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`Paper No. _______
`Filed: June 13, 2014
`
` Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Gregory M. Howison
`HOWISON & ARNOTT, LLP
`Lincoln Centre II
`5420 LBJ Freeway, Suite 660
`Dallas, Texas 75240
`Tel.: (972) 680-6050
`Fax: (972) 479-0464
`E-mail: ghowison@dalpat.com
`
`By:
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`
`RPX CORPORATION,
`Petitioner,
`
`v.
`
`VIRNETX, INC. AND SCIENCE APPLICATION
`INTERNATIONAL CORPORATION,
`Patent Owner
`
`_____________
`
`Case IPR2014-00172
`Patent 6,502,135
`_____________
`
`PETITIONER’S CURRENT LIST OF EXHIBITS
`(As filed on June 13, 2014)
`
`
`
`
`
`PETITIONER’S CURRENT LIST OF EXHIBITS
`
`In accordance with 37 C.F.R. §§ 42.6(e)(4) and 42.63(e), Petitioner RPX
`
`Corporation herein provides a current list of exhibits reflecting a new exhibit (i.e.,
`
`Exhibit 1079) being filed and served today, June 13, 2014.
`
`Exhibit No.
`Ex. 1001
`
`Description of the Document
`U.S. Patent No. 6,502,135 to Munger
`
`Ex. 1002
`
`Ex. 1003
`
`Ex. 1004
`
`Ex. 1005
`
`Ex. 1006
`
`Ex. 1007
`
`Ex. 1008
`
`Ex. 1009
`
`Ex. 1010
`
`Ex. 1011
`
`Ex. 1012
`
`Ex. 1013
`
`File History of U.S. Patent No. 6,502,135
`
`Declaration of Michael Allyn Fratto re ’135
`
`Curriculum Vitae of Michael Fratto
`
`Declaration of Chris A. Hopen re ’135
`
`Declaration of James Chester re ’135
`
`Aventail Connect v3.01/2.51 Administrator’s Guide and
`Aventail ExtraNet Server v3.0 Administrator’s Guide (UNIX
`and Windows NT) (1996-1999)
`
`BinGO! User’s Guide / Extended Feature Reference, Version
`1.2 (1999)
`
`U.S. Patent No. 6,496,867 to Beser
`
`Kent, S., et al., RFC 2401, “Security Architecture for the
`Internet Protocol,” November 1998
`
`U.S. Patent No. 6,182,141 to Blum
`
`U.S. Patent No. 6,701,437 to Hoke
`
`Leech, M., et al., RFC 1928, “Socks Protocol Version 5,”
`March 1996
`
`Ex. 1014
`
`Reed, M., et al., “Anonymous Connections and Onion
`
`
`
`Petitioner’s Current List of Exhibits
`RPX Corporation v. VirnetX, Inc. et al.
`Case IPR2014-00172
`Page 2 of 7
`
`
`Exhibit No.
`
`Ex. 1015
`
`Ex. 1016
`
`Ex. 1017
`
`Ex. 1018
`
`Ex. 1019
`
`Ex. 1020
`
`Ex. 1021
`
`Ex. 1022
`
`Ex. 1023
`
`Ex. 1024
`
`Ex. 1025
`
`Description of the Document
`Routing,” IEEE Journal on Selected Areas in
`Communications, Vol. 16, No. 4, 482-494 (May 1998)
`
`Reed, M., et al., “Proxies for Anonymous Routing,” 12th
`Annual Computer Security Applications Conference, San
`Diego, CA (December 9-13, 1996)
`
`Mockapetris, P., RFC 1034, “Domain Names – Concepts and
`Facilities,” November 1987
`
`Mockapetris, P., RFC 1035, “Domain Names –
`Implementation and Specification,” November 1987
`
`Srisuresh, P., et al., RFC 2663, “IP Network Address
`Translator (NAT) Terminology and Considerations,” August
`1999
`
`Tittel, E., et al., Windows NT Server 4 for Dummies, Ch. 12,
`pp. 191-210 (1999)
`
`Microsoft Press, “Microsoft Windows 98 Resource Kit, The
`Professional’s Companion to Windows 98,” Ch. 9, pp. 355-
`396 and Ch. 19, pp. 849-918 (1998)
`
`Aventail AutoSOCKS v2.1 Administration and User’s Guide,
`1996-1997
`
`Aventail Connect v3.1/v2.6 Administrator’s Guide, 1996-1999
`
`U.S. Patent No. 4,405,829 to Rivest et al.
