`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313- 1450
`wwwnsptogov
`
`APPLICATION NO.
`
`
`
`
`
` F ING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`
`
`
`
`CONF {MATION NO.
`
`11/563,232
`
`11/27/2006
`
`Safi Qureshey
`
`1116—028C
`
`1583
`
`71739
`7590
`05/23/2011
`WITHROW & TERRANOVA CT
`100 REGENCY FOREST DRIVE , SUITE 160
`CARY, NC 27518
`
`EXAMINER
`TRAN, PABLO N
`PAPER NUMBER
`
`DELIVERY MODE
`
`PAPER
`
`ART UNIT
`
`2618
`
`MAIL DATE
`
`05/23/2011
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 1
`
`Yamaha Corporation of America Exhibit 1007 Page 1
`
`

`

`
`Application No.
`Applicant(s)
`
`Office Action Summary
`
`11/563,232
`
`Examiner
`PABLO TRAN
`
`QURESHEY ET AL.
`
`Art Unit
`2618
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE 3 MONTH(S) OR THIRTY (30) DAYS,
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1. 136( a).
`In no event however may a reply be timely filed
`after SIX () MONTHS from the mailing date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`-
`- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`
`1)I:I Responsive to communication(s) filed on
`
`
`
`.
`
`a)I:l This action is FINAL.
`
`2b)IZ| This action is non-final.
`
`3)|:l Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`
`closed in accordance with the practice under Exparte Quay/e, 1935 CD. 11, 453 O.G. 213.
`
`Disposition of Claims
`
`4)IXI Claim(s) fl) is/are pending in the application.
`
`4a) Of the above claim(s) _ is/are withdrawn from consideration.
`
`5)I:I Claim(s) _ is/are allowed.
`
`6)|Zl Claim(s
`
`1_2-0 is/are rejected.
`
`)
`
`)
`
`(
`
`(
`
`Application Papers
`
`is/are objected to.
`
`are subject to restriction and/or election requirement.
`
`9)I:I The specification is objected to by the Examiner.
`
`OH] The drawing(s) filed on _ is/are: a)|:l accepted or b)I:l objected to by the Examiner.
`
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`
`11)|:l The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
`
`Priority under 35 U.S.C. § 119
`
`12)I:I Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`
`a)|:l AII
`
`b)I:l Some * c)|:l None of:
`
`1.I:I Certified copies of the priority documents have been received.
`
`2.|:I Certified copies of the priority documents have been received in Application No. _
`
`3.|:I Copies of the certified copies of the priority documents have been received in this National Stage
`
`application from the International Bureau (PCT Rule 17.2(a)).
`
`* See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment(s)
`
`1) X Notice of References Cited (PTO-892)
`2) D Notice of Draftsperson‘s Patent Drawing Review (PTO-948)
`3) IZI Information Disclosure Statement(s) (PTO/SB/08)
`Paper No(s)/Mai| Date _.
`US. Patent and Trademark Office
`
`4) D Interview Summary (PTO-413)
`Paper N°(5 )/Mai| Date. _
`5)I:I Notice of Informal Patent Application
`)6|:| Other:
`
`PTOL-326 (Rev. 08-06)
`
`Part of Pa er No ./iMa| Date 20110522
`Office Action Summag
`amaha Corporation of America
`xhibit 1007
`Page 2
`
`
`
`Yamaha Corporation of America Exhibit 1007 Page 2
`
`

`

`Application/Control Number: 11/563,232
`
`Page 2
`
`Art Unit: 2618
`
`DETAILED ACTION
`
`Double Patenting
`
`1.
`
`The nonstatutory double patenting rejection is based on a judicially created
`
`doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the
`
`unjustified or improper timewise extension of the “right to exclude” granted by a patent
`
`and to prevent possible harassment by multiple assignees. A nonstatutory
`
`obviousness-type double patenting rejection is appropriate where the conflicting claims
`
`are not identical, but at least one examined application claim is not patentably distinct
`
`from the reference claim(s) because the examined application claim is either anticipated
`
`by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140
`
`F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29
`
`USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir.
`
`1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422
`
`F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163
`
`USPQ 644 (CCPA 1969).
`
`A timely filed terminal disclaimer in compliance with 37 CFR 1.321 (c) or 1.321(d)
`
`may be used to overcome an actual or provisional rejection based on a nonstatutory
`
`double patenting ground provided the conflicting application or patent either is shown to
`
`be commonly owned with this application, or claims an invention made as a result of
`
`activities undertaken within the scope of a joint research agreement.
`
`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 3
`
`Yamaha Corporation of America Exhibit 1007 Page 3
`
`

