throbber
Page 1
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
` ____________________________
` GEA PROCESS ENGINEERING, INC.
` Petitioner
` v.
` STEUBEN FOODS, INC.
` Patent Owner
` _____________________________
` Case IPR2014-00041
` U.S. Patent No. 6,945,013
` Case IPR2014-00043
` U.S. Patent No. 6,475,435
` Case IPR2014-00051
` U.S. Patent No. 6,209,591
` Case IPR2014-00054
` U.S. Patent No. 6,481,468
` Case IPR2014-00055
` U.S. Patent No. 6,537,188
` _____________________________
` DEPOSITION OF DR. ANDRE SHARON
` Alexandria, Virginia
` July 8, 2014
`Reported by: Mary Ann Payonk
`Job No. 80916
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 1
`
`

`

`Page 2
`
` July 8, 2014
` 9:00 a.m.
`
` Deposition of DR. ANDRE SHARON, held at
`the offices of Oblon Spivak McClelland Maier & Neustadt,
`1940 Duke Street, Alexandria, Virginia, pursuant to
`Notice before Mary Ann Payonk, Nationally Certified
`Realtime Reporter and Notary Public of the District of
`Columbia, Commonwealth of Virginia, States of
`Maryland and New York.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`1 2 3 4 5
`
`6
`
`7 8
`
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 2
`
`

`

`Page 3
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` APPEARANCES:
` ON BEHALF OF PETITIONER:
` BENJAMIN KIERSZ
` WILLIAM ATKINS
` MICHAEL HEINS
` PILLSBURY WINTHROP SHAW PITTMAN
` 1650 Tysons Boulevard
` McLean, VA 22102
`
` ON BEHALF OF PATENT OWNER:
` MICHAEL KIKLIS
` GREG GARDELLA (By phone)
` OBLON SPIVAK McCLELLAND MAIER &
` NEUSTADT
` 1940 Duke Street
` Alexandria, VA 22314
`
` ALSO PRESENT:
` Cook Alciati
` Corporate Counsel, Steuben
` Charles M. Avigliano
` Corporate Counsel, Steuben
` Jordan Mummert, Legal Video Specialist
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 3
`
`

`

`Page 4
`
` A. Sharon
` THE VIDEOGRAPHER: This is the
` start of the tape labeled number 1 of
` the videotaped deposition of Dr. Andre
` Sharon in the matter GEA Process
` Engineering versus Steuben Foods.
` This deposition is taking place at
` 1940 Duke Street, Alexandria, Virginia,
` on July 8, 2014, at approximately
` 9:10 a.m.
` My name is Jordan Mummert from
` TSG Reporting, Inc. I'm the legal video
` specialist.
` The court reporter is Mary Ann
` Payonk, in association with
` TSG Reporting.
` Will the counsel please introduce
` yourselves?
` (Whereupon, counsel placed their
` appearances on the video record.)
` THE VIDEOGRAPHER: The reporter may
` swear the witness.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 4
`
`

`

`Page 5
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` ANDRE SHARON, Ph.D.,
` called as a witness, having been duly
` sworn, was examined and testified as
` follows:
` EXAMINATION
` BY MR. KIERSZ:
` Q. Good morning, Dr. Sharon.
` A. Good morning.
` Q. Have you ever been deposed before?
` A. Yes, I have.
` Q. How many times?
` A. Approximately a half dozen times.
` Q. Okay. Were you a fact witness or an
` expert witness in those depositions?
` A. I was an expert witness.
` Q. In all six of those?
` A. In the depositions that I was deposed
` relating to patents, patent disputes, I was an
` expert witness.
` Q. How many of those were there?
` A. I don't recall the exact number, but
` I believe approximately half dozen.
` Q. So I'd like to go through each of
` those about half dozen.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 5
`
`

`

`Page 6
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` What was the field of technology for
` each of them?
` A. Well, there were two major cases, and
` they involved a number of suits and different
` parties, so these two technologies. One
` technology related to slide stainers and the
` other technology related to DNA array
` fabrication.
` Q. Did you provide expert reports in
` each of those cases?
` A. Yes, I have.
` Q. And did those cases go to trial?
` A. One of them did.
` Q. And did you testify at trial?
` A. I did.
` Q. Did the Court qualify you as an
` expert?
` A. They allowed me to testify, so I
` assume they did.
` Q. What expertise did the Court qualify
` you as an expert?
` A. I don't know how to answer that. I
` don't know the legal aspects of how they
` qualified me.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 6
`
`