`
`Ferguson, P. and Huston, G., What Is a VPN? – Part II,” The
`Internet Protocol Journal, Vol. 1, No. 2 (September, 1998)
`
`Braden, R., RFC 1123, “Requirements for Internet Hosts –
`Application and Support,” October 1989
`
`
`
`
`
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`
`
`Petitioner’s Current List of Exhibits
`RPX Corporation v. VirnetX, Inc. et al.
`Case IPR2014-00172
`Page 3 of 7
`
`
`Exhibit No.
`Ex. 1026
`
`Description of the Document
`Fielding, R., et al., RFC 2068, “Hypertext Transfer Protocol –
`HTTP/1.1,” January 1997
`
`Ex. 1027
`
`Ex. 1028
`
`Ex. 1029
`
`Ex. 1030
`
`Ex. 1031
`
`Ex. 1032
`
`Ex. 1033
`
`Ex. 1034
`
`Ex. 1035
`
`Ex. 1036
`
`Ex. 1037
`
`Ex. 1038
`
`Socolofsky, T., et al., RFC 1180, “A TCP/IP Tutorial,”
`January 1991
`
`RFC 791, “Internet Protocol – DARPA Internet Program
`Protocol Specification,” September 1981
`
`Rescorla, E., et al., RFC 2660, “The Secure HyperText
`Transfer Protocol,” August 1999
`
`Lloyd, B., et al., RFC 1334, “PPP Authentication Protocols,”
`October 1992
`
`Simpson, W., RFC 1994, “PPP Challenge Handshake
`Authentication Protocol (CHAP),” August 1996
`
`Dierks, T., et al., RFC 2246, “The TLS Protocol – Version
`1.0,” January 1999
`
`Simpson, W., RFC 1661, “The Point-to-Point Protocol (PPP),”
`July 1994
`
`Meyer, G., RFC 1968, “The PPP Encryption Control Protocol
`(ECP),” June 1996
`
`Kummert, H., RFC 2420, “The PPP Triple-DES Encryption
`Protocol (3DESE),” September 1998
`
`Pall, G., RFC 2118, “Microsoft Point-To-Point Compression
`(MPPC) Protocol,” March 1997
`
`Gross, G., et al., RFC 2364, “PPP Over AAL5,” July 1998
`
`Townsley, W.M., et al., RFC 2661, “Layer Two Tunneling
`Protocol ‘L2TP’,” August 1999
`
`
`
`
`
`
`
`
`
`
`Petitioner’s Current List of Exhibits
`RPX Corporation v. VirnetX, Inc. et al.
`Case IPR2014-00172
`Page 4 of 7
`
`
`Exhibit No.
`Ex. 1039
`
`Description of the Document
`Heinanen, J., RFC 1483, “Multiprotocol Encapsulation over
`ATM Adaptation Layer 5,” July 1993
`
`Ex. 1040
`
`Ex. 1041
`
`Ex. 1042
`
`Ex. 1043
`
`Ex. 1044
`
`Ex. 1045
`
`Ex. 1046
`
`Ex. 1047
`
`Adams, C., et al., RFC 2510, “Internet X.509 Public Key
`Infrastructure Certificate Management Protocols,” March 1999
`
`Bradner, S., RFC 2026, “The Internet Standards Process –
`Revision 3,” October 1996
`
`Record of publication of Reed et al. (Ex. 1015) on IEEE
`Xplore (available at
`http://ieeexplore.ieee.org/xpl/articleDetails.jsp?tp=&arnumber
`=569678&queryText%3Dgoldschlag+reed+syverson).
