`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________
`
`MEDTRONIC, INC., MEDTRONIC VASCULAR, INC.,
`and MEDTRONIC COREVALVE, LLC
`Petitioner
`
`v.
`
`TROY R. NORRED, M.D.
`Patent Owner
`______________________
`
`Case IPR2014-00110
`Patent 6,482,228
`______________________
`
`PATENT OWNER’S CURRENT EXHIBIT LIST
`PURSUANT TO 37 C.F.R. § 42.63(e)
`
`
`
`
`
`
`
`
`Exhibit Description
`
`110
`
`111
`
`395
`
`Ex. No.
`
`Ex. No.
`
`Ex. No.
`
`University Hospital & Clinics Physicians
`
`2001
`
`2101
`
`2201
`
`Progress Notes with Sketch of Heart Valve
`
`Sketch of Heart Valve
`
`2002
`
`2102
`
`2202
`
`Sketch of Heart Valve notarized in Seminole
`
`2003
`
`2103
`
`2203
`
`County, Oklahoma
`
`Letter – Troy Norred to Dr. Davis re:
`
`2004
`
`2104
`
`2204
`
`Percutaneous Aortic Valve
`
`Sketch of Heart Valve
`
`2005
`
`2105
`
`2205
`
`Letter – Darla Hess, MD to Dr. Troy Norred
`
`2006
`
`2106
`
`2206
`
`re: performance on echo rotation
`
`Document Order of Journals with sketches
`
`2007
`
`2107
`
`2207
`
`Sketch
`
`2008
`
`2108
`
`2208
`
`Sketch of Heart Valve
`
`2009
`
`2109
`
`2209
`
`Percutaneous Aortic Valve Replacement –
`
`2010
`
`2110
`
`2210
`
`Description of Invention with sketches and
`
`computer renderings
`
`
`
`
`
`-2-
`
`
`
`
`
`Citations and Abstracts regarding reference
`
`2011
`
`2111
`
`2211
`
`materials with sketches
`
`Pages from Journal Article and sketches
`
`2012
`
`2112
`
`2212
`
`Letter – Troy Norred to Greg Flaker, MD re:
`
`2013
`
`2113
`
`2213
`
`percutaneous aortic valve
`
`Note from Troy Norred to Jim Kernell re:
`
`2014
`
`2114
`
`2214
`
`Patent Material & Sketch
`
`Citation and Abstract for Porcine Heart Valve
`
`2015
`
`2115
`
`2215
`
`Article
`
`Letter – James Kernell to Dr. Troy Norred re:
`
`2016
`
`2116
`
`2216
`
`Application for Patent
`
`Fax – Dr. Troy Norred to Chip Galaxy re:
`
`2017
`
`2117
`
`2217
`
`Mutual Confidentiality Agreement with
`
`Sketches
`
`Memry Contact Information with notes and
`
`2018
`
`2118
`
`2218
`
`sketches
`
`Notes re: Aorta Modeling for Heart Valve
`
`2019
`
`2119
`
`2219
`
`Invoice from Vivitro Systems, Inc.
`
`2020
`
`2120
`
`2220
`
`Packing Slip – NDC to Troy Norred
`
`2021
`
`2121
`
`2221
`
`-3-
`
`
`
`
`
`Invoice – Shape Memory Applications to Troy
`
`2022
`
`2122
`
`2222
`
`Norred
`
`Packing Slip – Shape Memory Applications to
`
`2023
`
`2123
`
`2223
`
`Troy Norred
`
`Packing Slip – NDC to Troy Norred
`
`2024
`
`2124
`
`2224
`
`Experiment Information
`
`2025
`
`2125
`
`2225
`
`Equilasrs Contact Information
`
`2026
`
`2126
`
`2226
`
`Information from Equilasers website
`
`2027
`
`2127
`
`2227
`
`Packing Slip – NDC to Troy Norred
`
`2028
`
`2128
`
`2228
`
`Letter – James Kernell to Dr. Troy Norred re:
`
`2029
`
`2129
`
`2229
`
`Application for Patent
`
`U.S. Patent 6,482,228
`
`2030
`
`2130
`
`2230
`
`BETAPACE AF Dosing Algorithm for in-
`
`2031
`
`2131
`
`2231
`
`hospital initiation with sketches
`
`Citations and Abstracts regarding reference
`
`2032
`
`2132
`
`2232
`
`materials
`
`Contact Information for Ken Evans, Dave
`
`2033
`
`2133
`
`2233
`
`Rarison, Mike Griffin, Thomas Stilwell, Ed
`
`Treacy
`
`-4-
`
`
`
`
`
`Contact Information for Wayne Applegate,
`
`2034
`
`2134
`
`2234
`
`Bob Stanton, J. Choi
`
`Letter – Troy Norred to Greg Flaker, MD re:
`
`2035
