`
`Background of the Invention
`
`This invention relates to artificial aortic heart
`
`valves
`
`and,
`
`in particular,
`
`to a percutaneous aortic heart
`
`valve that
`
`is placed by a catheter or other means and held in
`
`place with a stent system without the need for surgery.
`
`The aortic valve undergoes
`
`a series of
`
`changes
`
`based upon the
`
`initial
`
`structure at birth and the normal
`
`dynamic daily stresses.
`
`The trileaflet aortic valve normally
`
`will not
`
`become
`
`stenotic until
`
`the
`
`seventh decade
`
`of
`
`a
`
`person's
`
`life unless
`
`infectious processes
`
`are
`
`introduced
`
`earlier.
`
`The incidence of aortic stenosis can reach between
`
`two and nine percent of
`
`the people in this age range.
`
`The
`
`average mortality rate at all ages
`
`is nine percent
`
`a year
`
`which also increases as a population ages. Coupled with these
`
`facts is the likelihood that as
`
`a person ages
`
`and becomes
`
`symptomatic with aortic stenosis, he is less likely to be an
`
`operative
`
`candidate
`
`due
`
`to
`
`being
`
`physically
`
`unable
`
`to
`
`withstand
`
`the
`
`stresses
`
`of
`
`surgery.
`
`The mortality of
`
`octogenarians has been reported as high as
`
`20% for aortic
`
`valve replacement which can preclude a reasonable attempt at
`
`the
`
`therapy of
`
`choice,
`
`e.g.,
`
`surgical
`
`replacement of
`
`the
`
`aortic valve using the
`
`traditional method of
`
`open heart
`
`surgery.
`
`(Docket 27
`
`45
`
`)
`
`NORRED EXHIBIT 2044 - Page 1
`Medtronic Inc. Medtronic Vascular Inc.
`7
`l
`l
`& Medtronic Corevalve, LLC
`v. Troy R. Norred, MD.
`CaselPR2014~00110
`
`!
`
`
`
`It is therefore the primary object of
`
`the present
`
`invention to provide
`
`an aortic valve
`
`that
`
`can be placed
`
`nonsurgically.
`
`Another
`
`object
`
`of
`
`the
`
`present
`
`invention
`
`as
`
`aforesaid is to provide an aortic valve which may be anchored
`
`in the ascending aorta by a stent system.
`
`Yet
`
`another
`
`important
`
`object
`
`of
`
`the
`
`present
`
`invention is to provide an aortic valve as aforesaid which may
`
`be placed percutaneously.
`
`Still another object of
`
`the present
`
`invention is
`
`to provide
`
`an aortic valve
`
`as
`
`aforesaid which
`
`functions
`
`without removal of the native aortic valve.
`
`Another
`
`important object of
`
`the present
`
`invention
`
`is
`
`to provide an aortic valve as aforesaid which reduces
`
`regurgitation of a native aortic valve.
`
`Yet
`
`another
`
`important
`
`object
`
`of
`
`the
`
`present
`
`invention.
`
`is to provide an aortic valve as aforesaid. which
`
`increases
`
`the
`
`effective
`
`aortic
`
`valve orifice area while
`
`minimizing the resultant aortic regurgitation.
`
`Still
`
`another
`
`important object
`
`of
`
`the present
`
`invention is to provide an aortic valve as aforesaid. which
`
`reduces
`
`left
`
`ventricle
`
`energy'
`
`expenditure
`
`from aortic
`
`regurgitation.
`
`NORRED EXHIBIT 2044 - Page 2
`
`
`
`Yet
`
`another
`
`important
`
`object
`
`of
`
`the
`
`present
`
`invention is to :provide an aortic valve as aforesaid. which
`
`reduces
`
`long—term ventricular
`
`and
`
`aortic
`
`sequelae
`
`from
`
`pressure overload caused by aortic regurgitation.
`
`Another
`
`important object of
`
`the present
`
`invention
`
`is to provide an aortic valve as aforesaid which can be placed
`
`nonsurgically so as to minimize the health risk to a patient
`
`during the procedure.
`
`These
`
`and other objects
`
`and advantages of
`
`this
`
`invention are achieved. by' an artificial biomechanical aortic
`
`valve
`
`integrated with a
`
`stent
`
`system, which may be placed
`
`nonsurgically so as to minimize the risk to the patient during
`
`the procedure.
