IlOlDtgR OF PhTENT OR TRADf:MARI\
`OR TRADEMARK
`
`"
`
`In lhc Dbo\"e-1.'I1lillcd cnsc. Ihe JiJlltm'inl,1 dccisinll hns hc.'C1I rendc"'-d or JUdl!CIlICIll issucd:
`
`I 2 3 4 5
`
`ClERI\
`
`(:OIJ)' .l-l·Pltn Icrmlnlll!ion ur lJ~t1on. nlull Ihi~ 1:0,,'10 Dire"tnr
`COP)' I-Cpo. InltJaUoR ohdion, moll chis ':0IJ)' lu l)in.'~lor
`Copy 2-lIpon IiJinll documenloddlnt: plll"nl(.). lUull IldllCllr,' 10 J)J'"Ior COP)' .J-Cnse file CllP,.
`
`SONY EXHIBIT 1002- Page 1
`
`FH_000001
`
`

`

`Case 2:12-cv-00009-RBS-TEM Document 4 Filed 01/04/12 Page 1 of 1 PagelD# 109
`
`AO 1201Rev. 08/101
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENTOR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 andlor 15 U.S.C. § 1116 you are Ilt~rch)' advised thm a coun nClion ha'i been
`Iiled in lhe U.S. District Court
`for the Eastem District of Virginia
`011 the following
`
`o Trdflcmarks or ~ Patcnts. (0 thc patl'lll action involvcs 35 U.S.C. § 292.):
`DOCKET NO. q
`U.S. DISTRICT COURT
`.,2:/2-c-V
`for the Eastern District of VirQinia
`DEFENDANT
`PlAINTIFf
`
`DATE ,'Y;;E?/
`I '~, I::J-
`
`INNOVATIVE COMMUNICATIONS TECHS., INC.
`
`STALKER SOFTWARE, INC.d/b/a CommuniGate
`Systems, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`1I0l.DER OF IwrENT OR TRADEMARK
`
`8/22/2000
`
`1/28/2003
`
`3/212004
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES,INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`1 6,108,704
`
`2 6,513,066
`
`3 6,701,365
`
`"5
`
`In thc abovc-entitk-d case. thc Ibllo\\'ing patclll(s)/lmdcmarkls) havc 11I:cII includl'd:
`
`DATE INCLUDED
`
`"ATENTOR
`TRADEMARK NO.
`
`INCLUDED I3Y
`
`o Amendmenl
`DATE OF PATENT
`OR TRADEMARK
`
`o Ans\lcr
`o Other I'lcading
`o Cross Bill
`lIowm OF I)ATENT OR TRADEMARK
`
`.-
`
`I 2 3 4 5
`
`In the above"""'-'ntitled case. lhe lollolVing dccision has ht.'C1l rendcrcd or jUdgCIIlCIII issucd:
`
`I"K'S'ONIJ()IlO'MENT
`
`CLERK
`
`DATE
`
`1/4/2012
`
`C:1IJ1~' 3-t"Jlon Icrminlltion ur ulion. maillhb cop~'lo Oir'eclor
`Cop~' I-l;pon initiation omelion. maillhis COII~' lol)ireelor
`{'lIJl~· .J-ClIse file CIIIIY
`Copy 2-0pon liIin/: dKumenl addin~ plllenl(5). mllil this cop~' lu I)ircclllr
`
`SONY EXHIBIT 1002- Page 2
`
`FH_000002
`
`

`

`Case 2:12-cv-00009-RBS-TEM Document 4 Filed 01/04/12 Page 1 of 1 PagelD# 109
`
`AO 120 IRev, 08/101
`
`TO:
`
`Mail Stop 8
`Director ortbe U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENTOR
`TRADEMARK
`
`In Compliance wilh 3S U.S.C. § 290 and/or IS V.S.c. § 1116 you are IIl:rcby advised Ihal a tOun Delion ha'i becn
`for the Eastern District of Virginia
`on Ihe following
`filed in the V.S. District coun
`o Trademarks or
`[;J Palents. (0 the pall:nl aelion involvcs 3S lJ.S.c. § 292.);
`DOCK~lNO. q
`"l-/
`c-V
`PI.AINTIFF
`
`U.S. DISTRICT COURT
`for the Eastern District of Virainia
`DEFENDANT
`
`DATE,~E?I
`I
`'t;- I~
`
`INNOVATIVE COMMUNICATIONS TECHS., INC.
`
`STALKER SOFTWARE, INC.d/b/a CommuniGate
`Systems, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF ('ATENT
`OR TRADEMARK
`
`1I0l.DER OF PATENT OR TRADEMARK
`
`8/22/2000
`
`1/28/2003
`
`3/212004
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES,INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`In the above-cnlitk-d case. Ihe following palenl(s)/lmdcmarkls) havc becn includl.-d:
`INCLUDED IlY
`
`o Amcndmcnl
`DATE OF PATENT
`OR TRADEMARK
`
`o Ans\\cr
`o Olhcr I'lcading
`o Cross Bill
`IIOLDER OF ('ATENT OR TRADEMARK
`
`.-
`
`I 6,108,704
`
`2 6,513,066
`
`3 6,701,365
`..
`
`S
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`I 2 3 4 5
`
`In the abovc~'ntillc:d casC. Ihc lollowing decision has bl:CIl rcndcred or judgement issllcd:
`
`100'CISIONlJlJDGEMI'Nl
`
`CLERK
`
`DATE
`
`1/4/2012
`
`COP)' I-l:pon initiation ohclion. maillhis COllY 10 J)ircctor ellII)' J-t'pon lcrmin:llion of ution. maillhis Cop)'lo Director
`Copy 2-11pon liIin~ dOl'umenl addin~ plltenl(s), ""Iii this COil)' 10 I>ireelor ClIJ')' .J-Cllse liIe COil)'
`
`SONY EXHIBIT 1002- Page 3
`
`FH_000003
`
`