`

`Application/Control Number: 11/563,232
`
`Page 3
`
`Art Unit: 2618
`
`Effective January 1, 1994, a registered attorney or agent of record may sign a
`
`terminal disclaimer. A terminal disclaimer signed by the assignee must fully comply with
`
`37 CFR 3.73(b).
`
`2.
`
`Claims 1-20 are provisionally rejected on the ground of nonstatutory
`
`obviousness-type double patenting as being unpatentable over claims 1, 16, and 28 of
`
`copending Application No. 11/697833 Although the conflicting claims are not identical,
`
`they are not patentably distinct from each other because both application disclose
`
`similar subject matter of an Internet radio broadcast apparatus enable the user to
`
`access an Internet radio site over a communication network.
`
`This is a provisional obviousness-type double patenting rejection because the
`
`conflicting claims have not in fact been patented.
`
`Claim Rejections - 35 USC § 102
`
`3.
`
`The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that
`
`form the basis for the rejections under this section made in this Office action:
`
`A person shall be entitled to a patent unless —
`
`(e) the invention was described in (1) an application for patent, published under section 122(b), by
`another filed in the United States before the invention by the applicant for patent or (2) a patent
`granted on an application for patent by another filed in the United States before the invention by the
`applicant for patent, except that an international application filed under the treaty defined in section
`351 (a) shall have the effects for purposes of this subsection of an application filed in the United States
`only if the international application designated the United States and was published under Article 21(2)
`of such treaty in the English language.
`
`4.
`
`Claims 1-5, 7-9, 11-16, and 18-20 are rejected under 35 U.S.C. 102(e) as being
`
`anticipated by Mankovitz (US Pat No 5,949,492).
`
`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 4
`
`Yamaha Corporation of America Exhibit 1007 Page 4
`
`

`

`Application/Control Number: 11/563,232
`
`Page 4
`
`Art Unit: 2618
`
`As per claims 1, 8, 12, and 19, Mankovitz discloses an electronic device
`
`comprising a network interface (see fig. 9/no. 707) enabling the electronic device to
`
`receive an Internet radio broadcast (fig. 64, col. 2/In. 61-col. 3/In. 57, col. 46/In. 16-44);
`
`a system enabling playback of audio content from an additional content source and a
`
`control system associated with the network interface and the system enabling playback
`
`of audio content from the additional content source, and adapted to enable a user of the
`
`electronic device to select a desired mode of operation from a plurality of modes of
`
`operation comprising an Internet radio mode of operation and an additional content
`
`source mode of operation; receive and play the Internet radio broadcast when the
`
`desired mode of operation is the Internet radio mode of operation; and play the audio
`
`content from the additional content source when the desired mode of operation is the
`
`additional content source mode of operation (see fig. 8, fig. 9, col. 7/In. 35-col. 4/In. 19).
`
`As per claims 7, 11, and 18, Mankovitz disclose the control system is further
`
`adapted to send a request to a remote server for supplemental information related to a
`
`song in real-time while the song is playing; receive the supplemental information from
`
`the remote server; and present the supplemental information to the user of the
`
`electronic device (see col. 2/In. 61-col. 3/In. 57).
`
`As per claims 2-5, 9, 13-16, an 20, Mankovitz discloses the plurality of additional
`
`content sources comprises at least two of a group consisting of: broadcast radio (see
`
`col. 1/In. 911), an optical disc (see col. 8/In. 54-col. 9/In. 35), a playlist (see col. 35/In.
`
`65-col. 36/In. 21, col. 38/In. 25-46), and a data storage device of the electronic device
`
`(see col. 8/In. 54-col. 9/In. 35).
`
`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 5
`
`Yamaha Corporation of America Exhibit 1007 Page 5
`
`

`

`Application/Control Number: 11/563,232
`
`Page 5
`
`Art Unit: 2618
`
`Allowable Subject Matter
`
`5.
`
`Claims 6, 10, and 17 are objected to as being dependent upon a rejected base
`
`claim, but would be allowable if rewritten in independent form including all of the
`
`limitations of the base claim and any intervening claims.
`
`Conclusion
`
`6.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to Pablo Tran whose telephone number is (571 )272-7898.
`
`The examiner normal hours are 9:30 -5:00 (Monday-Friday). If attempts to reach the
`
`examiner by telephone are unsuccessful, the examiner's supervisor, Edward Urban, can
`
`be reached at (571)272-7899. The fax phone number for the organization where this
`
`application or proceeding is assigned is (571)273-8300.
`
`7.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) System. Status information for
`
`Published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see httpr//pair-directauspto.gov. Should
`
`You have questions on access to the Private PAIR system, contact the Electronic
`
`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 6
`
`Yamaha Corporation of America Exhibit 1007 Page 6
`
`