`

`Page 7
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Q. In preparing the expert report in the
` case in which you testified, what was the basis
` of your expertise in your report in that case?
` A. It was machine design.
` Q. And the machines being designed in
` those cases were -- one was a slide stainer and
` another one was a DNA array --
` A. Fabricator.
` Q. -- fabricator.
` And all six of the depositions were
` in -- among those two cases?
` A. I believe that is correct.
` Q. Do you remember the names of the
` parties in those cases?
` A. The party relating to the slide
` stainer was Ventana Medical, and the party
` relating to the DNA array fabricator was
` Affymetrix.
` Q. Do you remember who the opposing
` parties were?
` A. For the Affymetrix case, it was
` Illumina, and for the Ventana Medical, there
` were several parties. One that I recall was
` Cytologics.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 7
`
`

`

`Page 8
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Q. Have you provided any deposition
` testimony in cases other than those two cases?
` A. Yes. I've provided deposition
` testimony in one other case.
` Q. What was that one other case about?
` A. It was a civil corporate case.
` Q. Were you a fact witness in that case?
` A. Yes, I was.
` Q. What was your relationship to the
` proceeding in that case?
` A. I was the founder of the company.
` Q. What was the company's name?
` A. Casaria.
` Q. And what was in a dispute about?
` A. It involved hiring -- hiring
` engineers from another company.
` Q. Was Casaria the defendant in that
` case?
` A. Yes, it was.
` Q. And what was the allegation from the
` plaintiff?
` A. I don't recall the legal allegation,
` but it related to -- I guess you'd call it
` predatory hiring or something like that.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 8
`
`

`

`Page 9
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Q. What was the result of that
` litigation?
` A. I believe the case was settled.
` Q. Have you provided expert reports in
` any cases other than the ones that we've
` already discussed?
` A. I don't believe so.
` Q. In the case that went to trial, was
` that the slide stainer case or the DNA
` fabrication case?
` A. The slide stainer case.
` Q. What was the outcome of the trial?
` A. Well, that -- the particular -- I
` believe there were several trials, but the
` particular trial that I was involved with dealt
` with damages.
` Q. So you provided expert testimony
` relevant to damages?
` A. I provided expert testimony relating
` to available machine design-arounds.
` Q. All right. So to summarize, you've
` provided expert reports in two cases, one that
` related to slide stainers and another that
` related to DNA array fabrication machines. And
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 9
`
`

`

`Page 10
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` in one of those cases, the litigation went to
` trial and you testified at trial about slide
` stainers; correct?
` A. Except that when you say "two cases,"
` they may have been in separate cases involving
` the same --
` Q. Oh, in multiple cases?
` A. Yes.
` Q. Involving the same parties?
` A. Right. I can't recall how many,
` but --
` Q. Did you testify in just one of the
` litigations in court?
` A. Just one.
` Q. Just once?
` A. Yes, just once.
` Q. So there were two disputes that among
` those there were six different litigations?
` A. No.
` Q. Or no?
` A. There were -- there were two major
` technologies and each one of those had -- well,
` actually, I believe, to the best of my
` recollection, the Affymetrix case was only with
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 10
`
`

`

`Page 11
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Illumina, so there was only one party and I was
` involved in that case. The Ventana Medical, I
` believe there were a few different cases
` surrounding that technology in Ventana Medical.
` Q. What is a slide stainer?
` A. A slide stainer is a machine that
` they use in hospital and pathology labs to
` determine if biopsies are cancerous.
` Q. So the slides -- we're talking about
` the slides that you would put under a
` microscope?
` A. Yes, correct.
` Q. So it's to stain the material being
` explored through microscope?
` A. Correct.
` Q. What is a DNA array fabricator?
` A. A DNA array fabricator is a machine
` that fabricates an array of different DNA
` sequences which can then be used in -- well,
` can be used for various applications, including
` genomics and medical diagnostics and so forth.
` Q. In connection with any of your
` previous expert work, did you work with the
` Oblon firm?
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 11
`
`