`

`Case 2:12-cv-00009-RBS-TEM Document 4 Filed 01/04/12 Page 1 of 1 PagelD# 109
`
`AO 120 IRev. 08110)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexand ria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A I'ATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.c. § 1116 you are 11I:n:h)' advised lhal a court action hao; becn
`for the Eastem District of Virginia
`filed in thc U.S. District Court
`011 the following
`o Tradcmarks or ~ I'alcnt!!. (0 the patl'lll action involvcs 35 I!.S.C. § 292.):
`DOCKET NO. q
`U.S. DISTRICT COURT
`DATE,~E~
`''I-. I~
`"l~/2.CV
`I
`for the Eastern District of VirQinia
`DEFENDANT
`PI.AINTIFf
`
`INNOVATIVE COMMUNICATIONS TECHS., INC.
`
`STALKER SOFTWARE, INC.d/b/a CommuniGate
`Systems, Inc.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF I'ATENT
`OR TRADEMARK
`
`1l0LDER OF I'A'I'ENT OR TRADEMARK
`
`8/22/2000
`
`1/28/2003
`
`3/212004
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES,INC.
`
`INNOVATIVE COMMUNICATIONS TECHNOLOGIES, INC.
`
`I 6,108,704
`
`2 6,513,066
`
`3 6,701,365
`
`" 5
`
`In thc abovc-entitll.-d casc. lhe following palcnt!s)! tmdcmark(s) havc becn includl.-d:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED I3Y
`
`o Amcndmenl
`IJATE OF fATENT
`OR TRAIJEMARK
`
`o Cross Bill
`o Atls\\cr
`o Othcr Plcading
`IIOLDER OF I'ATENT OR TRADEMARK
`
`.-
`
`I 2 3 4 5
`
`In the above--l.·ntitlcd casco lhc lollmving 4.lcdsioll has becn rcndcrc4.1 or judgcmcnt issucd:
`
`I",'CISIONIJIJOGEMENT
`
`CLERK
`
`IJATE
`
`1/4/2012
`
`C:IIJl~' j-l'Jlon lermination of lIetion. maillhis cop~· to Vil'ector
`Cop~' I-L'pon initiation orllelian. mail this COllY 10 I>ireclor
`Copy 2-11pon liIinl: dHument addinl: patent(s). IIIllil tllis COII~' 10 \>ireclor
`('Il(l~' -I-Cllse liIe COil,·
`
`SONY EXHIBIT 1002- Page 4
`
`FH_000004
`
`

`

`APPLICATION NUMBER
`08/533,115
`
`FILING OR 371 (C) DATE
`09/25/1995
`
`42624
`DAVIDSON BERQUIST JACKSON & GOWDEY LLP
`4300 WILSON BLVD., 7TH FLOOR
`ARLINGTON, VA 22203
`
`Ul\TfEJ) STATES J)EPA RTMK\lT OF COMMERCE
`United States Patent and Trademark Office
`Adill"" COMMISSIO'JER FOR PATENTS
`po. Box 1450
`Alexandria, Virginia 22313-1450
`\VVi\V.uspto.gOY
`
`FIRST NAMED APPLICANT
`GLENN W. HUTTON
`
`ATTY. DOCKET NO./TITLE
`2655-0021
`CONFIRMATION NO. 8714
`POA ACCEPTANCE LETTER
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~I~~I~~I~JI~II~~UIIIIIIIIIIIIIIIIIIIIIIIII
`
`Date Mailed: 03/25/2009
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/13/2009.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/sabuna!
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`SONY EXHIBIT 1002- Page 5
`
`FH_000005
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`POWER OF ArrORNEY,
`CORRESPONDENCE ADDRESS
`AND REVOCA
`OR POWERS
`.
`o
`
`,~
`
`Hon. Commissioner of Patents
`P.O. Box 1450
`Alexandri~ VA 22313-1450
`
`iIIi(cid:173)fI,i~
`
`Sir:
`
`Revocation: I hereby revoke all previous powers of attorney given in the
`application identified in the attached statement under 37 CFR 3.73(b).
`
`power of Attorney: I hereby appoint the practitioners associated with customer
`number 42624, individually and colleetively,.as attorney(s) or agent(s) to represent the
`undersigned before the United States Patent and Trademark Office (USPTO) in
`connection with any and all patent applications assigned only to .the undersigned
`according to the USPTO assignment records or assignment documents attached to this
`form in accordance_with ~7 CFR 3.73(b).
`
`I authorize Davidson Berquist Jackson & Gowdey, LLP to delete names/numbers of
`persons no longer with the Firm and to act and rely on instructions from and communicate
`directly with the entity who first sent this case to them and by whom I hereby declare that I have
`consented after full disclosure to be represented unless/until I instruct Davidson Berquist Jackson
`& Gowdey, LLP in writing to the contrary.
`
`Correspondence Address: Please recognize or change the correspondence
`address for the application identified in the attached statement under 37 CFR 3.73(b) to
`the address associated with Customer Number 42624..
`
`Assignee Name and Address:
`
`Net2Pbone, Inc.
`520 Broad Street, 8th Floor
`Newark, New Jersey 07102
`
`A copy ofthis form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be filed in
`each application in which this form IS
`statement under 37 CFR 3.73(b) may be completed by one ofthe practitioners
`appointed in this form ifthe
`is authorized to act on behalfof the assignee. and must identify the application
`practitio
`.
`in which this Power ofAtto
`is to be filed.
`
`1\TURE ofAssignee of Record
`e and title is su
`lied below is authorized to act on behalfoftbe·assi
`
`ee
`
`Date
`
`The individ
`
`Signature
`
`Name
`Title
`
`SONY EXHIBIT 1002- Page 6
`
`FH_000006
`
`

`

`ogS33(/S
`
`STATEMENT UNDER 37 CFR 3.73(8)
`
`Applicant 1 Patent Owner: Net2Phone, Inc.
`
`Docket No. 2655-0021
`
`Patent No. 6,108,704
`
`Filed 1Issued Date: 08/22/2000
`
`Entitled: POINT-TO-POINT INTERNET PROTOCOL
`
`Assignee: Net2Phone, Inc.
`(Name of assignee)
`States that it is:
`
`A corporation
`(Type of Assignee: corporation, partnership, university, govemment agency, etc.)
`
`1. ~ the assignee of the entire right, title, and interest; or
`2. 0
`
`an assignee of less than the entire right, title and interest.
`(The extent (by percentage) of its ownership interest is
`
`%)
`
`in the patent application 1patent identified above by virtue of either:
`A. 0 An assignment from the inventor(s) of the patent application 1patent identified above. The assignment
`, Frame
`, or for
`was recorded in the United States Patent and Trademark Office at Reel
`which a copy thereof is attached.
`' .
`
`OR
`B. ~ A chain of title from the imientor(s), of the patent application 1patent identified above, to the current assignee
`shown below:
`
`1.
`
`2,
`
`3,
`
`From: HUnON, Glen W. To: Internet Telephone Company
`
`The document was recorded in the United States Patent and Trademark Office at Reel 007981 Frame 0020, or
`for which a copy thereof is attached.
`
`From: HUnON, Glenn W. To: Internet Telephone Company
`
`The document was recorded in the United States Patent and Trademark Office at Reel 008295 Frame 0167, or
`for which a copy thereof is attached,
`
`From: Internet Telephone Company To: Netspeak Corporation
`
`The document was recorded in the United States Patent and Trademark Office at Reel 007981 Frame 0053, or
`for which a copy thereof is attached,
`
`~ Additional documents in the chain of title are listed on a supplemental sheet.
`~ Copies of assignments or other documents in the chain of title are attached.
`As required by 37 CFR 3.73(b)(1 )(i), the documentary evidence of the chain of title from the original owner to the assignee
`was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`[Note: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to
`Assignment Division in accordance with 37 CFR Part 3, if the assignment is to be recorded in the records
`of the USPTO, See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`Michael R. Casey, Ph. D,
`
`Printed or Typed Name
`
`Attorney, Registration No. 40,294
`
`Title:
`
`_
`
`3/13/09
`
`Date
`
`703-894-6400
`
`Telephone Number
`
`SONY EXHIBIT 1002- Page 7
`
`FH_000007
`
`

`

`STATEMENT UNDER 37 CFR 3.73(8)
`Continued
`
`4.
`
`5.
`
`6.
`
`7,
`
`8.
`
`9.
`
`From: STRICKLAND, Craig B. To: Netspeak Corporation
`
`The document was recorded in the United States Patent and Trademark Office at Reel 009792 Frame 0568, or
`for which a copy thereof is attached.
`
`From: MATIAWAY, Shane D. To: Netspeak Corporation
`
`The document was recorded in the United States Patent and Trademark Office at Reel 010012 Frame 0953, or
`for which a copy thereof is attached.
`
`From: Netspeak Corporation To: VOIP Technology Holdings, LLC
`
`The document was recorded in the United States Patent and Trademark Office at Reel 016522 Frame 0205, or
`for which a copy thereof is attached.
`
`.From: VOIP Technology Holdings LLC To: Net2Phone Inc.
`
`The document was recorded in the United States Patent and Trademark Office at Reel 016945 Frame 0858, or
`for which a copy thereof is attached.
`
`From: Netspeak Corporation To: Net2Phone, Inc.
`
`The document was recorded in the United States Patent and Trademark Office at Reel 016945 Frame 0890, or
`for which a copy thereof is attached.
`
`From: VOIP Technology Holdings, LLC To: Net2Phone, Inc.
`
`The document was recorded in the United States Patent and Trademark Office at Reel 017105 Frame 0240, or
`for which a copy thereof is attached.
`
`SONY EXHIBIT 1002- Page 8
`
`FH_000008
`
`

