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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P 0 Box 1450
`Alexandria. Vireinia 22313-1450
`www uspto
`
`APPLICATION NO.
`
`I
`
`ISSUE DATE
`
`I
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8418432
`
`Case 50
`
`6604
`
`03/27/20 13
`
`7590
`2387
`Olson & Cepuritis, LTD.
`20 NORTH WACKER DRIVE
`36TH FLOOR
`CHICAGO. IL 60606
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29,2000)
`
`The Patent Term Adjustment is 35 day(s). Any patent to issue from the above-identified application will
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`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Kenneth E. Shoup, Kankakee, IL;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.~ov.
`-
`
`IR103 (Rev. 10109)
`
`Page 1 of 99
`
`

`
`PART B - FE§3l{rS} TLRANSMiTT.AL
`
`Cempiedre and semi ézhis farm, tagetiwr with sapgsfiicabie fee(:«:), 3:0: ’\/iaii Mafii Stag ESSUE FEE
`Ccumgmssmnes’ for Patents
`33,9. 30:: 1459
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`INS'!‘RL‘JC1‘IONS3‘:“:i:i;;“ ibrrn
`ap‘ yoprxggle. All iurther coxrespcmiexzqc. me‘.x1(i1_ng the Patent, advance orders a:1_1gi_nohi1ca.tmn of 1‘:1s:rr1i-manna fees wiii be xnailed 10 the current eonespondence address as
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`maintenance ice :1 tmcatxons.
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`CURR3EN'I"€3DRR .- POW-DENCE2\DDRJ55‘S(M1c:l'%cBinci':I Fm =m)r==h‘rmE° <~?"r1ddr<'£i')
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`is.-ach adqmmual {:g‘:p:‘.1j,_S'L3Ch as an a§s1g11rnr:r1I. or formal drawmg, must
`ave sis own cerlrfiezate of ma2lm,<_: 03' transrnrssren.
`
`2387
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`75.90’
`
`U3;"Uir'20I3
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`Cssrriiicare ofmaiiissg or Trunsmissies;
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`I hereby‘ certrfy that £}31§s Feegs '}'rans1nitI.'1i is bemg dx.’-p()SiLC(l" with the United
`29 NQRTH .WACKFF DRIVE;
`States 30513} Somme yv2$‘_h su ‘-.c1e:1§‘,r3o=L':gr: for firs: elazs mm? in an e1W(_:h;\pr:
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`35131 ELOQR
`.,
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`,
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`CHICAGO {L (@606
`transmmed la the La~S;’I~.),_ L- 7 2) 273-288;, cm ms date indicated below.
`(I):-prysit-'J:"s name)
`
`(Srgrnuurej
`
`
`
`
`
`FILING DATE
`
`./‘«.PP1.!CA'1‘lO.N NO,‘
`- FI!?.S'I' N'AME.D iNV‘Ei'N'E'()R
` 13/} 35,944
`C}?-‘I9/2011
`Kenneth
`Shoup
`'CiTLH OF IN\’EN'f'IONr Qmck co11rrr:c€/r.i§scormect coupling for L1 stalk. zsmmper
`
`--1-,-p-«.111-,n-A11-A-n ..-.u-...— u
`
`
`l’P.E\"._ i’.:\Il) ISSUE PUESIJCATIC-N Fix:-.1)UE
`ESSUE F135 DUE
`T€.Y1":'\L FE'F.(S) DUE
`DATE D-‘LEE
`
`SMALL £iN‘}'{T\’
`APPLN. TYPE
`
`r1m1pro‘visim1:3‘1
`YES
`$300
`$0
`$1 $835
`UCu"O'5-,r‘?.0‘: 3
`
`E
`
`CIASS-SUBCLASS
`ART UNIT
`
`367!
`056419000
`
`2 (
`
`
`
`E}(A.'viENF
`E
`i..............,...................................
`A
`TORRES.
`
`[T 5
`
`/.
`
`
`
` . or indication of Address (37
`
`
`. Fur priming on the patent from page, list
`
`5?."-1 r:03ti'1; O:3‘D4‘.3.;nO Q:3.'1nmfl:
`E. :2WC: P. ('39-4.re:1;"SI5I199."E‘:r:as
`52
`3) 151:.‘ na1'm':s qf up 1:} 3 registered paaezlt attu.-*ncys
`or agents OR. rmcmatively,
`(2)_1he name Ma smgie firm (having as a member 3.
`regtstereci a1t{0rru:y or agent} and the names of up to
`-;
`2 regjsmred patent atmrn.-eys or agents. Ifno ham-: is
`****************"
`listcfi, no name will hr: prmtcd,
`\---u.-,.u.....u.-,.«
`
`"Fee. Address“ irsdicatien {or "Fee Address“ Indicaiiiorx form
`1"?‘ /SB/47; Rev 03-02 or more recent) 3fiae:‘.ccL Use 9!" a Customer‘
`Number is reqmred.
`
`2_______________________________________________________________,.
`
`ASSEGNELE NAME AND RESHJIENCE DA'1‘A TO BE }‘1?.iNT}21) ON ‘rm; PA“I‘EN’i' (pri11tn1't‘y’_pe)
`if an assignee is icjcmifmcl beiew, ijrzc doom-mam has been Fried for
`PLE.«xS'Ijl ‘N'D’§‘E: b’rx1e3s an assigncc is ifi.mm'§'2e_Li be1<;tw,_ ng assjgneefjvaia will’ appear er; the parser.
`reeordatmn
`set forth in 3"?’ CFR 3.] i. Comp-when at this term is NUI 21 sub.sututc for hhng an, assxgnxncnr.
`(A) NAME OF .-‘\SSIC:NEE
`(B) R'§}.S{i,}},€NC.E:
`(C‘.lTY and STATE OR, COD.-*~1'TR‘r‘)
`
`Pica
`
`
`check THU: "1 ropriate assignee category ar cmcgories (win not be _uz'imed en ti: patent) :
`L3 Individua‘.
`Corpm-mioxr or other private ygrmrp entity L} Um-crnrricrni
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`fiT.hc B‘if~‘.‘CI(:-1‘ is hg_re‘ey gauthnrized to charge ti~.q,rc 15:‘
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`
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`w mt Number
`-3“‘ 3« :___ er ciese. an exira copy ofifr
`
`
`
`stlbmmedz
`
`42:. ":‘he following fee.{s)
`1.3 issue Fer:
`Fublication Fee (No small cnriry diseoum permitted)
`Advancg Oz'(j(:.r »
`rJfCopies ___________________________________________M
`
`3. Change in Entity S:_am.a {from slams izxdicaicd above}
`£3 a. Appiieam claims S:'\/EALL ENTITY siaius. See 37 CPR 1.27‘
`A;;:pIi"'n£ is '30 longer eiaiming SMALL ENTETY status. See 3? CFR 1.3ET:‘(g){2).
`
`
`
`NU
`fhe issue Fee and Pmilieaiion Fer: (if required} will not
`acct’ ‘ed f"1_m imynme other than the appiicani; a registered zmomey er’ agem; er the asslgnee or (;.he: petfij,-' in
`
`;.:'1fcrCSi‘ as ahown
`the records of the Liniibti Stems Patent '
`.1
`I’
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`.-Xrsuhmiszcd Sigmmrc __________>_-" x
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`Date Marc“ E Z4 s
`2-U 1 3
`
`9 "'
`'1'
`
`
`
`Registration No. ___33_&7g,{,5_3‘_“
`___________________________________________________
`Typed or printed name Qsep
` ._.m..m ...............................
`
`
`This eeileetion of inform;§1E¢_)n
`required by 37 CPR 1.3} i. The irxfonpgtion is re-3§:J_.ired to obtaip or rpraEn:zbc:1cfELbythe public which is to t e (and by the USPTD to proces.s)
`an app1i_cs.liQ11. C0nfrdcn[1ahty_1;s goxvemed by 35
`12 minutes to compieze, 'mc1ndi_ng guwcring‘ prepar ..
`12l_‘and
`(JR 1.14‘ Tens coiiscizim 1;; egtrmatcd to
`and
`subxmtimg the <:omp‘:v.7tcd appireatrrrn form t_0 the USP! 04 Tame will varv drsnendmg uporr the imimdu:-11 case. Any cc:rr1rr1e?=ts on the amount of trmc you :'cquirc to com ricie
`this farm an.;1/or gm ggesriong {or rcrcimmg thus burden, should be sent to ific Chief In tm:‘..atrt:n Officcr,
`Patent and '1‘1'adema:‘k Oi'.Tiee, US. Department er" Commerce, : .0.
`Box M50, Aicxan ma, Virginm 223§3-1450. DO NOT‘ SEND FEES OR COMPLENEU FORMS TO THIS ADDRESS. SEND TO: Cmmnissioner for Patents, PO. Box 14.80,
`.Me2('cmdI'ia, Vi.-‘girlie 33313-1 453.
`
`-'-11:‘!--A!!!E!-I\\\\w1I-JI-nxuuulan
`Jhdcr the i‘aperwork Reduction Act of 1995, no persnm are required to respond to a Colieclxon 0i'mi'unmrim1 unless it dispiays a valid OMB comm} number.
`
`i‘TOi..~S5 (Rev. 02/} 1) .5\ppr:3~.-‘ed fr}? use through 08!} H2013-,
`
`D _.
`
`Palcm and Treldemark Officc; US. DEPA RT;\~‘IENT OF C‘O:’viM'5. RCE.
`
`Page 2 of 99
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`Quick connect/disconnect coupling for a stalk stomper
`
`First Named InventorIApplicant Name:
`
`Kenneth E. Shoup
`
`Filer:
`
`Joseph Ming Kuo/Laura DiSanto
`
`Attorney Docket Number:
`
`Case 50
`
`Filed as Small Entity
`
`Utility under 35 USC 11 1 (a) Filing Fees
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Utility Appl Issue Fee
`
`Publ. Fee- Early,Voluntary, or Normal
`
`1504
`
`1
`
`300
`
`300
`
`Page 3 of 99
`
`

`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USDW
`
`Miscellaneous:
`
`Total in USD ($)
`
`1185
`
`Page 4 of 99
`
`

`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`Quick connect/disconnect coupling for a stalk stomper
`
`r
`
`First Named InventorIApplicant Name:
`
`Kenneth E. Shoup
`
`Customer Number:
`
`Filer:
`
`Joseph Ming Kuo/Laura DiSanto
`
`Filer Authorized By:
`
`Joseph Ming Kuo
`
`Attorney Docket Number:
`
`Case 50
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Application Type:
`
`Utility under 35 USC 11 1 (a)
`
`Payment information:
`I Submitted with Payment
`I Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`I Deposit Account
`
`Authorized User
`
`I Yes
`I Deposit Account
`
`1 150508
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`I
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`I
`I
`
`I
`
`I
`
`Page 5 of 99
`
`

`
`File Listing:
`
`Document
`Number
`
`Warnings:
`
`Information:
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`Issue Fee Payment (PTO-85B)
`
`Case50lssuePu bFee.pdf
`
`6671 87
`
`a796b 1
`
`74bfLbcO78879ce59c5bM6b99e7925aabe
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`fe4037263Mbff6M677c02c4f8422e4flOI 9
`
`31622
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)j
`
`698809
`
`This Acknowledgement Receipt evidences receipt on the noted date b y the USPTO of the indicated documents,
`characterized b y the applicant, and including page counts, where applicable. It serves as evidence of receipt similar t o a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 11 1
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stase of an lnternational Application under 35 U.S.C. 371
`If a timely submission t o enter the national stage o f an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition t o the Filing Receipt, in due course.
`
`New lnternational Application Filed with the USPTO as a Receivins Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the lnternational Application Number
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`the application.
`
`Page 6 of 99
`
`

`
`Examiner-Initiated lnterview Summary
`
`I Application No.
`
`1311 35,944
`
`Examiner
`
`ALICIA TORRES
`
`I Applicant(s)
`
`SHOUP, KENNETH E.
`
`Art Unit
`
`3671
`
`All participants (applicant, applicant's representative, PTO personnel):
`
`(1 ) ALICIA TORRES.
`
`(2) JOSEPH KUO.
`
`(3)-.
`
`(4)-.
`
`Date of Interview: 25 February 2013.
`Type: q Telephonic q Video Conference
`Personal [copy given to: q applicant q applicant's representative]
`Exhibit shown or demonstration conducted: q Yes q No.
`If Yes, brief description:
`.
`
`Issues Discussed 0 1 01 0 1 12 0 1 02 0 1 03 mothers
`(For each of the checked box(es) above, please describe below the issue and detailed description of the discussion)
`
`Claim(s) discussed: 1-3.
`
`Identification of prior art discussed:
`
`.
`
`Substance of lnterview
`(For each issue discussed, provide a detailed description and indicate if agreement was reached. Some topics may include: identification or clarification of a
`reference or a portion thereof, claim interpretation, proposed amendments, arguments of any applied references etc ...)
`
`The amlicant aareed to the claim amendment outlined in the attached Examiner's Amendment in order to put the
`amlication into condition for allowance.
`
`Applicant recordation instructions: It is not necessary for applicant to provide a separate record of the substance of interview.
`
`Examiner recordation instructions: Examiners must summarize the substance of any interview of record. A complete and proper recordation of
`the substance of an interview should include the items listed in MPEP 713.04 for complete and proper recordation including the identification of the
`general thrust of each argument or issue discussed, a general indication of any other pertinent matters discussed regarding patentability and the
`general results or outcome of the interview, to include an indication as to whether or not agreement was reached on the issues raised.
`
`Attachment
`
`/Alicia M Torres/
`Primary Examiner, Art Unit 3671
`
`S Patent and Trademark Off~ce
`PTOL-413B (Rev. 811 11201 0)
`
`I
`
`Interview Summary
`
`Paper No. 201 30224
`
`Page 7 of 99
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P 0 Box 1450
`Alexandria Virginia 22313-1450
`www uspto p v -
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`03/01/2013
`
`2387
`7590
`Olson & Cepuritis, LTD.
`20 NORTH WACKER DRIVE
`36TH FLOOR
`CHICAGO, IL 60606
`
`EXAMINER
`
`TORRES, ALICIA M
`
`ART UNIT
`
`PAPER NUMBER
`
`3671
`
`DATE MAILED: 0310 11201 3
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`131135,944
`
`071191201 1
`
`Kenneth E. Shoup
`
`Case 50
`
`6604
`
`TITLE OF INVENTION: Quick connect/disconnect coupling for a stak stomper
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`$885
`
`$300
`
`$0
`
`$1185
`
`06/03/2013
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE D-
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`-
`WILL BE CONSIDERED A REOUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
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`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
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`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
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`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
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`If the SMALL ENTITY is shown as NO:
`
`A. Pay TOTAL FEE(S) DUE shown above, or
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`Transmittal and pay the PUBLICATION FEE (if required) and 112
`the ISSUE FEE shown above.
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`11. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
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`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
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`
`PTOL-85 (Rev. 0211 1)
`
`Page 1 of 3
`
`Page 8 of 99
`
`

`
`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
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`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
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`-
`. -
`ingcated unless corrected below or directed otherwise in Block 1, bv (a) specifving a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`Note: A certificate of mailin can only be used for domestic mailings of the
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`Fee(s) Transmittal. This certikate cannot be used for any other accompanying
`gapers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`03/01/2013
`
`2387
`7590
`Olson & Cepuritis, LTD.
`20 NORTH WACKER DRIVE
`36TH FLOOR
`CHICAGO, IL 60606
`
`A
`
`A
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`131135,944
`
`07/19/201 1
`
`Kenneth E. Shoup
`
`Case 50
`
`6604
`
`TITLE OF INVENTION: Quick connect/disconnect coupling for a stalk stomper
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`$885
`
`$300
`
`$0
`
`$1185
`
`06/03/2013
`
`I
`
`EXAMINER
`
`I
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`TORRES, ALICIA M
`
`3671
`
`056- 119000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`Address Form PTOlSBl122) attached.
`
`m Chan e of correspondence address (or Change of Correspondence
`m "Fee Address" indication (or "Fee Address" Indication form
`PTOlSBl47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) ,the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : m Individual m Corporation or other private group entity m Government
`
`4a. The following fee(s) are submitted:
`-
`U Issue Fee
`m Publication Fee (No small entitv discount permitted)
`m Advance Order - # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`-
`U A check is enclosed.
`m Pavment bv credit card. Form PTO-2038 is attached
`m The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`
`overpayment, to Deposit Account Number
`
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`m a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27. m b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No
`
`This collection of information is required by 37 CFR 1.31 1. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will v
`de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or sueeestions for reducing this burden. should be sent t o y e ~ k e f ~nformation Officer. U.S. Patent and Trademark Office. U.S. Deoartment of Commerce. P.O.
`Box 1450, ~lexan&ra, Virginia 22313-1750. DO NOT SEND FEES OR COMPLETED FORMS TO 'THIS ADDRESS. SEND TO: ~okmissione; for Patents, P.O. Box '1450,
`Alexandria, Virginia 223 13- 1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 0211 1) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 9 of 99
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P 0 Box 1450
`Alexandria Virginia 22313-1450
`www uspto p v -
`
`APPLICATION NO.
`
`FILING DATE
`
`I
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`131135,944
`
`071191201 1
`
`Kenneth E. Shoup
`
`Case 50
`
`6604
`
`03/01/2013
`
`2387
`7590
`Olson & Cepuritis, LTD.
`20 NORTH WACKER DRIVE
`36TH FLOOR
`CHICAGO, IL 60606
`
`EXAMINER
`
`TORRES, ALICIA M
`
`ART UNIT
`
`PAPER NUMBER
`
`3671
`
`DATE MAILED: 0310 11201 3
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29,2000)
`
`The Patent Term Adjustment to date is 35 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 35 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (57 1)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 0211 1)
`
`Page 3 of 3
`
`Page 10 of 99
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (1) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel
`in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5
`U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy
`Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or hidher designee, during an inspection of records conducted by GSA as part of
`that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance
`with the GSA regulations governing inspection of records for this purpose, and any other relevant
`(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a
`routine use, to the public if the record was filed in an application which became abandoned or in
`which the proceedings were terminated and which application is referenced by either a published
`application, an application open to public inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`Page 11 of 99
`
`

`
`I Application No.
`
`I Applicant(s)
`
`Notice of Allowability
`
`1311 35,944
`SHOUP, KENNETH E.
`Examiner
`Art Unit
`1 3671
`I ALICIA TORRES
`-- The MAILING DATE of this communication appears on the cover sheet with the correspondence address-
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THlS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`1. IXI This communication is responsive to the amendment filed22 Januarv2013.
`2. q An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`3. IXI The allowed claim(s) islare 4 and 5. As a result of the allowed claim(s), you may be eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`htty::/~vww.usgto.qov/patents:init evenls:gphiindex.isp or send an inquiry to PPHfeedback@uspto.qov .
`4. q Acknowledgment is made of a claim for foreign priority under 35 U.S.C. (cid:129)˜ 11 9(a)-(d) or (f).
`a) q All
`some* c) q one
`b)
`of the:
`1. 0 Certified copies of the priority documents have been received.
`2. q Certified copies of the priority documents have been received in Application No.
`.
`3. q Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`.
`* Certified copies not received:
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THlS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`5. q CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.
`including changes required by the attached Examiner's Amendment I Comment or in the Office action of
`.
`Paper No.1Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`6. q DEPOSIT OF andlor INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`; the restriction
`
`Attachment(s)
`1 . 0 Notice of References Cited (PTO-892)
`2.
`Information Disclosure Statements (PTOlSBl08),
`Paper No.1Mail Date
`Examiner's Comment Regarding Requirement for Deposit
`3.
`of Biological Material
`4. IXI Interview Summary (PTO-413),
`Paper No.1Mail Date 2/25/13.
`/Alicia M Torres/
`Primary Examiner, Art Unit 3671
`
`5. IXI Examiner's AmendmentIComment
`6.
`Examiner's Statement of Reasons for Allowance
`
`7. Other
`
`.
`
`U S Patent

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