`
`No. 2013-1650
`
`
`
`IN THE
`United States Court of Appeals
`FOR THE FEDERAL CIRCUIT
`
`
`
`OTTO BOCK HEALTHCARE LP,
`Plaintiff-Appellant,
`
`v.
`OSSUR HF and OSSUR AMERICAS, INC.,
`Defendants-Appellees.
`
`
`
`
`
`
`
`
`
`APPEAL FROM THE UNITED STATES DISTRICT COURT
`FOR THE CENTRAL DISTRICT OF CALIFORNIA IN
`CASE NO. 13-CV-0891, JUDGE CORMAC J. CARNEY
`______________________________________________________________________________
`
`BRIEF FOR DEFENDANTS-APPELLEES
`ÖSSUR HF AND ÖSSUR AMERICAS, INC.
`______________________________________________________________________________
`
`BRENTON R. BABCOCK Counsel of Record
`NICHOLAS M. ZOVKO
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`(949) 760-0404
`
`Attorneys for Defendants-Appellees
`Össur hf and Össur Americas, Inc.
`
`
`
`November 1, 2013
`
`
`
`
`
`Össur Ex. 1035
`Petition for Inter Partes Review
`
`
`
`Case: 13-1650 Document: 21 Page: 2 Filed: 11/01/2013
`
`
`
`
`
`CERTIFICATE OF INTEREST
`
`Counsel for Defendants-Appellees Össur hf and Össur Americas, Inc.
`
`(“Össur”) certifies the following:
`
`1.
`
`The full name of every party or amicus represented by me is:
`
`
`
`Össur hf and Össur Americas, Inc.
`
`2.
`
`The name of the real party in interest represented by me is:
`
`Not applicable.
`
`3.
`
`All parent corporation and any publicly held companies that own 10
`
`percent or more of the stock of the party or amicus curiae represented by me are:
`
`
`
`Össur Americas, Inc. is a wholly-owned subsidiary of Össur hf.
`
`4.
`
`The names of the law firms and the partners or associates that
`
`appeared for the party or amicus now represented by me in the trial court or agency
`
`or are expected to appear in the court are:
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP: Brenton R.
`
`Babcock, Nicholas M. Zovko, and David T. Okano.
`
`
`
` KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`
`
`
`
`Dated: November 1, 2013 By: /s/ Brenton R. Babcock
`
`Brenton R. Babcock
`
`Nicholas M. Zovko
`
`Counsel for Defendants-Appellees
`Össur hf and Össur Americas, Inc.
`
`
`
`
`
`-i-
`
`
`
`Case: 13-1650 Document: 21 Page: 3 Filed: 11/01/2013
`
`
`
`TABLE OF CONTENTS
`
`
`STATEMENT OF RELATED CASES ................................................................... ix
`
`Page No.
`
`JURISDICTIONAL STATEMENT ........................................................................ ix
`
`I.
`
`II.
`
`Counterstatement of the Issue .......................................................................... 1
`
`Counterstatement of the Case .......................................................................... 1
`
`III. Counterstatement of the Facts ......................................................................... 2
`
`A.
`
`B.
`
`C.
`
`Background ........................................................................................... 2
`
`The ’726 patent and the parties’ commercial products ......................... 6
`
`The district court’s determination that Otto Bock failed to
`show a likelihood of success on the merits ........................................... 9
`
`IV. Summary of Argument .................................................................................. 12
`
`V.
`
`Standard of Review ........................................................................................ 15
`
`VI. Argument ....................................................................................................... 16
`
`THE DISTRICT COURT CORRECTLY DETERMINED
`OTTO BOCK IS NOT LIKELY TO SUCCEED ON THE
`MERITS OF ANY OF ITS CLAIMS ........................................................... 16
`A.
`The district court correctly identified the structures
`described in the written description corresponding to the
`means-plus-function limitations in the asserted claims ...................... 17
`
`1.
`
`The written description links a polyurethane sleeve
`and narrow ring “annular seal” to the “means for
`sealing” ...................................................................................... 19
`
`-ii-
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`
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`Case: 13-1650 Document: 21 Page: 4 Filed: 11/01/2013
`
`
`TABLE OF CONTENTS
`(continued)
`
`
`Page No.
`
`2.
`
`3.
`
`4.
`
`The district court did not import limitations into
`the “means for sealing” ............................................................. 24
`
`The written description links a regulator, vacuum
`reservoir, and piston/cylinder pump and shock
`absorber described in the ’274 application to the
`“means to maintain” .................................................................. 28
`
`The district court did not clearly err by relying on
`the ’274 application for disclosure of structure for
`the “weight-actuated vacuum pump” ........................................ 31
`
`B.
`
`The district court did not clearly err by analyzing the
`entire specification in context and relying on the
`structures described in the written description .................................... 34
`
`1.
`
`2.
`
`3.
`
`Otto Bock's position misapplies dependent claims
`and 35 U.S.C. § 112 ¶ 4 ............................................................ 35
`
`Structure corresponding to means-plus-function
`limitations cannot be disclosed
`in dependent
`claims, detached from the written description .......................... 36
`
`Dependent claims cannot expand the scope of an
`independent claim ..................................................................... 41
`
`C.
`
`Testimony of Otto Bock’s expert cannot substitute for the
`absence of structure disclosed by
`the generalized
`recitation of “annular seal” and “weight-actuated vacuum
`pump” in the dependent claims ........................................................... 44
`
`1.
`
`Otto Bock’s expert provides no credible opinion
`regarding what a skilled artisan would understand
`by the words “annular seal” in context of the entire
`specification .............................................................................. 45
`
`-iii-
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`
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`Case: 13-1650 Document: 21 Page: 5 Filed: 11/01/2013
`
`
`TABLE OF CONTENTS
`(continued)
`
`
`Page No.
`
`2.
`
`3.
`
`The generalized recitation of “annular seal” fails to
`provide clear notice of the scope of the asserted
`claims ........................................................................................ 47
`
`Otto Bock’s expert provides no credible opinion of
`any structure disclosed by the words “weight-
`actuated vacuum pump” ............................................................ 51
`
`D. Össur’s products do not infringe the asserted claims .......................... 53
`
`1.
`
`2.
`
`3.
`
`The accused products are not structurally identical
`to any disclosed “means for sealing” ........................................ 55
`
`The accused products are not structurally identical
`to any disclosed “means to maintain” ....................................... 58
`
`The accused products are not equivalent to any
`disclosed “means for sealing” or “means to
`maintain” ................................................................................... 60
`
`VII. Conclusion ..................................................................................................... 61
`
`
`
`
`-iv-
`
`
`
`Case: 13-1650 Document: 21 Page: 6 Filed: 11/01/2013
`
`
`
`TABLE OF AUTHORITIES
`
`
`Alcon Research, LTD. v. Apotex Inc.,
`687 F.3d 1362 (Fed. Cir. 2012) .................................................................... 35, 36
`
`Page No(s).
`
`Altiris, Inc. v. Symantec Corp.,
`318 F.3d 1363 (Fed. Cir. 2003) .......................................................................... 40
`
`Apple, Inc. v. Samsung Elecs. Co.,
`678 F.3d 1314 (Fed. Cir. 2012) .......................................................................... 16
`
`Aristocrat Techs. Austl. PTY Ltd. v. Int’l Game Tech.,
`521 F.3d 1328 (Fed. Cir. 2008) .................................................................... 49, 50
`
`Atmel Corp. v. Info. Storage Devices,
`198 F.3d 1374 (Fed. Cir. 1999) ........................................................ 32, 33, 48, 49
`
`Ballard Med. v. Allegiance Healthcare Corp.,
`268 F.3d 1352 (Fed. Cir. 2001) .......................................................................... 23
`
`Biomedino, LLC v. Waters Techs. Corp.,
`490 F.3d 946 (Fed. Cir. 2007) .....................................................................passim
`
`Blackboard, Inc. v. Desire2Learn, Inc.,
`574 F.3d 1371 (Fed. Cir. 2009) .......................................................................... 23
`
`Budde v. Harley-Davidson, Inc.,
`250 F.3d 1369 (Fed. Cir. 2001) .................................................................... 48, 49
`
`Cardiac Pacemakers, Inc. v. St. Jude Med., Inc.,
`296 F.3d 1106 (Fed. Cir. 2002) ........................................................ 24, 25, 56, 57
`
`Caterpillar Inc. v. Deere & Co.,
`224 F.3d 1374 (Fed. Cir. 2000) .......................................................................... 26
`
`Cybor Corp. v. FAS Techs.,
`138 F.3d 1448 (Fed. Cir. 1998) .......................................................................... 15
`
`Default Proof Credit Card Sys., Inc. v. Home Depot U.S.A., Inc.,
`412 F.3d 1291 (Fed. Cir. 2005) ..................................................14, 44, 46, 51, 53
`
`-v-
`
`
`
`Case: 13-1650 Document: 21 Page: 7 Filed: 11/01/2013
`
`
`TABLE OF AUTHORITIES
`(continued)
`
`
`
`Digital-Vending Svcs. Int’l v. Univ. of Phoenix,
`672 F.3d 1270 (Fed. Cir. 2012) .......................................................................... 32
`
`Page No(s).
`
`In re Benno,
`768 F.2d 1340 (Fed. Cir. 1985) .................................................................... 36, 37
`
`In re Donaldson Co.,
`16 F.3d 1189 (Fed. Cir. 1994) (en banc) ...................................................... 18, 34
`
`Interactive Gift Express, Inc. v. Compuserve Inc.,
`256 F.3d 1323 (Fed. Cir. 2001) .......................................................................... 32
`
`J&M Corp. v. Harley-Davidson, Inc.,
`269 F.3d 1360 (Fed. Cir. 2001) .......................................................................... 54
`
`Kemco Sales, Inc. v. Control Papers Co., Inc.,
`208 F.3d 1352 (Fed. Cir. 2000) ...................................................................passim
`
`Laitram Corp. v. Rexnord, Inc.,
`939 F.2d 1533 (Fed. Cir. 1991) ........................................... 14, 41, 42, 43, 53, 59
`
`Lucent Techs., Inc. v. Gateway, Inc.,
`543 F.3d 710 (Fed. Cir. 2008) ............................................................................ 33
`
`Med. Instrumentation & Diagnostics Corp. v. Elekta AB,
`344 F.3d 1205 (Fed. Cir. 2003) ........................................... 18, 43, 44, 50, 51, 53
`
`Mettler-Toledo, Inc. v. B-Tek Scales, LLC,
`671 F.3d 1291 (Fed. Cir. 2012) ..................................................17, 18, 22, 28, 41
`
`Micro Chem. Inc. v. Great Plains Chem. Co.,
`194 F.3d 1250 (Fed. Cir. 1999) .......................................................................... 40
`
`N. Telecom, Inc. v. Datapoint Corp.,
`908 F.2d 931 (Fed. Cir. 1990) ............................................................................ 37
`
`Noah Sys. Inc. v. Intuit Inc.,
`675 F.3d 1302 (Fed. Cir. 2012) .......................................................................... 50
`
`-vi-
`
`
`
`Case: 13-1650 Document: 21 Page: 8 Filed: 11/01/2013
`
`
`TABLE OF AUTHORITIES
`(continued)
`
`
`
`Odetics, Inc. v. Storage Tech. Corp.,
`185 F.3d 1259 (Fed. Cir. 1999) ........................................................ 24, 54, 57, 60
`
`Page No(s).
