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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`
`
`ZOLL LIFECOR CORPORATION
`
`Petitioner
`
`v.
`
`PHILIPS ELECTRONICS NORTH AMERICA CORPORATION
`
`Patent Owner
`
`_________________
`
`Case IPR2013-00609
`Patent 5,836,978
`_________________
`
`
`PATENT OWNER’S MANDATORY NOTICES
`
`
`
`
`
`
`
`
`
`

`

`Case IPR2013-00609
`Patent 5,836,978
`
`
`Philips Electronics North America Corp. (“Patent Owner”) provides the
`
`following mandatory notices pursuant to 37 C.F.R. § 42.8.
`
`I.
`
`Real Party-in-Interest Under 37 C.F.R. § 42.8(b)(1)
`
`Philips Electronics North America Corp. and Koninklijke Philips N.V. are
`
`the real parties-in-interest in this proceeding.
`
`II. Related Matters Under 37 C.F.R. § 42.8(b)(2)
`
`Patent Owner has asserted eight patents, including U.S. Patent No.
`
`5,836,978 (“the ’978 patent”), in Koninklijke Philips N.V. & Philips Electronics
`
`North America Corp. v. ZOLL Lifecor Corp., Civil No. 12-1369 (W.D. Pa.)
`
`(“the Pennsylvania suit”). Each of the eight patents asserted in the Pennsylvania
`
`suit is in the same patent family, stemming from a common parent application,
`
`namely, U.S. Patent Application No. 08/103,837.
`
`ZOLL Lifecor Corp. (“Petitioner”) has also filed Inter Partes Review
`
`petitions for the remaining seven patents asserted in the Pennsylvania suit:
`
`Patent No.
` 5,593,427 (“the ’427 patent”)
`5,749,904 (“the ’904 patent”)
`5,803,927 (“the ’927 patent”)
`5,735,879 (“the ’879 patent”)
`6,047,212 (“the ’212 patent”)
`5,749,905 (“the ’905 patent”)
`5,607,454 (“the ’454 patent”)
`
`
`
`IPR No.
`IPR2013-00606
`IPR2013-00607
`IPR2013-00612
`IPR2013-00613
`IPR2013-00615
`IPR2013-00616
`IPR2013-00618
`
`1
`
`

`

`Case IPR2013-00609
`Patent 5,836,978
`
`
`Patent Owner has also asserted the ’978, ’927, ’879, ’212, ’905, and ’454
`
`patents, which are currently asserted in the Pennsylvania suit, against ZOLL
`
`Medical Corp. in Koninklijke Philips N.V. & Philips Electronics North America
`
`Corp. v. ZOLL Medical Corp., Civil No. 10-11041 (D. Mass.) (“the Massachusetts
`
`suit”). Petitioner ZOLL Lifecor Corp. is a wholly owned subsidiary of ZOLL
`
`Medical Corp. Trial in the Massachusetts suit is currently scheduled to begin on
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`December 2, 2013.
`
`III. Lead and Back-up Counsel Under 37 C.F.R. § 42.8(b)(3)
`
`Patent Owner identifies the following lead and back-up counsel:
`
`Lead Counsel
`J. Michael Jakes
`Reg. No. 32,824
`Finnegan, Henderson, Farabow,
` Garrett & Dunner, L.L.P.
`901 New York Avenue, NW
`Washington, DC 20001-4413
`Telephone: 202.408.4045
`Facsimile: 202.408.4400
`E-mail: mike.jakes@finnegan.com
`
`Back-up Counsel
`Denise W. DeFranco
`Reg. No. 36,401
`Finnegan, Henderson, Farabow,
` Garrett & Dunner, L.L.P.
`Two Seaport Lane, 6th Floor
`Boston, MA 02210-2001
`Telephone: 617.646.1670
`Facsimile: 617.646.1600
`E-mail: denise.defranco@finnegan.com
`
`
`
`IV. Service Information Under 37 C.F.R. § 42.8(b)(4)
`
`Patent Owner consents to electronic service. Please address all
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`correspondence and service to lead and back-up counsel as listed above, and to
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`PTABdocket@finnegan.com and Philips-Zoll@finnegan.com.
`
`2
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`

`

`
`
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`
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`By:
`
`Case IPR2013-00609
`Patent 5,836,978
`
`
`Respectfully submitted,
`
`/J. Michael Jakes/
`J. Michael Jakes
`Reg. No. 32,824
`Counsel for Patent Owner,
`Philips Electronics North America Corp.
`
`
`
`Dated: October 15, 2013
`
`
`
`3
`
`

`

`Case IPR2013-00609
`Patent 5,836,978
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), I certify that on this 15th day of October,
`
`2013, a copy of
`
`PATENT OWNER’S MANDATORY NOTICES
`
`was served by electronic mail on Petitioner’s counsel, John C. Phillips (lead
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`counsel) and Dorothy P. Whelan (back-up counsel), at the following addresses:
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`Phillips@fr.com; Whelan@fr.com; and IPR38855-0004IP1@fr.com. The parties
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`have agreed to electronic service.
`
`Dated: October 15, 2013
`
`
`
`
`By:
`
`/J. Michael Jakes/
`J. Michael Jakes
`Reg. No. 32,824
`Counsel for Patent Owner,
`Philips Electronics North America Corp.
`
`
`
`
`
`
`
`
`
`

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