throbber
(12) United States Patent
`Neev
`
`US006482199B1
`US 6,482,199 B1
`NOV. 19, 2002
`
`(10) Patent N0.:
`(45) Date of Patent:
`
`(54) METHOD AND APPARATUS FOR HIGH
`PRECISION VARIABLE RATE MATERIAL,
`REMOVAL AND MODIFICATION
`
`(76) Inventor: Joseph Neev, 20321 Lake Forest Dr.,
`Suite D7, Lake Forest, CA (US) 92630
`
`( * ) Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 82 days.
`
`(21) Appl. No.: 09/632,199
`
`(22) Filed:
`
`Aug. 2, 2000
`
`Related US. Application Data
`
`(63) Continuation of application No. 09/054,834, ?led on Apr. 3,
`1998, now Pat. No. 6,156,030.
`(60) Provisional application No. 60/050,416, ?led on Jun. 4,
`1997.
`
`(51) Int. Cl.7 .............................................. .. A61B 18/18
`(52) us. C1. .............. ..
`606/10; 606/13; 606/2
`(58) Field of Search ........................ .. 606/2, 4—6, 9—13,
`606/27—28, 32, 34, 41; 505/474, 412; 427/596,
`58; 65/61; 219/1216, 121.61, 200, 209,
`220; 443/29, 215; 216/65, 67, 94
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`3/1990 Bille etal. ................... .. 606/5
`4,907,586 A
`5/1994 Feld et al. .................. .. 606/11
`5,312,396 A
`8/1994 Vassiliadis et al. ..
`433/215
`5,342,198 A
`5,411,502 A * 5/1995 Zair ....................... .. 606/10
`
`5,613,965 A * 3/1997 Muller . . . . . .
`. . . . . .. 606/5
`5,720,894 A * 2/1998 Neev et al. ................. .. 216/65
`
`OTHER PUBLICATIONS
`
`Raimund Hibst, and Ulrich Keller, “Experimental Studies of
`the Application of the Er:YAG Laser on Dental Hard Sub
`stances: II, Light Microscopic and SEM Investigations”.
`Lasers in Surgery and Medicine. 9:345—351 (1989).
`
`Raimund Hibst, and Ulrich Keller, “Experimental Studies of
`the Application of the Er:YAG Laser on Dental Hard Sub
`stances: I. Measurement of the Ablation Rate”, Lasers in
`Surgery and Medicine 9:338—344 (1989).
`Ulrich Keller, and Raimund Hibst, “Experimental Studies of
`the Application of the Er:YAG Laser on Dental Hard Sub
`stances: II. Light Microscopic and SEM Investigations”,
`Lasers in Surgery and Medicine 9:345—351 (1989).
`J. T. Walsh, Jr., T.J. Flotte, R.R. Anderston and TE Deutsch,
`“Pulsed CO2 Laser Tissue Ablation: Effect of Tissue Type
`and Pulse Duration on Tehrmal Damage”, Lasers in Surgery
`and Medicine 8:108—118 (1988).
`J. T. Walsh, Jr., T. J. Flotte, and T. F. Deutsch, “Er:YAG
`Laser Ablation of Tissue: Effect of Pulse Duration and
`Tissue Type on Thermal Damage”, Lasers in Surgery and
`Medicine 9:314—326 (1989).
`J. T. Walsh, Jr., and T. F. Deutsch, “Er: YAG Laser Ablation
`of Tissue: Measurement of Ablation Rates”, Lasers in Sur
`gery and Medicine 9:327—337 (1989).
`J. Neev, K. Pham, J. P. Lee, J. M. White, “Dentin Ablation
`With Three Infrared Lasers”, Beckman Laser Institute and
`Medical Clinic Irvine, supported by grants: Navy Grant
`#N00014—90—0—0029 DOE #DE—FG0391ER61227, Aug. 9,
`1994, 15 pages.
`
`(List continued on next page.)
`
`Primary Examiner—Michael Pef?ey
`Assistant Examiner—Pete J Vrettakos
`(74) Attorney, Agent, or Firm—Price and Gess
`(57)
`ABSTRACT
`
`Amethod and apparatus is disclosed for fast precise material
`processing and modi?cation Which minimizes collateral
`damage. Utilizing optimized, pulsed electromagnetic energy
`parameters leads to an interaction regime Which minimizes
`residual energy deposition. Advantageously, removal of
`cumulative pulse train residual energy is further maximized
`through the rapid progression of the ablation front Which
`move faster than the thermal energy diffusion front, thus
`ensuring substantial removal of residual energy to further
`minimize collateral thermal damage.
`
`16 Claims, 38 Drawing Sheets
`
`1. 0
`
`24
`
`\23
`
`20
`
`27\
`
`I
`
`Depth (Fm) ——-—>
`
`2 3
`_/
`
`Power
`Densitv
`(J/Cm3)
`
`22
`
`/
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 1
`
`