`
`The aortic valve is anchored in the ascending
`
`aorta with further
`
`support
`
`supplied in branch vessels or
`
`descending aorta as necessary due to the stress forces placed on
`
`the artificial valve by the normal hemodynamic pressures in the
`
`aorta.
`
`The valve is connected to the stent system by serially
`
`connected rods. Because of the relatively large surface area of
`
`the stent system,
`
`this design displaces the forces placed upon
`
`the artificial valve across this large surface area.
`
`Placing
`
`the device nonsurgically eliminates the need for a bypass pump
`
`or sternotomy and the associated postoperative risks.
`
`These
`
`and other objects
`
`and advantages of
`
`this
`
`invention will become apparent
`
`from the following description
`
`NORRED EXHIBIT 2044 - Page 3
`
`
`
`taken in connection with the accompanying drawings, wherein is
`
`set forth by way of
`
`illustration and example,
`
`a now preferred
`
`embodiment of this invention.
`
`Brief Description of the Drawings
`
`Fig.
`
`l
`
`is
`
`a diagrammatic
`
`sectional view of
`
`a
`
`catheter containing aortic valve and stents of
`
`the present
`
`invention in the descending portion of an aorta.
`
`Fig.
`
`2
`
`is a diagrammatic view of Fig.
`
`l with the
`
`catheter advanced to the ascending portion of the aorta.
`
`Fig.
`
`3
`
`is a diagrammatic view of Fig.
`
`2 with the
`
`aortic valve and stents being deployed into the aorta and the
`
`stents being expanded by inflation of a balloon.
`
`Fig.
`
`4
`
`is a diagrammatic view of Fig.
`
`3 with the
`
`stents expended and in place and the catheter removed.
`
`Fig.
`
`5
`
`is a diagrammatic view of Fig.
`
`4
`
`showing
`
`the relationship between the placement of the stent system and
`
`valve to the aortic valve and left ventricle.
`
`Fig.
`
`6
`
`is an 'umbrella aortic valve in. a closed
`
`position.
`
`of Fig. 5.
`
`Fig.
`
`7 is a plan view of the umbrella aortic valve
`
`Fig.
`
`8
`
`is the umbrella aortic valve of Fig.
`
`5
`
`in
`
`an open position.
`
`NORRED EXHIBIT 2044 - Page 4
`
`
`
`Fig.
`
`9 is a plan view of the umbrella aortic valve
`
`of Fig. 7.
`
`Fig.
`
`10
`
`is a diagrammatic view of
`
`a cone—shaped
`
`aortic valve in a closed position.
`
`Fig. 11 is a plan view of the cone—shaped valve of
`
`Fig.
`
`12
`
`is the cone-shaped valve of Fig.
`
`9
`
`in an
`
`open position.
`
`Fig. 13 is a plan view of the cone—shaped valve of
`
`Fig. 11.
`
`Fig.
`
`14
`
`is a diagrammatic view of another
`
`cone—
`
`shaped aortic valve in a closed position.
`
`Fig. 15 is a plan view of the cone~shaped valve of
`
`Fig. 13.
`
`Fig. 16 is the cone—shaped aortic valve of Fig. 13
`
`in an open position.
`
`Fig. 17 is a plan view of the cone—shaped valve of
`
`Fig. 15.
`
`NORRED EXHIBIT 2044 - Page 5
`
`
`
`D
`
`ri
`
`i n
`
`f
`
`h Pr f rr
`
`Emb
`
`im n
`
`Turning more particularly to the drawings, Fig.
`
`1
`
`illustrates
`
`a
`
`sectional
`
`diagrammatic
`
`view of
`
`a
`
`cannular
`
`catheter
`
`20
`
`in the
`
`descending portion 22
`
`of
`
`aorta
`
`24.
`
`Cannular catheter 20 contains a balloon catheter 26 which is
`
`surrounded by a wire mesh tube or stent system 28 connected to
`
`artificial valve 30.
`
`The stent system 28 is made up of a small slotted
`
`stainless steel
`
`tube or series of
`
`interconnected rods which
`
`form an expandable cylindrical
`
`lattice or scaffolding.