`

`UNITED STATES PATENT AND ThADEMARK OffiCE
`
`Page 1 of 1
`
`APPLICATION NUMBER
`08/533,115
`
`FlUNG DATE
`09/25/1995
`
`FIRST NAMED APPLICANT
`GLENN W. HUTTON
`
`ATTY. DOCKET NO.ffITLE
`649-2
`
`COMMISSIONER FOR PATENTS
`UNITED STATES PATENT AND TRADEMARK OFFICE
`WASHINGlCN. D.C. 20231
`www.USpIO.gov
`
`I
`
`21127
`KUDIRKA & JOBSE, LLP
`ONE STATE STREET
`SUITE 1510
`BOSTON, MA 02109
`
`CONFIRMATION NO. 8714
`IIIIIIIIIIIIIII~1I1~1I1~1I111111~1I1~II11Imllll~ IIIIII~~ 11111mIIIIII~IIIIIIIIII
`*OC000000007505762*
`
`Date Mailed: 02/21/2002
`
`NOTICE REGARDING POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/01/2002.
`
`• The withdrawal as attorney in this application has been accepted. Future correspondence will be mailed to the
`new address of record. 37 CFR 1.33.
`
`RODNEY L GLOVER
`aPR (703) 308-5906
`
`OFFICE COPY
`
`SONY EXHIBIT 1002- Page 9
`
`FH_000009
`
`

`

`UNITED STATES PATENT AND ThADEMARK OFFICE
`
`Page 1 of 1
`
`•
`
`APPLICATION NUMBER
`08/533,115
`
`FILING DATE
`09/25/1995
`
`FIRST NAMED APPLICANT
`GLENN W. HUTTON
`
`ATrY. DOCKET NO.mTLE
`649-2
`
`I
`
`COMMISSIONER FOR PATENTS
`UNITED STATES PATENT AND TRADEMARK OFFICE
`WASHINClON. D.C. 20231
`www.usplo.gov
`
`JEFFREY S. GINSBERG, ESQ.
`KENYON & KENYON
`ONE BROADWAY
`NEW YORK, NY 10004
`
`CONFIRMATION NO. 8714
`1111111111111~~ mllll~ 1I1~ II~ III~ 1I1~ 1m1I1~ IIIIII~ 1I111111~ ~IIIIII~ 11111111
`*oco00000007505784*
`
`Date Mailed: 02/21/2002
`
`NOTICE REGARDING POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 02/01/2002.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`RODNEY L GLOVER
`aPR (703) 308-5906
`
`OFFICE COPY
`
`SONY EXHIBIT 1002- Page 10
`
`FH_000010
`
`

`

`OR WITHDRAWAL AS
`JD
`ATTORNEY OR AGENT
`
`Docket No. N0003/7000
`
`Applicant:
`Patent No.:
`Issued:
`For:
`
`Glenn W. Hutton, et al.
`6,108,704
`August 22, 2000
`POINT-TO-POINT INTERNET PROTOCOL
`
`CERTIFICATE OF MAILING UNDER 37 C.F.R. §1.8(a)
`The undersigned hereby certifies that this document is being placed in the United States mail
`with first-class postage attached, addressed to Assistant Commissioner for Patents;
`Washington, DC 20231 on January 11,2002.
`
`Assistant Commissioner for Patents
`Washington, D.C. 20231
`
`Request
`The undersigned hereby requests to withdraw as attorney or agent for the above-identified
`
`patent for himself and the attorneys listed under customer number:
`
`11111111111111111111111111111111111
`
`21127
`
`PATENT TRADEMARK OFFICE
`
`As grounds in support of this request, the undersigned attorney asserts that client/Assignee of
`
`record for the above-identified patent has been recently acquired by ADIR VOIP Technologies,
`
`Inc. of Newark, New Jersey. The new owners are transferring responsibility for the above(cid:173)
`
`identified patent to other counsel.
`
`Please change the correspondence address and direct all future correspondence for the above(cid:173)
`
`identified patent to:
`
`Jeffrey S. Ginsberg, Esq.
`KENYON & KENYON
`One Broadway
`New York, NY 10004
`
`Request for Withdrawal As Attorney or Agent 1 of 2
`
`SONY EXHIBIT 1002- Page 11
`
`FH_000011
`
`