`

`Page 12
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` A. No, I have not.
` Q. In connection with any of your
` previous expert work, have you worked with the
` Hiscock firm?
` A. The which firm?
` Q. Hiscock.
` A. I don't believe I have.
` Q. Have you ever done any work with --
` for Steuben Foods prior to this engagement?
` A. No, I have not.
` Q. Have you ever worked with Oblon
` before?
` A. No, I have not.
` Q. I'd just like to start off by going
` through a couple standard questions that I'm
` sure you've heard before.
` If a question is unclear, can I ask
` you to ask me to clarify it?
` A. Yes.
` Q. If you need more information to
` answer a question, will you please tell me?
` A. I will.
` Q. If I use a term that you don't know,
` can you please tell me?
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 12
`
`

`

`Page 13
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` A. Okay.
` Q. If you only give me a partial answer,
` will you then tell me that it is just a partial
` answer?
` A. I will.
` Q. Do you have any hesitation in
` answering truthfully or honestly today?
` A. No, I don't.
` Q. Do you have any health condition or
` medication that might impair your ability to
` answer questions fully and truthfully today?
` A. Not that I'm aware of.
` Q. If there's an error in any of your
` testimony today, will you tell me?
` A. Yes, I will.
` Q. Do you understand that I'm here to
` ask you questions because Steuben is relying on
` your declaration in connection with five
` U.S. Patent and Trademark Office inter partes
` review proceedings?
` A. I understand.
` Q. I see that you have a document in
` front of you. May I ask what that document is?
` A. That is my declaration.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 13
`
`

`

`Page 14
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Q. All right. So that's the declaration
` that was filed in these five IPR proceedings?
` A. I believe so, yes.
` Q. Are you aware of any misstatements or
` inaccuracies in your declaration?
` A. Just minor. Just a minor pagination
` mistake. I believe on page 12 where I say page
` E56, that was page 56, not E56.
` Q. Okay.
` A. At the bottom of paragraph 15.
` Q. "Chambers at page E56" should just be
` "Chambers at page 56"?
` A. Yes, I believe that is correct.
` And then I just noticed a pagination
` going from page 1 to page 6. I don't know what
` that is. Must have been a printing error or
` something, but that's it.
` Q. Is it possible that pages 2 through 5
` were the captions from different IPR
` proceedings?
` A. Possible. I don't know.
` Q. All right. Do you recall when -- are
` there any notes or marginalia in the
` declaration that you have?
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 14
`
`

`

`Page 15
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` A. No.
` Q. Is there an exhibit label at the
` lower right-hand side of that declaration?
` A. I just -- there is.
` Q. Does it say Steuben Exhibit 2025?
` A. Yes, it does.
` Q. And then below that, it says
` IPR2014-00041.
` A. Yes.
` Q. How much time did you spend preparing
` your declaration?
` A. I would say approximately 40 to 50
` hours on the declaration.
` Q. When did you spend that time?
` A. During -- for the declaration, during
` May.
` Q. Was it the beginning of May? Toward
` the end of May?
` A. I believe I began working on it
` towards the early part of May and concluded on
` May 23rd.
` Q. Was it continuous, full-time work or
` did you sort of work sporadically to -- over
` the course of May to develop your declaration?
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 15
`
`

`

`Page 16
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` A. No, it was not -- it was not
` full-time.
` Q. How were you paid for your -- for the
` time you spent preparing your declaration?
` A. By check.
` Q. I'm sorry. Did you work on an hourly
` basis? On a fixed-fee arrangement?
` A. No, I worked on an hourly basis.
` Q. What was your hourly rate?
` A. 500 an hour.
` Q. Did you speak with anyone in the
` course of your preparation of your declaration?
` A. Yes.
` Q. Who?
` A. I assume relating to the case. Or in
` general?
` Q. Yes, relating to your declaration.
` MR. KIKLIS: I'm going to caution
` the witness that you can identify the
` individuals but not any communication.
` A. I had some discussions with Cook from
` Steuben, and I believe had some discussions
` with Greg Gardella. And I believe Charlie may
` have been on the line as well. Not 100 percent
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 16
`
`

`

`Page 17
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` sure.
` Q. In the course of the preparation of
` your declaration did you speak with anybody
` other than Cook Alciati, Greg Gardella and
` possibly Charlie Avigliano?
` A. I do not recall if, during conference
` call discussions, if there were any other
` parties on the line, but as far as I recall, it
` was those three.
` Q. Were those discussions in person?
` A. Some discussions were in person.
` Q. Were other discussions over the
` phone?
` A. Yes.
` Q. Did you correspond with these
` individuals through any other medium?
` A. We had some email correspondence.
` Q. Does your declaration rely on any
` information that these individuals provided to
` you during the course of your preparation of
` the declaration?
` A. It relies on references that these
` individuals gave to me, and on my expertise and
` experience.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 17
`
`

`

`Page 18
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Q. Are all of the references that you
` just mentioned cited in your declaration?
` A. Yes, they are.
` Q. So you haven't relied on any other
` reference other than the references cited in
` your declaration and your general -- your own
` personal experience?
` MR. KIKLIS: Objection, form.
` A. I don't recall specifically, but I
` may have -- well, I read -- I may have read
` some other documents for background, but
` which -- just for background information.
` Q. Background on --
` A. That are not listed in my
` declaration.
` Q. But you relied upon those documents
` in helping to prepare your declaration?
` A. No. In fact, those documents that I
` read for background actually were, I believe,
` after I had finished writing my declaration so
` I did not rely on them for the declaration.
` Q. Okay. So your declaration does cite
` every reference that you rely on to form the
` opinions in your declaration.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 18
`
`

`

`Page 19
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` A. I believe that is correct.
` Q. In the preparation of your
` declaration, did you have any communications
` with anybody other than the individuals that
` you've already mentioned?
` MR. KIKLIS: Objection, form.
` A. I don't believe I have.
` Q. Have you ever had any communications
` with Mr. Taggart?
` A. No, I've not.
` Q. Have you ever had any communications
` with a Dr. Norbert Buchner?
` A. No, I have not.
` Q. Have you ever had any communications
` with Dr. Sudhir Sastry?
` A. No, I have not.
` Q. Do you know who Dr. Sastry is?
` A. Yes, I do.
` Q. How do you know who he is?
` A. I was told by the attorneys.
` MR. KIKLIS: I instruct you not to
` answer that. And I'm going to caution
` you. Any communication from the
` attorneys in this case should not be
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 19
`
`

`

`Page 20
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` included as part of your answer here.
` So if you're asked a question that would
` include a communication from the
` attorney, then just let me know and
` you're going to be instructed not to
` answer that question. Okay?
` THE WITNESS: Okay.
` Q. Do you know who Dr. Norbert Buchner
` is?
` A. Yes, I -- I assume it's -- you're
` referring to Buchner, but -- well, I've read
` the reference.
` Q. Okay. Have you ever visited any
` Steuben facility?
` A. No, I've not.
` Q. In preparing your declaration, did
` you rely on any assertions by others?
` A. Can you tell me what you mean by
` "assertion"?
` Q. As an assumption that you worked from
` in preparing the opinions in your declaration.
` A. I don't believe I have.
` Q. Can I have you turn to the last page
` of your declaration?
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 20
`
`

`

`Page 21
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` MR. KIKLIS: Can I get a copy?
` MR. KIERSZ: All right. I just
` want to make sure that it's the exact
` document that I have.
` MR. KIKLIS: Do you want to work
` off my copy?
` MR. KIERSZ: Yeah, let's work off
` my copy. It should be identical, just
` to be sure.
` Q. You're at the last page, which is
` page 24 of your declaration.
` A. Yes.
` Q. Is that your signature?
` A. Yes, it is.
` Q. How did you sign this declaration?
` A. I have an electronic signature on my
` computer that I scanned and then I pasted it
` into here from my computer.
` Q. So you personally pasted your
` electronic signature into this document?
` A. That is correct.
` Q. I think we touched on this before,
` but you don't recall what was on pages 2
` through 5 of this declaration?
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 21
`
`

`

`Page 22
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` A. No, I do not.
` Q. Were there pages 2 through 5 when you
` signed it?
` A. I don't recall.
` Q. Is this the only declaration that you
` signed in connection with these Patent Office
` proceedings?
` A. I believe, yes.
` Q. How much time did you spend preparing
` for this deposition?
` A. Well, depends what you mean by
` preparing for the deposition. Do you -- you
` know, do you include the writing of the
` declaration in that, or --
` Q. Let me just ask you about the time
` spent since May 23rd, so that's after you
` signed that declaration. How much time have
` you spent on preparing for the deposition?
` A. Maybe an additional 15 to 20 hours.
` Q. Over the course of how many days was
` that time spent?
` A. I don't recall exactly how many days,
` but it was probably the -- between the latter
` part of June and now.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 22
`
`

`

`Page 23
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Q. In the course of your preparation for
` this deposition, did you have communications
` with anyone?
` A. Yes, I have.
` Q. Who?
` A. With the attorneys.
` Q. Which attorneys?
` A. With --
` THE WITNESS: Am I allowed to
` answer that?
` MR. KIKLIS: You can identify the
` people, the individuals, but not any
` communications between them.
` THE WITNESS: Okay.
` A. So with Cook and Charlie from
` Steuben, with Greg Gardella, and with Mike.
` And I forget the -- there's another gentleman
` that I don't recall his name, one of the
` attorneys for Oblon.
` Q. Could it be Kevin or Tom?
` A. Kevin.
` Q. Okay. Anybody else?
` A. I don't believe so.
` Q. How did you have communication --
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 23
`
`

`

`Page 24
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` what type of communications did you have with
` them? In this question, I'm asking was it
` telephonic, by email, in person?
` A. It was telephonic and in person.
` Q. When was that?
` A. Telephonic, I don't recall the exact
` day. In person was yesterday.
` Q. Were there any other in-person
` meetings other than yesterday in connection
` with the preparation for this deposition since
` May 23rd?
` A. No, there wasn't. Don't believe
` there was.
` Q. Do you know that Dr. Sastry's
` deposition was previously taken in connection
` with these Patent Office proceedings?
` A. I am aware of that.
` Q. Do you have any knowledge about the
` testimony that Dr. Sastry gave during his
` deposition?
` A. No, I do not.
` Q. Outside of these Patent Office
` proceedings, do you know who Mr. Spinak is?
` A. Only what I read in the proceedings.
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 24
`
`

`

`Page 25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` Q. So prior to these proceedings, you
` didn't know who Mr. Spinak was?
` A. That is correct.
` Q. Is it okay if I refer to the five
` patents that are the subject of these
` proceedings as the Taggart patents?
` A. That is okay with me.
` Q. Okay. I believe you referred to them
` as the Taggart patents as well, so we will both
` understand that's what I mean if I say "Taggart
` patents."
` When did you first become aware that
` Mr. Taggart had applied for or received any of
` the Taggart patents?
` A. When I was contacted by the
` attorneys.
` Q. When was that?
` A. It was sometime during May, I
` believe.
` Q. That's May of 2014?
` A. Yes.
` Q. Can you please turn to paragraph 3 of
` your declaration? And this is Exhibit 2025.
` The first sentence states that in
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 25
`
`

`

`Page 26
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` 1998, you joined Boston University as the
` executive director of the Fraunhofer Center for
` Manufacturing Innovation. Were you affiliated
` in any way with Fraunhofer before then?
` A. No, I was not affiliated.
` Q. What's the relationship between
` Boston University and Fraunhofer?
` A. It's a technology collaboration.
` Fraunhofer Center shares IP with Boston
` University. Boston University gives Fraunhofer
` space on campus. Fraunhofer employs Boston
` University students, also interns. So it's a
` technology collaboration but separate legal
` entities.
` Q. And to this day, you're the executive
` director of the Fraunhofer Center for
` Manufacturing Innovation?
` A. That is correct.
` Q. Is that a full-time job?
` A. Well, my full job is I'm a professor
` of mechanical engineering and the executive
` director of the Fraunhofer Center for
` Manufacturing Innovation so I do both jobs.
` They're very intermingled. It's a little
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 26
`
`

`

`Page 27
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` difficult to say, you know, exactly what
` percent I work on which aspect, but --
` Q. Can you give me a rough idea of what
` portion of your time is spent with Fraunhofer
` as opposed to spent as a professor at BU?
` A. Well, it's very difficult to say
` because the Fraunhofer is an organization that
` is doing research that Boston University is
` involved in. We have joint projects. So the
` activities of the Fraunhofer Center you could
` say are also activities within Boston
` University, so it's a little hard to
` differentiate. But I can tell you in theory,
` it's supposed to be 50/50.
` Q. What about your day-to-day
` responsibilities as the executive director?
` A. Of the Fraunhofer?
` Q. Of Fraunhofer. Fraunhofer Center for
` Manufacturing Innovation.
` A. Yes. So I run the center. I get
` involved in -- so there's the administrative
` aspects of running the center. I do some
` sales, although we have one dedicated
` salesperson for that. What I do mostly is
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 27
`
`

`

`Page 28
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` provide the intellectual and technological
` leadership in developing automation equipment
` and instruments and machines for customers,
` which is what our center does.
` Q. So you actually engage in the
` specific engineering done by Fraunhofer?
` A. Yes, I do.
` Q. What are your activities in
` connection with sales? What does that activity
` involve?
` A. It involves sales, meaning trying to
` get customers to give us projects.
` Q. Do you have an engineering staff
` under you at Fraunhofer Center for
` Manufacturing Innovation?
` A. Yes, I do.
` Q. How many full-time equivalent
` employees as engineers do you have under you?
` A. Engineers and scientists, at the
` moment, I believe we have 15 to 17,
` somewhere -- say 15 to 20.
` Q. Are you an expert in aseptic
` processing of foodstuffs?
` A. Well, aseptic packaging of foodstuff
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 28
`
`

`

`Page 29
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` involves several disciplines, at the core of
` which is mechanical engineering, which is --
` and I'm certainly an expert in that. But it
` also involves input from biologists and food
` processing engineers. It's an
` interdisciplinary activity. I'm an expert on
` the mechanical engineering aspects and the
` machine design aspects.
` Q. But you're not an expert in aseptic
` processing of foodstuffs?
` A. As I mentioned, aseptic processing of
` foodstuff is an interdisciplinary activity. It
` requires several disciplines. And at the core,
` the central core of that activity is mechanical
` engineering, which is what I am an expert in.
` Q. All right. So I understand you
` represent you're an expert in mechanical
` engineering. Do you represent yourself as an
` expert in aseptic processing of foodstuffs?
` A. I represent myself as an expert in
` the core technology, in developing processing
` equipment such -- that includes -- of which, I
` should say, of which aseptic food packaging is
` one such technology. I'm not an expert in the
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 29
`
`

`

`Page 30
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` sterility aspects of aseptic engineering or
` aseptic, sorry, food packaging.
` Q. Do you have any personal experience
` with aseptic processing of foodstuffs?
` A. Again, I have experience in
` developing industrial processing equipment,
` such as this aseptic food processing equipment.
` Specifically, I do not have experience in the
` development of an aseptic food packaging
` machine.
` Q. Do you have personal experience with
` aseptic processing of foodstuffs?
` A. I thought I answered that.
` Q. You said that you do not have
` experience in the development of aseptic food
` packaging machine. Now I'm asking if you have
` any experience with aseptic processing of
` foodstuffs.
` A. Well, first of all, I did not say I
` don't have any experience in food packaging
` machinery. I said that I have experience with
` the aspects and the types of machines that are
` used -- that food processing equipment falls
` under. I have not specifically developed a
`
`TSG Reporting - Worldwide - 877-702-9580
`
`IPR2014-00055
`Steuben Exhibit 2071, pg. 30
`
`

`

`Page 31
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` A. Sharon
` machine that is used in aseptic packaging.
` Now, what is your next question?
` Q. Do you have personal experience with
` aseptic processing of foodstuffs separate from
` packaging of foodstuffs?
` MR. KIKLIS: Objection, form.
` A. Can you tell me what you mean by
` "processing"? I'm not -- differentiate that
` from

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket