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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________
`
`MEDTRONIC, INC., MEDTRONIC VASCULAR, INC.,
`and MEDTRONIC COREVALVE, LLC
`Petitioner
`
`v.
`
`TROY R. NORRED, M.D.
`Patent Owner
`
`____________
`
`Case IPR2014-00111
`Patent 6,482,228
`____________
`
`Attorney Docket No. 058888-0000018
`
`____________
`
`PETITIONER’S CURRENT EXHIBIT LIST
`
`
`
`
`

`

`Pursuant to 37 C.F.R. § 42.63(e), Petitioner provides herewith a current ex-
`
`hibit list (attached hereto as Appendix A) which is updated to list Exhibits 1021-
`
`1027, described below:
`
` Exhibit 1021 is U.S. Patent No. 5,469,868 to Reger;
`
` Exhibit 1022 is U.S. Patent No. 6,245,101 to Drasler et al.;
`
` Exhibit 1023 is a transcript of the deposition of Timothy Titus Catchings,
`
`M.D. conducted on October 7, 2014;
`
` Exhibit 1024 is a transcript of the deposition of Troy R. Norred, M.D.
`
`conducted on October 8, 2014;
`
` Exhibit 1025 is a transcript of the deposition of James J. Kernell con-
`
`ducted on October 9, 2014;
`
` Exhibit 1026 is the declaration of Petitioner’s expert, Alexander J. Hill,
`
`Ph.D; and
`
` Exhibit 1027 is an article titled “Anatomy of the aortic root: implications
`
`for valve-sparing surgery”, by Efstratios I. Charitos, Hans-Hinrich Siev-
`
`ers, Department of Cardiac and Thoracic Vascular Surgery, University of
`
`Lübeck, Lübeck, Germany, published in the Annals of Cardiothoracic
`
`Surgery, Vol. 2, No 1., pages 53-56 (January 2013).
`
`
`
`
`
`

`

`
`
` Respectfully submitted,
`
`Date: October 24, 2014
`
` PILLSBURY WINTHROP SHAW PITTMAN LLP
`
`/Jack Barufka/
`Jack S. Barufka, Reg. No. 37,087
`Tel. No. 703.770.7712; Fax No. 703.905.2500
`
`Attachments: Appendix A (Exhibit List) (37 C.F.R. § 42.63)
`
`
`
`2
`
`

`

`Appendix A (Exhibit List) (37 C.F.R. § 42.63)
`
`Exhibit Description
`U.S. Patent No. 6,482,228 to Norred
`File History for U.S. Patent No. 6,482,228
`“A Foldable, Artificial Heart Valve” Spiegel Online Article
`Translation of “A Foldable, Artificial Heart Valve” Spiegel Online
`Article (with a certification from Abraham I. Holczer attesting to the
`accuracy of the translation)
`German Patent App. No. DE 195-46-692 to Figulla et al. - Applica-
`tion as Filed
`Translation of German Patent App. No. DE 195-46-692 to Figulla et
`al. - Application as Filed (with a certification from Abraham I.
`Holczer attesting to the accuracy of the translation)
`German Patent App. No. DE 198-57-887 A1 to Fraunhofer Corpora-
`tion
`Translation of German Patent App. No. DE 198-57-887 A1 to
`Fraunhofer Corporation (with a certification from Abraham I.
`Holczer attesting to the accuracy of the translation)
`U.S. Patent No. 6,454,799 to Schreck
`U.S. Patent No. 6,425,916 to Garrison et al.
`U.S. Patent No. 3,657,744 to Ersek
`U.S. Patent No. 6,139,575 to Shu et al.
`Declaration of Felix Harbsmeier with attached exhibits (1-5):
`Exhibit 1: German Patent No. DE 195-46-692 C2 as granted on
`November 7, 2002 [also attached at Exh. 1014].
`Exhibit 2: The complete prosecution history for patent DE 195-
`46-692 C1 [also attached at Exh. 1015].
`Exhibit 3: German Patent App. No. DE 195-46-692 as filed on
`December 14, 1995 [also attached at Exh. 1005, with certified
`English translation at Exh. 1006].
`Exhibit 4: German Patent App. No. DE 195-46-692 A1 as pub-
`lished on June 19, 1997 [also attached at Exh. 1016, with cer-
`
`Exhibit No.
`1001
`1002
`1003
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`1010
`1011
`1012
`1013
`
`

`

`Exhibit No.
`
`1014
`1015
`1016
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`1022
`1023
`
`1024
`1025
`1026
`
`1027
`
`Exhibit Description
`tified English translation at Exh. 1017].
`Exhibit 5: Sections 31 and 32 of the German Patent Act in effect
`as of June 19, 1997 through November 14, 2000 [also at-
`tached at Exh. 1018, with certified English translation at Exh.
`1019].
`German Patent No. DE 195-46-692 C2
`German Patent No. DE 195-46-692 C1 Prosecution History
`German Patent App. No. DE 195-46-692 A1 to Figulla et al.
`Translation of German Patent App. No. DE 195-46-692 A1 to Fig-
`ulla et al. (with a certification from Abraham I. Holczer attesting to
`the accuracy of the translation)
`Sections 31 and 32 of the German Patent Act in effect as of June 19,
`1997 through November 14, 2000
`Translation of Sections 31 and 32 of the German Patent Act in effect
`as of June 19, 1997 through November 14, 2000 (with a certification
`from Abraham I. Holczer attesting to the accuracy of the translation)
`Declaration of Thomas Vassiliades, Jr., M.D. with attached Exhibit
`1: Curriculum Vitae of Thomas Vassiliades, Jr., M.D.
`U.S. Patent No. 5,469,868 to Reger
`U.S. Patent No. 6,245,101 to Drasler et al.
`Transcript of October 7, 2014 Deposition of Timothy Titus Catch-
`ings, M.D.
`Transcript of October 8, 2014 Deposition of Troy R. Norred, M.D.
`Transcript of October 9, 2014 Deposition of James J. Kernell
`Expert Declaration of Alexander J. Hill, PhD
`
`“Anatomy of the aortic root: implications for valve-sparing sur-
`gery”, by Efstratios I. Charitos, Hans-Hinrich Sievers, Department
`of Cardiac and Thoracic Vascular Surgery, University of Lübeck,
`Lübeck, Germany, published in the Annals of Cardiothoracic Sur-
`gery, Vol. 2, No 1., pages 53-56 (January 2013)
`
`
`
`
`2
`
`

`

`CERTIFICATE OF SERVICE
`
`I hereby certify that the foregoing “Petitioner’s Current Exhibit List” was
`
`served electronically through the Patent Trial and Appeal Board’s Patent Review
`
`Processing System (PRPS) this 24th day of October, 2014 upon the lead and back-
`
`up counsel for the Patent Owner:
`
`David Marcus
`Bartle & Marcus LLC
`1100 Main Street, Suite 2730
`Kansas City, MO 64105
`
`
`
`
`
`James J. Kernell
`Erickson Kernell Derusseau & Kleypas, LLC
`8900 State Line Road, Suite 500
`Leawood, KS 66206
`
`
`
` Respectfully submitted,
`
`Date: October 24, 2014
`
` PILLSBURY WINTHROP SHAW PITTMAN LLP
`
`/Jack Barufka/
`
`Jack S. Barufka
`Reg. No. 37,087
`Tel. No. 703.770.7712
`Fax No. 703.905.2500
`
`
`
`

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