`

`A copy of this request is being sent to the client on an even date herewith by registered
`
`mail, return receipt requested, at client's last known address. All papers and property that relate
`
`to the above-identified patent unto which the client is entitled are being sent to the client's new
`
`counsel via courier an even date herewith. No fee has been paid by client in advance.
`
`Accordingly, there is no unearned fee to be refunded to client.
`
`The Commissioner is hereby authorized to charge any other fees under 37 C.F.R. §1.16
`
`and §1.17 that may be required, or credit any overpayment, to our Deposit Account No. 02(cid:173)
`
`3038. Thereafter, any authorization which may have been given to charge Deposit Account 02(cid:173)
`
`3038 is also hereby withdrawn.
`
`Respectfully submitted,
`~-~-,)~
`{3ruceo: Jobse, Es~33,518
`KUDIRKA & JOBSE, LLP
`Customer Number 021127
`Tel: (617) 367-4600 Fax (617) 367-4656
`
`Date:~ III Zoo~
`
`Request for Withdrawal As Attorney or Agent 2 of 2
`
`SONY EXHIBIT 1002- Page 12
`
`FH_000012
`
`

`

`·-~~
`
`-
`
`,"
`
`".
`
`if.:
`
`....~'7
`
`TRANSMITTAL LETTER
`
`Docket No, NOO03/7000
`
`Applicant:
`Patent No:
`Issued:
`For:
`
`Glenn W. Hutton, et al·,
`6,108,704
`August 22, 2000
`POINT-TO-POINT INTERNET PROTOCOL
`
`.'-:,
`
`,I
`
`;"00)
`,
`
`l J
`
`• .J
`-·1
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`'. J
`
`•. 1
`
`Request for Certified Copies'':;
`:
`t·'
`Request for Corrected Filing-Receipt
`
`Copy of Original Filing Receipt
`
`Request for Reconsideration
`
`Request for Refund
`
`Response to Missing Parts
`
`Return Receipt Postcard
`
`Sheets Formal Drawing(s)
`
`Small Entity Statement
`
`Status Letter
`
`Terminal Disclaimer
`
`Other: Request for Withdrawal as
`Attorney or Agent
`
`D DDDDD ~ DDDD ~
`
`Assistant Commissioner for Patents
`Washington, D.C. 20231
`
`Enclosures
`
`Affidavit under 37 C. F, R. 1,131
`
`Assignment Papers
`
`Change of Correspondence Address
`
`Extension of Time Request
`
`Declaration/Power of Attorney
`
`Fee Transmittal Form
`
`Information Disclosure Statement
`
`Invention Disclosure Document
`
`Notice of Appeal
`
`Petition and Petition Routing Slip
`
`Power of Attorney Form
`
`PTO-1449 Form(s)
`
`DDDDDDDDDDDD
`
`:r-
`
`---v-
`-,~-------------Date:~. 1J) 200 L---.
`, Reg. No. 33,518
`KUDIRKA & JOBS , LLP
`Customer Number 021127
`Tel: (617) 367-4600 Fax: (617) 367-4656
`
`Transmittal Letter - General 10f 1
`
`SONY EXHIBIT 1002- Page 13
`
`FH_000013
`
`

`

`PATENT RESEARCH lNQUlRY FORM PlU!·1
`
`.DEPARTMENT C£.
`4 -f:l /
`
`PATENT #
`
`TEAM
`
`WEEK DATE
`
`RESEARCH REQUEST
`
`t-tfe-C ~ _? Th v-YY1::tlL__~"
`
`:Tn
`
`~ ~ ~
`
`.' &1fr1-J.
`
`DESCRIPTION OF RESOLUTION
`_
`•• COfr¥IoIele ~ __
`
`Action Requested by:
`
`Date:
`
`_
`
`[
`
`] MAKE CORRECTION:
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`[
`
`] In Production
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`DISPOSITION
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`[
`
`] USE AS IS
`
`] External Department: ---------
`PI.... .".cJty o.p.nm-, ..nil ",Mld '0 Ilf011P
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`[
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`]. COMMUNICATION:'
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`pistribute Departnient wide 8S example only
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`[
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`] Manual Improvement/Suggestion Form Needed'"
`·Response b for UN /H'-' only unlaa INa boa II chedled
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`I] NON CONFORMING:
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`l.] Relurn on Query
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`[
`
`] Return to FMF
`
`P1UF.\ 111ft 8)1/1)/99
`
`- Do not relesse non-conforminR files-
`
`SONY EXHIBIT 1002- Page 14
`
`FH_000014
`
`

`

`UNITED STATE~PARTMENT OF COMMERCE
`W
`
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, D.C. 20231
`
`~._•..f!RST NAMED INVENTOR
`
`...
`
`I _I
`
`I
`
`ATTQf!JlI~Y qOCKET NO.
`
`I
`
`021. 1.27
`.JOBt:iE
`1<1...11> I RKA ~~
`TWO CENTER F'LAZ(~
`l"IA 02:l 0::::
`BO~::i'r()",
`
`1....1"102/030 :::;:
`
`__A_R-=:r,.,.,~,:...:,;~!-"",.1:;-:
`
`DATE MAILED:
`
`0::;:1/0:;:::/00
`
`R_AP_E_R_NU_M_B_E_R_I
`
`~
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`.
`
`Commissioner of Patents and Trademarks
`
`PTO·90C (Rev. 2/95)
`
`U.S. G.P.O. 1999 460-693
`
`1· File Copy
`SONY EXHIBIT 1002- Page 15
`
`FH_000015
`
`

`

`~'.---__~.~.-----.-_------r-------"--e
`
`13esponse to Rule 312
`Communication
`
`Application No.
`08/533,115
`
`AppJicant(s)
`
`Examiner
`
`Mark Rinehart
`
`_
`
`Hutton et al.
`
`Group Art Unit
`2756
`
`o The petition filed on
`examiner for consideration on the rT)erits.
`
`under 37 CFR 1.312(bl
`
`is granted. The paper has been forwarded to the
`
`!Xl The amendment filed on
`o entered.
`!Xl entered as directed to matters of form not affecting the scope of the invention (Order 3311).
`
`-_........:.~~:..::...._-
`
`7/14/99
`
`under 37 CFR 1.312 has been considered, and has been:
`
`[J disapproved. See explanation below.
`o entered in part. See explanation below.
`
`U. S. Patent and Trademark. Office
`PTO-271 (Rev. 5-95)
`
`Response to Rule 312 Communication
`
`Part of Paper No.
`35
`SONY EXHIBIT 1002- Page 16
`
`MARK RINEHART
`PRIMARY EXAMINER
`ART UNIT 2756
`
`FH_000016
`
`

`

`Complete and mall
`
`~AteT B-ISSUE FEE TRANSNIITTAL •
`
`s Qm\ t~
`
`with aPP
`' .......
`'.
`C'l
`AU
`5·0 3 1989 :.
`
`",,
`
`ees, to:
`
`Box ISSUE FEE
`Assistant Commissioner for Patent'
`' Washington, D.C. 20231
`
`'
`
`: This fonn s
`MAILING INSTRUC
`be used for transmitting the ISSUE FEE. Blocks 1
`through 4 should be com
`her ~ . riate. All further~rrespondenceincluding the Issue Fee
`.' notification of mainterimce fees will be mailed to the current
`Receipt, the Patent, advanc
`correspondence address as indicated unless corrected below or directed otherwise in Block 1, by (a)
`specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Legibly mark-up with any cc'rrectlons or use Block 1)
`
`I) ~::':i :i, :2"7
`..JOBt:;E
`I<UD I F~I<A
`:~(
`'fI;JO CENTER PU~Z.(~
`BOt:;TON IvlA 021 o:~:
`
`---........
`
`APPLICATION NO.
`
`FILING DATE
`
`TOTAL CLAIMS
`
`Note: The certificate of mailing below can only be used for domestic
`mailings of the Issue Fee Transmillal. This certificate cannot be used
`for any other accompanying papers. Each additional paper, such as an
`assignment or formal drawing, must have its own certificate of mailing.
`
`Certificate of Mailing
`I hereby certify'that this Issue Fee Transmillalls being deposited with
`the United States Postal Service with sufficient postage for first class
`mall In an envelope addressed to the Box Issue Fee address above on
`the,date indicated below.
`
`F ances M. Cunningham
`'11t.
`August 3, 1999
`EXAMINER AND GROUP ART UNIT
`
`ArstNamed
`Applicant
`
`!..\I..ITTON:,
`
`35 USC 154(b)
`
`term ext.
`
`-
`
`TITLE OF
`INVENTI°t-",O I I\ll - TO -PO I NT I tHr::RNEl F'F\OTOC::OL.
`
`ATIY'S DOCKET NO.
`
`I
`
`CLASS-SUBCLASS
`
`I BATCH NO. I APPLN.TYPE
`
`I SMALL ENTITY
`
`I
`
`FEE DUE
`
`I
`
`"
`.-,
`0'::'
`
`t':1 t::L " ...• ~;~
`
`T!=';6
`70':~'-'22'/" 000
`1. Change of correspondence address or indication of " Fee Address· (37 CFR 1.363).
`Use of PTO form(s) and Customer Number are recommended, but not required.
`
`o Change of correspondence address (or Change of Correspondence Address form
`o "Fee Addres!!~ Indication (or "Fee Address· Indication form PTO/SB/47) attached.
`
`PTO/SB/122) allached.
`
`YE:t;
`UTIL.ITY
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent
`attorneys or agents OR, alternatively, (2)
`the name of a single firm (having as a
`member a registered allomey or agent)
`and the names of up to 2 registered patent
`allorneys or agents. If no name is listed, no
`name will be printed.
`
`!:!;r:;.O!'=.;.OO
`
`Kudirka & Jobse, LLP
`
`1
`
`2
`
`3
`
`(Deposltor'S name)
`
`(Signature)
`
`(Date)
`
`DATE MAILED
`
`OS / :2!,=.:, / ')';)
`
`DATE DUE
`
`o:::: / :2 .~.; / '~) '3'
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is Identified below, no assignee data will appear on the patent.
`Inclusion of assignee data is only approplate when an assignment has been previously submitted to
`the PTO or is being submilled under separate cover. Completion of this form is NOT a subsititue for
`filing an assignment.
`(A) NAME OF ASSIGNEE
`NetS£eak Corporation
`(B) RESIDENCE:
`ITY & STATE OR COUNTRY)
`Boca Raton, Florida
`Please check the appropriate assignee category Indicated below (will not be printed on the patent)
`o Individual
`~ratlon or other private group entity o government
`
`,
`
`48. The following fees are enclosed (make check payable to Commissioner
`of Patents and Trademarks):
`e9 Issue Fee
`~ Advance Order· # of Copies
`
`10
`
`4b. The following fees or deficiency in these fees should be charged to:
`
`DEPOSIT ACCOUNT NUMBER
`(ENCLOSE AN EXTRA COPY OF THIS FORM)
`
`o Issue Fee
`o Advance Order - # of Copies
`
`CIC::>
`
`co
`
`0 o
`
`;;() _N
`o 00
`'.,
`SONY EXHIBIT 1002- Page 17
`Palenl and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`II') 00- ~-- C'U
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`
`'The COMMISSIONER OF PA ENTS AND TRADEMARKS IS requested to apply the Issue Fee to the application identified above.
`<-""\
`(Authorized Signature)
`(Date)
`_u.
`~ .3
`one other than the applicant; a registered
`NOTE; The Issue Fe will not be accepted from
`or agent; or the assignee or other party in interes as shown by the records of the Patent and
`Trademark Office.
`Burden Hour Statement: This fonn is estimated to take 0.2 hours to complete. Time will vary
`depending on the needs of the individual case. Any comments on the amount of time required
`to complete this fonn should be sent to the Chief Information Officer, Patent and Trademark
`Office, Washington, D.C. 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND FEES AND THIS FORM TO: Box Issue Fee, Assistant Commissioner for
`Patents, Washington D.C. 20231
`
`AUG 0 6 1999
`
`Publishing Diviskm
`18
`
`RECE'VE[~
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection
`of infonnation unless it displays a valid OMB control number.
`
`~TOL-85B (REV.10-96) Approved for use through 06130/99. OMB 0651-0033
`
`TRANSMIT THIS FORM WITH FEE
`
`FH_000017
`
`

`

`o \ p~
`
`I
`
`•
`
`•
`
`Docket No. NOO03/7000
`
`ISSUE FEE TRANSMITTAL
`
`. '.
`~.- .•.
`AUG ( 3 19S9
`::
`iJ?)
`··?"'·'.:cant:
`Serial No.
`Filed:
`For:
`
`Glenn W. Hutton, et al.
`08/533,115
`September 25, 1995
`MEHTOD AND APPARATUS FOR ESTABLISHING POINT-TO-POINT
`COMMUNICATIONS OVER A COMPUTER NETWORK
`M. Rinehart
`2756
`
`CERTIFICATE OF EXPRESS MAILING
`
`Examiner:
`Art Unit:
`
`"Express Mail" mailing label number: EL445948657US
`Date of Deposit: August 3,1999
`
`I hereby certify that the following Correspondence is being deposited with the United States
`Postal Service "Express Mail Post Office to Addressee" service pursuant to 37 C.F.R. §1.10 on
`the date indicated above in an envelope addressed to C
`issioner of Pa
`~nd Trademarks,
`BOX ISSUE FEE, Washington, D.C. 20231.
`~
`
`'\.1\.
`
`Assistant Commissioner for Patents
`Box Issue Fee
`Washington, D.C. 20231
`
`In response to the Notice of Allowance and Base Issue Fee Due dated May 25, 1999 for the
`above-identified application, enclosed are the following documents (indicated by a checked box):
`
`Documents
`[8]
`Issue Fee Transmittal
`[8]
`Advance order of 10 soft copies of letters patent
`
`Small Entity
`D
`A small entity statement under 37 C.F.R. §1.27 has already been filed.
`D
`A small entity statement under 37 C.F.R. §1.27 is attached.
`[8]
`Small entity status is no longer claimed.
`
`Payment
`[8]
`A check in the amount of $1,240.00 is enclosed to cover the issue fee due and advance
`order of patent copies.
`The Commissioner is hereby authorized to charge any fees under 37 C. F. R. 1.16-1.19 to
`Deposit Account No. 02-3038. A duplicate of this sheet is attached.
`
`[8]
`
`r-~'~::-~~--.,.f-+-
`
`Bruce D. Jobse,
`KUDIRKA & JOBS ,LLP
`Customer Number 021127
`Tel: (617) 367-4600 Fax: (617) 367-4656
`
`Date: ?,0 11......., __
`~
`
`Issue Fee Transmittal 1 of 1
`SONY EXHIBIT 1002- Page 18
`
`I
`
`-0
`
`~b
`
`-"!FI
`
`FH_000018
`
`