`
`Record of publication of Reed et al. (Ex. 1015) on ACM
`Digital Library (available at
`http://dl.acm.org/citation.cfm?id=784588.784596&coll=DL&d
`l=GUIDE&CFID=334755788&CFTOKEN=79391000).
`
`Record of publication of Reed, et al. (Ex.1015) on ACSAC
`12th Annual Conference (available at
`http://www.acsac.org/pastconf/1996/wed.html)
`
`Memorandum Opinion in VirnetX, Inc. v. Microsoft
`Corporation, 6:07-CV-80 (7/30/09) (EDTX)
`
`VirnetX’s Opening Claim Construction Brief in VirnetX Inc. v.
`Cisco Systems, Inc., et al., 6:10-CV-417 (11/4/11) (EDTX)
`
`Defendants’ Responsive Claim Construction Brief in VirnetX
`Inc. v. Cisco Systems, Inc., et al., 6:10-CV-417 (12/7/11)
`(EDTX)
`
`Ex. 1048
`
`VirnetX’s Reply Claim Construction Brief in VirnetX Inc. v.
`Cisco Systems, Inc., et al. , 6:10-CV-417 (12/19/11) (EDTX)
`
`
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`
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`Petitioner’s Current List of Exhibits
`RPX Corporation v. VirnetX, Inc. et al.
`Case IPR2014-00172
`Page 5 of 7
`
`
`Exhibit No.
`Ex. 1049
`
`Ex. 1050
`
`Ex. 1051
`
`Ex. 1052
`
`Ex. 1053
`
`Ex. 1054
`
`Ex. 1055
`
`Ex. 1056
`
`Ex. 1057
`
`Ex. 1058
`
`Description of the Document
`Memorandum Opinion and Order in VirnetX Inc. v. Cisco
`Systems, Inc., et al., 6:10-CV-417 (4/25/12) (EDTX)
`
`VirnetX Inc.’s and Science Applications International
`Corporation’s Original Complaint and Summons in VirnetX
`Inc., et al. v. Apple Inc., 6:12-CV-855 (11/6/2012) (EDTX)
`
`Declaration of Jason Nieh, Ph.D., Inter Partes Reexamination
`Proceeding, Control No. 95/001,269 (April 15, 2010)
`(USPTO)
`
`Declaration of Angelos D. Keromytis, Ph.D., Inter Partes
`Reexamination Proceeding, Control No. 95/001,682 (May 15,
`2012) (USPTO)
`
`Declaration of Robert Dunham Short III, Inter Partes
`Reexamination Proceeding, Control No. 95/001,679 and
`95/001,682 (May 14, 2012) (USPTO)
`
`Goldschlag, D., et al., “Hiding Routing Information,”
`Workshop on Information Hiding, Cambridge, UK, May 1996
`
`Office Action in Inter Partes Reexamination - Non-Final
`Office Action, Control No. 95/001,269, January 15, 2010
`(USPTO)
`
`Office Action in Inter Partes Reexamination – Non-Final
`Office Action, Control No. 95/001,679 and 95/001,682, March
`11, 2013 (USPTO)
`
`Curriculum Vitae of Chris Hopen
`
`“Aventail Ships the First Standards-Based Virtual Private
`Network Software Solution,” PR Newswire, PR Newswire
`Association LLC, May 2, 1997
`
`
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`Petitioner’s Current List of Exhibits
`RPX Corporation v. VirnetX, Inc. et al.
`Case IPR2014-00172
`Page 6 of 7
`
`
`Description of the Document
`Szeto, L., “Aventail delivers highly secure, flexible VPN
`solution,” InfoWorld Media Group, June 23, 1997
`
`“Aventail Introduces the First Extranet-Ready Platform;
`Aventail Previews its Latest Solution, Aventail ExtraNet
`Center, at Networld+Interop in Atlanta,” PR Newswire, PR
`Newswire Association LLC, October 12, 1998
`
`“Intranet Applications: Briefs,” Network World, October 19,
`1998
`
`Curriculum Vitae of James Chester
`
`Malkin, G., RFC 2453, “RIP Version 2,” November 1998
`
`Moy, J., RFC 2328, “OSPF Version 2,” April 1998
`
`Comments by Third Party Requester Pursuant to 37 C.F.R. §
`1.947, Inter Partes Reeexam, Control No. 95/001,682
`(USPTO)
`
`Takahiro Kiuchi and Shigekoto Kaihara, “C-HTTP - The
`Development of a Secure, Closed HTTP-based Network on the
`Internet,” published by IEEE in the Proceedings of SNDSS
`1996
`
`Ferguson, P. and Huston, G., “What Is a VPN? – Part I,” The
`Internet Protocol Journal, Vol. 1, No. 1 (June 1998)
`
`D. Eastlake, RFC 2535, “Domain Name System Security
`Extensions,” (March 1999)
`
`IPR2013-00348, Patent Owner’s Preliminary Response
`
`IPR2013-00349, Patent Owner’s Preliminary Response
`
`IPR2013-00375, Patent Owner’s Preliminary Response
`
`
`
`
`Exhibit No.
`Ex. 1059
`
`Ex. 1060
`
`Ex. 1061
`
`Ex. 1062
`
`Ex. 1063
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`Ex. 1064
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`Ex. 1065
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`Ex. 1066
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`Ex. 1067
`
`Ex. 1068
`
`Ex. 1069
`
`Ex. 1070
`
`Ex. 1071
`
`
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`
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`Petitioner’s Current List of Exhibits
`RPX Corporation v. VirnetX, Inc. et al.
`Case IPR2014-00172
`Page 7 of 7
`
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`Exhibit No.
`Ex. 1072
`
`Description of the Document
`PROTECTIVE ORDER MATERIAL – Addendum Agreement
`
`Ex. 1073
`
`PROTECTIVE ORDER MATERIAL – Executed Addendum
`Agreement
`Ex. 1074 PROTECTIVE ORDER MATERIAL – Transcript of
`Conference Call held on January 10, 2014
`Ex. 1075 Redacted Transcript of Conference Call held on January 8,
`2014
`Ex. 1076 Redacted Transcript of Conference Call held on January 10,
`2014
`Ex. 1077 Redacted Transcript of Conference Call held on January 16,
`2014
`Ex. 1078 Petition with additional prior art citations (responding to 3-17-
`14 Order)
`
`Ex. 1079
`(new)
`
`Transcript of Conference Call held on June 10, 2014
`
`Respectfully submitted,
`
` /Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Petitioner
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`June 13, 2014
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`CERTIFICATE OF SERVICE
`The undersigned hereby certifies that a copy of the paper entitled
`“PETITIONER’S CURRENT LIST OF EXHIBITS” was served this 13th day of
`June, 2014, by e-mail, on the following counsel of record for Patent Owner and
`Apple, Inc.:
`
`
`Joseph E. Palys
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`11955 Freedom Drive
`Reston, VA 20190-5675
`Phone: (571) 203-2700
`Fax: (202) 408-4400
`E-mail: joseph.palys@finnegan.com
`
`Naveen Modi
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW
`Washington, DC 20001-4413
`Telephone: (202) 408-4065
`Facsimile: (202) 408-4400
`E-mail: naveen.modi@finnegan.com
`
`Jeffrey P. Kushan
`Sidley Austin LLP
`1501 K Street NW
`Washington, DC 20005
`E-mail: jkushan@sidley.com
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`June 13, 2014
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`
` /Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.