`
`2135
`
`2235
`
`percutaneous aortic valve
`
`Outline of Description of Invention Document
`
`2036
`
`2136
`
`2236
`
`Percutaneous Aortic Valve Proposal/Protocol
`
`2037
`
`2137
`
`2237
`
`Percutaneous Aortic Valve Proposal/Protocol
`
`2038
`
`2138
`
`2238
`
`with Notes
`
`Percutaneous Aortic Valve Proposal/Protocol
`
`2039
`
`2139
`
`2239
`
`with Notes
`
`Percutaneous Aortic Valve Replacement –
`
`2040
`
`2140
`
`2240
`
`Anatomy, Dynamics & Physics
`
`Percutaneous Aortic Valve Replacement –
`
`2041
`
`2141
`
`2241
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2042
`
`2142
`
`2242
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2043
`
`2143
`
`2243
`
`Description of Invention
`
`
`
`
`
`-5-
`
`
`
`
`
`Percutaneous Aortic Valve Replacement –
`
`2044
`
`2144
`
`2244
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2045
`
`2145
`
`2245
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2046
`
`2146
`
`2246
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2047
`
`2147
`
`2247
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2048
`
`2148
`
`2248
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2049
`
`2149
`
`2249
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2050
`
`2150
`
`2250
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2051
`
`2151
`
`2251
`
`Description of Invention
`
`Percutaneous Aortic Valve Replacement –
`
`2052
`
`2152
`
`2252
`
`Summary
`
`
`
`
`
`-6-
`
`
`
`
`
`Percutaneous Aortic Valve Replacement –
`
`2053
`
`2153
`
`2253
`
`Summary & Notes
`
`Photo with Sketch
`
`2054
`
`2154
`
`2254
`
`Sketch regarding valve
`
`2055
`
`2155
`
`2255
`
`Sketch regarding valve construction
`
`2056
`
`2156
`
`2256
`
`Sketch
`
`2057
`
`2157
`
`2257
`
`Sketch regarding valve construction
`
`2058
`
`2158
`
`2258
`
`Sketch regarding valve with measurements
`
`2059
`
`2159
`
`2259
`
`Sketch regarding valve
`
`2060
`
`2160
`
`2260
`
`Sketch
`
`2061
`
`2161
`
`2261
`
`Sketch regarding valve construction
`
`2062
`
`2162
`
`2262
`
`Sketch regarding valve
`
`2063
`
`2163
`
`2263
`
`Sketch regarding valve
`
`2064
`
`2164
`
`2264
`
`Sketch regarding valve with calculations
`
`2065
`
`2165
`
`2265
`
`Sketch regarding valve
`
`2066
`
`2166
`
`2266
`
`Sketch regarding valve and flow
`
`2067
`
`2167
`
`2267
`
`Sketch regarding valve and placement
`
`2068
`
`2168
`
`2268
`
`Sketch regarding details of valve
`
`2069
`
`2169
`
`2269
`
`Color rendering of inserted valve
`
`2070
`
`2170
`
`2270
`
`-7-
`
`
`
`
`
`Blue pen sketch of ring view of valve
`
`2071
`
`2171
`
`2271
`
`Blue pen sketch of ring view of valve
`
`2072
`
`2172
`
`2272
`
`Red pen sketch of side view of valve
`
`2073
`
`2173
`
`2273
`
`Red pen sketch of side view of valve
`
`2074
`
`2174
`
`2274
`
`Red pen sketch of side view of valve
`
`2075
`
`2175
`
`2275
`
`Red pen sketch of ring view of valve
`
`2076
`
`2176
`
`2276
`
`Various telephone numbers and contacts
`
`2077
`
`2177
`
`2277
`
`Various telephone numbers and contacts
`
`2078
`
`2178
`
`2278
`
`Various telephone numbers and contacts
`
`2079
`
`2179
`
`2279
`
`U.S. Pub. No. 2011/0251675
`
`2080
`
`2181
`
`2281
`
`U.S. Pub. No. 2011/0172765
`
`2081
`
`2182
`
`2282
`
`Norred notes from Dr. Richard Davis phone
`
`2082
`
`2183
`
`2284
`
`call
`
`Letter dated February 7, 2013 from David L.