`

`£ )\( --r~f2.. 3> ~L
`.' " ,
`
`~"!1.t.Z:>:
`
`•
`
`Docket No. N0003/7000
`
`Applicant:
`Serial No.
`Filed:
`For:
`
`Examiner:
`Art Unit:
`
`Glenn W. Hutton, et al.
`08/533,115
`September 25, 1995
`METHOD AND APPARATUS FOR ESTABLISHING POINT-TO-POINT
`COMMUNICATIONS OVER A COMPUTER NETWORK
`R.H. Rinehart
`2756
`
`CERTIFICATE OF EXPRESS MAILING
`
`"Express Mail" mailing label number: EL445948630US
`Date of D~posit: July 14, 1999
`
`I hereby certify that the following Correspondence is being deposited with the United States
`Postal Service "Express Mail P6st Office to Addressee" service pursuant to 37 C.F.R. §1.10 on
`the date indicated above in an envelope addressed to Co
`issioner of Paten
`an Trademarks,
`/'\AI\
`BOX ISSUE FEE, Washington, D.C. 20231.
`~s.:OJ'llJ?.;;.;..::o",",,----,"11...;..:..;.1.---=O.....::lo<._.:r\--
`
`Assistant Commissioner for Patents
`Washington, D.C. 20231
`
`Sir:
`
`Prior to issuance, Applicants request the above-identified application be
`
`amended as follows:
`
`~
`Claim 33,
`line 3, change "callee; process" to -- callee process; --.
`~
`Claim 35,
`
`line l' change "step" to -- steps --.
`
`In the Claims
`
`Claim 60,
`
`line,$, after "computer network" insert -- , --.
`
`Remarks
`
`This application is currently under Allowance. A Notice of Allowance
`
`dated May 25, 1999 was mailed indicating that claims 21, 23-24, 26-64, and 66(cid:173)
`
`67 are allowed. Applicants submit this Amendment to resolve minor formalities in
`
`the application.
`
`1
`
`SONY EXHIBIT 1002- Page 19
`
`FH_000019
`
`

`

`.r
`
`. I
`
`._
`
`•
`
`t.). .;-;
`
`Applicants have amended claims 33, 35 and 60 to correct minor
`
`grammatical errors within the claims, as allowed.
`
`Also, submitted herewith are Supplemental Declarations Under 37 CFR
`
`Section 1.63 for each of the named inventors in the application.
`
`With the Amendment mailed December 2, 1997, a Declaration of Prior
`
`Invention Under 37 CFR Section 1.131 of inventor Glenn W. Hutton was
`
`submitted. At that time, the petition to add inventors Mattaway and Strickland
`
`had not yet been granted. Upon recommendation of the USPTO Solicitor's
`
`Office, Applicants now submit herewith Supplemental Declarations of Prior
`
`Invention Under 37 CFR Section 1.131 of subsequently named inventors
`
`Mattaway and Strickland. These Declarations of Prior Invention of inventors
`
`Mattaway and Strickland corroborate and confirm the Declaration of Prior
`
`Invention of inventor Hutton.
`
`Applicants also submit herewith formal drawings for Figs. 1-9 and a Letter
`
`to the Official Draftsman.
`
`No new matter or substantive issues are believed raised by this
`
`amendment.
`
`In light of the foregoing amendments and remarks, this application
`
`is now believed in condition for issuance and the Examiner is respectfully
`
`requested to advance this application to issuance.
`
`If the Examiner has any
`
`further questions regarding this Amendment, he is invited to call Applicants'
`
`attorney at the number listed below.
`
`The Commissioner is hereby authorized to charge any fees or credits
`
`under 37 C.F.R. §1.16 and 1.17 to our deposit account No. 02-3038.
`
`Respectfully submitted
`
`~~__~_,++Ll-e-,_-::=-.-=-
`
`/Sruce D. Jobse, E{stReg. No. 33,518
`KUDIRKA & JOSSE, LLP
`Customer Number 021127
`Tel: (617) 367-4600 Fax: (617) 367-4656
`
`Date:~1_+_4__'_+41....;....:..,,-
`
`2
`
`SONY EXHIBIT 1002- Page 20
`
`FH_000020
`
`

`

`•
`
`I
`
`I
`
`f
`
`'
`
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`
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`
`'
`
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`
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`
`AMENDMENT TRANSMITT
`
`p "
`
`ocket No. N0003/7000
`
`Applicant:
`Serial No.
`Filed:
`For:
`
`Examiner:
`Art Unit:
`
`l 7 4 7999 ~
`~
`Glenn W. Hutton, et al.
`~-1?-
`08/533, 115
`'I
`~~
`September 25, 1995
`tI
`L1SHING POINT-TO-POINT
`METHOD AND APPARATUS F
`COMMUNICATIONS OVER A COMPUTER NETWORK
`RH. Rinehart
`2756
`
`CERTIFICATE OF EXPRESS MAILING
`
`... '~.
`
`"Express Mail" mailing label number: EL445948630US
`Date of Deposit: July 14,1999
`
`I hereby certify that the following Correspondence is being deposited with the United States
`Postal' Service "Express Mail Post Office to Addressee" service pursuant to 37 C.F.R. §1.1 0 on
`the date indicated above in an enyelopeaddressed to C
`issioner of.pateC9nd Trademarks,
`Washington, D.C. 20231.
`/')Ill
`.
`Yancw IVl.
`ntlJr
`ranees M. Cunningham
`
`Assistant Commissioner for Patents
`BOX ISSUE FEE
`Washington, DC 20231
`
`RSC
`
`Transmitted herewith for filing is the following:
`
`Enclosures
`~
`Amendment After Allowance
`Petition for a month Extension of Time
`Return Receipt Postcard
`Declaration of Prior Invention (Mattaw