`

`US 6,482,199 B1
`Page 2
`
`OTHER PUBLICATIONS
`
`J. Neev, A. StabholtZ, L.L. LiaW, M. Torabinejac, J. T.
`Fujishige, P.D. Ho, and M. W. Berns, “Scanning Electron
`Microscopy and Thermal Characteristics of Dentin Ablation
`by a Sh0rt—Pulse XeCI EXcirner Laser”, Lasers in Surgery
`and Medicine 13:353—362 (1993).
`J. Neev, D. V. Raney, W. E. Whalen, J.T. Fujishige, P.D. Ho,
`J. V. McGrann, and M.W. Berns. “Selectivity and Ef?ciency
`in the Ablation of Hard Dental Tissues With ArF Pulsed
`EXcirner Laser”, Beckrnan Laser Institute and Medical
`Clinic, (University of California, Irvine) 22 pages.
`J. Neev, D.V. Raney, W. E. Whalen, J.T. Fujishige, P.D. Ho,
`J .V. McGrann and M.W. Berns, “Dentin Ablation With TWo
`
`EXcirner Lasers: A Comparative Study of Physical Charac
`teristics”, Lasers in the Life Sciences, 5(1—2), 1992, pp.
`129—153.
`J. Neev, D. V. Raney, W. E. Whalen, J.T. Fujishige, P. D. Ho,
`J. V. McGrann, and M. W. Berns, Reprinted from “Proceed
`ings of Laser—Tissue Interaction II”, SPIE—The International
`Society for Optical Engineering, Jan. 21—23, 1991, pp.
`162—172.
`J. T. Walsh, and D. Ashley Hill, “Erbiurn Laser Ablation of
`Bone: Effect of Water Content” SPIE vol. 1427 Laser—Tis
`sue Interaction II;(1991), pp. 27—33.
`
`* cited by eXarniner
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 2
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 1 0f38
`
`US 6,482,199 B1
`
`Power Densitv (J/CmJ)
`928T
`
`
`
`
`
`Depth (pm) ————-P
`
`Fig. 1
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 3
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 2 0f38
`
`US 6,482,199 B1
`
`NP
`
`or
`
`Intensity (TW/cm 2)
`
`m
`
`(O
`
`Q‘
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`I
`
`l
`
`I
`
`I
`
`I
`
`l
`
`2 2
`
`8 QF
`
`32 m U m 30-. M O
`22 w
`
`2|. m
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 4
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 3 0f38
`
`US 6,482,199 B1
`
`FIG. 2b
`
`Time(ps)
`
`
`
`I"'I""I""I"E 1"\"'I""I""I"'I
`
`20
`
`(an) Xagsumul mqnqoa
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 5
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 4 0f38
`
`US 6,482,199 B1
`
`
`
`AnEub/Qv 525G again wozmemui
`
`
`
`
`
`4*1024 -
`
`3*1024
`
`2*1024
`
`1*1024
`
`0
`
`FIG. 2C
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 6
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 5 0f38
`
`US 6,482,199 B1
`
`
`
`
`
`33E: 52m 205:?
`
`3 2
`
`llll
`
`l
`
`l
`
`I
`
`I
`
`l
`
`l
`
`I
`
`l
`
`Illl
`
`1O
`
`15
`
`25
`
`35
`
`Fluence (Jlcmz)
`
`FIG. 3A
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 7
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 6 0f 38
`
`US 6,482,199 B1
`
`
`
`rx
`o
`
`to
`O
`
`m
`O
`
`v
`o
`
`m
`O
`
`N
`o
`
`.—
`O
`
`O
`
`O
`
`O
`‘—
`
`Q
`
`co
`
`17
`E
`0v
`
`>x
`9Q)
`GC
`
`0
`N
`
`O
`
`(aslndfum) 3193 uouu um.I
`
`.Q
`m
`
`o
`
`#1
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 8
`
`A
`m
`
`C L
`
`(.—
`
`”
`g
`
`c:
`m
`C)
`
`u;
`5
`
`>‘u
`Lu
`03
`
`d'
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 8
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 7 0f38
`
`US 6,482,199 B1
`
`‘III ‘III III! '11‘ ‘III III‘
`
`90
`