`

`Application/Control Number: 11/563,232
`
`Page 6
`
`Art Unit: 2618
`
`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (in USA or CANADA) or 571 -272-1 000.
`
`May 22, 2011
`
`/P. T./
`
`Primary Examiner, Art Unit 2618
`
`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 7
`
`Yamaha Corporation of America Exhibit 1007 Page 7
`
`

`

`Notice of References Cited Examiner
`
`Application/Control No.
`
`11/563232
`
`PABLO TRAN
`U.S. PATENT DOCUMENTS
`
`Applicant(s)/Patent Under
`Reexamination
`
`QURESHEY ET AL.
`Art Unit
`
`2618
`
`Page 1 0“
`
`Document Number
`Country Code-Number- Kind Code
`
`Date
`MM -YYYY
`
`Classification
`
`>
`
`US-5,949,492
`
`US-2005/0044561
`
`US-2004/O255340
`
`US-7,926,085
`
`US-7,917,932
`
`US-7,917,645
`
`US-7,856,485
`
`09-1999
`
`02-2005
`
`12-2004
`
`04-201 1
`
`03-201 1
`
`03-201 1
`
`12-2010
`
`Mankovitz, Roy J.
`
`McDonald, Russel
`
`Logan, James D.
`Del Beccaro et aI.
`
`Krikorian, Jason G.
`
`Ikezoye et aI.
`
`Prager et aI.
`
`348/473
`
`725/01 8
`
`725/145
`
`725/143
`
`725/88
`
`709/231
`
`709/21 9
`
`
`CCCCCCq)q)q)q)q)q)
`
`
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`FOREIGN PATENT DOCUMENTS
`
`Classification
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`- .
`
`
`
`
`
`—I
`
`—
`I—
`I—
`
`*A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`US. Patent and Trademark Office
`
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20110522
`
`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 8
`
`Yamaha Corporation of America Exhibit 1007 Page 8
`
`

`

`Doc code: IDS
`
`PTOISBIOBa (01-10)
`Approved for use through 078172012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`11563232
`
`
`Filing Date
`2006-11-27
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`First Named Inventor
`Safi Qureshey et al.
`Art Unit
`| 2618
`Examiner Name
`Pablo N. Tran
`Attorney Docket Number I 1116-0280
`
` Application Number
`
`
`
`
`
`
`
`
`
`
`_—
`U.S.PATENTS
`
`Pages,Columns,Lines where
`Kind
`Examiner Cite
`Name of Patentee or Applicant
`Relevant Passages or Relevant
`Code1 Issue Date
`Patent Number
`Initial*
`No
`of cited Document
`Figures Appear
`
`1
`
`6662231
`
`B1
`
`2003-12-09
`
`Drosset et al.
`
`
`
`2
`
`6741869
`
`B1
`
`2004-05-25
`
`Lehr
`
`
`
`3
`
`6711622
`
`B1
`
`2004-03-23
`
`Fuller et al.
`
`
`
`4
`
`7870088
`
`B1
`
`2011-01-11
`
`Chen et al.
`
`
`
`5
`
`7856485
`
`BZ
`
`2010-12-21
`
`Prager et al.
`
`
`
`6
`
`7840691
`
`B1
`
`2010-11-23
`
`De Bonet et al.
`
`
`
`7
`
`8
`
`7797321
`
`BZ
`
`2010-09-14
`
`Martin et al.
`
`7797272
`
`BZ
`
`2010-09-14
`
`Picker et al.
`
`
`
`/ET/
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THRQUGH.
`EFS Web 2.1.17
`Yamaha Corporation of America
`Exhibit 1007
`
`Page 9
`
`Yamaha Corporation of America Exhibit 1007 Page 9
`
`

`

`
`
`
`Application Number
`11563232
`
`
`Filing Date
`2006-1 1-27
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`First Named Inventor
`Safi Qureshey et al.
`Art Unit
`| 2618
`Examiner Name
`
`
`
`
`I 1116-0280
`
`Pablo N. Tran Attorney Docket Number
`
`
`
`
`
`
`7783722
`
`B1
`
`2010-08-24
`
`Rosenberg et al.
`
`7711838
`
`B1
`
`2010-05-04
`
`Boulter et al.
`
`I7469283
`
`B2
`
`20081223
`
`Eyaletal.
`
`7139770
`
`B2
`
`2006-11-21
`
`Nakase et al.
`
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`9
`Figures Appear
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`20090070267
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`2009-03-12
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`20070283268
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`2007-12-06
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`Berger et al.
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`FOREIGN PATENT DOCUMENTS
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`NON-PATENT LITERATURE DOCUMENTS
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`Exhibit 1007
`Page 10
`EERENCES CQNSEDERED EXCEPT WHERE LINED THRQUGH.
`/ET/
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`Yamaha Corporation of America Exhibit 1007 Page 10
`
`

`

`
`
`
`
`Application Number 11563232
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`,
`_
`( Not for submissmn under 37 CFR 1.99)
`
`Filing Date
`2006-11-27
`
`First Named Inventor
`Safi Qureshey et al.
`
`Art U .
`nit
`I 2618
`
`Examiner Name
`Pablo N. Tran
`
`I 1116-0280
`
` Attorney Docket Number
`
`
`
`
`
`
`
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`Examiner Cite
`T5
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
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`EXAMINER SIGNATURE
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`
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`Examiner Signature
`/PT/
`Date Considered
`Q5,I‘22/201 1
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
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`
`2 Enter office that issued the document, by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04.
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here if
`English language translation is attached.
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THRGUGH.
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`,IRT/
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`EFS Web 2117
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`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 11
`
`Yamaha Corporation of America Exhibit 1007 Page 11
`
`

`

`PTOISBIOBa (08-03 )
`Approved for use through 07/31/2006. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Application Number
`11563232
`
`
`Filing Date
`2006-11-27
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`First Named Inventor
`Safi Qureshey et al.
`
`Art Unit
`| 2623
`Examiner Name
`
`TBA
`
`
`
` Examiner Cite
`
`
`
`
`
`Attorney Docket Number
`
`I 1116-0280
`
`
`
`
`
`U.S.PATENTS _
`
`Name of Patentee or Applicant Pages,Columns,Lines where
`Kind
`.
`.
`.
`Relevant Passages or Relevant
`Initial
`No
`Code1
`of Cited Document
`.
`Figures Appear
`
`
`*
`
`Patent Number
`
`Issue Date
`
`1
`
`5191573
`
`1993-03-02
`
`Hair
`
`
`
`2
`
`5440336
`
`1995-08-08
`
`Buhro et al.
`
`
`
`3
`
`5583763
`
`1996-12-10
`
`Alcheson et al.
`
`
`
`4
`
`5594779
`
`1997-01-14
`
`Goodman
`
`
`
`5
`
`5727048
`
`1998-03-10
`
`Hiroshima et al.
`
`
`
`6
`
`5914941
`
`1999-06-22
`
`Janky
`
`
`
`7
`
`8
`
`5930765
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`1999-07-27
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`Martin
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`5949877
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`1999-09-07
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`Traw et al.
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`
`
`ALL REFERENCES CONSEDERED EXCEPT WHERE LENED THRGUGH. fET/
`EFS Web 20
`Yamaha Corporation of America
`Exhibit 1007
`Page 12
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`Yamaha Corporation of America Exhibit 1007 Page 12
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`

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`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`Application Number 11563232
`
`Filing Date 2006-11-27
`
`First Named Inventor Safi Qureshey et al.
`
`Art Unit '2523
`
`TBA Attorney Docket Number
`
`Examiner Name
`
`
`
`I 1116-0280 I5991737
`
`
`
`
`
`10
`
`6233430
`
`1 1
`
`6233682
`
`12
`
`6505160
`
`13
`
`6721403
`
`14
`
`6782253
`
`15
`
`6829475
`
`B1
`
`B1
`
`B1
`
`B1
`
`B1
`
`B1
`
`Chen
`
`Helferich
`
`Fritsch
`
`Levy et al.
`
`Mandalia
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`Shteyn et al.
`
`Lee et al.
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`Name of Patentee or Applicant Pages,Columns,LInes where
`.
`Relevant Passages or Relevant
`of mm Document
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`FIgures Appear I20020049037
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`2002-04-25
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`Christensenetal.
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`Yamaha Corporation of America
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`Exhibit 1007
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`Page 13
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`Yamaha Corporation of America Exhibit 1007 Page 13
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`Application Number 11563232
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`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`,
`_
`( Not for submissmn under 37 CFR 1.99)
`
`Filing Date
`2006-11-27
`
`First Named Inventor
`Safi Qureshey et al.
`
`Art U .
`nit
`I 2623
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`Examiner Name
`
`TBA
`
` Attorney Docket Number
`
`I 1116-0280
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`EXAMINER SIGNATURE
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`Examiner Signature
`PT,"
`Date Considered
`05/22/201 1
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
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`Include copy of this form with next communication to applicant.
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`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
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`ALI... REFERENCES GQNSIDERED EXCEPT WHERE LINED THRQUGH.
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`,I'PT/
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`EFS Web 20
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`Yamaha Corporation of America
`
`Exhibit 1007
`
`Page 14
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`
`
`Yamaha Corporation of America Exhibit 1007 Page 14
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`