`
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) ...................................................................passim
`
`Pressure Prods. Med. Supplies, Inc. v. Greatbatch Ltd.,
`599 F.3d 1308 (Fed. Cir. 2010) ........................................................ 13, 38, 47, 51
`
`Radio Steel & Mfg. Co. v. MTD Prods. Inc.,
`731 F.2d 840 (Fed. Cir. 1984) ...................................................................... 56, 57
`
`Saffran v. Johnson & Johnson,
`712 F.3d 549 (Fed. Cir. 2013) .....................................................................passim
`
`Sanofi-Synthelabo v. Apotex, Inc.,
`470 F.3d 1368 (Fed. Cir. 2006) .......................................................................... 15
`
`Sciele Pharma Inc. v. Lupin Ltd.,
`684 F.3d 1253 (Fed. Cir. 2012) .......................................................................... 15
`
`Serrano v. Telelar Corp.,
`111 F.3d 1578 (Fed. Cir. 1997) .......................................................................... 40
`
`Sofamor Danek Group, Inc. v. DePuy-Motech, Inc.,
`74 F.3d 1216 (Fed. Cir. 1996) ............................................................................ 15
`
`Unidynamics v. Corp. v. Automatic Prods. Int’l,
`157 F.3d 1311 (Fed. Cir. 2009)., ............................................................ 22, 25, 26
`
`Valmont Indus. Inc. v. Reinke Mfg. Co.,
`983 F.2d 1039 (Fed. Cir. 1993) .............................................................. 17, 18, 54
`
`Vitronics Corp. v. Conceptronic, Inc.,
`90 F.3d 1576 (Fed. Cir. 1996) ............................................................................ 47
`
`Vulcan Eng’g Co. Inc. v. Fata Grp. S.p.A.,
`278 F.3d 1366 (Fed. Cir. 2002) .......................................................................... 56
`
`-vii-
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`
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`Case: 13-1650 Document: 21 Page: 9 Filed: 11/01/2013
`
`
`TABLE OF AUTHORITIES
`(continued)
`
`
`
`Welker Bearing Co. v. PHD, Inc.,
`550 F.3d 1090 (Fed. Cir. 2008) .......................................................................... 42
`
`Page No(s).
`
`OTHER AUTHORITIES
`35 U.S.C. § 112, ¶ 1 ........................................................................................... 37, 39
`
`35 U.S.C. § 112, ¶ 2 ..................................................................................... 18, 34, 39
`
`35 U.S.C. § 112, ¶ 4 ........................................................................................... 35, 36
`
`35 U.S.C. § 112, ¶ 6 ..........................................................................................passim
`
`
`
`
`
`
`
`
`-viii-
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`Case: 13-1650 Document: 21 Page: 10 Filed: 11/01/2013
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`
`
`STATEMENT OF RELATED CASES
`
`No other appeal in or from this civil action was previously before this or any
`
`other appellate court. No case is known to counsel for defendants/appellees to be
`
`pending in this or any other court that will directly affect or be directly affected by
`
`this Court’s decision in the pending appeal.
`
`JURISDICTIONAL STATEMENT
`
`
`
`The district court has jurisdiction in this case under 28 U.S.C. §§ 1338(a)
`
`and 1367(a). The district court entered an order denying the motion of plaintiff-
`
`appellant Otto Bock HealthCare LP (“Otto Bock”) for a preliminary injunction on
`
`August 22, 2013. Otto Bock filed a notice of appeal on August 28, 2013. This
`
`Court has jurisdiction under 28 U.S.C. § 1292(c)(1).
`
`-ix-
`
`
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`Case: 13-1650 Document: 21 Page: 11 Filed: 11/01/2013
`
`
`
`I. COUNTERSTATEMENT OF THE ISSUE
`
`Did the district court clearly err in finding that Otto Bock failed to establish
`
`a likelihood of success that the accused products infringe U.S. Patent No.
`
`6,726,726 (“the ’726 patent”) and abuse its discretion in denying Otto Bock’s
`
`motion for a preliminary injunction? Did the district court commit legal error in
`
`construing two means-plus-function limitations to cover the corresponding
`
`structures described in the written description of the ’726 patent, and equivalents
`
`thereof?
`
`II. COUNTERSTATEMENT OF THE CASE
`
`On June 12, 2013, Otto Bock filed a complaint alleging, inter alia, patent
`
`infringement by Össur hf and Össur Americas, Inc. (“Össur”). A38. On July 23,
`
`2013, Otto Bock filed a motion seeking a preliminary injunction of certain Össur
`
`products based on alleged infringement of Claims 6, 9, 15, and 18 of the ’726
`
`patent. A52-57; Br. 6. On August 22, 2013, the district court denied Otto Bock’s
`
`motion. A12(3-5). The district court held that Otto Bock is not likely to succeed
`
`on the merits of any of its claims, and Otto Bock did not establish that it is entitled
`
`to the drastic remedy of a preliminary injunction. Id.; A5(3-10).
`
`In particular, with respect to two undisputed means-plus-function claim
`
`limitations, the district court determined that Otto Bock is unlikely to succeed on
`
`the merits of its patent infringement claims because the accused products do not
`
`-1-
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`
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`Case: 13-1650 Document: 21 Page: 12 Filed: 11/01/2013
`
`
`
`contain structures that are either identical or equivalent to the structures in the
`
`written description of the ’726 patent corresponding to those limitations. A6(18-
`
`22). Otto Bock filed a notice of appeal on August 28, 2013. A2958-59.1
`
`III. COUNTERSTATEMENT OF THE FACTS
`
`A. Background
`
`Össur is a global leader in the area of non-invasive orthopaedics. In
`
`particular, Össur provides innovative products and technologies in the fields of
`
`prosthetics, orthotics, bracing and supports, and compression therapy to improve
`
`the mobility of people all over the world. Össur’s innovative products include its
`
`Unity™ module, Seal-In® V liner, and Re-Flex prosthetic foot modules. These
`
`products can be used to create an artificial lower limb for amputees.
`
`Suspension liner systems are widely used in prosthetic systems for residual
`
`limbs to stabilize soft tissue, assist in circulation of the residual limb, and add
`
`comfort. A1943(¶0004). They are often used with vacuum sockets to improve
`
`comfort and skin protection of the residual limb and to “suspend” the limb in the
`
`socket, thereby attaching the socket and prosthetic foot to the limb using vacuum
`
`suction. Id. Vacuum suspension systems using combinations of sockets, liners and
`
`
`1
`Otto Bock’s “Introduction and Statement of the Case” does not
`comport with Rule 28(a)(6) of the Federal Rules of Appellate Procedure and
`includes substantive argument properly reserved for other sections of the brief.
`Össur responds to those arguments in the section of its brief prescribed by this
`Court’s Rules.
`
`-2-
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`
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`Case: 13-1650 Document: 21 Page: 13 Filed: 11/01/2013
`
`
`
`other coverings, and mechanical pumps have been used by amputees since the
`
`early 1900s. A2097-99.
`
`In December 2010, Össur began developing an update to its existing
`
`prosthetic liner platform of products. A1883(4-5). In January 2013, Össur
`
`introduced the Iceross Seal-In® V liner, which Össur recommends for use with a
`
`wide variety of products,
`
`including both expulsion and vacuum socket
`
`technologies. A1885-86. In November 2011, Össur began developing an
`
`improved vacuum suspension module for its existing liner and prosthetic foot
`
`technology. A1878(15-17). By late 2012, Össur was providing its Unity™ vacuum
`
`suspension module to prosthetists on a trial basis, and unveiled the Unity™ at an
`
`industry trade show in February 2013. A1878(18-22). Össur’s Seal-In® V liner
`
`(left) and Unity™ module (right) products are depicted below. A2039; A2041. The
`
`Unity™ is circled in red, and shown in combination with an Össur Re-Flex foot
`
`module.
`
`-3-
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`Case: 13-1650 Document: 21 Page: 14 Filed: 11/01/2013
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`
`
`Össur’s Seal-In® V liner
`
`Össur’s Unity™ module
`
`
`
`
`
`
`
`As depicted above, “volume adaptive blades” on the inner surface of the
`
`Seal-In® V liner compensate for volume fluctuations and shape changes of an
`
`amputee’s residual limb by expanding and exerting pressure against the interior
`
`socket wall. A2077(19-22). A “dual-seal” mechanism—the wide outer membrane
`
`combined with two small rings—prevents the outer surface of the Seal-In® V liner
`
`from fully contacting the socket, resulting in varying levels of pressure by the
`
`Seal-In® V liner against the socket. A2078(15-27). This design ensures a more
`
`secure suspension seal between
`
`the Seal-In® V
`
`liner and
`
`the socket.
`
`A1885(12-15); A2078(23-27). Össur’s Unity™ is positioned on the foot module
`
`and uses a heel-actuated membrane to create suction instead of an air chamber.
`
`A2086(5-22). The Unity™ is lightweight, and is designed to maintain a
`
`comfortable socket fit. A1878(25-27). The Unity™ in combination with Össur’s
`
`innovative Iceross Seal-In® V liner provides unrestricted mobility to patients
`
`without the use of a sleeve. A1878-79.
`
`-4-
`
`
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`Case: 13-1650 Document: 21 Page: 15 Filed: 11/01/2013
`
`
`
`Össur has expended significant resources to successfully develop its Seal-
`
`In® V liner and Unity™ products. For example, Össur has invested more than
`
`11,000 working hours and $850,000 on design projects for the Seal-In® V liner.
`
`A2039(5-8). Össur has invested more than 7,500 working hours and $800,000 on
`
`research and development for the Unity™ module. A2040(21-23). Össur has also
`
`filed several patent applications to protect innovative features of the Seal-In® V
`
`liner and Unity™ module. A1883(16-23); A1881(16-22).
`
`
`
`Otto Bock sells Harmony and Triton Harmony vacuum pump systems,
`
`which incorporate a socket, a liner, a thin sheath, a polyurethane suspension sleeve,
`
`and a dual-function piston/cylinder pump and shock absorber. A282, 288-90. Otto
`
`Bock’s Harmony P2 (left) and P3 (right) systems are depicted below. A253; A273.
`
`Otto Bock’s Harmony P2
`
`Otto Bock’s Harmony P3
`
`
`
`
`
`Össur informed Otto Bock of its Seal-In® V liner and Unity™ module in or
`
`around September 2012. A2042-43. Over the next few months, Össur provided
`
`-5-
`
`
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`Case: 13-1650 Document: 21 Page: 16 Filed: 11/01/2013
`
`
`
`Otto Bock with detailed
`
`technical
`
`information regarding
`
`these products.
`
`A2043(5-14). In February 2013, Össur notified Otto Bock that Össur had begun
`
`selling its Unity™ module. Throughout this period, Otto Bock expressed no
`
`concerns about Össur’s activities. Id.(15-26). In June 2013, without warning, Otto
`
`Bock filed a complaint alleging, inter alia, infringement of the ’726 patent by
`
`Össur. Br. 6; A2044(3-4). Six weeks later, Otto Bock filed its motion for a
`
`preliminary injunction. A52-54. The district court determined that Otto Bock
`
`failed to establish a likelihood of success on the merits of any of its claims.
`
`A2(n.1), A5(3-10), A12(n.10). On that basis, the district court denied Otto Bock’s
`
`motion. A12(5).
`
`B.
`
`The ’726 patent and the parties’ commercial products
`
`The ’726 patent describes a vacuum socket for amputees that incorporates,
`
`inter alia, a liner, a single socket, and a vacuum source to draw the residual limb
`
`into firm and total contact with the socket. A27(Col.4:39-60). According to Otto
`
`Bock, sockets, liners and other limb coverings, and vacuum sources were known in
`
`the prior art. A26-27(Col.1:63-3:52). Total contact was known to prevent the loss
`
`of residual limb volume. A27(Col.3:25-31). As such, the alleged inventions of the
`
`’726 patent are directed to two purportedly new liner designs to seal the socket
`
`cavity and a purportedly new combination piston/cylinder pump and shock
`
`-6-
`
`
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`Case: 13-1650 Document: 21 Page: 17 Filed: 11/01/2013
`
`
`
`absorber to maintain vacuum in the socket cavity. A620-21; A705-1086;
`
`A177(15-16).
`
`Otto Bock chose to recite the alleged inventions of the ’726 patent using
`
`“means” language that invokes 35 U.S.C. § 112, ¶ 6. Otto Bock does not dispute
`
`that the claims recite means-plus-function limitations. Br. 22. Claims 1 and 10
`
`recite a “means for sealing the socket cavity” and Claims 1 and 11 recite a “means
`
`to maintain [a] vacuum in the [socket] cavity.”2 Claims 6 and 18 depend from
`
`Claims 1 and 10, respectively, and further limit the “means for sealing” to an
`
`“annular seal.” Claims 9 and 15 depend from Claims 1 and 11, respectively, and
`
`further limit the “means to maintain” to a “weight-actuated vacuum pump.”
`
`The written description and the drawings of the ’726 patent identify two
`
`alternatives corresponding to the “means for sealing”: (1) a polyurethane sleeve;
`
`and (2) a narrow annular ring. A633(n.45). The “annular seal” is depicted in
`
`Figures 17, 18, and 20 of the ’726 patent as a narrow ring around the liner with a
`
`rectangular cross section. A23-25. Otto Bock has also identified Figures 17 and
`
`18 of the ’726 patent as disclosing the purportedly “new” liner designs. A621(2-
`
`11).
`
`
`2
`Claim 1 of the ’726 patent, from which Claims 6 and 9 depend, recites
`a “means to maintain a vacuum in the socket cavity.” Claim 11, from which Claim
`15 depends, recites a “means to maintain vacuum in the cavity.” A32-
`33(Cols.14:56, 15:51).
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`-7-
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`Case: 13-1650 Document: 21 Page: 18 Filed: 11/01/2013
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` The ’726 patent’s
`two purportedly
`“new” liner designs
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`
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`Similarly, the written description identifies three alternatives corresponding
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`to the “means to maintain”: (1) a regulator means; (2) a vacuum reservoir, and (3)
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`a piston/cylinder pump and shock absorber disclosed in U.S. Patent App. No.
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`09/534,274 (“the ’274 application”). A634(n.48). Otto Bock has identified Figure
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`25 of the ’274 application as a “representative diagram[]” of the piston/cylinder
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`pump and shock absorber. A620(1-20).
`
`cylinder
`(blue)
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`piston
`(yellow)
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`-8-
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`Case: 13-1650 Document: 21 Page: 19 Filed: 11/01/2013
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`C. The district court’s determination that Otto Bock failed to show a
`likelihood of success on the merits
`
`The district court determined that Össur’s accused products are neither
`
`identical nor equivalent to the structures described in the written description and
`
`drawings corresponding to the two means-plus-function limitations at issue.
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`A7(12-21); A11(3-18). In doing so, the district court relied on testimony from
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`Össur’s expert Dr. Steven A. Gard that a skilled artisan would have understood
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`Össur’s Seal-In® V liner to perform the function of “sealing the socket cavity” in a
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`different way than the narrow ring structure described in the ’726 patent, and
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`Össur’s Unity™ module to perform the function of “maintaining vacuum in the
`
`socket cavity” in a different way than the combination piston/cylinder pump and
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`shock absorber described in the ’274 application.3 Id.
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`The district court discounted testimony from Otto Bock’s purported expert
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`Mr. James Jay Martin that “none of the features [of Össur’s Seal-In® V liner] are
`
`necessary to perform the recited function” as irrelevant to the proper inquiry for
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`equivalence. A8(14-19). The district court also rejected Otto Bock’s contention
`
`
`3
`Össur also demonstrated that Otto Bock has failed to show irreparable
`harm (A2058-59), the balance of equities favors Össur (A2060), and the denial of
`Otto Bock’s motion is in the public interest (A2060-61). For example, Össur
`submitted a declaration from a financial expert witness, Scott Hampton,
`demonstrating that Otto Bock’s alleged harms can be compensated by money
`damages and/or are speculative. A1987-89; A2058(12-15). As such, any
`suggestion by Otto Bock that “the foundation for irreparable harm” is “undisputed”
`is, in fact, disputed. Br. 5-6, 8.
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`-9-
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`Case: 13-1650 Document: 21 Page: 20 Filed: 11/01/2013
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`
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`the dependent claims of the ’726 patent “stand alone.” A10(8-24). Citing Phillips
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`v. AWH Corp., the court reminded Otto Bock that “claims must be read in view of
`
`the specification.” 415 F.3d 1303, 1315 (Fed. Cir. 2005). For example, with
`
`respect to the “means to maintain” limitation, the district court explained that Otto
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`Bock’s proposed construction would allow Claims 9 and 15 to impermissibly
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`“cover an indefinite number of structures.” A10(19-24).
`
`Otto Bock contends that the district court abused its discretion by
`
`determining that the generalized recitation of “annular seal” and “weight-actuated
`
`vacuum pump” in the asserted dependent claims do not disclose additional
`
`structures, “independent of the specific examples found in the figures or
`
`incorporated by reference in the figures of the specification.” A2872-73;
`
`A2754(9-11).4 Otto Bock contends that the district court clearly erred by failing to
`
`rely on Mr. Martin’s testimony that a skilled artisan would have understood the
`
`dependent claims to be “stand-alone embodiment[s],” that “refer[] more generally
`
`to a structure broader than the specific example as shown in” Figure 18 of the
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`’726 patent (“means for sealing”) and Figures 17 and 22 of the ’274 application
`
`(“means to maintain”). A2754(16-17); A2755(9-13); A2758(12-16). Otto Bock
`
`also contends that the district court abused its discretion by failing to rely on Mr.
`
`Martin’s testimony that Össur’s products are identical to the structures allegedly
`
`
`4
`Unless otherwise noted, all emphasis in quotations has been added.
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`-10-
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`disclosed corresponding to the means-plus-function limitations at issue because the
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`Seal-In® V liner “ha[s] an annular shape” and the Unity™ module is “weight-
`
`actuated.” A2756(11-19); A2759(6-11).
`
`The parties agree, and the district court found, that the asserted claims recite
`
`two means-plus-function claim limitations governed by 35 U.S.C. § 112, ¶ 6: (1) a
`
`“means for sealing the socket cavity”; and (2) a “means to maintain a vacuum in
`
`the socket cavity.”5 Br. 9-10. The parties also agree, and the district court also
`
`found, that the claims themselves recite the functions of those limitations, namely,
`
`“sealing the socket cavity” and “maintain[ing] a vacuum in the socket cavity.”
`
`Finally, the parties agree, and the district court found, that the ’726 patent discloses
`
`two structures for the “means for sealing” and three structures for the “means for
`
`maintaining.”
`
`Accordingly, the focus of the parties’ dispute is quite narrow: Do the
`
`asserted dependent claims’ further recitations that the means comprise “an annular
`
`seal” and “a weight-actuated vacuum pump,” respectively, remove those
`
`limitations from the strictures of 35 U.S.C. § 112, ¶ 6?
`
`
`5
`Claim 18 does not recite the “means to maintain a vacuum in the
`socket cavity.”
`
`-11-
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`Case: 13-1650 Document: 21 Page: 22 Filed: 11/01/2013
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`
`
`IV. SUMMARY OF ARGUMENT
`
`The district court did not abuse its discretion in denying Otto Bock’s
`
`motion for a preliminary injunction. The district court did not clearly err by tying
`
`the means-plus-function limitations of the asserted claims to the structures
`
`described in the written description of the ’726 patent. In doing so, the district
`
`court correctly determined that Otto Bock is not likely to succeed on the merits of
`
`any of its claims, and thus the district court did not abuse its discretion in denying
`
`Otto Bock’s motion for a preliminary injunction.
`
`The parties agree that the asserted claims include two mean-plus-function
`
`limitations that invoke 35 U.S.C. § 112, ¶ 6. Br. 22. The parties agree that the
`
`written description of the ’726 patent expressly links a nonfoamed, nonporous
`
`polyurethane sleeve and a narrow ring having a rectangular cross section to the
`
`“means for sealing” claim limitation. A633(n.45). Similarly, the parties agree that
`
`the written description expressly links a regulator means, a vacuum reservoir, and a
`
`piston/cylinder pump and shock absorber as described in the ’274 application to
`
`the “means to maintain” claim limitation. A634(n.48).
`
`The district court did not clearly err by determining that Össur’s Seal-In® V
`
`liner and Unity™ module do not have structures identical to either the narrow ring
`
`or the combination piston/cylinder pump and shock absorber that are described in
`
`the ’726 patent. A7(12-19); A11(3-6). Similarly, the district court did not clearly
`
`-12-
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`Case: 13-1650 Document: 21 Page: 23 Filed: 11/01/2013
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`
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`err by relying on testimony from Dr. Gard to determine that Össur’s accused
`
`products do not have equivalent structures for performing the claimed functions of
`
`“sealing the socket cavity” or “maintaining vacuum in the socket cavity” recited in
`
`the asserted claims. A7-8; A11(7-18).
`
`Otto Bock seeks a result that would eviscerate the statutory requirements
`
`of 35 U.S.C. § 112, ¶ 6. Otto Bock seeks to expand the scope of the two means-
`
`plus-function lim