`A i
`
`
`
`
`
`ErzYAG (2.9um, ZSOus)
`
`A if
`
`A I
`
`Dry
`V Wet
`A
`
`y
`
`,
`
`""80 7O
`Ill!
`
`Energi’o (mJ)
`Llll
`
`60
`
`30 40
`
`20
`
`10
`
`llll 1;;4 llll All] 11.4 1144
`
`O O O O O o
`(O
`In
`q‘
`m N F
`
`0
`
`(aslndgunf) alaa uonalqv
`
`FIG. 30
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 9
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 8 0f38
`
`US 6,482,199 B1
`
`E5 5.56m 63s
`
`m
`
`C
`
`m om
`
`
`
`2d,; >996
`
`um .UFQ
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 10
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 9 0f38
`
`US 6,482,199 B1
`
`
`
`HoYAG (2.1pm, 250ms, 2H2)
`
`
`
`
`
`IIIIIIIIIiIIIII‘ITII1IITIIIII‘IIIIII! II
`
`lllllllllllllllllllllllljjl
`
`300
`250
`
`150
`
`200 Energy(mJ)
`
`FIG. 3e
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 11
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 10 of 38
`
`US 6,482,199 B1
`
`a.‘ .wm
`
`om
`
`cm ow
`
`
`
`Awwceommv 2:;
`
`_ _ _
`
`6 av PHEEQQEQH
`
`[Ill
`
`co
`
`om
`
`\. H
`
`\MN H
`AT on
`
`o¢
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 12
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 11 0f 38
`
`US 6,482,199 B1
`
`SHz
`
`
`——1Hz
`
`O
`m
`
`00
`N
`
`(D
`N
`
`V
`N
`
`N
`(\J
`
`O
`N
`
`( 3 o ) eJmeJedwai
`
`3036
`
`24
`
`
`
`18 Time(sec)
`
`N
`
`(D
`
`O
`
`FIG.4b
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 13
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 13
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 12 0f 38
`
`US 6,482,199 B1
`
`U
`<1-
`
`.
`
`0V
`
`r
`
`m
`m
`
`0
`m A
`N
`V
`I
`‘D
`4a
`a:
`
`m
`N
`
`c
`
`I
`
`‘
`
`I
`
`a-
`
`I.
`
`A
`
`u.
`
`D
`
`I
`
`0
`
`I
`
`I‘
`
`9
`4-:
`5 Ha)
`
`Q.
`
`g
`
`o
`N
`
`L:
`
`I
`
`In,
`
`0
`
`NNNN
`EEEEOUUU
`\\\\
`"3-l—3—1
`
`”3500.
`(30an
`
`ol!‘
`
`Ln
`
`160
`
`140
`
`120
`
`100
`
`O
`CD
`
`O
`to
`
`O
`V
`
`O
`N
`
`(30) eJnleJedwal
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 14
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 14
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 13 of 38
`
`US 6,482,199 B1
`
`[1!!QIIEI
`
`Illllllllll
`
`OK“
`
`25:23"
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 15
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 14 of 38
`
`US 6,482,199 B1
`
`mg no?
`
`NNN
`
`Ex 9
`2!
`
`@105 D8? -xi
`MEWQmX- Av! E Qmx-
`c5 23 IT
`
`5.60: Qwx - .+- -
`mT:
`
`m. 98?
`
`o2 9 m
`m9 r H
`m
`G .u
`
`90:
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 16
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 15 of 38
`
`US 6,482,199 B1
`
`$5-330
`
`
`
`H , . Mr
`
`
`
`
`
`@@mV 25H .$>c-wmEU.
`
`www 55 >ocmswoi
`wow wow we? mo? Nor P9 Go? To?
`
`
`
`
`
`m ................. . - KN UN 02.
`
`
`
`f. 5.. wow
`
`................. d
`.4 ,2
`
`:-_ II- - all-‘1|! @uOP
`
`EN EN
`.\\ Yo?
`
`, “-0?
`
`me?
`
`@233
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 17
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 16 of 38
`
`US 6,482,199 B1
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 18
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 17 of 38
`
`US 6,482,199 B1
`
`"160 '
`1.0
`Pulsewidth (ps)
`
`FIG. 6A
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 19
`
`