`
`The
`
`stent
`
`systen1 28
`
`is initially' collapsed.
`
`to a
`
`small diameter
`
`around an angioplasty balloon 29 so that it and valve 30 may
`
`be guided into place using an antegrade approach through the
`
`fermoral
`
`artery
`
`(not
`
`shown)
`
`to
`
`the
`
`ascending
`
`aorta
`
`32
`
`(Fig. 2).
`
`Once cannular catheter 20 is located in ascending
`
`aorta 32 above native aortic valve 34,
`
`the balloon catheter 26
`
`is deployed (Fig.
`
`3)
`
`to place the valve/stent combination 36
`
`in the correct anatomical position so that valve 30 is above
`
`aortic valve 34
`
`(Fig.
`
`4)
`
`and below coronary arteries 38
`
`so
`
`that
`
`the openings
`
`to coronary arteries 38 are unobstructed.
`
`When the valve/stent combination 36 is correctly placed,
`
`the
`
`balloon 29 is inflated to expand the stent scaffolding 28 and
`
`force the stent system 28 against
`
`the inner walls of ascending
`
`NORRED EXHIBIT 2044 - Page 6
`
`
`
`aorta 32
`
`to anchor valve 30
`
`in place. After balloon 29 is
`
`deflated and balloon catheter
`
`26
`
`is removed,
`
`the stent
`
`28
`
`remains locked in place.
`
`The stent lattice 28 may extend into
`
`descending aorta 32 or branch vessels
`
`(not
`
`shown)
`
`to further
`
`support and secure valve 30 in place.
`
`Once
`
`the valve and stent
`
`combination 36
`
`is
`
`in
`
`place,
`
`the balloon 29 is deflated and balloon catheter 26 is
`
`retracted into cannular catheter 20. Both catheters 26 and 20
`
`are removed from aorta 24
`
`through the fermoral artery (not
`
`shown).
`
`Simultaneously' with. placement of
`
`the valve/stent
`
`combination 36,
`
`the
`
`fermoral vein would
`
`be
`
`accessed and
`
`cannulated to guide a balloon catheter into the left ventricle
`
`using a
`
`retrograde
`
`approach to perform a valvoplasty by
`
`inflating the balloon within the aortic valve.
`
`The purpose of
`
`the valvoplasty is to force the aortic valve open to relieve
`
`the pressure gradient between the left ventricle 40
`
`(Fig.
`
`5)
`
`and aorta 24. Visualization to place the catheters within the
`
`aorta 24 and left ventricle 40 would be accomplished using
`
`continuous
`
`roentgenogram and ultrasound techniques,
`
`such as
`
`intracardiac echocardiography (ICE) or fluoroscopy, which are
`
`known in the art.
`
`Use of
`
`this valve/stent combination 36 precludes
`
`removal of
`
`the native aortic valve
`
`34.
`
`The
`
`focus would
`
`NORRED EXHIBIT 2044 - Page 7
`
`
`
`instead be upon debulking of the native aortic valve 34.
`
`The
`
`main purpose
`
`is abolition of
`
`the
`
`resting gradient.
`
`The
`
`techniques employed would attempt
`
`to achieve a large effective
`
`aortic valve area regardless of
`
`the functioning of
`
`the native
`
`aortic valve 34 post-procedure because an artificial aortic
`
`valve 30 designed to prevent aortic regurgitation would be in
`
`place. Aortic valve 30 is designed not
`
`to hinder the ejection
`
`of blood from the left ventricle, and to minimize the aortic
`
`regurgitant volume.
`
`The techniques used to debulk the native
`
`aortic
`
`valve
`
`may
`
`include
`
`positioning
`
`of
`
`an
`
`Er—YSGG
`
`percutaneous laser to decalcify the valve and repeat balloon
`
`aortic valvuloplasty.
`
`If
`
`this is not effective then high
`
`frequency ultrasound percutaneously applied to the aortic
`
`valve may be necessary.
`
`These
`
`techniques have been shown
`
`to be highly
`
`effective at producing debulking and preventing restenosis and
`
`increasing the effective aortic valve orifice area.
`
`However,
`
`they produce tremendous aortic regurgitation.
`
`This would not
`
`be a problem for the unattached valve 30 which would work as
`
`disclosed below for aortic regurgitation.
`
`If
`
`these techniques do not produce
`
`the desired
`
`result of
`
`increasing the effective aortic valve orifice area
`
`then a host of options are still available.
`
`For example,
`
`two
`
`rings may be guided onto both the aortic and ventricular sides
`
`NORRED EXHIBIT 2044 - Page 8
`
`
`
`of the native aortic valve and pneumatically sealed together.
`
`Then expandable and retractable biotomes may be percutaneously
`
`placed for controlled dissection of
`
`the native aortic valve.
`
`The
`
`biotomes may
`
`be
`
`used
`
`for primary resection without
`
`stabilizing rings, but
`
`there would need to be a stabilization
`
`mechanism for the native aortic valve. Another such mechanism
`
`could employ the use of a micro screw into the native valve,
`
`which would act as
`
`an anchor
`
`to guide a biotome onto the
`
`native valve.
`
`Then the biotomes would take small snips in a
`
`controlled fashion off of
`
`the native valve.
`
`This would
`
`gradually increase the effective orifice area.
`
`Because the
`
`artificial valve is not anchored or dependent upon the native
`
`valve
`
`for
`
`its
`
`function,
`
`this
`
`technique
`
`could be
`
`easily
`
`reapplied,
`
`if
`
`the native valve were
`
`to restenose, without
`
`comprising the artificial valve.
`
`A tremendous advantage of
`
`this procedure would be its independence frmn a need for a
`
`percutaneous bypass pump.
`
`Referring to Figs.
`
`6—9,
`
`an
`
`inverted generally
`
`umbrella-shaped valve 30 is shown.
`
`Umbrella valve 30 has a
`
`generally pear or bulb-shaped main body 52 and a neck 54 which
`
`extends from the body.
`
`Extending from neck 54 is connecting
`
`rod 56 which secures stent struts 58
`
`to umbrella valve 30.
`
`Frame members or ribs 60 extend radially from and are hingedly
`
`attached to body 52. Hinges 61 permit ribs 60 to move between
`
`NORRED EXHIBIT 2044 - Page 9
`
`
`
`-10,
`
`a folded position (Figs.
`
`6—7) where the ribs extend generally
`
`parallel
`
`to neck 54,
`
`and an unfolded position (Figs.
`
`8—9)
`
`where the ribs extend generally radially from an perpendicular
`
`to body 52. Hinges 61 permit ribs 60 from overextending when
`
`unfolded.
`
`A generally circular canopy 62
`
`is secured to the
`
`lower sides of each of the frame members 60 and the lower side
`
`64 of body 52.
`
`Canopy 62 may be made of
`
`a tfiocompatible,
`
`flexible material
`
`such as an elastomeric sheet or a Dacron®
`
`reinforced polymer,
`
`for example.
`
`Frame members 60 may be made
`
`of
`
`stainless
`
`steel or
`
`a plastic polymer
`
`that
`
`is
`
`able to
`
`withstand the shear stresses during folding of valve 30.
`
`In Figs. 6-9 frame members 60 are shown generally
`
`straight.
`
`However,
`
`frame members
`
`60 may be curved inwardly
`
`toward neck 54 when valve 30
`
`is in the folded or collapsed
`
`position (Fig. 6) and generally tangentially to the inner wall
`
`of
`
`the aorta and toward the stent
`
`system 28
`
`(Fig.
`
`4) when
`
`valve 30 is in the unfolded position (Fig. 8). Additionally,
`
`canopy 62 may extend beyond the ends of
`
`frame members 60 to
`
`help reduce or eliminate ;peri—valvular
`
`leaks by sealing the
`
`valve against the inner wall of the aorta.
`
`The
`
`end
`
`64
`
`of
`
`valve
`
`body
`
`52
`
`is
`
`generally
`
`hemispherical which permits
`
`the desired laminar blood flow
`
`characteristics of the native aortic valve in the aorta around
`
`NORRED EXHIBIT 2044 - Page 10
`
`
`
`-11-
`
`valve 30.
`
`Generally,
`
`any rounded shape,
`
`such as
`
`ea
`
`rounded
`
`cone or hemi—ellipse, will produce satisfactory laminar flow.
`
`Generally, umbrella—shaped valve 30 is placed in a
`
`position above the native aortic valve and below the openings
`
`of the coronary arteries 28
`
`(Fig. 4).
`
`The structure of valve
`
`30 collapses to a folded (Fig.
`
`6) position wherein the ribs
`
`extend along the neck such that
`
`the canopy does not
`
`traverse
`
`the aortic channel.
`
`Thus, during systolic contraction of
`
`the
`
`left ventricle the blood from the
`
`left ventricle may be
`
`expelled unimpeded into the aorta (Figs.
`
`6—7) as the valve is
`
`folded. During diastolic filling of
`
`the left ventricle,
`
`the
`
`pressure in the aorta becomes greater than the pressure in the
`
`left ventricle and the blood attempts to flow from the aorta
`
`into the left ventricle or
`
`regurgitate.
`
`This backflow is
`
`caught
`
`in the canopy 62 which causes valve structure 30
`
`to
`
`unfold (Figs.
`
`8—9)
`
`and prevents aortic regurgitation as
`
`the
`
`opening between the aorta 24 and the left ventricle is sealed.
`
`At
`
`this position ribs
`
`60
`
`extend
`
`radially and generally
`
`perpendicular from body 52.
`
`Referring to Figs. 10-13 a second embodiment of an
`
`artificial
`
`aortic
`
`valve
`
`is
`
`shown which may
`
`be
`
`placed
`
`percutaneously.
`
`Conical valve
`
`66 consists of
`
`two
`
`to 32
`
`interconnected. plates or
`
`fingers
`
`68
`
`and a generally ring-
`
`shaped base 70 and a ring 72 secured to the base 70.
`
`The
`
`NORRED EXHIBIT 2044 - Page 11
`
`
`
`-12-
`
`fingers 68 are generally wedge or bowling pin—shaped and are
`
`hingedly secured together by ring 72 extending through the
`
`base
`
`74
`
`of
`
`each
`
`finger
`
`68
`
`and
`
`interconnected
`
`by
`
`a
`
`biocompatible,
`
`durable,
`
`flexible generally conically—shaped
`
`fabric 75 membrane secured to the inside surfaces 69 of
`
`the
`
`fingers.
`
`The
`
`fingers 68 extend generally radially inwardly
`
`and away from the base 70.
`
`Fingers 68 may be constructed of
`
`stainless steel, plastic or other biocompatible material.
`
`In the closed position (Figs. 10—11),
`
`the tops 76
`
`of
`
`the fingers contact each adjacent fingertip 76 to prevent
`
`regurgitation.
`
`It should be understood that if the number of
`
`fingers is increased, contact with the adjacent fingers may be
`
`along the entire length of the finger 68.
`
`If contact is along
`
`the entire side length of each adjacent
`
`finger when conical
`
`valve 66 is in the closed position,
`
`a membrane 75 may not be
`
`necessary to jprevent
`
`regurgitation.
`
`To minimize components
`
`and to aid in miniaturizing the device
`
`for delivery,
`
`the
`
`number
`
`of
`
`fingers
`
`68 may
`
`be
`
`reduced
`
`to
`
`two
`
`to
`
`four
`
`interconnecting fingers 68.
`
`During systole valve 66 expands or opens as shown
`
`in Figs. 12~13 to allow blood ejected from the left ventricle
`
`to flow through the center of valve 66.
`
`Fingers 68 pivot on
`
`ring 72 and tips 76 separate to allow blood to flow through
`
`NORRED EXHIBIT 2044 - Page 12
`
`
`
`-13-
`
`the center of valve 66.
`
`Membrane
`
`75 prevents fingers from
`
`overextending to block coronary arteries 38 (Fig. 4).
`
`Valve 66 and the combined stent 28 is guided into
`
`position as
`
`shown in Figs.
`
`1~4,
`
`and placed over
`
`the native
`
`aortic valve 34.
`
`Base 70 is seated against
`
`the root of
`
`the
`
`aortic valve 34 next
`
`to the inner wall of
`
`the aorta 24 below
`
`coronary arteries 38.
`
`The
`
`rim 78 of base 70
`
`is made of
`
`a
`
`pliable biocompatible material which seals against
`
`the root of
`
`the native aortic valve 34
`
`to reduce peri—valvular
`
`leaks.
`
`Valve
`
`66
`
`is anchored along the root of aortic valve with
`
`connecting rods 80 which are connected to the ascending aortic
`
`stents 28
`
`(see Fig. 4). Valve 66 is placed such that rods 80
`
`are positioned between the
`
`right
`
`and left
`
`coronary ostia
`
`tangentially along the sinus of valsalva.
`
`In this embodiment,
`
`there
`
`are
`
`no
`
`intraluminal
`
`connecting rods
`
`58 within lthe
`
`ascending aorta as with umbrella valve 30 (see Fig. 4).
`
`Conical valve 66 centralizes the blood ejection
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`jet
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`from the left ventricle providing improved laminar
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`flow
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`characteristics through the valve 66 and minimizes hematologic
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`sequelae.
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`Referring to Figs. 14—17, a third embodiment of an
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`artificial
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`aortic
`
`valve
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`is
`
`shown which may
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`be
`
`placed
`
`percutaneously.
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`Trihedral valve 82
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`is similar
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`in structure
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`and operation to conical valve 66
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`(Figs. 10-13).
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`Arms 84 are
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`-14-
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`hingedly attached to ring 86 of base 88 and extend upwardly
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`and
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`radially inwardly from base
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`88
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`to generally form a
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`trihedron or cone.
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`Each rod 84 has a crescent—shaped pad 90
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`at its free end.
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`A cone—shaped membrane 92 of fibrous polymer
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`is secured to each arm 84 and base 88
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`(not shown in Fig. 14).
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`During distole, back flow of blood from the aorta
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`to the left ventricle causes valve 82
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`to close preventing
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`regurgitation (Figs. 14—15). During systole, blood is ejected
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`from the left ventricle to force valve 82 open and allow blood
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`to flow into the ascending aorta through the center of valve
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`82.
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`Valve 82
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`is anchored along the aortic valve root wall
`
`with connecting rods
`
`(not shown; see connecting rods 80, Fig.
`
`10) which are connected to ascending aortic stents 28
`
`(Fig.
`
`4).
`
`Valve
`
`82
`
`is placed so that
`
`the connecting rods are
`
`positioned
`
`between
`
`the
`
`right
`
`and
`
`left
`
`coronary
`
`ostia
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`tangentially along the sinus of valsalva.
`
`In this embodiment,
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`as
`
`in the
`
`conical valve
`
`66,
`
`there
`
`are
`
`no
`
`interluminal
`
`connecting rods 58 within the ascending aorta as with umbrella
`
`valve 30 (see Fig. 4).
`
`Base
`
`88 of valve 82
`
`is constructed as disclosed
`
`above
`
`for base
`
`70 of conical valve 62.
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`Arms
`
`84 may be
`
`constructed
`
`of
`
`stainless
`
`steel
`
`or
`
`other
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`structural
`
`biocompatible material such as plastic.
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`Crescent—shaped pads
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`90 may be constructed of stainless steel for durability or of
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`NORRED EXHIBIT 2044 - Page 15
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`-15-
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`softer biocompatible materials to better seal
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`the valve 82
`
`when
`
`in
`
`the
`
`closed position
`
`(Figs.
`
`14—15),
`
`and
`
`reduce
`
`regurgitation.
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`Other valvular designs which may prove valuable to
`
`this
`
`technique
`
`include
`
`the
`
`usage
`
`of
`
`cadaver/porcine
`
`incorporated valves placed within a percutaneously stented
`
`system the
`
`benefits
`
`of
`
`favorable
`
`flow and
`
`hematologic
`
`characteristics.
`
`The central
`
`themes
`
`involve increasing the
`
`effective aortic valve orifice area while minimizing the
`
`resultant aortic regurgitation.
`
`Thus,
`
`the goals in reducing
`
`left ventricular energy expenditure and its resultant
`
`long—
`
`term sequelae of pressure overload would. be met with this
`
`system of percutaneously delivered aortic valve/s.
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`NORRED EXHIBIT 2044 - Page 15
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`Pa. S
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`NORRED EXHIBIT 2044 - Page 20
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