`
`N/A
`
`N/A
`
`2283
`
`Marcus to Nicholas Mathews
`
`Dr. Greg Flaker letter to Norred regarding
`
`2083
`
`2184
`
`2285
`
`meeting
`
`Dr. Stephen J. Lombardo initial draft of
`
`2084
`
`2185
`
`2286
`
`equation
`
`-8-
`
`
`
`
`
`Final version of Norred’s proposal
`
`2085
`
`2186
`
`2287
`
`Boston Scientific meeting documents
`
`2086
`
`2187
`
`2288
`
`Boston Scientific meeting documents
`
`2087
`
`2188
`
`2289
`
`Andersen HR, “History of Percutaneous
`
`2088
`
`2189
`
`2290
`
`Aortic Valve Prosthesis”, Herz 2009; 34:343-
`
`6
`
`J. Butany and M.J. Collins, “Analysis of
`
`2089
`
`2180
`
`2280
`
`prosthetic cardiac devices: a guide for the
`
`practicing pathologist”, J. Clin. Pathol. 2005
`
`58: 113-124
`
`Thrubikar, Mano. (1990). “The Aortic Valve”.
`
`2090
`
`2190
`
`2291
`
`Florida: CRC Press. (Pages 191-203).
`
`Depictions of device from CD
`
`2091
`
`2191
`
`2292
`
`Dr. Carl T. Rutledge Curriculum Vitae
`
`2092
`
`2192
`
`2298
`
`Declaration of Troy R. Norred, M.D.
`
`2093
`
`2193
`
`2293
`
`Declaration of James J. Kernell
`
`2094
`
`2194
`
`2294
`
`Declaration of Timothy T. Catchings, M.D.
`
`2095
`
`2195
`
`2295
`
`Declaration of Dr. Stephen J. Lombardo
`
`2096
`
`2196
`
`2296
`
`Declaration of Dr. Carl T. Rutledge
`
`2097
`
`2197
`
`2297
`
`-9-
`
`
`
`
`
`U.S. Patent 6,440,164 – DiMatteo et al
`
`N/A
`
`2198
`
`2325
`
`U.S. Patent 6,454,799 – Schreck
`
`2098
`
`N/A
`
`2299
`
`U.S. Patent 5,957,949 – Leonhardt et al
`
`2099
`
`2199
`
`
`
`U.S. Patent 3,755,823 – Hancock
`
`2100
`
`2200
`
`2300
`
`U.S. Patent 3,548,417 – R.G. Kischer
`
`N/A
`
`2201
`
`2302
`
`U.S. Patent 4,084,268 – Ionescu et al
`
`2101
`
`2202
`
`2303
`
`U.S. Patent 4,477,930 – Totten et al
`
`2102
`
`2203
`
`2304
`
`U.S. Patent 4,506,394 – Bedard
`
`2103
`
`2204
`
`2305
`
`U.S. Patent 5,163,953 – Vince
`
`2104
`
`2205
`
`2306
`
`U.S. Patent 5,549,665 – Vesely et al
`
`2105
`
`2206
`
`2307
`
`U.S. Patent 5,928,281 – Huynh et al
`
`2106
`
`2207
`
`2309
`
`U.S. Patent 5,935,163 – Gabbay
`
`2107
`
`2208
`
`2310
`
`U.S. Patent 6,264,691 – Gabbay
`
`2108
`
`2209
`
`2311
`
`U.S. Patent 6,338,740 – Carpentier
`
`2109
`
`2210
`
`2312
`
`U.S. Patent 6,350,282 – Eberhardt
`
`2110
`
`2211
`
`2313
`
`U.S. Patent Application Publication
`
`2111
`
`2212
`
`2314
`
`2001/0002445 – Vesely
`
`U.S. Patent 4,030,142 – Wolfe
`
`N/A
`
`2213
`
`2315
`
`U.S. Patent 3,657,744 – Ersek
`
`2112
`
`N/A
`
`N/A
`
`-10-
`
`
`
`
`
`U.S. Patent 6,059,827 – Fenton, Jr.
`
`2113
`
`2214
`
`2316
`
`U.S. Patent 6,139,575 – Shu et al
`
`2114
`
`N/A
`
`2317
`
`U.S. Patent 5,397,351 – Pavenik et al
`
`2115
`
`2215
`
`2318
`
`U.S. Patent 5,411,552 – Andersen et al
`
`2116
`
`2216
`
`N/A
`
`U.S. Patent 5,554,185 – Block et al
`
`2117
`
`2217
`
`2319
`
`U.S. Patent 5,824,064 – Taheri
`
`2118
`
`2218
`
`2320
`
`U.S. Patent 5,855,597 – Jayaraman
`
`2119
`
`2219
`
`N/A
`
`U.S. Patent 5,855,601 – Bessler et al
`
`2120
`
`2220
`
`2321
`
`European Patent Application EP 1 088 529
`
`2121
`
`2221
`
`2322
`
`A2
`
`U.S. Patent 6,299,637 – Shaolian et al
`
`N/A
`
`2222
`
`2323
`
`U.S. Patent 6,425,916 – Garrison et al
`
`2122
`
`N/A
`
`2324
`
`U.S. Patent 6,458,153 – Bailey et al
`
`2123
`
`2223
`
`2340
`
`German Patent – Markus Ferrari
`
`2124
`
`N/A
`
`N/A
`
`Spiegel Article – “A Foldable, Artificial Heart
`
`2125
`
`N/A
`
`2326
`
`Valve”
`
`U.S. Patent 5,716,417 – Girard et al
`
`N/A
`
`2224
`
`2308
`
`
`
`
`
`-11-
`
`
`
`
`
`“Failure of Hancock Preicardial Xenografts: Is
`
`N/A
`
`2225
`
`2301
`
`Prophylactic Bioprosthetic Replacement
`
`Justified?” by Uberto Bortolotti, MD et al
`
`German Patent – Fraunhofer
`
`2126
`
`2239
`
`2327
`
`Illustration of Schreck valve
`
`2129
`
`2240
`
`2328
`
`Illustration of Schreck valve
`
`2130
`
`2241
`
`2329
`
`Illustration of Schreck valve
`
`2131
`
`2242
`
`2330
`
`Illustration of DiMatteo valve
`
`2132
`
`2243
`
`2331
`
`Illustration of DiMatteo valve
`
`2133
`
`2244
`
`2332
`
`Illustration of DiMatteo valve
`
`2134
`
`2245
`
`2333
`
`Illustration of Bailey valve
`
`2136
`
`2246
`
`2334
`
`Illustration of Bailey valve
`
`2137
`
`2247
`
`2335
`
`Illustration of malalignment of Leaflets
`
`2138
`
`2248
`
`2336
`
`Illustration of Leonhardt valve
`
`2139
`
`2249
`
`2337
`
`Illustration of Leonhardt valve
`
`2140
`
`2250
`
`2338
`
`Illustration of Leonhardt valve
`
`2141
`
`2251
`
`2339
`
`Article “Anatomy of the aortic root:
`
`2224
`
`2237
`
`2341
`
`Implications for valve-sparing surgery” by
`
`Charitos and Sievers
`
`-12-
`
`
`
`
`
`Excerpt from book “Heart Valves From
`
`2225
`
`2238
`
`2342
`
`Design to Clinical Implantation”
`
`Excerpts from book “The Aortic Valve” by
`
`2226
`
`2226
`
`2343
`
`Mano Thubrikar
`
`Medtronic Press Release “Medtronic
`
`2227
`
`2227
`
`2344
`
`CoreValve System Obtains Early FDA
`
`Approval on Exceptional Clinical
`
`Performance”
`
`CoreValve US Important Safety Information
`
`2228
`
`2228
`
`2345
`
`U.S. Patent 8,323,336 – Hill
`
`2229
`
`2229
`
`2346
`
`Photo – Aortic Valve
`
`2230
`
`2230
`
`2347
`
`Photo – Aortic Valve with cusps and annulus
`
`2231
`
`2231
`
`2348
`
`Printout from University of Minnesota
`
`2232
`
`2232
`
`2349
`
`website of mitral and aortic valves
`
`Printout from University of Minnesota
`
`2233
`
`2233
`
`2350
`
`website of Chordae Tendineae
`
`2014 ESC Guidelines on the diagnosis and
`
`2234
`
`2234
`
`2351
`
`treatment of aortic diseases
`
`U.S. Patent 7,914,569 – Nguyen et al
`
`2235
`
`2235
`
`2352
`
`-13-
`
`
`
`
`
`Transcript of the Deposition of Alexander Hill
`
`2236
`
`2236
`
`2353
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/s/ James J. Kernell
`
`
`
`
`
`
`
`James J. Kernell, Reg. No. 42720
`
`ERICKSON KERNELL DERUSSEAU
`
`& KLEYPAS, LLC
`
`8900 State Line Road, Suite 500
`
`Leawood, Kansas 66206
`
`Telephone: (913) 549-4700
`
`Facsimile: (913) 549-4646
`
`Email: jjk@kcpatentlaw.com
`
`-and-
`
`David L. Marcus (pro hac vice)
`
`BARTLE & MARCUS LLC
`
`1100 Main Street, Suite 2730
`
`Kansas City, Missouri 64105
`
`Telephone: (816) 256-4699
`
`Facsimile: (816) 222-0534
`
`Email: dmarcus@bmlawkc.com
`
`Attorneys for Patent Owner
`
`Troy R. Norred, M.D.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`-14-
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify this 12th day of December 2014, that the
`
`foregoing Patent Owner’s Current Exhibit List Pursuant to 37 C.F.R.
`
`§ 42.63(e) has been served electronically through the Patent Trial and
`
`Appeals Board’s Patent Review Processing System (PRPS) upon the lead
`
`and back-up counsel for the Petitioner, JACK BARUFKA and EVAN
`
`FINKEL, both of Pillsbury Winthrop Shaw Pittman LLP.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/s/ James J. Kernell
`Attorney for Patent Owner
`
`-15-
`
`
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