`

`U.S. Patent
`
`Nov. 19, 2002
`
`Sheet 18 of 38
`
`US 6,482,199 B1
`
`Non]
`
`can
`
`aw .Ubw
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 20
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 19 0f 38
`
`US 6,482,199 B1
`
`FIG.6c
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 21
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 21
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 20 0f 38
`
`US 6,482,199 B1
`
`
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 22
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 22
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 21 0f 38
`
`US 6,482,199 B1
`
`Q-Switched or normal mode
`Solid state laser
`
`Flash lamp pump
`
`Compressor
`
`4 3 2\
`Q—switched NszAG
`Pump Laser
`
`4 2 6
`
`Mode locked NszLF or
`Ti:Sapphire Oscillator
`
`Diode array or Ar-Ion
`Pump Laser
`
`Pulse Stretcher
`
`4 2 8\
`Q-switched Nd:YAG
`Pump Laser
`
`4 3
`
`Regenerative Ti: Sapphire
`Amplifier
`
`Regerierative Ti:Sapphire
`Amplifier
`
`Pulse
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 23
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 23
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 22 0f 38
`
`US 6,482,199 B1
`
`416
`
`7 ////////////////I/
`
`xxx/(”z ////////A
`
`426
`
`424
`
`422
`
`420
`
`7//////////////////z
`?4//
`44/
`A
`
`//////// ////////
`
`416
`
`K
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 24
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 24
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 23 0f 38
`
`US 6,482,199 B1
`
`oo
`
`00
`o ‘—1
`
`
`435
`
`
`m
`*4
`
`
`
`
`\

`WWWWWWWWMW\W S


`\
`\
`\
`\
`\
`\
`2
`2


`\
`\
`\
`‘9


`\


`k
`\
`\
`e
`e
`\
`\

`\
`\


`
`§\
`

`%

`\


`\
`x
`R
`WWWW
`
`
`
`
`
`\\\\\\\\\\\\\\\\ \\\\\\\\\\\\\\\ x
`§\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\
`\\\\\\\\\\\\
`e§
`9


`
`§\
`
`§\
`\

`\


















`‘\
`\
`\


`
`§\
`
`§\
`x
`x

`§ 0
`S
`§ W
`%
`S
`<r
`M\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\W\m\\\W\m&\\W\\WWW\\\Q
`
`(\l
`<3—
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 25
`
`00
`?
`
`NV
`
`<1-
`l'
`
`Nf
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 25
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 24 0f 38
`
`US 6,482,199 B1
`
`Power
`(W)
`
`440
`
`Power
`
`(W)
`
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 26
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 26
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 25 0f 38
`
`US 6,482,199 B1
`
`on?
`
`fit“
`
`Nfiu
`
`
`
`\\\\\\\\\\\\\\.\\\\\\\\\\\\\.\\\\\\\\\\\\\\\\\\\\\\\\\
`
`\\\\\\\\\\\\\\\\\\\\\\\.\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\
`
`\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\
`
`‘\\\\\\\\\\\.\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\\s
`
`E.UE
`
`
`
`______=_=_____Hm?
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 27
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 27
`
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 26 0f 38
`
`US 6,482,199 B1
`
`._________..__..__.________._
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 28
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 28
`
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 27 0f 38
`
`US 6,482,199 B1
`
`I Nno
`
`wrI—‘
`
`0\
`
`0
`<1-Y—‘
`
`00/
`
`bq
`
`.
`H
`
`U
`00
`
`o
`h
`5
`
`up:
`
`3
`E
`
`V
`l\
`55
`
`O L
`
`?
`H
`
`1468
`
`l 76
`
`1477
`
`\o
`\0
`
`V ”
`
`‘\
`
`BM
`
`D
`Vt"P“
`
`55
`3
`
`1462
`
`1473
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 29
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 29
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 28 0f 38
`
`US 6,482,199 B1
`
`
`
`Xab
`
`Fig.9
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 30
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 30
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 29 0f 38
`
`US 6,482,199 B1
`
`trans
`
`L11
`
`103
`
`\\\\\\\
`
`Fig.
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 31
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 31
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 30 0f 38
`
`US 6,482,199 B1
`
`(um/mJ)
`
`
`
`AblationEfficiency
`
`0
`
`5
`
`1O
`
`15
`
`20
`
`25
`
`Fluence (chmz)
`
`Figure 10b
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 32
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 32
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 31 0f 38
`
`US 6,482,199 B1
`
`/ 210
`LLLLLLJJLLLLLLLLL.
`123
`N-1NN+1
`Mt
`
`214
`
`j”
`
`_/
`
`212
`
`/
`
`216
`
`
`
`217
`
`218
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 33
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 33
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 32 0f 38
`
`US 6,482,199 B1
`
`N
`
`I
`
`L9
`—
`LL.
`
`O 8
`
`2'
`
`33
`.O
`
`a;
`Z
`
`33
`5
`2e
`
`9*
`E
`2'
`
`2
`
`efiag
`X
`(\l
`
`/
`
`:3
`N
`
`4——
`
`a:
`‘5
`N
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 34
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 34
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 33 0f 38
`
`US 6,482,199 B1
`
`CD
`
`>
`
`In.
`H
`
`O
`P
`
`O ,
`
`4
`
`O
`
`P
`1f)
`(5
`O
`
`>
`
`O H
`
`O
`
`r—4
`Lu
`
`D
`
`D
`
`Lam
`65"
`\Q
`“W
`vv
`
`O
`
`L“
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 35
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 35
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 34 0f 38
`
`US 6,482,199 B1
`
`Fig.14
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 36
`
`506
`
`Aa
`
`) 8
`
`(t:2
`
`CDX(Position
`
`m 3 20
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 36
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 35 0f 38
`
`US 6,482,199 B1
`
`X(Position
`
`AO 8
`
`‘fi5
`U)
`
`Fig.15
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 37
`
`3 2Q
`
`) m
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 37
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 36 0f 38
`
`US 6,482,199 B1
`
`Wavelength(nm)
`
`>-
`.t.‘
`en
`Da
`E
`
`E(
`
`0', O O C
`
`A D O O
`
`Fig. 1621
`
`--—-Epithelium
`
`——--Stroma
`
`h.
`
`1
`.;
`
`I
`
`,.
`
`4.0103
`
`3
`
`3.010
`
`2.0103
`
`1.0103
`
`>‘
`1'.’W
`t:
`
`o E
`
`7.;
`>
`'4:
`.93o
`’3‘
`
`.-
`
`“_ a” q"
`
`dun-
`
`EI
`I
`
`..
`
`0
`
`400
`
`450
`
`500
`
`550
`
`600
`
`650
`
`700
`
`750
`
`Wavelength (nm)
`
`Fig. 16b
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 38
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 38
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 37 0f 38
`
`US 6,482,199 B1
`
`Fig.17
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 39
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 39
`
`

`

`US. Patent
`
`Nov. 19, 2002
`
`Sheet 38 0f 38
`
`US 6,482,199 B1
`
`1810
`
`1812
`
`1816
`
`N—l
`
`Fig.18
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 40
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 40
`
`

`

`US 6,482,199 B1
`
`1
`METHOD AND APPARATUS FOR HIGH
`PRECISION VARIABLE RATE MATERIAL,
`REMOVAL AND MODIFICATION
`
`CROSS REFERENCE TO RELATED
`APPLICATIONS
`
`This application is a continuation of allowed application
`Ser. No. 09/054,834, filed Apr. 3, 1998, now US. Pat. No.
`6,156,030 which claimed the benefit of the filing date of US.
`Provisional Application No. 60/050,416, filed Jun. 4, 1997,
`the disclosures of both are incorporated fully herein by
`reference.
`
`FIELD OF THE INVENTION
`
`The present invention is generally related to the field of
`pulsed electromagnetic energy source systems suitable for
`material and biological tissue modification processing and
`removal and is more particularly related to a material
`removal and modification method and apparatus in which
`pulsed electromagnetic sources of high ablation-to-
`deposition depth ratios are operable at pulse repetition rates
`ranging up to approximately several hundreds of thousands
`of pulses per second so as to efficiently and precisely remove
`substantial material volumes while substantially eliminating
`collateral damage.
`
`BACKGROUND OF THE INVENTION
`
`The past three decades have brought increased interest in
`the use of lasers in material processing applications. Early
`procedures for material processing and cutting involved
`optical drilling using continuous wave or relatively long
`pulse (e.g., 50 to 350 us) lasers such as C02, ruby and
`ND:YAG (Neodymium doped Yittrium Aluminum Garnet).
`These systems, however, required relatively high radiant
`exposure and resulted in significant alterations to surround-
`ing tissue. As a consequence,
`lasers could become an
`effective cutting tool only in areas which did not require high
`degree of precision or control.
`Optical drilling with ER:YAG (Erbium doped YAG)
`lasers yielded encouraging results in the late 1980s, and has
`demonstrated its capability to perform as an efficient drill
`while incurring only relatively low levels of collateral
`damage to surrounding tissue, provided that no more than
`one to three pulses per second were applied to the target
`material. The success of ER:YAG systems, operating in the
`microsecond pulse duration regime and minimizing thermal
`damage has also been observed in several areas of applica-
`tions in material processing and medicine, and can be
`attributed to the high absorption coefficient of these mate-
`rials at
`the particular wavelengths characteristic of the
`Er:YAG system (2900 nm), when used in combination with
`the relatively short pulse durations and at low pulse repeti-
`tion rates.
`
`Laser systems adapted to hard tissue processing, such as
`dentin and enamel removal in dental applications are dis-
`closed in: 1. Hibst R, Kelly U. Experimental studies of the
`application of the Er:YAG laser on dental hard substances:
`I. Measurement of the Ablation Rate. Laser Surgery and
`Medicine 1989, 9:352—7; and, 2. Keller U, Hibst R. Experi-
`mental studies of the application of the Er:YAG laser on
`dental hard substances:
`II. Light microscopy and SEM
`investigations. Lasers in Surgery and Medicine 1989;
`9:345—351.)
`Both pulsed CO2 and Er:YAG are disclosed in: Walsh, J.
`T., Flotte, T. J., Anderson, R. R., Deutsch, T. F., “Pulsed CO2
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`2
`Laser Tissue Ablation: Effect of Tissue Type and Pulse
`Duration on Thermal Damage,” Lasers in Surgery and
`Medicine, Vol. 8, pp. 108—118, 1988; Walsh, J. T., Flotte, T.
`J ., Deutsch, T. F., “Er:YAG Laser Ablation of Tissue: Effect
`of Pulse Duration and Tissue Type on Thermal Damage,”
`Lasers in Surgery and Medicine, Vol. 9, No. 4, pp. 314,
`1989; and Walsh, J. T., Deutsch, T. F., “Er:YAG Laser
`Ablation of Tissue: Measurement of Ablation Rates,” Lasers
`in Surgery and Medicine, Vol. 9 No. 4, pp. 327, 1989.
`A Ho:YSGG laser system is disclosed in Joseph Neev,
`Kevin Pham, Jon P. Lee, Joel M. White, “Dentin Ablation
`with Three Infrared Lasers,” Lasers in Surgery and
`Medicine, 18:121—128 (1996).
`The laser systems disclosed (Er:YSGG, HO:YSGG, and
`Pulsed CO2) all operate in the IR region of the electromag-
`netic spectrum and are pulsed in two different regimes: about
`250 microsecond pulse durations for the ER:YSGG and
`HO:YSGG lasers, and about 150 microsecond pulse dura-
`tions for the CO2 system.
`While the disclosed removal rate is in the range of
`approximately tens of micrometers per pulse, the disclosed
`laser systems exhibit wavelength dependent absorption and
`result in high removal rates by operating at pulse energies in
`excess of 30 millijoules per pulse and often on the order of
`a few hundreds of yJ per pulse. Enhancing material removal
`by increasing laser power is, however, accompanied by
`increased photothermal and photomechanical effects which
`causes collateral damage in adjacent material. In addition,
`increasing power leads to plasma de coupling of the beam,
`e.g., incident laser energy is wasted in heating the ambient
`in front of the target. High intensity pulses additionally
`cause very loud acoustic snaps, when the laser pulse inter-
`acts with tissue. These snaps or pops include a large high
`frequency component which is very objectionable to a user
`or, in the case of a medical application, to a patient. In
`addition to the psychological impact of such noise, these
`high frequency snaps are able to cause hearing loss in
`clinicians when repeated over a period of time.
`US. Pat. No. 5,342,198, to Vassiliadis, et al. discloses an
`ER:YAG IR laser system suitable for the removal of dentin
`in dental applications. The laser produces a pulsed output
`having a beam with a pulse duration in the range of several
`tens of picoseconds to about several milliseconds. Although
`disclosed as being efficient in the removal of dentin and
`dental enamel, the mechanism by which material removal is
`effected is not understood. Significantly, however, the only
`laser systems disclosed as suitable for the process are those
`which operate at wavelengths (1.5 to 3.5 microns) that have
`proven to be generally effective for enamel
`interaction.
`Thus, the absorption characteristics of the material target are
`of primary concern to the removal rate. In addition, high
`energy levels are required to remove enamel and dentin,
`leading to the problem of thermal damage and acoustic
`n01se.
`
`Additional possibilities for the application of lasers to the
`field of dentistry in particular, and to hard tissue ablation in
`general, have been proposed by the use of excimer lasers
`that emit high intensity pulses of ultraviolet (UV) light.
`Several such pulsed UV excimer laser systems, typically
`with pulse durations in the approximately 1 to 125 nano-
`second range are disclosed in:
`1. Neev J, Stabholz A., Liaw L. L, Torabinejad M,
`Fujishige J. T., Ho P. H, Berns M. W., “Scanning
`Electron Microscopy and Thermal characteristics of
`Dentin ablated by a short-pulse XeCl Laser”, Lasers in
`Surgery and Medicine;
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 41
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 41
`
`

`

`US 6,482,199 B1
`
`3
`2. Neev J, Liaw L, Raney D, Fujishige J, Ho P, Berns M.
`Selectivity and efficiency in the ablation of hard Dental
`tissue with ArF pulsed excimer lasers. Lasers Surgery
`and Medicine 1991; 11:499—510;
`3. Neev J, Raney D, Whalen W, Fujishige J, Ho P,
`McGrann J, Berns M. Ablation of hard dental tissue
`with 193 nm pulsed laser radiation: A photophysical
`study. Spie proceedings, January 1991; and
`4. Neev J, Raney D, Whalen W, Fujishige J, Ho P,
`McGrann J, Berns M. Dentin ablation with two excimer
`lasers: A comparative study of physical characteristics.
`Lasers Life Sci 1992; 4(3):1—25. Both the short wave-
`lengths and nanosecond range pulse durations used by
`excimer lasers contribute to define a different regime of
`laser-tissue-interaction. Short wavelength ultraviolet
`photons are energetic enough to directly break chemi-
`cal bonds in organic molecules. As a consequence, UV
`excimer lasers can often vaporize a material target with
`minimal thermal energy transfer to adjacent tissue. The
`resultant gas (the vaporization product) is ejected away
`from the target surface, leaving the target relatively free
`from melt, recast, or other evidence of thermal damage.
`Another important characteristic of UV excimer lasers is
`that materials which are transparent to light in the visible or
`near infra-red portions of the electromagnetic spectrum
`often begin to exhibit strong absorption in the UV region of
`the spectrum.
`It
`is well established that
`the stronger a
`materials absorption at a particular wavelength, the shal-
`lower the penetration achieved by a laser pulse having that
`wavelength. Thus,
`in many types of materials, a pulse
`typically only penetrates to a depth in the range of from
`about 10 to about 100 micrometers. By simply counting
`pulses, great precision can be achieved in defining removal
`depths. In addition, organic tissue is strongly absorbent in
`the UV wavelengths (193 nm for ArF, for example) therefore
`allowing the laser-tissue interaction region to be controlled
`with great precision.
`Notwithstanding the relatively damage free material
`removal characteristics of UV excimer lasers, these systems
`suffer from several disadvantages which limit their applica-
`bility to biological tissue processing. The reports of damage
`free tissue removal result from evaluations performed on
`single pulses, or on pulses with a very low repetition rate
`(typically about 1 to 10 Hertz). Because of the low volu-
`metric removal per pulse of excimer systems (material
`removed per unit time is poor), efficient material removal
`can only be accomplished by high pulse repetition rates.
`However, when the pulse repetition rate exceeds about 3 to
`5 Hertz, considerable thermal and mechanical collateral
`damage is observed. While UV photons are sufficiently
`energetic to directly break chemical bonds, they are also
`sufficiently energetic to promote mutagenic effects in tissue
`irradiated at UV wavelengths, raising concerns about the
`long term safety and health of a system operator. The
`scattered light produced by excimer lasers also presents a
`significant threat to the clinician and/or the patient. Even low
`intensity scattered radiation, with wavelengths below 300
`nanometers, is able to interact with the ambient environment
`to produce atomic oxygen and other free radicals. These can,
`in turn, react with the lens and cornea of the eye, producing
`cataracts, and produce burns on the skin equivalent to sun
`burns. As a consequence, excimer laser systems have been
`found to be most suitable for inorganic material processing
`applications, such as thin coating patterning or dielectric or
`semiconductor material etching.
`In addition, the operational parameters of excimer laser
`systems are such that material removal remains a wave-
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`4
`
`length and beam energy dependent process (although
`weakly dependent on wavelength). Even when pulsed in the
`tens of nanoseconds pulse duration regime, excimer lasers
`are configured to deliver energy in the range of from about
`10 to about 1000 millijoules per pulse. At
`the higher
`energies, excimer lasers suffer from the same problems
`caused by plasma decoupling and pulse to pulse interaction
`as IR lasers. Additionally, as pulse energy increases, so too
`does the intensity of the associated acoustic snap.
`Neev et al. (University of California Case No. 95—313-1)
`US. patent application Ser. No. 08/584,522 described a
`Selective material removal processing Ultra Short Pulse
`Lasers (USPL) system in combination with a feedback
`system and with higher pulse repetition rates. This invention
`is directed to a system for efficient biological tissue removal
`using ultra short pulses. Such pulse durations are shorter
`than the characteristics electron-phonon energy transfer
`time,
`thus minimizing collateral
`thermal damage. The
`method also requires that plasma is formed and decayed so
`that a thin layer portion of the material is removed. The
`plasma formation step is then repeated at a pulse repetition
`rate greater than 10 pulses per second until a sufficient depth
`of material has been removed with little transfer of thermal
`
`or mechanical energy into the remaining material due to the
`shortness of the pulse duration. The preferred wavelength
`for that invention is in the range of 200—2500 nm. The laser
`specified in that patent application is a Chirped Pulse
`Amplifier (CPA) Solid-state laser.
`the laser system is
`That patent further specified that
`comprised of a feedback means for analyzing material
`characteristics in response to interaction between the laser
`pulses. The envisioned feedback means comprises a spec-
`trograph to evaluate the plasma formed by each pulse. The
`feedback means is operatively coupled to the laser. The laser
`operatively responds to the control signal such that the laser
`ceases operation upon receipt of the control signal. The
`feedback means also comprises an optical tomograph which
`optically evaluates the amount of target material removed by
`each pulse.
`This invention should work well in many applications.
`Unfortunately, the equipment for the ultrashort pulse dura-
`tion is very expensive (currently, over $100,000 and often
`two or three times that amount) and still requires many
`components and careful maintenance. The systems are also
`very large and delicate and require large volume for storage
`and expert maintenance at this stage of the technology. Also
`the interaction is not very selective nor highly sensitive to
`the targeted material type but rather ablate most materials.
`This, in turn, effects some risk of over ablating or removal
`of unintended structures. The highly interactive nature of the
`ultrashort pulse process possess additional problems to
`attempts to deliver the ultrashort pulse beam to the target.
`Most optical fibers as well as mirror and lenses could easily
`be damaged if ablation threshold is exceeded (either through
`narrowing of the beam spot size, an increase in pulse energy,
`or compression of the pulse duration). Thus ultrashort pulses
`are hard to deliver through most conventional delivery
`systems.
`An additional problem is that ultrashort pulse lasers are
`currently achieved principally in the near IR region of the
`electromagnetic spectrum. This is a highly transparent
`region for most biotissue material. Consequently, some
`portion of the radiation propagates linearly into the material
`and is not confined to the surface. This additional energy
`propagating into the target may then encounter more absorb-
`ing structures (for example the blood vessels in the retina)
`and will then result in a secondary—unintended—ablative
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 42
`
`Alcon Research, Ltd.
`Exhibit 1001 - Page 42
`
`

`

`US 6,482,199 B1
`
`5
`interaction, posing risk to the patients or to the material
`being processed.
`US. Pat. No. 4,907,586 issued to Bille and Brown for
`“METHOD FOR RESHAPING THE EYE”, disclosed a
`method for modifying tissue with a quasi-continuous laser
`beam to change the optical properties of the eye which
`comprises controllably setting the volumetric power density
`of the beam and selecting a desired wavelength for the beam.
`Tissue modification is accomplished by focusing the beam at
`a preselected start point in the tissue and moving the beam’s
`focal point in a predetermined manner relative to the start
`point throughout a specified volume of the tissue or along a
`specified path in the tissue.
`More particularly, the method describes a sequence of
`uninterrupted emissions of at
`least one thousand pulses
`lasting for at least one second. The pulses were specified
`lasting approximately one picosecond (1 ps) in duration and
`of less than 30 micro joules (30 MJ).
`The invention disclosed in US. Pat. No. 4,907,586 should
`work well for reshaping the eye, but is confined to the region
`of 1 ps and thus also involves the generation of ultrashort
`pulses and their relative low thermal and mechanical depo-
`sition of energy during the single pulse interaction. This
`device thus requires the use of expensive ultrashort pulses
`with all
`the specified limitations mentioned above.
`In
`addition, this invention is limited to relatively low energies
`of 30 yJ, which require a very tightly focused beam to affect
`tissue ablation. The invention will thus not work well for
`
`larger areas or for high volume removal rates, which are
`required in many applications, e.g., dentistry, surgery, etc.
`This invention is also limited with regards to its ability to
`deliver pulses through optical fibers, hollow waveguides or
`conventional optics since the very shorted pulses of 1 ps are
`also very reactive and will interact with most material used
`as deliver media. Consequently, specialty optics has to be
`used and conventional lenses and mirrors as well as optical
`fiber and conventional hollow waveguides cannot be used.
`In the present invention, the inventor has recognized that
`a much wider range of pulse durations of up to approxi-
`mately several hundred microseconds will allow the thermal
`diffusion to remain confined to within a distance of only a
`few micrometer of the ablated crater. Thus,
`the present
`invention is concerned with pulses up to several millisec-
`onds long. With a combination of short pulse to pulse
`separation and with new requirement on both the number
`and the rate of the incident sequential pulses, the present
`invention allows large volume removal or volume process-
`ing with substantially little damage to surrounding regions
`of the target.
`The present invention thus allows the use of pulse laser
`systems that are substantially less expensive and in many
`instances safer and more efficient than those described by
`other inventions, while achieving unprecedented volume
`removal rate, high precision, high efficiency and minimal
`thermal or mechanical collateral damage.
`SUMMARY OF THE INVENTION
`
`The present invention specifically addresses and allevi-
`ates the above mentioned deficiencies associated with the
`
`prior art. More particularly, the present invention comprises
`a method for ablating a material. The method for ablat

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket